0001209191-19-011737.txt : 20190220
0001209191-19-011737.hdr.sgml : 20190220
20190220174600
ACCESSION NUMBER: 0001209191-19-011737
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190218
FILED AS OF DATE: 20190220
DATE AS OF CHANGE: 20190220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GUSTAFSON KURT A
CENTRAL INDEX KEY: 0001462354
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35006
FILM NUMBER: 19619676
MAIL ADDRESS:
STREET 1: 11388 SORRENTO VALLEY ROAD
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPECTRUM PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0000831547
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 930979187
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11500 S. EASTERN AVE., SUITE 240
CITY: HENDERSON
STATE: NV
ZIP: 89052
BUSINESS PHONE: 702-835-6300
MAIL ADDRESS:
STREET 1: 11500 S. EASTERN AVE., SUITE 240
CITY: HENDERSON
STATE: NV
ZIP: 89052
FORMER COMPANY:
FORMER CONFORMED NAME: NEOTHERAPEUTICS INC
DATE OF NAME CHANGE: 19960819
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICUS FUNDING CORP
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-02-18
0
0000831547
SPECTRUM PHARMACEUTICALS INC
SPPI
0001462354
GUSTAFSON KURT A
11500 S. EASTERN AVE.
SUITE 240
HENDERSON
NV
89052
0
1
0
0
EVP & Chief Financial Officer
Common Stock, $0.001 par value
2019-02-18
4
A
0
40000
0.00
A
256896
D
Common Stock, $0.001 par value
7113
I
By 401(k) plan
Stock Option (Right to Buy)
11.71
2019-02-18
4
A
0
90000
0.00
A
2029-02-18
Common Stock
90000
90000
D
One third of the aggregate amount of restricted shares shall vest on each of February 18, 2020, 2021 and 2022, respectively.
25% of the option shares vested on February 18, 2019. The remaining option shares shall vest in 25% equal annual amounts on each anniversary date of the grant over three years.
Kurt A. Gustafson
2019-02-20