-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QJ+RPkuY3rsBYrXCbL7w4gDyEd86/gSNuzilTEfK961e0GCjAbuS9X3tiobyl9NN Oc7vPSjLKjAADG7hmX52rw== 0000940400-07-000193.txt : 20070427 0000940400-07-000193.hdr.sgml : 20070427 20070427153638 ACCESSION NUMBER: 0000940400-07-000193 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 10 CONFORMED PERIOD OF REPORT: 20070228 FILED AS OF DATE: 20070427 DATE AS OF CHANGE: 20070427 EFFECTIVENESS DATE: 20070427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBB FUND INC CENTRAL INDEX KEY: 0000831114 IRS NUMBER: 510312196 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05518 FILM NUMBER: 07795623 BUSINESS ADDRESS: STREET 1: 400 BELLEVUE PKWY STE 100 CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 3027911700 MAIL ADDRESS: STREET 1: 400 BELLEVUE PKWY STREET 2: SUITE 152 CITY: WILMINGTON STATE: DE ZIP: 19809 FORMER COMPANY: FORMER CONFORMED NAME: FUND INC /DE/ DATE OF NAME CHANGE: 19600201 0000831114 S000001093 RBB MONEY MARKET PORTFOLIO C000002980 BEDFORD BDMXX C000002981 SANSOM SANXX 0000831114 S000001094 ROBECO BP SMALL CAP VALUE II C000002982 INSTITUTIONAL BPSIX C000002983 INVESTOR BPSCX 0000831114 S000001095 ROBECO WPG LARGE CAP GROWTH FUND C000002984 INSTITUTIONAL WPGLX 0000831114 S000001096 ROBECO WPG CORE BOND FUND C000002985 INSTITUTIONAL WPGCX C000002986 RETIREMENT WPGIX C000010816 INVESTOR WPGBX 0000831114 S000001097 ROBECO WPG SMALL CAP VALUE FUND C000002987 INSTITUTIONAL WPGTX 0000831114 S000001098 SENBANC FUND C000002988 SENBANC FUND SENBX 0000831114 S000001099 SCHNEIDER SMALL CAP VALUE FUND C000002989 SCHNEIDER SMALL CAP VALUE FUND SCMVX 0000831114 S000001100 SCHNEIDER VALUE FUND C000002990 SCHNEIDER VALUE FUND SCMLX 0000831114 S000001101 BOGLE SMALL CAP GROWTH C000002991 INSTITUTIONAL BOGIX C000002992 INVESTOR BOGLX 0000831114 S000001102 n/i EMERGING GROWTH FUND C000002993 n/i EMERGING GROWTH FUND NIMCX 0000831114 S000001103 n/i GROWTH FUND C000002994 n/i GROWTH FUND NISGX 0000831114 S000001104 n/i MID CAP FUND C000002995 n/i MID CAP FUND NIGVX 0000831114 S000001105 n/i SMALL CAP FUND C000002996 n/i SMALL CAP FUND NISVX 0000831114 S000001106 ROBECO BP ALL-CAP C000002997 INSTITUTIONAL BPAIX C000002998 INVESTOR BPAVX 0000831114 S000001107 ROBECO BP LARGE CAP VALUE C000002999 INSTITUTIONAL BPLAX C000003000 INVESTOR BPLIX 0000831114 S000001108 ROBECO BP LONG/SHORT EQUITY C000003001 INSTITUTIONAL BPLSX C000003002 INVESTOR BPLEX 0000831114 S000001109 ROBECO BP MID CAP VALUE FUND C000003003 INSTITUTIONAL BPMIX C000003004 INVESTOR BPMCX 0000831114 S000013665 Bear Stearns CUFS MLP Mortgage Portfolio C000037423 Bear Stearns CUFS MLP Mortgage Portfolio 0000831114 S000015912 Bear Stearns Enhanced Income Fund 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L020500 Y 070 M010500 N 070 M020500 N 070 N010500 N 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 N 070 R020500 N 071 A000500 0 071 B000500 0 071 C000500 0 071 D000500 0 072 A000500 6 072 B000500 5210 072 C000500 0 072 D000500 0 072 E000500 0 072 F000500 437 072 G000500 18 072 H000500 0 072 I000500 17 072 J000500 23 072 K000500 0 072 L000500 26 072 M000500 20 072 N000500 36 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 17 072 S000500 18 072 T000500 563 072 U000500 0 072 V000500 0 072 W000500 18 072 X000500 1193 PAGE 11 072 Y000500 374 072 Z000500 4391 072AA000500 0 072BB000500 0 072CC010500 0 072CC020500 0 072DD010500 3826 072DD020500 565 072EE000500 0 073 A010500 0.0221 073 A020500 0.0249 073 B000500 0.0000 073 C000500 0.0000 074 A000500 201 074 B000500 2100 074 C000500 212801 074 D000500 0 074 E000500 0 074 F000500 0 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 0 074 K000500 0 074 L000500 506 074 M000500 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058 A002000 N 059 002000 Y 060 A002000 Y 060 B002000 Y 061 002000 3000 062 A002000 N 062 B002000 0.0 062 C002000 0.0 062 D002000 0.0 062 E002000 0.0 062 F002000 0.0 062 G002000 0.0 062 H002000 0.0 062 I002000 0.0 062 J002000 0.0 062 K002000 0.0 062 L002000 0.0 062 M002000 0.0 062 N002000 0.0 062 O002000 0.0 062 P002000 0.0 062 Q002000 0.0 062 R002000 0.0 066 A002000 Y 066 B002000 N 066 C002000 Y 066 D002000 N 066 E002000 N 066 F002000 N 066 G002000 N 067 002000 N 068 A002000 N 068 B002000 N 069 002000 N 070 A012000 Y 070 A022000 Y 070 B012000 Y 070 B022000 N 070 C012000 Y 070 C022000 N 070 D012000 Y 070 D022000 N 070 E012000 Y 070 E022000 N PAGE 21 070 F012000 Y 070 F022000 N 070 G012000 Y 070 G022000 N 070 H012000 Y 070 H022000 N 070 I012000 Y 070 I022000 N 070 J012000 Y 070 J022000 N 070 K012000 Y 070 K022000 N 070 L012000 Y 070 L022000 N 070 M012000 Y 070 M022000 N 070 N012000 Y 070 N022000 Y 070 O012000 Y 070 O022000 N 070 P012000 Y 070 P022000 N 070 Q012000 Y 070 Q022000 N 070 R012000 Y 070 R022000 N 071 A002000 20362 071 B002000 52990 071 C002000 20280 071 D002000 100 072 A002000 6 072 B002000 190 072 C002000 196 072 D002000 0 072 E002000 4 072 F002000 82 072 G002000 80 072 H002000 0 072 I002000 87 072 J002000 11 072 K002000 0 072 L002000 11 072 M002000 10 072 N002000 14 072 O002000 0 072 P002000 0 072 Q002000 0 072 R002000 9 072 S002000 11 072 T002000 0 072 U002000 0 PAGE 22 072 V002000 0 072 W002000 -18 072 X002000 297 072 Y002000 0 072 Z002000 93 072AA002000 5362 072BB002000 1839 072CC012000 0 072CC022000 524 072DD012000 0 072DD022000 0 072EE002000 5831 073 A012000 0.0000 073 A022000 0.0000 073 B002000 2.9400 073 C002000 0.0000 074 A002000 0 074 B002000 14217 074 C002000 0 074 D002000 0 074 E002000 0 074 F002000 0 074 G002000 0 074 H002000 0 074 I002000 0 074 J002000 0 074 K002000 0 074 L002000 68 074 M002000 0 074 N002000 14285 074 O002000 0 074 P002000 17 074 Q002000 0 074 R012000 0 074 R022000 0 074 R032000 0 074 R042000 1734 074 S002000 0 074 T002000 12534 074 U012000 894 074 U022000 0 074 V012000 14.02 074 V022000 0.00 074 W002000 0.0000 074 X002000 502 074 Y002000 0 075 A002000 0 075 B002000 28494 076 002000 0.00 008 A002101 NUMERIC INVESTORS L.P. 008 B002101 A PAGE 23 008 C002101 801-35649 008 D012101 CAMBRIDGE 008 D022101 MA 008 D032101 02142 010 A002101 BEAR STEARNS FUNDS MANAGEMENT INC. 010 B002101 801-29862 010 C012101 NEW YORK 010 C022101 NY 010 C032101 10179 010 A002102 PFPC INC. 010 B002102 85-11196 010 C012102 WILMINGTON 010 C022102 DE 010 C032102 19809 013 A002101 PRICEWATERHOUSECOOPERS LLP 013 B012101 PHILADELPHIA 013 B022101 PA 013 B032101 19103 015 A002101 CUSTODIAL TRUST COMPANY 015 B002101 C 015 C012101 PRINCETON 015 C022101 NJ 015 C032101 08540 015 C042101 6231 015 E012101 X 025 D002101 0 025 D002102 0 025 D002103 0 025 D002104 0 025 D002105 0 025 D002106 0 025 D002107 0 025 D002108 0 028 A012100 2574 028 A022100 0 028 A032100 0 028 A042100 405 028 B012100 5431 028 B022100 4579 028 B032100 0 028 B042100 646 028 C012100 4521 028 C022100 0 028 C032100 0 028 C042100 753 028 D012100 3620 028 D022100 264 028 D032100 0 028 D042100 664 028 E012100 3470 028 E022100 1265 PAGE 24 028 E032100 0 028 E042100 7299 028 F012100 -173 028 F022100 0 028 F032100 0 028 F042100 15447 028 G012100 19443 028 G022100 6108 028 G032100 0 028 G042100 25214 028 H002100 0 029 002100 N 030 A002100 0 030 B002100 0.00 030 C002100 0.00 031 A002100 0 031 B002100 0 032 002100 0 033 002100 0 037 002100 Y 038 002100 22 039 002100 N 040 002100 N 041 002100 N 042 A002100 0 042 B002100 0 042 C002100 0 042 D002100 0 042 E002100 0 042 F002100 0 042 G002100 0 042 H002100 0 043 002100 0 044 002100 0 045 002100 Y 046 002100 N 047 002100 N 048 002100 0.000 048 A012100 0 048 A022100 0.000 048 B012100 0 048 B022100 0.000 048 C012100 0 048 C022100 0.000 048 D012100 0 048 D022100 0.000 048 E012100 0 048 E022100 0.000 048 F012100 0 048 F022100 0.000 048 G012100 0 PAGE 25 048 G022100 0.000 048 H012100 0 048 H022100 0.000 048 I012100 0 048 I022100 0.000 048 J012100 0 048 J022100 0.000 048 K012100 0 048 K022100 0.000 049 002100 N 050 002100 N 051 002100 Y 052 002100 N 053 A002100 Y 053 B002100 Y 053 C002100 N 054 A002100 Y 054 B002100 Y 054 C002100 N 054 D002100 N 054 E002100 N 054 F002100 N 054 G002100 Y 054 H002100 N 054 I002100 N 054 J002100 N 054 K002100 N 054 L002100 N 054 M002100 Y 054 N002100 N 054 O002100 Y 055 A002100 N 055 B002100 N 056 002100 Y 057 002100 N 058 A002100 N 059 002100 Y 060 A002100 Y 060 B002100 Y 061 002100 3000 062 A002100 N 062 B002100 0.0 062 C002100 0.0 062 D002100 0.0 062 E002100 0.0 062 F002100 0.0 062 G002100 0.0 062 H002100 0.0 062 I002100 0.0 062 J002100 0.0 062 K002100 0.0 PAGE 26 062 L002100 0.0 062 M002100 0.0 062 N002100 0.0 062 O002100 0.0 062 P002100 0.0 062 Q002100 0.0 062 R002100 0.0 066 A002100 Y 066 B002100 N 066 C002100 Y 066 D002100 N 066 E002100 N 066 F002100 N 066 G002100 N 067 002100 N 068 A002100 N 068 B002100 N 069 002100 N 070 A012100 Y 070 A022100 Y 070 B012100 Y 070 B022100 N 070 C012100 Y 070 C022100 N 070 D012100 Y 070 D022100 N 070 E012100 Y 070 E022100 N 070 F012100 Y 070 F022100 N 070 G012100 Y 070 G022100 N 070 H012100 Y 070 H022100 N 070 I012100 Y 070 I022100 N 070 J012100 Y 070 J022100 N 070 K012100 Y 070 K022100 N 070 L012100 Y 070 L022100 N 070 M012100 Y 070 M022100 N 070 N012100 Y 070 N022100 Y 070 O012100 Y 070 O022100 N 070 P012100 Y 070 P022100 N 070 Q012100 Y PAGE 27 070 Q022100 N 070 R012100 Y 070 R022100 N 071 A002100 47268 071 B002100 96009 071 C002100 34174 071 D002100 138 072 A002100 6 072 B002100 504 072 C002100 288 072 D002100 0 072 E002100 8 072 F002100 102 072 G002100 109 072 H002100 0 072 I002100 108 072 J002100 23 072 K002100 0 072 L002100 10 072 M002100 10 072 N002100 17 072 O002100 0 072 P002100 0 072 Q002100 0 072 R002100 16 072 S002100 9 072 T002100 0 072 U002100 0 072 V002100 0 072 W002100 -32 072 X002100 372 072 Y002100 0 072 Z002100 428 072AA002100 7802 072BB002100 1814 072CC012100 0 072CC022100 1581 072DD012100 171 072DD022100 0 072EE002100 6088 073 A012100 0.0600 073 A022100 0.0000 073 B002100 2.0800 073 C002100 0.0000 074 A002100 0 074 B002100 45767 074 C002100 0 074 D002100 0 074 E002100 0 074 F002100 0 074 G002100 0 PAGE 28 074 H002100 0 074 I002100 0 074 J002100 0 074 K002100 0 074 L002100 215 074 M002100 0 074 N002100 45982 074 O002100 0 074 P002100 13 074 Q002100 0 074 R012100 0 074 R022100 0 074 R032100 0 074 R042100 1008 074 S002100 0 074 T002100 44961 074 U012100 2492 074 U022100 0 074 V012100 18.04 074 V022100 0.00 074 W002100 0.0000 074 X002100 1501 074 Y002100 0 075 A002100 0 075 B002100 56459 076 002100 0.00 008 A002301 BOSTON PARTNERS ASSET MANAGEMENT, LLC 008 B002301 A 008 C002301 801-49059 008 D012301 BOSTON 008 D022301 MA 008 D032301 02111 010 A002301 PFPC INC. 010 B002301 85-11196 010 C012301 WILMINGTON 010 C022301 DE 010 C032301 19809 013 A002301 ERNST & YOUNG LLP 013 B012301 PHILADELPHIA 013 B022301 PA 013 B032301 19103 015 A002301 PFPC TRUST CO 015 B002301 C 015 C012301 PHILADELPHIA 015 C022301 PA 015 C032301 19101 015 E012301 X 025 D002301 0 025 D002302 0 025 D002303 0 025 D002304 0 PAGE 29 025 D002305 0 025 D002306 0 025 D002307 0 025 D002308 0 028 A012300 675 028 A022300 0 028 A032300 0 028 A042300 636 028 B012300 1135 028 B022300 0 028 B032300 0 028 B042300 338 028 C012300 672 028 C022300 0 028 C032300 0 028 C042300 250 028 D012300 694 028 D022300 5542 028 D032300 0 028 D042300 483 028 E012300 1846 028 E022300 0 028 E032300 0 028 E042300 421 028 F012300 1433 028 F022300 0 028 F032300 0 028 F042300 1042 028 G012300 6455 028 G022300 5542 028 G032300 0 028 G042300 3170 028 H002300 0 029 002300 N 030 A002300 0 030 B002300 0.00 030 C002300 0.00 031 A002300 0 031 B002300 0 032 002300 0 033 002300 0 037 002300 N 038 002300 0 039 002300 N 040 002300 Y 041 002300 Y 042 A002300 0 042 B002300 0 042 C002300 0 042 D002300 100 042 E002300 0 PAGE 30 042 F002300 0 042 G002300 0 042 H002300 0 043 002300 29 044 002300 10 045 002300 Y 046 002300 N 047 002300 Y 048 002300 0.600 048 A012300 0 048 A022300 0.000 048 B012300 0 048 B022300 0.000 048 C012300 0 048 C022300 0.000 048 D012300 0 048 D022300 0.000 048 E012300 0 048 E022300 0.000 048 F012300 0 048 F022300 0.000 048 G012300 0 048 G022300 0.000 048 H012300 0 048 H022300 0.000 048 I012300 0 048 I022300 0.000 048 J012300 0 048 J022300 0.000 048 K012300 0 048 K022300 0.000 049 002300 N 050 002300 N 051 002300 N 052 002300 N 053 A002300 Y 053 B002300 Y 053 C002300 N 054 A002300 Y 054 B002300 Y 054 C002300 Y 054 D002300 N 054 E002300 N 054 F002300 N 054 G002300 Y 054 H002300 N 054 I002300 N 054 J002300 N 054 K002300 N 054 L002300 N 054 M002300 Y PAGE 31 054 N002300 N 054 O002300 Y 055 A002300 N 055 B002300 N 056 002300 Y 057 002300 N 058 A002300 N 059 002300 Y 060 A002300 Y 060 B002300 Y 061 002300 10000 062 A002300 N 062 B002300 0.0 062 C002300 0.0 062 D002300 0.0 062 E002300 0.0 062 F002300 0.0 062 G002300 0.0 062 H002300 0.0 062 I002300 0.0 062 J002300 0.0 062 K002300 0.0 062 L002300 0.0 062 M002300 0.0 062 N002300 0.0 062 O002300 0.0 062 P002300 0.0 062 Q002300 0.0 062 R002300 0.0 063 A002300 0 063 B002300 0.0 066 A002300 Y 066 B002300 N 066 C002300 Y 066 D002300 N 066 E002300 N 066 F002300 N 066 G002300 N 067 002300 N 068 A002300 N 068 B002300 N 069 002300 N 070 A012300 Y 070 A022300 N 070 B012300 Y 070 B022300 N 070 C012300 Y 070 C022300 N 070 D012300 Y 070 D022300 N 070 E012300 Y PAGE 32 070 E022300 N 070 F012300 Y 070 F022300 N 070 G012300 Y 070 G022300 N 070 H012300 Y 070 H022300 N 070 I012300 Y 070 I022300 N 070 J012300 Y 070 J022300 N 070 K012300 Y 070 K022300 Y 070 L012300 Y 070 L022300 Y 070 M012300 Y 070 M022300 N 070 N012300 Y 070 N022300 N 070 O012300 Y 070 O022300 N 070 P012300 Y 070 P022300 N 070 Q012300 Y 070 Q022300 N 070 R012300 Y 070 R022300 N 071 A002300 20383 071 B002300 16541 071 C002300 61007 071 D002300 27 072 A002300 6 072 B002300 31 072 C002300 568 072 D002300 0 072 E002300 0 072 F002300 186 072 G002300 39 072 H002300 0 072 I002300 36 072 J002300 11 072 K002300 0 072 L002300 9 072 M002300 4 072 N002300 11 072 O002300 0 072 P002300 0 072 Q002300 0 072 R002300 10 072 S002300 6 072 T002300 29 PAGE 33 072 U002300 0 072 V002300 0 072 W002300 22 072 X002300 363 072 Y002300 101 072 Z002300 337 072AA002300 2791 072BB002300 275 072CC012300 7741 072CC022300 0 072DD012300 425 072DD022300 198 072EE002300 4951 073 A012300 0.1685 073 A022300 0.1332 073 B002300 2.4718 073 C002300 0.0000 074 A002300 0 074 B002300 0 074 C002300 0 074 D002300 0 074 E002300 0 074 F002300 64951 074 G002300 0 074 H002300 0 074 I002300 1012 074 J002300 514 074 K002300 0 074 L002300 137 074 M002300 18 074 N002300 66632 074 O002300 576 074 P002300 26 074 Q002300 0 074 R012300 0 074 R022300 0 074 R032300 0 074 R042300 67 074 S002300 0 074 T002300 65963 074 U012300 2830 074 U022300 1670 074 V012300 14.56 074 V022300 14.84 074 W002300 0.0000 074 X002300 124 074 Y002300 0 075 A002300 0 075 B002300 54202 076 002300 0.00 008 A002401 BOSTON PARTNERS ASSET MANAGEMENT, LLC PAGE 34 008 B002401 A 008 C002401 801-49059 008 D012401 BOSTON 008 D022401 MA 008 D032401 02111 010 A002401 PFPC INC. 010 B002401 85-11196 010 C012401 WILMINGTON 010 C022401 DE 010 C032401 19809 013 A002401 ERNST & YOUNG LLP 013 B012401 PHILADELPHIA 013 B022401 PA 013 B032401 19103 015 A002401 PFPC TRUST CO, 015 B002401 C 015 C012401 PHILADELPHIA 015 C022401 PA 015 C032401 19101 015 E012401 X 025 D002401 0 025 D002402 0 025 D002403 0 025 D002404 0 025 D002405 0 025 D002406 0 025 D002407 0 025 D002408 0 028 A012400 213 028 A022400 0 028 A032400 0 028 A042400 291 028 B012400 374 028 B022400 0 028 B032400 0 028 B042400 1109 028 C012400 460 028 C022400 0 028 C032400 0 028 C042400 540 028 D012400 1179 028 D022400 9958 028 D032400 0 028 D042400 667 028 E012400 3422 028 E022400 0 028 E032400 0 028 E042400 240 028 F012400 3213 028 F022400 0 028 F032400 0 PAGE 35 028 F042400 415 028 G012400 8861 028 G022400 9958 028 G032400 0 028 G042400 3262 028 H002400 0 029 002400 N 030 A002400 0 030 B002400 0.00 030 C002400 0.00 031 A002400 0 031 B002400 0 032 002400 0 033 002400 0 037 002400 N 038 002400 0 039 002400 N 040 002400 Y 041 002400 Y 042 A002400 0 042 B002400 0 042 C002400 0 042 D002400 100 042 E002400 0 042 F002400 0 042 G002400 0 042 H002400 0 043 002400 8 044 002400 3 045 002400 Y 046 002400 N 047 002400 Y 048 002400 0.800 048 A012400 0 048 A022400 0.000 048 B012400 0 048 B022400 0.000 048 C012400 0 048 C022400 0.000 048 D012400 0 048 D022400 0.000 048 E012400 0 048 E022400 0.000 048 F012400 0 048 F022400 0.000 048 G012400 0 048 G022400 0.000 048 H012400 0 048 H022400 0.000 048 I012400 0 048 I022400 0.000 PAGE 36 048 J012400 0 048 J022400 0.000 048 K012400 0 048 K022400 0.000 049 002400 N 050 002400 N 051 002400 N 052 002400 N 053 A002400 Y 053 B002400 Y 053 C002400 N 054 A002400 Y 054 B002400 Y 054 C002400 Y 054 D002400 N 054 E002400 N 054 F002400 N 054 G002400 Y 054 H002400 N 054 I002400 N 054 J002400 N 054 K002400 N 054 L002400 N 054 M002400 Y 054 N002400 N 054 O002400 Y 055 A002400 N 055 B002400 N 056 002400 Y 057 002400 N 058 A002400 N 059 002400 Y 060 A002400 Y 060 B002400 Y 061 002400 10000 062 A002400 N 062 B002400 0.0 062 C002400 0.0 062 D002400 0.0 062 E002400 0.0 062 F002400 0.0 062 G002400 0.0 062 H002400 0.0 062 I002400 0.0 062 J002400 0.0 062 K002400 0.0 062 L002400 0.0 062 M002400 0.0 062 N002400 0.0 062 O002400 0.0 062 P002400 0.0 PAGE 37 062 Q002400 0.0 062 R002400 0.0 066 A002400 Y 066 B002400 N 066 C002400 Y 066 D002400 N 066 E002400 N 066 F002400 N 066 G002400 N 067 002400 N 068 A002400 N 068 B002400 N 069 002400 N 070 A012400 Y 070 A022400 N 070 B012400 Y 070 B022400 N 070 C012400 Y 070 C022400 N 070 D012400 Y 070 D022400 N 070 E012400 Y 070 E022400 N 070 F012400 Y 070 F022400 N 070 G012400 Y 070 G022400 N 070 H012400 Y 070 H022400 N 070 I012400 Y 070 I022400 N 070 J012400 Y 070 J022400 N 070 K012400 Y 070 K022400 Y 070 L012400 Y 070 L022400 Y 070 M012400 Y 070 M022400 N 070 N012400 Y 070 N022400 N 070 O012400 Y 070 O022400 N 070 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003600 N 058 A003600 N 059 003600 Y 060 A003600 Y 060 B003600 Y 061 003600 2500 062 A003600 N 062 B003600 0.0 062 C003600 0.0 062 D003600 0.0 062 E003600 0.0 062 F003600 0.0 062 G003600 0.0 062 H003600 0.0 062 I003600 0.0 062 J003600 0.0 062 K003600 0.0 062 L003600 0.0 062 M003600 0.0 062 N003600 0.0 062 O003600 0.0 062 P003600 0.0 062 Q003600 0.0 062 R003600 0.0 063 A003600 0 063 B003600 0.0 066 A003600 Y 066 B003600 N 066 C003600 N 066 D003600 Y 066 E003600 N 066 F003600 N 066 G003600 N 067 003600 N 068 A003600 N 068 B003600 N 069 003600 N 070 A013600 Y 070 A023600 N 070 B013600 Y PAGE 82 070 B023600 N 070 C013600 N 070 C023600 N 070 D013600 Y 070 D023600 N 070 E013600 N 070 E023600 N 070 F013600 Y 070 F023600 N 070 G013600 Y 070 G023600 N 070 H013600 Y 070 H023600 N 070 I013600 N 070 I023600 N 070 J013600 Y 070 J023600 Y 070 K013600 Y 070 K023600 Y 070 L013600 Y 070 L023600 Y 070 M013600 Y 070 M023600 N 070 N013600 Y 070 N023600 Y 070 O013600 N 070 O023600 N 070 P013600 N 070 P023600 N 070 Q013600 N 070 Q023600 N 070 R013600 N 070 R023600 N 071 A003600 30737 071 B003600 31815 071 C003600 47428 071 D003600 65 072 A003600 6 072 B003600 0 072 C003600 418 072 D003600 0 072 E003600 7 072 F003600 229 072 G003600 39 072 H003600 0 072 I003600 55 072 J003600 8 072 K003600 0 072 L003600 2 072 M003600 4 072 N003600 9 PAGE 83 072 O003600 0 072 P003600 0 072 Q003600 0 072 R003600 9 072 S003600 5 072 T003600 0 072 U003600 0 072 V003600 0 072 W003600 19 072 X003600 379 072 Y003600 0 072 Z003600 46 072AA003600 6418 072BB003600 1886 072CC013600 5848 072CC023600 0 072DD013600 13 072DD023600 0 072EE003600 5093 073 A013600 0.0045 073 A023600 0.0000 073 B003600 1.8082 073 C003600 0.0000 074 A003600 4345 074 B003600 0 074 C003600 0 074 D003600 0 074 E003600 0 074 F003600 51005 074 G003600 0 074 H003600 0 074 I003600 0 074 J003600 744 074 K003600 0 074 L003600 44 074 M003600 11 074 N003600 56149 074 O003600 1301 074 P003600 65 074 Q003600 0 074 R013600 0 074 R023600 0 074 R033600 0 074 R043600 16 074 S003600 0 074 T003600 54767 074 U013600 3197 074 U023600 0 074 V013600 17.13 074 V023600 0.00 074 W003600 0.0000 PAGE 84 074 X003600 1372 074 Y003600 0 075 A003600 0 075 B003600 51251 076 003600 0.00 008 A003701 WEISS PECK & GREER, LLC 008 B003701 A 008 C003701 801-6604 008 D013701 NEW YORK 008 D023701 NY 008 D033701 10022 010 A003701 PFPC INC. 010 B003701 85-11196 010 C013701 WILMINGTON 010 C023701 DE 010 C033701 19809 013 A003701 ERNST & YOUNG LLC 013 B013701 PHILADELPHIA 013 B023701 PA 013 B033701 19103 014 A003701 ROBECO USA BROKERAGE SERVICES 014 B003701 8-15648 015 A003701 BOSTON SAFE DEPOSIT & TRUST CO 015 B003701 C 015 C013701 BOSTON 015 C023701 MA 015 C033701 02109 015 E013701 X 015 A003702 EUROCLEAR BANK S.A. 015 B003702 S 015 C013702 BRUSSELS 015 D013702 BELGIUM 015 D023702 B-1210 015 E043702 X 015 A003703 ABN AMRO BANK N.A. 015 B003703 S 015 C013703 NEW YORK 015 C023703 NY 015 C033703 10055 015 E043703 X 015 A003704 CANADIAN IMPERIAL BANK OF COMMERCE 015 B003704 S 015 C013704 TORONTO 015 D013704 CANADA 015 D023704 MSL1G9 015 E043704 X 025 D003701 0 025 D003702 0 025 D003703 0 025 D003704 0 025 D003705 0 PAGE 85 025 D003706 0 025 D003707 0 025 D003708 0 028 A013700 22 028 A023700 0 028 A033700 0 028 A043700 227 028 B013700 5 028 B023700 0 028 B033700 0 028 B043700 279 028 C013700 2 028 C023700 0 028 C033700 0 028 C043700 392 028 D013700 37 028 D023700 1475 028 D033700 0 028 D043700 387 028 E013700 14 028 E023700 0 028 E033700 0 028 E043700 393 028 F013700 45 028 F023700 0 028 F033700 0 028 F043700 431 028 G013700 125 028 G023700 1475 028 G033700 0 028 G043700 2109 028 H003700 0 029 003700 N 030 A003700 0 030 B003700 0.00 030 C003700 0.00 031 A003700 0 031 B003700 0 032 003700 0 033 003700 0 037 003700 N 038 003700 0 039 003700 Y 040 003700 Y 041 003700 Y 042 A003700 0 042 B003700 0 042 C003700 0 042 D003700 0 042 E003700 0 042 F003700 0 PAGE 86 042 G003700 0 042 H003700 0 043 003700 0 044 003700 0 045 003700 Y 046 003700 N 047 003700 Y 048 003700 0.750 048 A013700 0 048 A023700 0.000 048 B013700 0 048 B023700 0.000 048 C013700 0 048 C023700 0.000 048 D013700 0 048 D023700 0.000 048 E013700 0 048 E023700 0.000 048 F013700 0 048 F023700 0.000 048 G013700 0 048 G023700 0.000 048 H013700 0 048 H023700 0.000 048 I013700 0 048 I023700 0.000 048 J013700 0 048 J023700 0.000 048 K013700 0 048 K023700 0.000 049 003700 N 050 003700 N 051 003700 N 052 003700 N 053 A003700 Y 053 B003700 N 053 C003700 N 054 A003700 Y 054 B003700 N 054 C003700 N 054 D003700 N 054 E003700 N 054 F003700 N 054 G003700 N 054 H003700 N 054 I003700 N 054 J003700 N 054 K003700 N 054 L003700 N 054 M003700 Y 054 N003700 N PAGE 87 054 O003700 Y 055 A003700 N 055 B003700 N 056 003700 Y 057 003700 N 058 A003700 N 059 003700 Y 060 A003700 Y 060 B003700 Y 061 003700 2500 062 A003700 N 062 B003700 0.0 062 C003700 0.0 062 D003700 0.0 062 E003700 0.0 062 F003700 0.0 062 G003700 0.0 062 H003700 0.0 062 I003700 0.0 062 J003700 0.0 062 K003700 0.0 062 L003700 0.0 062 M003700 0.0 062 N003700 0.0 062 O003700 0.0 062 P003700 0.0 062 Q003700 0.0 062 R003700 0.0 063 A003700 0 063 B003700 0.0 066 A003700 Y 066 B003700 N 066 C003700 N 066 D003700 Y 066 E003700 N 066 F003700 N 066 G003700 N 067 003700 N 068 A003700 N 068 B003700 N 069 003700 N 070 A013700 Y 070 A023700 N 070 B013700 Y 070 B023700 N 070 C013700 N 070 C023700 N 070 D013700 Y 070 D023700 N 070 E013700 N 070 E023700 N PAGE 88 070 F013700 Y 070 F023700 N 070 G013700 Y 070 G023700 N 070 H013700 Y 070 H023700 N 070 I013700 N 070 I023700 N 070 J013700 Y 070 J023700 N 070 K013700 Y 070 K023700 Y 070 L013700 Y 070 L023700 N 070 M013700 Y 070 M023700 N 070 N013700 Y 070 N023700 N 070 O013700 N 070 O023700 N 070 P013700 N 070 P023700 N 070 Q013700 N 070 Q023700 N 070 R013700 N 070 R023700 N 071 A003700 8785 071 B003700 10876 071 C003700 18976 071 D003700 46 072 A003700 6 072 B003700 0 072 C003700 123 072 D003700 0 072 E003700 0 072 F003700 71 072 G003700 48 072 H003700 0 072 I003700 31 072 J003700 5 072 K003700 0 072 L003700 0 072 M003700 8 072 N003700 7 072 O003700 0 072 P003700 0 072 Q003700 0 072 R003700 9 072 S003700 3 072 T003700 2 072 U003700 0 PAGE 89 072 V003700 0 072 W003700 -51 072 X003700 133 072 Y003700 0 072 Z003700 -10 072AA003700 1201 072BB003700 372 072CC013700 711 072CC023700 0 072DD013700 0 072DD023700 0 072EE003700 1471 073 A013700 0.0000 073 A023700 0.0000 073 B003700 2.2100 073 C003700 0.0000 074 A003700 0 074 B003700 0 074 C003700 0 074 D003700 0 074 E003700 0 074 F003700 18297 074 G003700 0 074 H003700 0 074 I003700 47 074 J003700 1443 074 K003700 0 074 L003700 35 074 M003700 9 074 N003700 19831 074 O003700 1290 074 P003700 2 074 Q003700 0 074 R013700 0 074 R023700 0 074 R033700 0 074 R043700 354 074 S003700 0 074 T003700 18185 074 U013700 830 074 U023700 0 074 V013700 21.91 074 V023700 0.00 074 W003700 0.0000 074 X003700 719 074 Y003700 0 075 A003700 0 075 B003700 19113 076 003700 0.00 008 A003801 WEISS PECK & GREER, LLC 008 B003801 A PAGE 90 008 C003801 801-6604 008 D013801 NEW YORK 008 D023801 NY 008 D033801 10022 010 A003801 PFPC INC. 010 B003801 85-11196 010 C013801 WILMINGTON 010 C023801 DE 010 C033801 19809 013 A003801 ERNST & YOUNG LLP 013 B013801 PHILADELPHIA 013 B023801 PA 013 B033801 19103 014 A003801 ROBECO USA BROKERAGE SERVICES 014 B003801 8-15648 015 A003801 BOSTON SAFE DEPOSIT & TRUST CO. 015 B003801 C 015 C013801 BOSTON 015 C023801 MA 015 C033801 02109 015 E013801 X 025 D003801 0 025 D003802 0 025 D003803 0 025 D003804 0 025 D003805 0 025 D003806 0 025 D003807 0 025 D003808 0 028 A013800 216 028 A023800 0 028 A033800 0 028 A043800 3385 028 B013800 294 028 B023800 689 028 B033800 0 028 B043800 974 028 C013800 55 028 C023800 651 028 C033800 0 028 C043800 8091 028 D013800 2342 028 D023800 574 028 D033800 0 028 D043800 1303 028 E013800 321 028 E023800 574 028 E033800 0 028 E043800 1333 028 F013800 624 028 F023800 1242 PAGE 91 028 F033800 0 028 F043800 431 028 G013800 3852 028 G023800 3730 028 G033800 0 028 G043800 15517 028 H003800 0 029 003800 N 030 A003800 0 030 B003800 0.00 030 C003800 0.00 031 A003800 0 031 B003800 0 032 003800 0 033 003800 0 037 003800 Y 038 003800 0 039 003800 N 040 003800 Y 041 003800 Y 042 A003800 0 042 B003800 0 042 C003800 0 042 D003800 0 042 E003800 0 042 F003800 0 042 G003800 0 042 H003800 0 043 003800 0 044 003800 0 045 003800 Y 046 003800 N 047 003800 Y 048 003800 0.450 048 A013800 0 048 A023800 0.000 048 B013800 0 048 B023800 0.000 048 C013800 0 048 C023800 0.000 048 D013800 0 048 D023800 0.000 048 E013800 0 048 E023800 0.000 048 F013800 0 048 F023800 0.000 048 G013800 0 048 G023800 0.000 048 H013800 0 048 H023800 0.000 048 I013800 0 PAGE 92 048 I023800 0.000 048 J013800 0 048 J023800 0.000 048 K013800 0 048 K023800 0.000 049 003800 N 050 003800 N 051 003800 N 052 003800 N 053 A003800 Y 053 B003800 Y 053 C003800 N 054 A003800 Y 054 B003800 N 054 C003800 N 054 D003800 N 054 E003800 N 054 F003800 N 054 G003800 N 054 H003800 N 054 I003800 N 054 J003800 N 054 K003800 N 054 L003800 N 054 M003800 Y 054 N003800 N 054 O003800 Y 055 A003800 Y 055 B003800 N 056 003800 Y 057 003800 N 058 A003800 N 059 003800 Y 060 A003800 Y 060 B003800 Y 061 003800 250000 062 A003800 Y 062 B003800 0.0 062 C003800 4.6 062 D003800 2.1 062 E003800 0.0 062 F003800 0.0 062 G003800 0.0 062 H003800 0.0 062 I003800 0.0 062 J003800 0.0 062 K003800 0.0 062 L003800 0.0 062 M003800 11.7 062 N003800 34.7 062 O003800 0.0 PAGE 93 062 P003800 27.8 062 Q003800 27.0 062 R003800 0.0 063 A003800 0 063 B003800 17.7 064 A003800 N 064 B003800 N 066 A003800 N 067 003800 N 068 A003800 N 068 B003800 N 069 003800 N 070 A013800 Y 070 A023800 N 070 B013800 N 070 B023800 N 070 C013800 Y 070 C023800 N 070 D013800 N 070 D023800 N 070 E013800 Y 070 E023800 N 070 F013800 N 070 F023800 N 070 G013800 Y 070 G023800 N 070 H013800 N 070 H023800 N 070 I013800 N 070 I023800 N 070 J013800 Y 070 J023800 Y 070 K013800 Y 070 K023800 Y 070 L013800 Y 070 L023800 N 070 M013800 N 070 M023800 N 070 N013800 Y 070 N023800 Y 070 O013800 N 070 O023800 N 070 P013800 N 070 P023800 N 070 Q013800 N 070 Q023800 N 070 R013800 N 070 R023800 N 071 A003800 402199 071 B003800 422375 071 C003800 194429 PAGE 94 071 D003800 207 072 A003800 6 072 B003800 4340 072 C003800 0 072 D003800 0 072 E003800 4 072 F003800 386 072 G003800 122 072 H003800 0 072 I003800 60 072 J003800 22 072 K003800 0 072 L003800 24 072 M003800 21 072 N003800 29 072 O003800 0 072 P003800 0 072 Q003800 0 072 R003800 14 072 S003800 12 072 T003800 1 072 U003800 0 072 V003800 0 072 W003800 -322 072 X003800 369 072 Y003800 0 072 Z003800 3975 072AA003800 2750 072BB003800 1467 072CC013800 660 072CC023800 0 072DD013800 1988 072DD023800 1987 072EE003800 0 073 A013800 0.0000 073 A023800 0.0000 073 B003800 0.0000 073 C003800 0.0000 074 A003800 484 074 B003800 3542 074 C003800 7907 074 D003800 174676 074 E003800 0 074 F003800 0 074 G003800 0 074 H003800 0 074 I003800 0 074 J003800 3385 074 K003800 0 074 L003800 1195 074 M003800 26 PAGE 95 074 N003800 191215 074 O003800 18541 074 P003800 11 074 Q003800 0 074 R013800 0 074 R023800 0 074 R033800 0 074 R043800 124 074 S003800 0 074 T003800 172539 074 U013800 8124 074 U023800 8123 074 V013800 0.00 074 V023800 0.00 074 W003800 0.0000 074 X003800 140 074 Y003800 0 075 A003800 0 075 B003800 173219 076 003800 0.00 008 A003901 HILLIARD LYONS RESEARCH ADVISORS 008 B003901 A 008 C003901 801-23120 008 D013901 LOUISVILLE 008 D023901 KY 008 D033901 40202 010 A003901 PFPC INC. 010 B003901 85-111196 010 C013901 WILMINGTON 010 C023901 DE 010 C033901 19809 013 A003901 DELOITTE & TOUCHE LLP 013 B013901 PHILADELPHIA 013 B023901 PA 013 B033901 19103 015 A003901 PFPC TRUST COMPANY 015 B003901 C 015 C013901 PHILADELPHIA 015 C023901 PA 015 C033901 19153 015 E013901 X 025 D003901 0 025 D003902 0 025 D003903 0 025 D003904 0 025 D003905 0 025 D003906 0 025 D003907 0 025 D003908 0 028 A013900 972 028 A023900 0 PAGE 96 028 A033900 0 028 A043900 4356 028 B013900 295 028 B023900 0 028 B033900 0 028 B043900 3942 028 C013900 358 028 C023900 0 028 C033900 0 028 C043900 4934 028 D013900 495 028 D023900 6965 028 D033900 0 028 D043900 4216 028 E013900 328 028 E023900 -4 028 E033900 0 028 E043900 5497 028 F013900 333 028 F023900 0 028 F033900 0 028 F043900 5494 028 G013900 2781 028 G023900 6961 028 G033900 0 028 G043900 28439 028 H003900 2781 029 003900 Y 030 A003900 543 030 B003900 2.25 030 C003900 0.00 031 A003900 6 031 B003900 0 032 003900 0 033 003900 537 037 003900 N 038 003900 0 039 003900 N 040 003900 Y 041 003900 Y 042 A003900 0 042 B003900 0 042 C003900 0 042 D003900 100 042 E003900 0 042 F003900 0 042 G003900 0 042 H003900 0 043 003900 535 044 003900 0 045 003900 Y PAGE 97 046 003900 N 047 003900 Y 048 003900 0.600 048 A013900 0 048 A023900 0.000 048 B013900 0 048 B023900 0.000 048 C013900 0 048 C023900 0.000 048 D013900 0 048 D023900 0.000 048 E013900 0 048 E023900 0.000 048 F013900 0 048 F023900 0.000 048 G013900 0 048 G023900 0.000 048 H013900 0 048 H023900 0.000 048 I013900 0 048 I023900 0.000 048 J013900 0 048 J023900 0.000 048 K013900 0 048 K023900 0.000 049 003900 N 050 003900 N 051 003900 N 052 003900 N 053 A003900 N 054 A003900 Y 054 B003900 Y 054 C003900 N 054 D003900 N 054 E003900 N 054 F003900 N 054 G003900 Y 054 H003900 N 054 I003900 N 054 J003900 N 054 K003900 N 054 L003900 N 054 M003900 Y 054 N003900 N 054 O003900 Y 055 A003900 N 055 B003900 N 056 003900 Y 057 003900 N 058 A003900 N 059 003900 Y PAGE 98 060 A003900 N 060 B003900 N 061 003900 250 062 A003900 N 062 B003900 0.0 062 C003900 0.0 062 D003900 0.0 062 E003900 0.0 062 F003900 0.0 062 G003900 0.0 062 H003900 0.0 062 I003900 0.0 062 J003900 0.0 062 K003900 0.0 062 L003900 0.0 062 M003900 0.0 062 N003900 0.0 062 O003900 0.0 062 P003900 0.0 062 Q003900 0.0 062 R003900 0.0 063 A003900 0 063 B003900 0.0 066 A003900 Y 066 B003900 N 066 C003900 Y 066 D003900 N 066 E003900 N 066 F003900 N 066 G003900 N 067 003900 N 068 A003900 N 068 B003900 N 069 003900 N 070 A013900 N 070 A023900 N 070 B013900 N 070 B023900 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49 072 Z004000 908 072AA004000 40 072BB004000 0 072CC014000 125 072CC024000 0 072DD014000 908 072DD024000 0 072EE004000 0 073 A014000 0.0930 073 A024000 0.0000 073 B004000 0.0000 073 C004000 0.0000 074 A004000 0 074 B004000 0 074 C004000 193 074 D004000 202835 074 E004000 0 074 F004000 0 074 G004000 0 074 H004000 0 074 I004000 541 074 J004000 21194 074 K004000 0 074 L004000 916 074 M004000 13 074 N004000 225692 074 O004000 56495 074 P004000 44 074 Q004000 0 074 R014000 9035 074 R024000 0 074 R034000 0 074 R044000 182 074 S004000 0 074 T004000 159936 074 U014000 15935 074 U024000 0 074 V014000 10.04 074 V024000 0.00 074 W004000 0.0000 074 X004000 7 074 Y004000 0 075 A004000 0 075 B004000 98024 076 004000 0.00 PAGE 106 SIGNATURE JAMES G SHAW TITLE ASSISTANT TREASURER EX-99.77C VOTES 2 rbb77c.txt Form N-SAR Item 77 C Submission of Matters to a Vote of Security Holders The RBB Fund, Inc. A Special Meeting of Shareholders of The RBB Fund, Inc.'s (the "Company") Money Market Portfolio (the "Portfolio") was held on October 20, 2006, as reconvened on November 28, 2006 and December 15, 2006 (the "Meeting"). The following proposal was submitted for a vote of the Portfolio's shareholders at the Meeting: 1. Approval of the Investment Advisory and Administration Agreement between BlackRock Institutional Management Corporation ("BIMC") and the Company, on behalf of the Portfolio (the "Agreement"). With respect to the proposal, the following votes were received: NAME OF FUND FOR AGAINST ABSTAIN The RBB Fund, Inc.- Money Market Portfolio 70,121,805.420 3,080,660.660 9,487,268.350 Based on the votes received, the Agreement was approved by shareholders of the Portfolio. EX-99.77D POLICIES 3 rbb77d.txt Form N-SAR Item 77 D Policies With Respect to Security Investments The RBB Fund, Inc. 1. The Board of Directors of The RBB Fund, Inc. approved changes to the investment policies of the following funds at a Board meeting held on December 20, 2006: 1. Robeco WPG Small Cap Value Fund's investment limitation in securities of unseasoned issuers increased so that up to 25% of the Fund's net assets may be invested in such issuers. 2. Robeco Boston Partners Long/Short Equity Fund's investment limitation in long securities positions increased to 125% of the Fund's net assets. The RBB Fund, Inc. incorporates herein by reference the Prospectuses and Statement of Additional Information dated December 31, 2006 (as revised January 1, 2007) with respect to the Investor and Institutional Class of shares of each of the Robeco WPG Small Cap Value Fund and Robeco Boston Partners Long/Short Equity Fund that was filed electronically with the SEC on January 5, 2007. (Accession No. 0001193125-07-002222). 2. On January 12, 2007, the Board of Directors of The RBB Fund, Inc approved a proposal to effect liquidating redemptions of all shares of the n/i numeric investors Emerging Growth Fund, n/i numeric investors Growth Fund, n/i numeric investors Mid Cap Fund, and n/i numeric investors Small Cap Value Fund (the "Funds"). As part of the proposal approved by the Board, each Fund was permitted to deviate from its primary investment policy and invest in cash, certain short- term and medium-term debt securities or deposits of U.S. or foreign issuers, including commercial paper, bank obligations, government securities and repurchase agreement. The RBB Fund, Inc. incorporates herein by reference the supplement dated January 12, 2007 that was filed electronically with the SEC on January 12, 2007. (Accession No. 0001193125-07-006027). The RBB Fund, Inc. incorporates herein by reference the supplement dated February 1, 2007 that was filed electronically with the SEC on February 1, 2007. (Accession No. 0001193125-07-018203). EX-99.77I NEW SECUR 4 rbb77i.txt Form N-SAR Item 77 I Terms of New or Amended Securities The RBB Fund, Inc. The RBB Fund, Inc. (the "Company") has issued additional classes of shares of beneficial interest and classified such shares as Class YYY representing interests in the Bear Stearns CUFS MLP Mortgage Portfolio. Each share of the class of beneficial interest mentioned in the preceding sentence has the preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends, qualifications and terms and conditions of redemption that are set for the Company's Articles of Incorporation. The Company incorporates herein by reference Articles Supplementary of Registrant for Class YYY shares of the Bear Stearns CUFS Fund filed as exhibit (a)(44) to the Registrant's Post-Effective Amendment No. 103 filed electronically with the SEC on July 18, 2006. (Accession No. 0000935069-06-001894). The Company incorporates herein by reference Articles of Amendment of Registrant for Class YYY shares of the Bear Stearns CUFS MLP Mortgage Portfolio filed as exhibit (a)(45) to the Registrant's Post-Effective Amendment No. 108 filed electronically with the SEC on December 14, 2006. (Accession No. 0000935069-06-003359). The Company incorporates herein by reference Articles Supplementary of Registrant for Class ZZZ shares of the Marvin & Palmer Large Cap Growth Fund filed as exhibit (a)(47) to the Registrant's Post-Effective Amendment No. 109 filed electronically with the SEC on December 15, 2006. (Accession No. 0001193125-06-254519). The Company incorporates herein by reference Articles Supplementary of Registrant for Class AAAA shares of the Bear Stearns Enhanced Yield Fund filed as exhibit (a)(46) to the Registrant's Post-Effective Amendment No. 109 filed electronically with the SEC on December 15, 2006. (Accession No. 0001193125-06-254519). The Company incorporates herein by reference Articles of Amendment of Registrant for Class AAAA shares of the Bear Stearns Enhanced Income Fund filed as exhibit (a)(48) to the Registrant's Post-Effective Amendment No. 111 filed electronically with the SEC on February 28, 2007. (Accession No. 0001193125-07-042860). EX-99.77K CHNG ACCNT 5 rbb77k.txt Form N-SAR Item 77 K Changes in Accountants The RBB Fund, Inc. 1. i. Effective November 21, 2006, PricewaterhouseCoopers LLP ("PWC") resigned as independent registered public accounting firm with respect to the Registrant's Robeco Boston Partners Small Cap Value Fund II, Robeco Boston Partners Long/Short Equity Fund, Robeco Boston Partners Large Cap Value Fund, Robeco Boston Partners Mid Cap Value Fund, Robeco Boston Partners All-Cap Value Fund, Robeco WPG Small Cap Value Fund (formerly, the Robeco WPG Tudor Fund), Robeco WPG Large Cap Growth Fund and Robeco WPG Core Bond Fund (collectively, the "Robeco Funds"). PWC had previously been engaged as the independent registered public accounting firm to audit the Robeco Funds' financial statements. ii. PWC's report on the financial statements of the Robeco Funds for the two most recent fiscal years ended August 31, 2006 and August 31, 2005 did not contain an adverse opinion or disclaimer of opinion, nor was it qualified or modified as to uncertainty, audit scope or accounting principles. iii. During the two most recent fiscal years and subsequent interim period there were no disagreements with PWC on any matter of accounting principles or practices, financial statement disclosure or auditing scope or procedure, which disagreements, if not resolved to the satisfaction of PWC, would have caused it to make a reference to the subject matter of the disagreement in connection with its report. iv. Within the two most recent fiscal years and subsequent interim period there were no events of the kind described in Item, 304(a)(1)(v) of Regulation S-K under the Securities Act of 1933, as amended. The Registrant has requested that PWC furnish it with a letter addressed to the SEC stating whether or not it agrees with the above statements. A copy of such letter, dated April 27, 2007, is filed as an Exhibit to this Form N-SAR. 2. On December 20, 2006, the Registrant by action of the Board of Directors engaged Ernst & Young LLP ("E&Y") as the independent registered public accounting firm to audit the Robeco Funds' financial statements for the Fiscal Year ended August 31, 2007. During the two most recent fiscal years and subsequent interim period neither the Registrant nor anyone on its behalf consulted with E&Y regarding either: (1) the application of accounting principles to a specified transaction or the type of audit opinion that might be rendered on the Robeco Funds' financial statements or (ii) any matter that was either the subject of a disagreement (as defined in paragraph (a)(1)(iv) of Item 304 of Regulation S-k) or reportable event (as described in paragraph (a)(1)(v) of Item 304). EX-99.77Q1 OTHR EXHB 6 rbb77q11.txt INVESTMENT ADVISORY AND ADMINISTRATION AGREEMENT (Money Market Portfolio) AGREEMENT made as of December 15, 2006 between THE RBB FUND, INC., a Maryland corporation (herein called the "Company"), and BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION, a Delaware corporation (herein called the "Investment Advisor"). WHEREAS, the Company is registered as an open-end, diversified, management investment company under the Investment Company Act of 1940 (the "1940 Act") and currently offers shares representing interests in seventeen separate investment portfolios; and WHEREAS, the Company desires to retain the Investment Advisor to render investment advisory and administration services with respect to the Company's Money Market Portfolio (the "Portfolio"), and the Investment Advisor is willing to so render such services, NOW, THEREFORE, in consideration of the premises and mutual covenants herein contained, and intending to be legally bound hereby, it is agreed between the parties hereto as follows: 1. Appointment. The Company hereby appoints the Investment Advisor to act as investment advisor to the Company for the Portfolio for the period and on the terms set forth in this Agreement. The Investment Advisor accepts such appointment and agrees to render the services herein set forth, for the compensation herein provided. The Company's Common Stock, $.001 par value (the "Shares") has been classified into one hundred and six different classes of Common Stock. The Portfolio contains two classes of Shares: the Class I Shares and the Class L Shares. 2. Delivery of Documents. The Company has furnished the Investment Advisor with copies properly certified or authenticated of each of the following: (a) Articles of Incorporation of the Company, filed with the Secretary of State of Maryland on February 29, 1988, as amended (such Articles of Incorporation, as presently in effect and as they shall from time to time be amended, herein called the "Articles of Incorporation"); (b) Articles Supplementary of the Company, filed with the Secretary of State of the State of Maryland on March 24, 1988 and all further Articles of Supplementary filed with the State of Maryland ("Articles Supplementary"); (c) By-Laws of the Company, as amended (such By-Laws, as presently in effect and as they shall from time to time be amended, herein called the "By-Laws"); (d) Resolutions of the Board of Directors of the Company authorizing the appointment of the Investment Advisor and the execution and delivery of this Agreement; (e) A copy of each Distribution Agreement between the Company and the Company's principal underwriter (the "Distributor") relating to any class of Shares representing interests in the Portfolio and the form of each related Dealer Agreement, if any, for broker- dealers participating in the distribution of any class of Shares representing interests in the Portfolio ("Participating Dealers"); (f) Each Plan of Distribution pursuant to Rule 12b- 1 under the 1940 Act, if any, relating to any class of Shares representing interests in the Portfolio; (g) Each Shareholder Servicing Agreement, if any, relating to any class of Shares representing interests in the Portfolio; (h) Each Non-12b-1 Shareholder Services Plan, if any, relating to any class of Shares representing interests in the Portfolio; (i) Notification of Registration of the Company under the 1940 Act on Form N-8A as filed with the Securities and Exchange Commission ("SEC") on March 24, 1988 and all amendments thereto; (j) The initial Registration Statement of the Company on Form N-lA under the Securities Act of 1933 (the "1933 Act") (File No. 33-20827) and under the 1940 Act filed with the SEC on March 24, 1988 relating to the Shares, and all amendments thereto (the "Registration Statement"); and (k) Each Prospectus relating to any class of Shares representing interests in the Portfolio in effect under the 1933 Act (such prospectuses, as presently in effect and as they shall from time to time be amended and supplemented, are herein collectively called the "Prospectuses"). The Company will furnish the Investment Advisor from time to time with copies, properly certified or authenticated, of all amendments of or supplements to the foregoing, if any. 3. Management of the Portfolio. Subject to the supervision of the Board of Directors of the Company, the Investment Advisor will provide for the overall management of the Portfolio, including (i) the provision of a continuous investment program for the Portfolio, including investment research and management with respect to all securities, investments, cash and cash equivalents in the Portfolio, (ii) the determination from time to time of what securities and other investments will be purchased, retained or sold by the Company for the Portfolio, (iii) the placement of orders for all purchases and sales made for the Portfolio, and (iv) coordination of contractual relationships and communications between the Company and its contractual service providers. The Investment Advisor will provide the services rendered by it hereunder in accordance with the investment objectives, restrictions and policies of the Portfolio as stated in the applicable Prospectus and the applicable statement of additional information contained in the Registration Statement. The Investment Advisor further agrees that it will maintain all books and records with respect to the securities transactions of the Portfolio, keep its respective books of account and will render to the Company's Board of Directors such periodic and special reports as the Board may request. To the extent permitted by applicable law and subject to approval by the Company's Board of Directors but not the approval by a vote of the outstanding voting securities of the Portfolio, the Investment Advisor may from time to time, enter into contracts with one or more sub-advisors, including without limitation, affiliates of the Investment Advisor, to perform investment sub-advisory services with respect to the Portfolio. In addition, to the extent permitted by applicable law, the Investment Advisor may reallocate all or a portion of its investment advisory responsibilities under this Agreement to any of its affiliates. The Investment Advisor shall supervise and oversee the activities of each sub-advisor under its sub- advisory contract on behalf of the Portfolio. Subject to approval by the Company's Board of Directors, the Investment Advisor may terminate any or all sub-advisors in its sole discretion at any time to the extent permitted by applicable law. 4. Brokerage. The Investment Advisor may place orders either directly with the issuer or with any broker or dealer. In placing orders with brokers and dealers, the Investment Advisor will attempt to obtain the best net price and the most favorable execution of its orders. In placing orders with such broker or dealer, the Investment Advisor will consider the experience and skill of the firm's securities traders as well as the firm's financial responsibility and administrative efficiency. Consistent with this obligation, when the execution and price offered by two or more brokers or dealers are comparable, the Investment Advisor may, in its discretion, purchase and sell the Portfolio's securities to and from brokers and dealers who provide the Company with research advice and other services. In no instance will the Portfolio's securities be purchased from or sold to the Distributor, the Investment Advisor or any affiliated person thereof, except to the extent permitted by SEC exemptive order or by applicable law. 5. Administration Services. (a) The Investment Advisor will perform the following administration and accounting functions on a daily basis: (1) Journalize the Portfolio's investment, capital share and income and expense activities; (2) Verify investment buy/sell trade tickets and transmit trades to the Company's custodian for proper settlement; (3) Maintain individual ledgers for investment securities; (4) Maintain historical tax lots for each security; (5) Reconcile cash and investment balances of the Portfolio with the custodian, and prepare the beginning cash balance available for investment purposes; (6) Update the cash availability throughout the day as required; (7) Post to and prepare the Portfolio's Statement of Assets and Liabilities and the Statement of Operations; (8) Calculate various contractual expenses (e.g., advisory/administration and custody fees); (9) Monitor the expense accruals and notify management of the Company of any proposed adjustments; (10) Control all disbursements from the Portfolio and authorize such disbursements upon Written Instructions; (11) Calculate capital gains and losses; (12) Determine net income; (13) Obtain security market quotes from independent pricing services approved by management of the Company, or if such quotes are unavailable, then obtain such prices from management of the Company, and in either case calculate the market value of the Portfolio's investments; (14) Compute the net asset value of the Portfolio; and (15) Compute the Portfolio's yields, total return, expense ratios, Portfolio turnover rate, and, Portfolio average dollar-weighted maturity. (b) In addition to the accounting services described in the foregoing Paragraph 5(a), the Investment Advisor will: (1) Provide general ledger and Portfolio holdings upon request; (2) Prepare quarterly broker security transactions summaries; (3) Supply various normal and customary Portfolio and Company statistical data as requested on an ongoing basis; (4) Prepare for execution and file the Portfolio's and Company's Federal and state tax returns; (5) Prepare and file the Company's Semi-Annual Reports with the SEC on Form N-SAR and prepare and file the Company's Rule 24f-2 Notice and Form N-PX with the SEC; (6) Prepare and file with the SEC the Portfolio's and Company's annual, semi-annual and quarterly Shareholder reports on Form N-CSR and Form N-Q; (7) Assist with the preparation of registration statements on Form N-lA and other filings relating to the registration of Shares; (8) Monitor the Company's status as a regulated investment company under Sub- chapter M of the Internal Revenue Code of 1986, as amended; (9) Qualify the Class I Shares and the Class L Shares for sale in each state in which the Company's Board of Directors determines to sell the Class I Shares or the Class L Shares and make all filings and take all appropriate actions necessary to maintain and renew such registrations of the Class I Shares and the Class L Shares; (10) Monitor the Company's compliance with the amounts and conditions of each such state qualification; and (11) Maintain the Company's fidelity bond as required by the 1940 Act and obtain a directors and officers liability policy. (c) The Investment Advisor shall act as liaison with the Company's independent registered public accounting firm and shall provide account analyses, fiscal year summaries, and other audit related schedules. The Investment Advisor shall take all reasonable action in the performance of its obligations under this Agreement to assure that the necessary information is made available to such firm for the expression of its opinion, as such may be required by the Company from time to time. 6. Conformity with Law; Confidentiality. The Investment Advisor further agrees that it will comply with all applicable Rules and Regulations of all Federal regulatory agencies having jurisdiction over the Investment Advisor in the performance of its duties hereunder (herein called the "Rules"). The Investment Advisor will treat confidentially and as proprietary information of the Company all records and other information relative to the Company and prior, present or potential shareholders, and will not use such records and information for any purpose other than performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Company, which approval shall not be unreasonably withheld and may not be withheld where the Investment Advisor may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Company. 7. Services Not Exclusive. The investment management and administration services rendered by the Investment Advisor hereunder are not to be deemed exclusive, and the Investment Advisor shall be free to render similar services to others so long as its services under this Agreement are not impaired thereby. 8. Books and Records. In compliance with the requirements of Rule 31a-3 of the 1940 Act, the Investment Advisor hereby agrees that all records which it maintains for the Portfolio are the property of the Company and further agrees to surrender promptly to the Company any of such records upon the Company's request. The Investment Advisor further agrees to preserve for the periods prescribed by Rule 31a-2 the records required to be maintained by Rule 31a-1 of the Rules. 9. Expenses. During the term of this Agreement, the Investment Advisor will pay all expenses incurred by it in connection with its activities under this Agreement other than the cost of (including brokerage commissions, if any) securities purchased for the Portfolio, the cost of any independent pricing service used in valuing the Portfolio's securities and fees and expenses of registering and qualifying shares for distribution under state securities laws. In addition, if the expenses borne by the Portfolio in any fiscal year exceed the most restrictive applicable expense limitations imposed by the securities regulations of any state in which the Shares are registered or qualified for sale to the public, the Investment Advisor shall reimburse the Portfolio for any excess up to the amount of the fees payable by the Portfolio to it during such fiscal year pursuant to Paragraph 10 hereof; provided, however, that notwithstanding the foregoing, the Investment Advisor shall reimburse the Portfolio for such excess expenses regardless of the amount of such fees payable to it during such fiscal year to the extent that the securities regulations of any state in which the Shares are registered or qualified for sale so require. 10. Compensation. (a) For the services provided and the expenses assumed pursuant to this Agreement with respect to the Portfolio, the Company will pay the Investment Advisor from the assets of the Portfolio and the Investment Advisor will accept as full compensation therefor a fee, computed daily and payable monthly, at the following annual rate: 0.45% of-the first $250 million of the Portfolio's average daily net assets, 0.40% of the next $250 million of the Portfolio's average daily net assets, and 0.35% of the Portfolio's average daily net assets in excess of $500 million. (b) The fee attributable to the Portfolio shall be satisfied only against the assets of the Portfolio and not against the assets of any other investment portfolio of the Company. 11. Limitation of Liability of the Investment Advisor. The Investment Advisor shall not be liable for any error of judgment or mistake of law or for any loss suffered by the Company in connection with the matters to which this Agreement relates, except a loss resulting from a breach of fiduciary duty with respect to the receipt of compensation for services or a loss resulting from willful misfeasance, bad faith or gross negligence on the part of the Investment Advisor in the performance of its duties or from reckless disregard by it of its obligations and duties under this Agreement. Notwithstanding the foregoing, the Investment Advisor shall be liable to the Company for the acts and omissions of the Sub-Advisor to the extent that the Sub-Advisor is liable to the Investment Advisor for such acts or omissions under the Sub-Advisory Agreement between the Investment Advisor and the Sub-Advisor. 12. Duration and Termination. This Agreement shall become effective with respect to the Portfolio upon approval of this Agreement by vote of a majority of the outstanding voting securities of the Portfolio and, unless sooner terminated as provided herein, shall continue with respect to the Portfolio until August 16, 2007. Thereafter, if not terminated, this Agreement shall continue with respect to the Portfolio for successive annual periods ending on August 16th, provided such continuance is specifically approved at least annually (a) by the vote of a majority of those members of the Board of Directors of the Company who are not parties to this Agreement or interested persons of any such party, cast in person at a meeting called for the purpose of voting on such approval, and (b) by the Board of Directors of the Company or by vote of a majority of the outstanding voting securities of the Portfolio; provided, however, that this Agreement may be terminated with respect to the Portfolio by the Company at any time, without the payment of any penalty, by the Board of Directors of the Company or by vote of a majority of the outstanding voting securities of the Portfolio, on 60 days' written notice to the Investment Advisor, or by the Investment Advisor at any time, without payment of any penalty, on 90 days' written notice to the Company. This Agreement will immediately terminate in the event of its assignment. (As used in this Agreement, the terms "majority of the outstanding voting securities," "interested person" and "assignment" shall have the same meaning as such terms have in the 1940 Act.) 13. Delegation. On thirty (30) days prior written notice to the Portfolio, the Investment Advisor may delegate those of its duties set forth in Paragraph 5 hereof to any wholly-owned direct or indirect subsidiary of The PNC Financial Services Group, Inc. provided that (i) the delegate agrees with the Investment Advisor to comply with all relevant provisions of the 1940 Act; and (ii) the Investment Advisor and such delegate shall promptly provide such information as the Portfolio may request, and respond to such questions as the Portfolio may ask, relative to the delegation, including (without limitation) the capabilities of the delegate. Any delegation under this Paragraph shall not be deemed an assignment for purposes of paragraph 12 hereof. Notwithstanding any such delegation, the Investment Advisor shall remain responsible for the performance of its duties set forth in Paragraph 5 hereof and shall hold the Portfolio harmless from the acts and omissions, under the standards of care provided for herein, of any delegate chosen pursuant to this Paragraph 13. 14. Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the Portfolio. 15. Miscellaneous. The captions in this Agreement are included for convenience of reference only and in no way define or delimit any of the provisions hereof or otherwise affect their construction or effect. If any provision of this Agreement shall be held or made invalid by a court decision, statute, rule or otherwise, the remainder of this Agreement shall not be affected thereby. This Agreement shall be binding upon and shall inure to the benefit of the parties hereto and their respective successors and shall be governed by Delaware law. IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their officers designated below as of the day and year first above written. THE RBB FUND, INC. By:/s/ Edward J. Roach President BLACKROCK INSTITUTIONAL MANAGEMENT CORPORATION By: /s/ Paul L. Audet EX-99.77Q1 OTHR EXHB 7 rbb77q12.txt INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of February 28, 2007, between THE RBB FUND, INC., a Maryland corporation (herein called the "Fund"), and BEAR STEARNS ASSET MANAGEMENT INC. (herein called the "Investment Adviser"). WHEREAS, the Fund is registered as an open-end management investment company under the Investment Company Act of 1940 (the "1940 Act"), and currently offers or proposes to offer shares representing interests in separate investment portfolios; WHEREAS, the Fund desires to retain the Investment Adviser to render certain investment advisory services to the Fund with respect to the Fund's Bear Stearns Enhanced Income Fund (the "Portfolio"), and the Investment Adviser is willing to so render such services; and WHEREAS, the Board of Directors of the Fund have approved this Agreement, and the Adviser is willing to furnish such services upon the terms and conditions herein set forth; NOW, THEREFORE, in consideration of the premises and mutual covenants herein contained, and intending to be legally bound hereby, it is agreed between the parties hereto as follows: SECTION 1. APPOINTMENT. The Fund hereby appoints the Investment Adviser to act as investment adviser for the Portfolio for the period and on the terms set forth in this Agreement. The Investment Adviser accepts such appointment and agrees to render the services herein set forth for the compensation herein provided. SECTION 2. DELIVERY OF DOCUMENTS. The Fund has furnished the Investment Adviser with copies properly certified or authenticated of each of the following: (a) Resolutions of the Board of Directors of the Fund authorizing the appointment of the Investment Adviser and the execution and delivery of this Agreement; (b) Each prospectus and statement of additional information relating to any class of Shares representing interests in the Portfolio of the Fund in effect under the Securities Act of 1933 (such prospectus and statement of additional information, as presently in effect and as they shall from time to time be amended and supplemented, are herein collectively called the "Prospectus" and "Statement of Additional Information," respectively). The Fund will promptly furnish the Investment Adviser from time to time with copies, properly certified or authenticated, of all amendments of or supplements to the foregoing, if any. In addition to the foregoing, the Fund will also provide the Investment Adviser with copies of the Fund's Charter and By-laws, and any registration statement or service contracts related to the Portfolio, and will promptly furnish the Investment Adviser with any amendments of or supplements to such documents. SECTION 3. MANAGEMENT. Subject to the supervision of the Board of Directors of the Fund, the Investment Adviser will provide for the overall management of the Portfolio including (i) the provision of a continuous investment program for the Portfolio, including investment research and management with respect to all securities, investments, cash and cash equivalents in the Portfolio, (ii) the determination from time to time of what securities and other investments will be purchased, retained, or sold by the Fund for the Portfolio, and (iii) the placement from time to time of orders for all purchases and sales made for the Portfolio. The Investment Adviser will provide the services rendered by it hereunder in accordance with the Portfolio's investment objectives, restrictions and policies as stated in the applicable Prospectus and Statement of Additional Information, provided that the Investment Adviser has actual notice or knowledge of any changes by the Board of Directors to such investment objectives, restrictions or policies. The Investment Adviser further agrees that it will render to the Fund's Board of Directors such periodic and special reports regarding the performance of its duties under this Agreement as the Board may reasonably request. The Investment Adviser agrees to provide to the Fund (or its agents and service providers) prompt and accurate data with respect to the Portfolio's transactions and, where not otherwise available, the daily valuation of securities in the Portfolio. SECTION 4. BROKERAGE. Subject to the Investment Adviser's obligation to obtain best price and execution, the Investment Adviser shall have full discretion to select brokers or dealers to effect the purchase and sale of securities. When the Investment Adviser places orders for the purchase or sale of securities for the Portfolio, in selecting brokers or dealers to execute such orders, the Investment Adviser is expressly authorized to consider the fact that a broker or dealer has furnished statistical, research or other information or services for the benefit of the Portfolio directly or indirectly. Without limiting the generality of the foregoing, the Investment Adviser is authorized to cause the Portfolio to pay brokerage commissions which may be in excess of the lowest rates available to brokers who execute transactions for the Portfolio or who otherwise provide brokerage and research services utilized by the Investment Adviser, provided that the Investment Adviser determines in good faith that the amount of each such commission paid to a broker is reasonable in relation to the value of the brokerage and research services provided by such broker viewed in terms of either the particular transaction to which the commission relates or the Investment Adviser's overall responsibilities with respect to accounts as to which the Investment Adviser exercises investment discretion. The Investment Adviser may aggregate securities orders so long as the Investment Adviser adheres to a policy of allocating investment opportunities to the Portfolio over a period of time on a fair and equitable basis relative to other clients. In no instance will the Portfolio's securities be purchased from or sold to the Fund's principal underwriter, the Investment Adviser, or any affiliated person thereof, except to the extent permitted by SEC exemptive order or by applicable law. The Investment Adviser shall report to the Board of Directors of the Fund at least quarterly with respect to brokerage transactions that were entered into by the Investment Adviser, pursuant to the foregoing paragraph, and shall certify to the Board that the commissions paid were reasonable in terms either of that transaction or the overall responsibilities of the Investment Adviser to the Fund and the Investment Adviser's other clients, that the total commissions paid by the Fund were reasonable in relation to the benefits to the Fund over the long term, and that such commissions were paid in compliance with Section 28(e) of the Securities Exchange Act of 1934. SECTION 5. CONFORMITY WITH LAW; CONFIDENTIALITY. The Investment Adviser further agrees that it will materially comply with all applicable rules and regulations of all federal regulatory agencies having jurisdiction over the Investment Adviser in the performance of its duties hereunder. The Investment Adviser will treat confidentially and as proprietary information of the Fund all records and other information relating to the Fund and will not use such records and information for any purpose other than performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Fund, which approval shall not be unreasonably withheld and may not be withheld where the Investment Adviser may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Fund. Where the Investment Adviser maybe exposed to civil or criminal contempt proceedings for failure to comply with a request for records or other information relating to the Fund, the Investment Adviser may comply with such request prior to obtaining the Fund's written approval, provided that the Investment Adviser has taken reasonable steps to promptly notify the Fund, in writing, upon receipt of the request. SECTION 6. SERVICES NOT EXCLUSIVE. The Investment Adviser and its officers may act and continue to act as investment managers for others, and nothing in this Agreement shall in any way be deemed to restrict the right of the Investment Adviser to perform investment management or other services for any other person or entity, and the performance of such services for others shall not be deemed to violate or give rise to any duty or obligation to the Portfolio or the Fund. Nothing in this Agreement shall limit or restrict the Investment Adviser or any of its partners, officers, affiliates or employees from buying, selling or trading in any securities for its or their own account. The Fund acknowledges that the Investment Adviser and its partners, officers, affiliates, employees and other clients may, at any time, have, acquire, increase, decrease, or dispose of positions in investments which are at the same time being acquired or disposed of for the Portfolio. The Investment Adviser shall have no obligation to acquire for the Portfolio a position in any investment which the Investment Adviser, its partners, officers, affiliates or employees may acquire for its or their own accounts or for the account of another client, so long as it continues to be the policy and practice of the Investment Adviser not to favor or disfavor consistently or consciously any client or class of clients in the allocation of investment opportunities so that, to the extent practical, such opportunities will be allocated among clients over a period of time on a fair and equitable basis. The Investment Adviser agrees that this Section 6 does not constitute a waiver by the Fund of the obligations imposed upon the Investment Adviser to comply with Sections 17(d) and 17(j) of the 1940 Act, and the rules thereunder, nor constitute a waiver by the Fund of the obligations imposed upon the Investment Adviser under Section 206 of the Investment Advisers Act of 1940 and the rules thereunder. Further, the Investment Adviser agrees that this Section 6 does not constitute a waiver by the Fund of the fiduciary obligation of the Investment Adviser arising under federal or state law, including Section 36 of the 1940 Act. The Investment Adviser agrees that this Section 6 shall be interpreted consistent with the provisions of Section 17(i) of the 1940 Act. SECTION 7. BOOKS AND RECORDS. In compliance with the requirements of Rule 3la-3 under the 1940 Act, the Investment Adviser hereby agrees that all records which it maintains for the Portfolio are the property of the Fund and further agrees to surrender promptly to the Fund any of such records upon the Fund's request. The Investment Adviser further agrees to preserve for the periods prescribed by Rule 3la-2 under the 1940 Act the records required to be maintained by Rule 3la-1 under the 1940 Act. SECTION 8. EXPENSES. During the term of this Agreement, the Investment Adviser will pay all expenses incurred by it in connection with its activities under this Agreement. The Portfolio shall bear all of its own expenses not specifically assumed by the Investment Adviser. General expenses of the Fund not readily identifiable as belonging to a Portfolio of the Fund shall be allocated among all investment portfolios by or under the direction of the Fund's Board of Directors in such manner as the Board determines to be fair and equitable. Expenses borne by the Portfolio shall include, but are not limited to, the following (or the Portfolio's share of the following): (a) the cost (including brokerage commissions) of securities purchased or sold by the Portfolio and any losses incurred in connection therewith; (b) fees payable to and expenses incurred on behalf of the Portfolio by the Investment Adviser; (c) filing fees and expenses relating to the registration and qualification of the Fund and the Portfolio's shares under federal and/or state securities laws and maintaining such registrations and qualifications; (d) fees and salaries payable to the Fund's directors and officers; (e) taxes (including any income or franchise taxes) and governmental fees; (f) costs of any liability and other insurance or fidelity bonds; (g) any costs, expenses or losses arising out a liability of or claim for damages or other relief asserted against the Fund or the Portfolio for violation of any law; (h) legal, accounting and auditing expenses, including legal fees of special counsel for the independent directors; (i) charges of custodians and other agents; (j) expenses of setting in type and printing prospectuses, statements of additional information and supplements thereto for existing shareholders, reports, statements, and confirmations to shareholders and proxy material that are not attributable to a class; (k) costs of mailing prospectuses, statements of additional information and supplements thereto to existing shareholders, as well as reports to shareholders and proxy material that are not attributable to a class; (1) any extraordinary expenses; (m) fees, voluntary assessments and other expenses incurred in connection with membership in investment company organizations; (n) costs of mailing and tabulating proxies and costs of shareholders' and directors' meetings; (o) costs of independent pricing services to value a portfolio's securities; and (p) the costs of investment company literature and other publications provided by the Fund to its directors and officers. Distribution expenses, transfer agency expenses, expenses of preparation, printing and mailing, prospectuses, statements of additional information, proxy statements and reports to shareholders, and organizational expenses and registration fees, identified as belonging to a particular class of the Fund are allocated to such class. SECTION 9. VOTING. The Investment Adviser shall have the authority to vote as agent for the Fund, either in person or by proxy, tender and take all actions incident to the ownership of all securities in which the Portfolio's assets may be invested from time to time, subject to such policies and procedures as the Board of Directors of the Fund may adopt from time to time. SECTION 10. RESERVATION OF NAME. The Investment Adviser shall at all times have all rights in and to the Portfolio's name and all investment models used by or on behalf of the Portfolio. The Investment Adviser may use the Portfolio's name or any portion thereof in connection with any other mutual fund or business activity without the consent of any shareholder and the Fund shall execute and deliver any and all documents required to indicate the consent of the Fund to such use. The Fund hereby agrees that in the event that neither the Investment Adviser nor any of its affiliates acts as investment adviser to the Portfolio, the name of the Portfolio will be changed to one that does not contain the names "Bear Stearns" or the initials "BS" or otherwise suggest an affiliation with the Investment Adviser. SECTION 11. COMPENSATION. (a) For the services provided and the expenses assumed pursuant to this Agreement with respect to the Portfolio, the Fund will pay the Investment Adviser from the assets of the Portfolio and the Investment Adviser will accept as full compensation therefor a fee, computed daily and payable monthly, at the annual rate of 0.16% of the Portfolio's average daily net assets. For any period less than a full month during which this Agreement is in effect, the fee shall be prorated according to the proportion which such period bears to a full month. (b) The fee attributable to the Portfolio shall be satisfied only against assets of the Portfolio and not against the assets of any other investment portfolio of the Fund. The Investment Adviser may from time to time agree not to impose all or a portion of its fee otherwise payable hereunder (in advance of the time such fee or portion thereof would otherwise accrue) and/or undertake to pay or reimburse the Portfolio for all or a portion of its expenses not otherwise required to be borne or reimbursed by the Investment Adviser. SECTION 12. LIMITATION OF LIABILITY. The Investment Adviser shall not be liable for any error of judgment or mistake of law or for any loss suffered by the Fund in connection with the matters to which this Agreement relates, except a loss resulting from a breach of fiduciary duty with respect to the receipt of compensation for services or a loss resulting from willful misfeasance, bad faith or gross negligence on the part of the Investment Adviser in the performance of its duties or from reckless disregard by it of its obligations and duties under this Agreement ("disabling conduct"). The Portfolio will indemnify the Investment Adviser against and hold it harmless from any and all losses, claims, damages, liabilities or expenses (including reasonable counsel fees and expenses) resulting from any claim, demand, action or suit not resulting from disabling conduct by the Investment Adviser. Indemnification shall be made only following: (i) a final decision on the merits by a court or other body before whom the proceeding was brought that the Investment Adviser was not liable by reason of disabling conduct or (ii) in the absence of such a decision, a reasonable determination, based upon a review of the facts, that the Investment Adviser was not liable by reason of disabling conduct by (a) the vote of a majority of a quorum of directors of the Fund who are neither "interested persons" of the Fund nor parties to the proceeding ("disinterested non-party directors") or (b) an independent legal counsel in a written opinion. The Investment Adviser shall be entitled to advances from the Portfolio for payment of the reasonable expenses incurred by it in connection with the matter as to which it is seeking indemnification in the manner and to the fullest extent permissible under the Maryland General Corporation Law. The Investment Adviser shall provide to the Portfolio a written affirmation of its good faith belief that the standard of conduct necessary for indemnification by the Portfolio has been met and a written undertaking to repay any such advance if it should ultimately be determined that the standard of conduct has not been met. In addition, at least one of the following additional conditions shall be met: (a) the Investment Adviser shall provide a security in form and amount acceptable to the Portfolio for its undertaking; (b) the Portfolio is insured against losses arising by reason of the advance; or (c) a majority of a quorum of disinterested non- party directors, or independent legal counsel, in a written opinion, shall have determined, based upon a review of facts readily available to the Portfolio at the time the advance is proposed to be made, that there is reason to believe that the Investment Adviser will ultimately be found to be entitled to indemnification. Any amounts payable by the Portfolio under this Section shall be satisfied only against the assets of the Portfolio and not against the assets of any other investment portfolio of the Fund. The limitations on liability and indemnification provisions of this Section 12 shall not be applicable to any losses, claims, damages, liabilities or expenses arising from the Investment Adviser's rights to the Portfolio's name. The Investment Adviser shall indemnify and hold harmless the Fund and the Portfolio for any claims arising from the use of the term "Bear Stearns" or "BS" in the name of the Portfolio. SECTION 13. DURATION AND TERMINATION. This Agreement shall become effective with respect to the Portfolio as of the date first above written and, unless sooner terminated as provided herein, shall continue with respect to the Portfolio until August 16, 2007. Thereafter, if not terminated, this Agreement shall continue with respect to the Portfolio for successive annual periods ending on August 16, provided such continuance is specifically approved at least annually (a) by the vote of a majority of those members of the Board of Directors of the Fund who are not parties to this Agreement or interested persons of any such party, cast in person at a meeting called for the purpose of voting on such approval, and (b) by the Board of Directors of the Fund or by vote of a majority of the outstanding voting securities of the Portfolio; provided, however, that this Agreement may be terminated with respect to the Portfolio by the Fund at any time, without the payment of any penalty, by the Board of Directors of the Fund or by vote of a majority of the outstanding voting securities of the Portfolio, on 60 days' prior written notice to the Investment Adviser, or by the Investment Adviser at any time, without payment of any penalty, on 60 days' prior written notice to the Fund. This Agreement will immediately terminate in the event of its assignment. (As used in this Agreement, the terms "majority of the outstanding voting securities," "interested person" and "assignment" shall have the same meaning as such terms have in the 1940 Act). SECTION 14. AMENDMENT OF THIS AGREEMENT. No provision of this Agreement may be changed, discharged or terminated orally, except by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the Portfolio. SECTION 15. MISCELLANEOUS. The captions in this Agreement are included for convenience of reference only and in no way define or delimit any of the provisions hereof or otherwise affect their construction or effect. If any provision of this Agreement shall be held or made invalid by a court decision, statute, rule or otherwise, the remainder of this Agreement shall not be affected thereby. This Agreement shall be binding upon and shall inure to the benefit of the parties hereto and their respective successors and shall be governed by Delaware law. SECTION 16. NOTICE. All notices hereunder shall be given in writing and delivered by hand, national overnight courier, facsimile (provided written confirmation of receipt is obtained and said notice is sent via first class mail on the next business day) or mailed by certified mail, return receipt requested, as follows: If to the Investment Adviser: Bear Stearns Asset Management Inc. 383 Madison Ave. New York, NY 10179 Attn: President with a copy to Chief Operating Officer Fax: 212-272-7038 If to the Fund: The RBB Fund, Inc. 103 Bellevue Parkway Wilmington, DE 19809 Attn: Edward J. Roach Fax: 302-791-4830 The effective date of any notice shall be (i) the date such notice is sent if such delivery is effected by hand or facsimile, (ii) one business day after the date such notice is sent if such delivery is effected by national overnight courier; or (iii) the fifth (5th) Business Day after the date of mailing thereof. SECTION 17. GOVERNING LAW. This Agreement shall be governed by and construed and enforced in accordance with the laws of the State of New York without giving effect to the conflicts of laws principles thereof. SECTION 18. COUNTERPARTS. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their officers designated below as of the day and year first above written. THE RBB FUND, INC. By: /s/ Edward J. Roach Name: Edward J. Roach Title: President and Treasurer BEAR STEARNS ASSET MANAGEMENT INC. By: /s/ Rajan Govindan Name: Rajan Govindan Title: Senior Managing Director/Chief Operating Officer EX-99.77Q1 OTHR EXHB 8 rbb77q13.txt INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of March 5, 2007 between THE RBB FUND, INC., a Maryland corporation (herein called the "Fund"), and Marvin & Palmer Associates, Inc. (herein called the "Investment Adviser"). WHEREAS, the Fund is registered as an open-end management investment company under the Investment Company Act of 1940 (the "1940 Act"), and currently offers or proposes to offer shares representing interests in separate investment portfolios; WHEREAS, the Fund desires to retain the Investment Adviser to render certain investment advisory services to the Fund with respect to the Fund's Marvin & Palmer Large Cap Growth Fund (the "Portfolio"), and the Investment Adviser is willing to so render such services; and WHEREAS, the Board of Directors of the Fund and the shareholders of the Portfolio have approved this Agreement, and the Investment Adviser is willing to furnish such services upon the terms and conditions herein set forth; NOW, THEREFORE, in consideration of the premises and mutual covenants herein contained, and intending to be legally bound hereby, it is agreed between the parties hereto as follows: SECTION 1. APPOINTMENT. The Fund hereby appoints the Investment Adviser to act as investment adviser for the Portfolio for the period and on the terms set forth in this Agreement. The Investment Adviser accepts such appointment and agrees to render the services herein set forth for the compensation herein provided. The assets of the Portfolio will be maintained in the custody of a custodian (who shall be identified by the Fund in writing prior to the execution of this Agreement). The Investment Adviser will not have custody of any securities, cash or other assets of the Portfolio and will not be liable for any loss resulting from any act or omission of the custodian other than acts or omissions arising in strict reliance on instructions of the Investment Adviser. SECTION 2. DELIVERY OF DOCUMENTS. The Fund has furnished the Investment Adviser with copies properly certified or authenticated of each of the following: (a) Resolutions of the Board of Directors of the Fund authorizing the appointment of the Investment Adviser and the execution and delivery of this Agreement; (b) Each prospectus and statement of additional information relating to any class of Shares representing interests in the Portfolio of the Fund in effect under the Securities Act of 1933 (such prospectus and statement of additional information, as presently in effect and as they shall from time to time be amended and supplemented, are herein collectively called the "Prospectus" and "Statement of Additional Information," respectively). The Fund will promptly furnish the Investment Adviser from time to time with copies, properly certified or authenticated, of all amendments of or supplements to the foregoing, if any. In addition to the foregoing, the Fund will also provide the Investment Adviser with copies of the Fund's Charter and By-laws, the Fund's Compliance Manual and other policies and procedures adopted from time to time by the Board of Directors of the Fund and any registration statement or service contracts related to the Portfolio, and will promptly furnish the Investment Adviser with any amendments of or supplements to such documents. SECTION 3. MANAGEMENT. Subject to the supervision of the Board of Directors of the Fund, the Investment Adviser will provide for the overall management of the Portfolio including (i) the provision of a continuous investment program for the Portfolio, including investment research and management with respect to all securities, investments, cash and cash equivalents in the Portfolio, (ii) the determination from time to time of what securities and other investments will be purchased, retained, or sold by the Fund for the Portfolio, and (iii) the placement from time to time of orders for all purchases and sales made for the Portfolio. The Investment Adviser will provide the services rendered by it hereunder in accordance with the Portfolio's investment objectives, restrictions and policies as stated in the applicable Prospectus and Statement of Additional Information, provided that the Investment Adviser has actual notice or knowledge of any changes by the Board of Directors to such investment objectives, restrictions or policies. The Investment Adviser further agrees that it will render to the Fund's Board of Directors such periodic and special reports regarding the performance of its duties under this Agreement as the Board may reasonably request. The Investment Adviser agrees to provide to the Fund (or its agents and service providers) prompt and accurate data with respect to the Portfolio's transactions, provide assistance in determining the fair value of all securities and other investments/assets in the Portfolio, as necessary, and use reasonable efforts to arrange for the provision of valuation information or a price(s) from a party(ies) independent of the Investment Adviser for each security or other investment/asset in the Portfolio for which market prices are not readily available. Except to the extent indicated above, the Investment Adviser will not be responsible for establishing the net asset value of the Fund. SECTION 4. BROKERAGE. Subject to the Investment Adviser's obligation to obtain best price and execution, the Investment Adviser shall have full discretion to select brokers or dealers to effect the purchase and sale of securities. When the Investment Adviser places orders for the purchase or sale of securities for the Portfolio, in selecting brokers or dealers to execute such orders, the Investment Adviser is expressly authorized to consider the fact that a broker or dealer has furnished statistical, research or other information or services for the benefit of the Portfolio directly or indirectly. Without limiting the generality of the foregoing, the Investment Adviser is authorized to cause the Portfolio to pay brokerage commissions which may be in excess of the lowest rates available to brokers who execute transactions for the Portfolio or who otherwise provide brokerage and research services utilized by the Investment Adviser, provided that the Investment Adviser determines in good faith that the amount of each such commission paid to a broker is reasonable in relation to the value of the brokerage and research services provided by such broker viewed in terms of either the particular transaction to which the commission relates or the Investment Adviser's overall responsibilities with respect to accounts as to which the Investment Adviser exercises investment discretion. The Investment Adviser may aggregate securities orders so long as the Investment Adviser adheres to a policy of allocating investment opportunities to the Portfolio over a period of time on a fair and equitable basis relative to other clients. In no instance will the Portfolio's securities be purchased from or sold to the Fund's principal underwriter, the Investment Adviser, or any affiliated person thereof, except to the extent permitted by SEC exemptive order or by applicable law. The Investment Adviser shall report to the Board of Directors of the Fund at least quarterly with respect to brokerage transactions that were entered into by the Investment Adviser, pursuant to the foregoing paragraph, and shall certify to the Board that the commissions paid were reasonable in terms either of that transaction or the overall responsibilities of the Investment Adviser to the Fund and the Investment Adviser's other clients, that the total commissions paid by the Fund were reasonable in relation to the benefits to the Fund over the long term, and that such commissions were paid in compliance with Section 28(e) of the Securities Exchange Act of 1934. SECTION 5. CONFORMITY WITH LAW; CONFIDENTIALITY. The Investment Adviser further agrees that it will comply with all applicable rules and regulations of all federal regulatory agencies having jurisdiction over the Investment Adviser in the performance of its duties hereunder. The Investment Adviser will treat confidentially and as proprietary information of the Fund all records and other information relating to the Fund and prior, present or potential shareholders (except with respect to clients of the Investment Adviser) and will not use such records and information for any purpose other than performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Fund, which approval shall not be unreasonably withheld and may not be withheld where the Investment Adviser may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Fund. Where the Investment Adviser may be exposed to civil or criminal contempt proceedings for failure to comply with a request for records or other information relating to the Fund, the Investment Adviser may comply with such request prior to obtaining the Fund's written approval, provided that the Investment Adviser has taken reasonable steps to promptly notify the Fund, in writing, upon receipt of the request. SECTION 6. SERVICES NOT EXCLUSIVE. The Investment Adviser and its officers may act and continue to act as investment managers for others, and nothing in this Agreement shall in any way be deemed to restrict the right of the Investment Adviser to perform investment management or other services for any other person or entity, and the performance of such services for others shall not be deemed to violate or give rise to any duty or obligation to the Portfolio or the Fund. Nothing in this Agreement shall limit or restrict the Investment Adviser or any of its partners, officers, affiliates or employees from buying, selling or trading in any securities for its or their own account. The Fund acknowledges that the Investment Adviser and its partners, officers, affiliates, employees and other clients may, at any time, have, acquire, increase, decrease, or dispose of positions in investments which are at the same time being acquired or disposed of for the Portfolio. The Investment Adviser shall have no obligation to acquire for the Portfolio a position in any investment which the Investment Adviser, its partners, officers, affiliates or employees may acquire for its or their own accounts or for the account of another client, so long as it continues to be the policy and practice of the Investment Adviser not to favor or disfavor consistently or consciously any client or class of clients in the allocation of investment opportunities so that, to the extent practical, such opportunities will be allocated among clients over a period of time on a fair and equitable basis. The Investment Adviser agrees that this Section 6 does not constitute a waiver by the Fund of the obligations imposed upon the Investment Adviser to comply with Sections 17(d) and 17(j) of the 1940 Act, and the rules thereunder, nor constitute a waiver by the Fund of the obligations imposed upon the Investment Adviser under Section 206 of the Investment Advisers Act of 1940 (the "Advisers Act") and the rules thereunder. Further, the Investment Adviser agrees that this Section 6 does not constitute a waiver by the Fund of the fiduciary obligation of the Investment Adviser arising under federal or state law, including Section 36 of the 1940 Act. The Investment Adviser agrees that this Section 6 shall be interpreted consistent with the provisions of Section 17(i) of the 1940 Act. SECTION 7. BOOKS AND RECORDS. In compliance with the requirements of Rule 3la-3 under the 1940 Act, the Investment Adviser hereby agrees that all records which it maintains for the Portfolio are the property of the Fund and further agrees to surrender promptly to the Fund any of such records upon the Fund's request. The Investment Adviser further agrees to preserve for the periods prescribed by Rule 3la-2 under the 1940 Act the records required to be maintained by Rule 3la-1 under the 1940 Act. SECTION 8. EXPENSES. During the term of this Agreement, the Investment Adviser will pay all expenses incurred by it in connection with its activities under this Agreement. The Portfolio shall bear all of its own expenses not specifically assumed by the Investment Adviser. General expenses of the Fund not readily identifiable as belonging to a Portfolio of the Fund shall be allocated among all investment portfolios by or under the direction of the Fund's Board of Directors in such manner as the Board determines to be fair and equitable. Expenses borne by the Portfolio shall include, but are not limited to, the following (or the Portfolio's share of the following): (a) the cost (including brokerage commissions) of securities purchased or sold by the Portfolio and any losses incurred in connection therewith; (b) fees payable to and expenses incurred on behalf of the Portfolio by the Investment Adviser; (c) filing fees and expenses relating to the registration and qualification of the Fund and the Portfolio's shares under federal and/or state securities laws and maintaining such registrations and qualifications; (d) fees and salaries payable to the Fund's directors and officers; (e) taxes (including any income or franchise taxes) and governmental fees; (f) costs of any liability and other insurance or fidelity bonds; (g) any costs, expenses or losses arising out a liability of or claim for damages or other relief asserted against the Fund or the Portfolio for violation of any law; (h) legal, accounting and auditing expenses, including legal fees of special counsel for the independent directors; (i) charges of custodians and other agents; (j) expenses of setting in type and printing prospectuses, statements of additional information and supplements thereto for existing shareholders, reports, statements, and confirmations to shareholders and proxy materials that are not attributable to a class; (k) costs of mailing prospectuses, statements of additional information and supplements thereto to existing shareholders, as well as reports to shareholders and proxy materials that are not attributable to a class; (1) any extraordinary expenses; (m) fees, voluntary assessments and other expenses incurred in connection with membership in investment company organizations; (n) costs of mailing and tabulating proxies and costs of shareholders' and directors' meetings; (o) costs of independent pricing services to value a portfolio's securities; and (p) the costs of investment company literature and other publications provided by the Fund to its directors and officers. Distribution expenses, transfer agency expenses, expenses of preparation, printing and mailing, prospectuses, statements of additional information, proxy statements and reports to shareholders, and organizational expenses and registration fees, identified as belonging to a particular class of the Fund are allocated to such class. SECTION 9. VOTING. The Investment Adviser shall have the authority to vote as agent for the Fund, either in person or by proxy, tender and take all actions incident to the ownership of all securities in which the Portfolio's assets may be invested from time to time, subject to such policies and procedures as the Board of Directors of the Fund may adopt from time to time. SECTION 10. RESERVATION OF NAME. The Investment Adviser shall at all times have all rights in and to the Portfolio's name and all investment models used by or on behalf of the Portfolio. The Investment Adviser may use the Portfolio's name or any portion thereof in connection with any other mutual fund or business activity without the consent of any shareholder and the Fund shall execute and deliver any and all documents required to indicate the consent of the Fund to such use. No public reference to, or description of, the Investment Adviser or its methodology or work shall be made by the Fund, whether in the Prospectus, Statement of Additional Information or otherwise, without the prior written consent of the Investment Adviser, which consent shall not be unreasonably withheld. In each case, the Fund shall provide the Investment Adviser a reasonable opportunity to review any such reference or description before being asked for such consent. The Fund hereby agrees that in the event that neither the Investment Adviser nor any of its affiliates acts as investment adviser to the Portfolio, the name of the Portfolio will be changed to one that does not contain the name "Marvin & Palmer" or otherwise suggest an affiliation with the Investment Adviser. SECTION 11. DISCONTINUATION OF PUBLIC OFFERING. Subject to the prior approval of the Fund's Board of Directors, the Investment Adviser may instruct the Fund's distributor to cease sales of shares of the Portfolio to new investors due to concerns that an increase in the size of the Portfolio may adversely affect the implementation of the Portfolio's investment strategy. Subject to prior Board approval, the Investment Adviser may subsequently instruct the fund's distributor to recommence the sale of shares of the Portfolio. SECTION 12. COMPENSATION. (a) For the services provided and the expenses assumed pursuant to this Agreement with respect to the Portfolio, the Fund will pay the Investment Adviser from the assets of the Portfolio and the Investment Adviser will accept as full compensation therefor a fee, computed daily and payable monthly, at the annual rate of 0.65% of the Portfolio's average daily net assets. For any period less than a full month during which this Agreement is in effect, the fee shall be prorated according to the proportion which such period bears to a full month. (b) The fee attributable to the Portfolio shall be satisfied only against assets of the Portfolio and not against the assets of any other investment portfolio of the Fund. SECTION 13. LIMITATION OF LIABILITY. The Investment Adviser shall not be liable for any error of judgment or mistake of law or for any loss suffered by the Fund in connection with the matters to which this Agreement relates, except a loss resulting from a breach of fiduciary duty with respect to the receipt of compensation for services or a loss resulting from willful misfeasance, bad faith or gross negligence on the part of the Investment Adviser in the performance of its duties or from reckless disregard by it of its obligations and duties under this Agreement ("disabling conduct"). The Portfolio will indemnify the Investment Adviser against and hold it harmless from any and all losses, claims, damages, liabilities or expenses (including reasonable counsel fees and expenses) resulting from any claim, demand, action or suit not resulting from disabling conduct by the Investment Adviser. Indemnification shall be made only following: (i) a final decision on the merits by a court or other body before whom the proceeding was brought that the Investment Adviser was not liable by reason of disabling conduct or (ii) in the absence of such a decision, a reasonable determination, based upon a review of the facts, that the Investment Adviser was not liable by reason of disabling conduct by (a) the vote of a majority of a quorum of directors of the Fund who are neither "interested persons" of the Fund nor parties to the proceeding ("disinterested non-party directors") or (b) an independent legal counsel in a written opinion. The Investment Adviser shall be entitled to advances from the Portfolio for payment of the reasonable expenses incurred by it in connection with the matter as to which it is seeking indemnification in the manner and to the fullest extent permissible under the Maryland General Corporation Law. The Investment Adviser shall provide to the Portfolio a written affirmation of its good faith belief that the standard of conduct necessary for indemnification by the Portfolio has been met and a written undertaking to repay any such advance if it should ultimately be determined that the standard of conduct has not been met. In addition, at least one of the following additional conditions shall be met: (a) the Investment Adviser shall provide a security in form and amount acceptable to the Portfolio for its undertaking; (b) the Portfolio is insured against losses arising by reason of the advance; or (c) a majority of a quorum of disinterested non- party directors, or independent legal counsel, in a written opinion, shall have determined, based upon a review of facts readily available to the Portfolio at the time the advance is proposed to be made, that there is reason to believe that the Investment Adviser will ultimately be found to be entitled to indemnification. Any amounts payable by the Portfolio under this Section 13 shall be satisfied only against the assets of the Portfolio and not against the assets of any other investment portfolio of the Fund. The limitations on liability and indemnification provisions of this Section 13 shall not be applicable to any losses, claims, damages, liabilities or expenses arising from the Investment Adviser's rights to the Portfolio's name. The Investment Adviser shall indemnify and hold harmless the Fund and the Portfolio for any claims arising from the use of the term "Marvin & Palmer" in the name of the Portfolio. SECTION 14. DURATION AND TERMINATION. This Agreement shall become effective with respect to the Portfolio as of the date first above written and, unless sooner terminated as provided herein, shall continue with respect to the Portfolio until August 16, 2007. Thereafter, if not terminated, this Agreement shall continue with respect to the Portfolio for successive annual periods ending on August 16 provided such continuance is specifically approved at least annually (a) by the vote of a majority of those members of the Board of Directors of the Fund who are not parties to this Agreement or interested persons of any such party, cast in person at a meeting called for the purpose of voting on such approval, and (b) by the Board of Directors of the Fund or by vote of a majority of the outstanding voting securities of the Portfolio; provided, however, that this Agreement may be terminated with respect to the Portfolio by the Fund at any time, without the payment of any penalty, by the Board of Directors of the Fund or by vote of a majority of the outstanding voting securities of the Portfolio, on 60 days' prior written notice to the Investment Adviser, or by the Investment Adviser at any time, without payment of any penalty, on 60 days' prior written notice to the Fund. This Agreement will immediately terminate in the event of its assignment. (As used in this Agreement, the terms "majority of the outstanding voting securities," "interested person" and "assignment" shall have the same meaning as such terms have in the 1940 Act). SECTION 15. AMENDMENT OF THIS AGREEMENT. No provision of this Agreement may be changed, discharged or terminated orally, except by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the Portfolio. SECTION 16. MISCELLANEOUS. The captions in this Agreement are included for convenience of reference only and in no way define or delimit any of the provisions hereof or otherwise affect their construction or effect. If any provision of this Agreement shall be held or made invalid by a court decision, statute, rule or otherwise, the remainder of this Agreement shall not be affected thereby. This Agreement shall be binding upon and shall inure to the benefit of the parties hereto and their respective successors and shall be governed by Delaware law. SECTION 17. NOTICE. All instructions, notices, reports and other communications contemplated by this Agreement must be in writing and be addressed as follows: If to the Fund: The RBB Fund, Inc. Bellevue Corporate Center 103 Bellevue Parkway Wilmington, Delaware 19809 Attention: Edward J. Roach Fax: 302-791-4830 If to the Investment Adviser: Marvin & Palmer Associates, Inc. 1201 N. Market Street Suite 2300 Wilmington, Delaware 19801-1165 Attention: Chief Financial Officer SECTION 18. DELIVERY OF INFORMATION. The Fund acknowledges receipt of the most recent copy of Part II of the Investment Adviser's Form ADV at least 48 hours prior to entering into this Agreement. Upon written request by the Fund, the Investment Adviser agrees to deliver annually, without charge, the Investment Adviser's brochure required by the Advisers Act. The Investment Adviser will also deliver its brochure to the Fund without charge in the event of a material change therein. SECTION 19. REFERENCES TO FUND. The Fund acknowledges and agrees that the Investment Adviser may include the name of the Fund and/or the Portfolio on the client list that it publishes, including on its website, and may publish advertisements or distribute sales literature or other written materials to the public that makes reference to the Fund and/or the Portfolio. SECTION 20. CHANGE IN MEMBERSHIP. The Investment Adviser shall notify the Fund of any change in its membership within a reasonable time after such change. SECTION 21. GOVERNING LAW. This Agreement shall be governed by and construed and enforced in accordance with the laws of the State of Delaware without giving effect to the conflicts of laws principles thereof. SECTION 22. COUNTERPARTS. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their officers designated below as of the day and year first above written. THE RBB FUND, INC. By: /s/ Edward J. Roach Name: Edward J. Roach Title: President and Treasurer MARVIN & PALMER ASSOCIATES, INC. By: /s/ Gilbert Hahn Name: Gilbert Hahn Title: General Counsel, Principal EX-99.77Q1 OTHR EXHB 9 rbb77q14.txt Form N-SAR Item 77 Q1 Exhibits The RBB Fund, Inc. (a). The RBB Fund, Inc. incorporates herein by reference Articles Supplementary of Registrant increasing total shares authorized to 100 Billion shares filed as exhibit (a)(49) to the Registrant's Post-Effective Amendment No. 111 as filed electronically with the SEC on February 28, 2007. (Accession No. 0001193125-07-042860). (e). 1. Interim Investment Advisory and Administration Agreement between The RBB Fund, Inc. and BlackRock Institutional Management Corporation with respect to the Money Market Portfolio dated September 29, 2006 is incorporated herein by reference as exhibit (d)(32) to Registrant's Post-Effective Amendment No. 105 as filed electronically with the SEC on October 30, 2006 (Accession No. 000935069-06-002945). 2. Investment Advisory Agreement between The RBB Fund, Inc. and Bear Stearns Asset Management Inc. with respect to the Bear Stearns CUFS MLP Mortgage Portfolio dated November 30, 2006 is incorporated herein by reference as exhibit (d)(31) to Registrant's Post-Effective Amendment No. 108 as filed electronically with the SEC on December 14, 2006 (Accession No. 0000935069-06-003359). 3. Investment Advisory and Administration Agreement between The RBB Fund, Inc. and BlackRock Institutional Management Corporation dated December 15, 2006 with respect to the Money Market Portfolio is filed herewith. 4. Investment Advisory Agreement between The RBB Fund, Inc. and Bear Stearns Asset Management Inc. dated February 28, 2007 with respect to the Bear Stearns Enhanced Income Fund is filed herewith. 5. Investment Advisory Agreement between The RBB Fund, Inc. and Marvin & Palmer Associates, Inc. dated March 5, 2007 with respect to the Marvin & Palmer Large Cap Growth Fund is filed herewith. (f). Letter from PricewaterhouseCoopers LLP as independent registered public accounting firm to the Robeco Boston Partners Small Cap Value Fund II, Robeco Boston Partners Long/Short Equity Fund, Robeco Boston Partners Large Cap Value Fund, Robeco Boston Partners Mid Cap Value Fund, Robeco Boston Partners All-Cap Value Fund, Robeco WPG Small Cap Value Fund (formerly, the Robeco WPG Tudor Fund), Robeco WPG Large Cap Growth Fund and Robeco WPG Core Bond Fund furnished pursuant to sub-item 77K is filed herewith. EX-99.77Q1 OTHR EXHB 10 rbb77q15.txt April 27, 2007 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Robeco Boston Partners Large Cap Value Fund, Robeco Boston Partners Mid Cap Value Fund, Robeco Boston Partners Small Cap Value Fund II, Robeco Boston Partners Long/Short Equity Fund, Robeco Boston Partners All-Cap Value Fund, Robeco WPG Large Cap Growth Fund, Robeco WPG Core Bond Fund and Robeco WPG Tudor Fund, separately managed portfolios of The RBB Fund, Inc., (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 77K of Form N-SAR, dated April 27, 2007. We agree with the statements concerning our Firm in such Item 77K. Very truly yours, /s/PricewaterhouseCoopers LLP -----END PRIVACY-ENHANCED MESSAGE-----