<SEC-DOCUMENT>0001398344-19-022920-index.html : 20191220 <SEC-HEADER>0001398344-19-022920.hdr.sgml : 20191220 <ACCEPTANCE-DATETIME>20191220172558 ACCESSION NUMBER: 0001398344-19-022920 CONFORMED SUBMISSION TYPE: 485BPOS PUBLIC DOCUMENT COUNT: 81 FILED AS OF DATE: 20191220 DATE AS OF CHANGE: 20191220 EFFECTIVENESS DATE: 20191231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBB FUND, INC. CENTRAL INDEX KEY: 0000831114 IRS NUMBER: 510312196 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1933 Act SEC FILE NUMBER: 033-20827 FILM NUMBER: 191302776 BUSINESS ADDRESS: STREET 1: 615 E. MICHIGAN ST. CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 609-731-6256 MAIL ADDRESS: STREET 1: 615 E. MICHIGAN ST. CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: RBB FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FUND INC /DE/ DATE OF NAME CHANGE: 19600201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBB FUND, INC. CENTRAL INDEX KEY: 0000831114 IRS NUMBER: 510312196 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1940 Act SEC FILE NUMBER: 811-05518 FILM NUMBER: 191302775 BUSINESS ADDRESS: STREET 1: 615 E. MICHIGAN ST. CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 609-731-6256 MAIL ADDRESS: STREET 1: 615 E. MICHIGAN ST. CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: RBB FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FUND INC /DE/ DATE OF NAME CHANGE: 19600201 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0000831114 <SERIES-ID>S000001094 <SERIES-NAME>Boston Partners Small Cap Value Fund II <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002982 <CLASS-CONTRACT-NAME>INSTITUTIONAL <CLASS-CONTRACT-TICKER-SYMBOL>BPSIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002983 <CLASS-CONTRACT-NAME>INVESTOR <CLASS-CONTRACT-TICKER-SYMBOL>BPSCX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000831114 <SERIES-ID>S000001097 <SERIES-NAME>WPG Partners Small/Micro Cap Value Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002987 <CLASS-CONTRACT-NAME>INSTITUTIONAL <CLASS-CONTRACT-TICKER-SYMBOL>WPGTX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000831114 <SERIES-ID>S000001099 <SERIES-NAME>SCHNEIDER SMALL CAP VALUE FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002989 <CLASS-CONTRACT-NAME>SCHNEIDER SMALL CAP VALUE FUND <CLASS-CONTRACT-TICKER-SYMBOL>SCMVX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000831114 <SERIES-ID>S000001101 <SERIES-NAME>Bogle Investment Management Small Cap Growth Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002991 <CLASS-CONTRACT-NAME>Bogle Investment Management Small Cap Growth Fund <CLASS-CONTRACT-TICKER-SYMBOL>BOGIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000831114 <SERIES-ID>S000001106 <SERIES-NAME>Boston Partners All-Cap Value Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002997 <CLASS-CONTRACT-NAME>INSTITUTIONAL <CLASS-CONTRACT-TICKER-SYMBOL>BPAIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000002998 <CLASS-CONTRACT-NAME>INVESTOR <CLASS-CONTRACT-TICKER-SYMBOL>BPAVX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000831114 <SERIES-ID>S000001108 <SERIES-NAME>Boston Partners Long/Short Equity Fund <CLASS-CONTRACT> 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<CLASS-CONTRACT-ID>C000150342 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>CDRTX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000831114 <SERIES-ID>S000051361 <SERIES-NAME>Boston Partners Emerging Markets Long/Short Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000161908 <CLASS-CONTRACT-NAME>Institutional Class <CLASS-CONTRACT-TICKER-SYMBOL>BELSX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000831114 <SERIES-ID>S000053386 <SERIES-NAME>SGI U.S. Small Cap Equity Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000167912 <CLASS-CONTRACT-NAME>Class A Shares <CLASS-CONTRACT-TICKER-SYMBOL>LVSMX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000167913 <CLASS-CONTRACT-NAME>Class I Shares <CLASS-CONTRACT-TICKER-SYMBOL>SCLVX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000167914 <CLASS-CONTRACT-NAME>Class C Shares <CLASS-CONTRACT-TICKER-SYMBOL>SMLVX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000831114 <SERIES-ID>S000055869 <SERIES-NAME>MFAM Global Opportunities Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000175993 <CLASS-CONTRACT-NAME>Investor Shares <CLASS-CONTRACT-TICKER-SYMBOL>FOOLX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000175994 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>FOIIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000831114 <SERIES-ID>S000055870 <SERIES-NAME>MFAM Mid-Cap Growth Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000175995 <CLASS-CONTRACT-NAME>Investor Shares <CLASS-CONTRACT-TICKER-SYMBOL>TMFGX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000175996 <CLASS-CONTRACT-NAME>Institutional Shares <CLASS-CONTRACT-TICKER-SYMBOL>FOGIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000831114 <SERIES-ID>S000057227 <SERIES-NAME>Orinda Income Opportunities Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000182370 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>OIOAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000182371 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>OIOIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000182372 <CLASS-CONTRACT-NAME>Class D <CLASS-CONTRACT-TICKER-SYMBOL>OIODX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000831114 <SERIES-ID>S000058610 <SERIES-NAME>Boston Partners Emerging Markets Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000192521 <CLASS-CONTRACT-NAME>Institutional Class <CLASS-CONTRACT-TICKER-SYMBOL>BPEMX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000831114 <SERIES-ID>S000061203 <SERIES-NAME>Motley Fool 100 Index ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000198183 <CLASS-CONTRACT-NAME>Motley Fool 100 Index ETF <CLASS-CONTRACT-TICKER-SYMBOL>TMFC </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000831114 <SERIES-ID>S000061328 <SERIES-NAME>Aquarius International Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000198553 <CLASS-CONTRACT-NAME>Aquarius International Fund </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000831114 <SERIES-ID>S000061608 <SERIES-NAME>ABBEY CAPITAL MULTI ASSET FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000199559 <CLASS-CONTRACT-NAME>CLASS A SHARES <CLASS-CONTRACT-TICKER-SYMBOL>MAFAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000199560 <CLASS-CONTRACT-NAME>CLASS C SHARES <CLASS-CONTRACT-TICKER-SYMBOL>MAFCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000199561 <CLASS-CONTRACT-NAME>CLASS I SHARES <CLASS-CONTRACT-TICKER-SYMBOL>MAFIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000831114 <SERIES-ID>S000063392 <SERIES-NAME>MFAM Small-Cap Growth ETF <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000205459 <CLASS-CONTRACT-NAME>MFAM Small-Cap Growth ETF <CLASS-CONTRACT-TICKER-SYMBOL>MFMS </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000831114 <SERIES-ID>S000065552 <SERIES-NAME>Boston Partners Global Equity Advantage Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000212053 <CLASS-CONTRACT-NAME>Institutional Class <CLASS-CONTRACT-TICKER-SYMBOL>BPCIX </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>485BPOS <SEQUENCE>1 <FILENAME>fp0048532_485bpos.htm <TEXT> Document 1 - file: fp0048532_485bpos.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.D.5 <SEQUENCE>2 <FILENAME>fp0048532_ex9928d5.htm <TEXT> Document 2 - file: fp0048532_ex9928d5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.D.8 <SEQUENCE>3 <FILENAME>fp0048532_ex9928d8.htm <TEXT> Document 3 - file: fp0048532_ex9928d8.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.D.33 <SEQUENCE>4 <FILENAME>fp0048532_ex9928d33.htm <TEXT> Document 4 - file: fp0048532_ex9928d33.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.D.36 <SEQUENCE>5 <FILENAME>fp0048532_ex9928d36.htm <TEXT> Document 5 - file: fp0048532_ex9928d36.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.D.37 <SEQUENCE>6 <FILENAME>fp0048532_ex9928d37.htm <TEXT> Document 6 - file: fp0048532_ex9928d37.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.D.39 <SEQUENCE>7 <FILENAME>fp0048532_ex9928d39.htm <TEXT> Document 7 - file: fp0048532_ex9928d39.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.D.40 <SEQUENCE>8 <FILENAME>fp0048532_ex9928d40.htm <TEXT> Document 8 - file: fp0048532_ex9928d40.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.D.53 <SEQUENCE>9 <FILENAME>fp0048532_ex9928d53.htm <TEXT> Document 9 - file: fp0048532_ex9928d53.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.D.60 <SEQUENCE>10 <FILENAME>fp0048532_ex9928d60.htm <TEXT> Document 10 - file: fp0048532_ex9928d60.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.D.61 <SEQUENCE>11 <FILENAME>fp0048532_ex9928d61.htm <TEXT> Document 11 - file: fp0048532_ex9928d61.htm
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</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.D.63 <SEQUENCE>13 <FILENAME>fp0048532_ex9928d63.htm <TEXT> Document 13 - file: fp0048532_ex9928d63.htm
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</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.D.65 <SEQUENCE>15 <FILENAME>fp0048532_ex9928d65.htm <TEXT> Document 15 - file: fp0048532_ex9928d65.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.D.69 <SEQUENCE>16 <FILENAME>fp0048532_ex9928d69.htm <TEXT> Document 16 - file: fp0048532_ex9928d69.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.D.79 <SEQUENCE>17 <FILENAME>fp0048532_ex9928d79.htm <TEXT> Document 17 - file: fp0048532_ex9928d79.htm
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</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.H.7 <SEQUENCE>21 <FILENAME>fp0048532_ex9928h7.htm <TEXT> Document 21 - file: fp0048532_ex9928h7.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.I.1 <SEQUENCE>22 <FILENAME>fp0048532_ex9928i1.htm <TEXT> Document 22 - file: fp0048532_ex9928i1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.I.2 <SEQUENCE>23 <FILENAME>fp0048532_ex9928i2.htm <TEXT> Document 23 - file: fp0048532_ex9928i2.htm
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</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.N <SEQUENCE>27 <FILENAME>fp0048532_ex9928n.htm <TEXT> Document 27 - file: fp0048532_ex9928n.htm
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</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.P.4 <SEQUENCE>29 <FILENAME>fp0048532_ex9928p4.htm <TEXT> Document 29 - file: fp0048532_ex9928p4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.P.10 <SEQUENCE>30 <FILENAME>fp0048532_ex9928p10.htm <TEXT> Document 30 - file: fp0048532_ex9928p10.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.28.P.18 <SEQUENCE>31 <FILENAME>fp0048532_ex9928p18.htm <TEXT> Document 31 - file: fp0048532_ex9928p18.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>boston_coe-logo.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 33 - file: boston_coe-logo.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>34 <FILENAME>aperio_coe-logo.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 34 - file: aperio_coe-logo.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>35 <FILENAME>fp0048485_8.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 35 - file: fp0048485_8.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>36 <FILENAME>fp0048483_8.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 36 - file: fp0048483_8.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>37 <FILENAME>fp0048487_5.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 37 - file: fp0048487_5.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>38 <FILENAME>fp0048488_4.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 38 - file: fp0048488_4.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>39 <FILENAME>boston-inst_01.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 39 - file: boston-inst_01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>40 <FILENAME>boston-inst_02.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 40 - file: boston-inst_02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>41 <FILENAME>boston-inst_03.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 41 - file: boston-inst_03.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>42 <FILENAME>boston-inst_04.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 42 - file: boston-inst_04.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>43 <FILENAME>boston-inst_05.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 43 - file: boston-inst_05.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>44 <FILENAME>boston-inst_06.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 44 - file: boston-inst_06.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>45 <FILENAME>boston-inst_07.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 45 - file: boston-inst_07.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>46 <FILENAME>boston-inst_08.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 46 - file: boston-inst_08.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>47 <FILENAME>boston-inst_09.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 47 - file: boston-inst_09.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>48 <FILENAME>boston-inst_10.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 48 - file: boston-inst_10.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>49 <FILENAME>boston-inst_11.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 49 - file: boston-inst_11.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>50 <FILENAME>boston-inst_12.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 50 - file: boston-inst_12.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>51 <FILENAME>boston-inv_01.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 51 - file: boston-inv_01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>52 <FILENAME>boston-inv_02.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 52 - file: boston-inv_02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>53 <FILENAME>boston-inv_03.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 53 - file: boston-inv_03.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>54 <FILENAME>boston-inv_04.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 54 - file: boston-inv_04.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>55 <FILENAME>boston-inv_05.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 55 - file: boston-inv_05.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>56 <FILENAME>boston-inv_06.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 56 - file: boston-inv_06.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>57 <FILENAME>boston-inv_07.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 57 - file: boston-inv_07.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>58 <FILENAME>boston-inv_08.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 58 - file: boston-inv_08.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>59 <FILENAME>boston-inv_09.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 59 - file: boston-inv_09.jpg
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</DOCUMENT> </SEC-DOCUMENT>