-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JDPf9Dii0QuhSNzuh2Q1Hzrf4pRSf9rr9kh+wuypTn+w43ntGl/3egOvEv1klr4g a7vGPPrpdXfUfIIpg/ePpA== 0000940400-02-000560.txt : 20021122 0000940400-02-000560.hdr.sgml : 20021122 20021122100757 ACCESSION NUMBER: 0000940400-02-000560 CONFORMED SUBMISSION TYPE: NSAR-B/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020831 FILED AS OF DATE: 20021122 EFFECTIVENESS DATE: 20021122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBB FUND INC CENTRAL INDEX KEY: 0000831114 IRS NUMBER: 510312197 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-B/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05518 FILM NUMBER: 02837019 BUSINESS ADDRESS: STREET 1: 400 BELLEVUE PKWY STE 100 CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 3027911700 MAIL ADDRESS: STREET 1: 400 BELLEVUE PKWY STREET 2: SUITE 152 CITY: WILMINGTON STATE: DE ZIP: 19809 FORMER COMPANY: FORMER CONFORMED NAME: FUND INC /DE/ DATE OF NAME CHANGE: 19600201 NSAR-B/A 1 rbb.fil PAGE 1 000 B000000 08/31/2002 000 C000000 0000831114 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 Y 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 THE RBB FUND, INC. 001 B000000 811-5518 001 C000000 3027922555 002 A000000 400 BELLEVUE PARKWAY 002 B000000 WILMINGTON 002 C000000 DE 002 D010000 19809 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 15 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C020500 MONEY MARKET PORTFOLIO 007 C030500 N 007 C010600 6 007 C020600 MUNICIPAL MONEY MARKET PORTFOLIO 007 C030600 Y 007 C010700 7 007 C020700 GOVERNMENT OBLIGATIONS MONEY MARKET PORTFOLIO 007 C030700 Y 007 C010800 8 007 C010900 9 007 C011000 10 007 C011100 11 007 C011200 12 007 C011300 13 007 C011400 14 007 C011500 15 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C021900 NI EMERGING GROWTH FUND (FORMERLY MICRO CAP) 007 C031900 N 007 C012000 20 007 C022000 NI GROWTH FUND PAGE 2 007 C032000 N 007 C012100 21 007 C022100 NI MID CAP FUND 007 C032100 N 007 C012200 22 007 C012300 23 007 C022300 BOSTON PARTNERS LARGE CAP VALUE FUND 007 C032300 N 007 C012400 24 007 C022400 BOSTON PARTNERS MID CAP VALUE FUND 007 C032400 N 007 C012500 25 007 C022500 BOSTON PARTNERS ALL-CAP VALUE FUND 007 C032500 N 007 C012600 26 007 C022600 BOSTON PARTNERS BOND FUND 007 C032600 Y 007 C012700 27 007 C022700 BOSTON PARTNERS SMALL CAP VALUE II FUND 007 C032700 N 007 C012800 28 007 C012900 29 007 C013000 30 007 C023000 SCHNEIDER SMALL CAP VALUE FUND 007 C033000 N 007 C013100 31 007 C023100 NI SMALL CAP VALUE 007 C033100 N 007 C013200 32 007 C023200 BOSTON PARTNERS LONG SHORT EQUITY FUND 007 C033200 N 007 C013300 33 007 C023300 BOGLE INVESTMENT MNGMNT SMALL CAP GROWTH FUND 007 C033300 N 007 C013400 34 007 C013500 35 007 C013600 36 007 C013700 37 007 C013800 38 007 C013900 39 007 C014000 40 007 C014100 41 007 C014200 42 007 C014300 43 007 C014400 44 007 C014500 45 007 C014600 46 007 C014700 47 007 C014800 48 007 C014900 49 007 C015000 50 PAGE 3 007 C015100 51 007 C015200 52 007 C015300 53 007 C015400 54 007 C015500 55 007 C015600 56 007 C015700 57 007 C015800 58 007 C015900 59 007 C016000 60 011 A00AA01 PFPC DISTRIBUTORS INC. 011 B00AA01 8-0000 011 C01AA01 KING OF PRUSSIA 011 C02AA01 PA 011 C03AA01 19406 012 A00AA01 PFPC INC. 012 B00AA01 85-1196 012 C01AA01 WILMINGTON 012 C02AA01 DE 012 C03AA01 19809 013 A00AA01 PRICEWATERHOUSE COOPERS LLP 013 B01AA01 PHILADELPHIA 013 B02AA01 PA 013 B03AA01 19103 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 15 019 C00AA00 RBB FAMILY 020 A000001 GOLDMAN SACHS 020 B000001 13-5188880 020 C000001 600 020 A000002 CS FIRST BOSTON 020 B000002 13-5659487 020 C000002 546 020 A000003 PULSE TRADING 020 C000003 475 020 A000004 MORGAN STANLEY/ DEAN WITTER 020 B000004 13-2655998 020 C000004 385 020 A000005 ITG - POSIT 020 C000005 371 020 A000006 BRIDGE TRADING CO. 020 C000006 318 020 A000007 MERRILL LYNCH 020 B000007 13-5674085 020 C000007 263 020 A000008 SALOMON SMITH BARNEY 020 B000008 13-1129006 020 C000008 214 020 A000009 JEFFRIES & CO. 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B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 PAGE 6 086 F010000 0 086 F020000 0 008 A000501 BLACKROCK INSTITUTIONAL MANAGEMENT CORP. 008 B000501 A 008 C000501 801-13304 008 D010501 WILMINGTON 008 D020501 DE 008 D030501 19809 010 A000501 PFPC INC. 010 B000501 85-1196 010 C010501 WILMINGTON 010 C020501 DE 010 C030501 19809 015 A000501 PFPC TRUST CO 015 B000501 C 015 C010501 PHILADELPHIA 015 C020501 PA 015 C030501 19101 015 E010501 X 025 D000501 0 025 D000502 0 025 D000503 0 025 D000504 0 025 D000505 0 025 D000506 0 025 D000507 0 025 D000508 0 028 A010500 188032 028 A020500 673 028 A030500 0 028 A040500 1091120 028 B010500 110151 028 B020500 58 028 B030500 0 028 B040500 160568 028 C010500 196785 028 C020500 50 028 C030500 0 028 C040500 252837 028 D010500 199390 028 D020500 60 028 D030500 0 028 D040500 146642 028 E010500 143438 028 E020500 76 028 E030500 0 028 E040500 70851 028 F010500 97069 028 F020500 71 028 F030500 0 028 F040500 86334 PAGE 7 028 G010500 934865 028 G020500 988 028 G030500 0 028 G040500 1808352 028 H000500 0 037 000500 N 038 000500 0 039 000500 N 040 000500 Y 041 000500 Y 042 A000500 0 042 B000500 0 042 C000500 0 042 D000500 100 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 043 000500 3252 044 000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.000 048 A010500 250000 048 A020500 0.450 048 B010500 250000 048 B020500 0.400 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 500000 048 K020500 0.350 049 000500 N 050 000500 N 051 000500 N 052 000500 N 053 A000500 Y PAGE 8 053 B000500 Y 053 C000500 N 054 A000500 Y 054 B000500 Y 054 C000500 Y 054 D000500 N 054 E000500 N 054 F000500 N 054 G000500 Y 054 H000500 N 054 I000500 N 054 J000500 N 054 K000500 N 054 L000500 N 054 M000500 Y 054 N000500 N 054 O000500 Y 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 1000 062 A000500 Y 062 B000500 0.0 062 C000500 4.0 062 D000500 21.0 062 E000500 2.0 062 F000500 15.0 062 G000500 0.0 062 H000500 19.0 062 I000500 39.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 41 063 B000500 0.0 064 A000500 N 064 B000500 N 066 A000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 Y PAGE 9 070 B010500 N 070 B020500 N 070 C010500 N 070 C020500 N 070 D010500 N 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 N 070 F020500 N 070 G010500 N 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 N 070 K020500 N 070 L010500 N 070 L020500 N 070 M010500 N 070 M020500 N 070 N010500 N 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 N 070 R020500 N 071 A000500 0 071 B000500 0 071 C000500 0 071 D000500 0 072 A000500 12 072 B000500 21040 072 C000500 0 072 D000500 0 072 E000500 0 072 F000500 3038 072 G000500 0 072 H000500 0 072 I000500 165 072 J000500 138 072 K000500 0 072 L000500 307 072 M000500 80 PAGE 10 072 N000500 378 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 138 072 S000500 282 072 T000500 3252 072 U000500 0 072 V000500 0 072 W000500 53 072 X000500 7831 072 Y000500 1611 072 Z000500 14820 072AA000500 299 072BB000500 164 072CC010500 0 072CC020500 0 072DD010500 6603 072DD020500 8217 072EE000500 0 073 A010500 0.0157 073 A020500 0.0527 073 B000500 0.0000 073 C000500 0.0000 074 A000500 77 074 B000500 61600 074 C000500 240948 074 D000500 0 074 E000500 0 074 F000500 0 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 0 074 K000500 0 074 L000500 921 074 M000500 21 074 N000500 303567 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5 028 D030600 0 028 D040600 8710 028 E010600 0 028 E020600 0 028 E030600 0 028 E040600 0 PAGE 12 028 F010600 0 028 F020600 0 028 F030600 0 028 F040600 0 028 G010600 48830 028 G020600 57 028 G030600 0 028 G040600 196458 028 H000600 0 037 000600 N 038 000600 0 039 000600 N 040 000600 Y 041 000600 Y 042 A000600 0 042 B000600 0 042 C000600 0 042 D000600 100 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 043 000600 568 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.000 048 A010600 250000 048 A020600 0.350 048 B010600 250000 048 B020600 0.300 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 500000 048 K020600 0.250 049 000600 N PAGE 13 050 000600 N 051 000600 N 052 000600 N 053 A000600 Y 053 B000600 Y 053 C000600 N 054 A000600 Y 054 B000600 Y 054 C000600 Y 054 D000600 N 054 E000600 N 054 F000600 N 054 G000600 Y 054 H000600 N 054 I000600 N 054 J000600 N 054 K000600 N 054 L000600 N 054 M000600 Y 054 N000600 N 054 O000600 Y 058 A000600 N 059 000600 Y 060 A000600 Y 060 B000600 Y 061 000600 1000 062 A000600 Y 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 063 A000600 0 063 B000600 0.0 064 A000600 N 064 B000600 N 066 A000600 N 067 000600 N 068 A000600 N PAGE 14 068 B000600 N 069 000600 N 070 A010600 N 070 A020600 N 070 B010600 N 070 B020600 N 070 C010600 N 070 C020600 N 070 D010600 N 070 D020600 N 070 E010600 N 070 E020600 N 070 F010600 N 070 F020600 N 070 G010600 N 070 G020600 N 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 N 070 K020600 N 070 L010600 N 070 L020600 N 070 M010600 N 070 M020600 N 070 N010600 N 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 N 070 R020600 N 071 A000600 0 071 B000600 0 071 C000600 0 071 D000600 0 072 A000600 10 072 B000600 1826 072 C000600 0 072 D000600 0 072 E000600 0 072 F000600 305 072 G000600 87 072 H000600 0 072 I000600 10 PAGE 15 072 J000600 29 072 K000600 0 072 L000600 43 072 M000600 9 072 N000600 75 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 9 072 S000600 13 072 T000600 568 072 U000600 0 072 V000600 0 072 W000600 6 072 X000600 1154 072 Y000600 326 072 Z000600 998 072AA000600 98 072BB000600 28 072CC010600 0 072CC020600 0 072DD010600 995 072DD020600 3 072EE000600 14 073 A010600 0.0075 073 A020600 0.0042 073 B000600 0.0035 073 C000600 0.0000 074 A000600 0 074 B000600 0 074 C000600 0 074 D000600 0 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 0 074 K000600 0 074 L000600 0 074 M000600 0 074 N000600 0 074 O000600 0 074 P000600 0 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 0 074 S000600 0 074 T000600 0 PAGE 16 074 U010600 0 074 U020600 0 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 0 074 Y000600 0 075 A000600 106212 075 B000600 0 076 000600 0.00 008 A000701 BLACKROCK INSTITUTIONAL MANAGEMENT CORP. 008 B000701 A 008 C000701 801-13304 008 D010701 WILMINGTON 008 D020701 DE 008 D030701 19809 010 A000701 PFPC INC. 010 B000701 85-1196 010 C010701 WILMINGTON 010 C020701 DE 010 C030701 19809 015 A000701 PFPC TRUST CO 015 B000701 C 015 C010701 PHILADELPHIA 015 C020701 PA 015 C030701 19101 015 E010701 X 025 D000701 0 025 D000702 0 025 D000703 0 025 D000704 0 025 D000705 0 025 D000706 0 025 D000707 0 025 D000708 0 028 A010700 48206 028 A020700 72 028 A030700 0 028 A040700 165415 028 B010700 15000 028 B020700 0 028 B030700 0 028 B040700 15000 028 C010700 10835 028 C020700 0 028 C030700 0 028 C040700 15021 028 D010700 409 028 D020700 60 028 D030700 0 028 D040700 36291 PAGE 17 028 E010700 0 028 E020700 0 028 E030700 0 028 E040700 0 028 F010700 0 028 F020700 0 028 F030700 0 028 F040700 0 028 G010700 74450 028 G020700 132 028 G030700 0 028 G040700 231727 028 H000700 0 037 000700 N 038 000700 0 039 000700 N 040 000700 Y 041 000700 Y 042 A000700 0 042 B000700 0 042 C000700 0 042 D000700 100 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 0 043 000700 589 044 000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 0.000 048 A010700 250000 048 A020700 0.450 048 B010700 250000 048 B020700 0.400 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 PAGE 18 048 J020700 0.000 048 K010700 500000 048 K020700 0.350 049 000700 N 050 000700 N 051 000700 N 052 000700 N 053 A000700 Y 053 B000700 Y 053 C000700 N 054 A000700 Y 054 B000700 Y 054 C000700 Y 054 D000700 N 054 E000700 N 054 F000700 N 054 G000700 Y 054 H000700 N 054 I000700 N 054 J000700 N 054 K000700 N 054 L000700 N 054 M000700 Y 054 N000700 N 054 O000700 Y 058 A000700 N 059 000700 Y 060 A000700 Y 060 B000700 Y 061 000700 1000 062 A000700 Y 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 063 A000700 0 063 B000700 0.0 064 A000700 N PAGE 19 064 B000700 N 066 A000700 N 067 000700 N 068 A000700 N 068 B000700 N 069 000700 N 070 A010700 Y 070 A020700 Y 070 B010700 N 070 B020700 N 070 C010700 N 070 C020700 N 070 D010700 N 070 D020700 N 070 E010700 N 070 E020700 N 070 F010700 N 070 F020700 N 070 G010700 N 070 G020700 N 070 H010700 N 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 N 070 K020700 N 070 L010700 N 070 L020700 N 070 M010700 N 070 M020700 N 070 N010700 Y 070 N020700 N 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 N 070 Q020700 N 070 R010700 N 070 R020700 N 071 A000700 0 071 B000700 0 071 C000700 0 071 D000700 0 072 A000700 10 072 B000700 2240 072 C000700 0 072 D000700 0 072 E000700 0 PAGE 20 072 F000700 408 072 G000700 0 072 H000700 0 072 I000700 8 072 J000700 25 072 K000700 0 072 L000700 25 072 M000700 8 072 N000700 31 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 10 072 S000700 12 072 T000700 589 072 U000700 0 072 V000700 0 072 W000700 9 072 X000700 1125 072 Y000700 219 072 Z000700 1334 072AA000700 148 072BB000700 6 072CC010700 0 072CC020700 0 072DD010700 1334 072DD020700 0 072EE000700 83 073 A010700 0.0131 073 A020700 0.0080 073 B000700 0.0023 073 C000700 0.0000 074 A000700 0 074 B000700 0 074 C000700 0 074 D000700 0 074 E000700 0 074 F000700 0 074 G000700 0 074 H000700 0 074 I000700 0 074 J000700 0 074 K000700 0 074 L000700 0 074 M000700 0 074 N000700 0 074 O000700 0 074 P000700 0 074 Q000700 0 074 R010700 0 074 R020700 0 PAGE 21 074 R030700 0 074 R040700 0 074 S000700 0 074 T000700 0 074 U010700 0 074 U020700 0 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 0 074 Y000700 0 075 A000700 110269 075 B000700 0 076 000700 0.00 008 A001901 NUMERIC INVESTORS L.P. 008 B001901 A 008 C001901 801-35649 008 D011901 CAMBRIDGE 008 D021901 MA 008 D031901 02142 010 A001901 BEAR STEARNS FUNDS MANAGEMENT INC. 010 B001901 801-29862 010 C011901 NEW YORK 010 C021901 NY 010 C031901 10179 010 A001902 PFPC INC. 010 B001902 85-1196 010 C011902 WILMINGTON 010 C021902 DE 010 C031902 19809 015 A001901 CUSTODIAL TRUST CO. 015 B001901 C 015 C011901 PRINCETON 015 C021901 NJ 015 C031901 08540 015 C041901 6231 015 E011901 X 025 D001901 0 025 D001902 0 025 D001903 0 025 D001904 0 025 D001905 0 025 D001906 0 025 D001907 0 025 D001908 0 028 A011900 567 028 A021900 0 028 A031900 0 028 A041900 6146 028 B011900 2047 028 B021900 0 PAGE 22 028 B031900 0 028 B041900 1260 028 C011900 6803 028 C021900 0 028 C031900 0 028 C041900 5641 028 D011900 4164 028 D021900 0 028 D031900 0 028 D041900 1425 028 E011900 563 028 E021900 0 028 E031900 0 028 E041900 873 028 F011900 1184 028 F021900 0 028 F031900 0 028 F041900 1245 028 G011900 15328 028 G021900 0 028 G031900 0 028 G041900 16590 028 H001900 0 037 001900 Y 038 001900 32 039 001900 N 040 001900 N 041 001900 N 042 A001900 0 042 B001900 0 042 C001900 0 042 D001900 0 042 E001900 0 042 F001900 0 042 G001900 0 042 H001900 0 043 001900 0 044 001900 0 045 001900 Y 046 001900 N 047 001900 Y 048 001900 0.750 048 A011900 0 048 A021900 0.000 048 B011900 0 048 B021900 0.000 048 C011900 0 048 C021900 0.000 048 D011900 0 048 D021900 0.000 048 E011900 0 PAGE 23 048 E021900 0.000 048 F011900 0 048 F021900 0.000 048 G011900 0 048 G021900 0.000 048 H011900 0 048 H021900 0.000 048 I011900 0 048 I021900 0.000 048 J011900 0 048 J021900 0.000 048 K011900 0 048 K021900 0.000 049 001900 N 050 001900 N 051 001900 N 052 001900 N 053 A001900 Y 053 B001900 Y 053 C001900 N 054 A001900 Y 054 B001900 Y 054 C001900 Y 054 D001900 N 054 E001900 N 054 F001900 N 054 G001900 Y 054 H001900 N 054 I001900 N 054 J001900 N 054 K001900 N 054 L001900 N 054 M001900 Y 054 N001900 N 054 O001900 Y 058 A001900 N 059 001900 Y 060 A001900 Y 060 B001900 Y 061 001900 3000 062 A001900 N 062 B001900 0.0 062 C001900 0.0 062 D001900 0.0 062 E001900 0.0 062 F001900 0.0 062 G001900 0.0 062 H001900 0.0 062 I001900 0.0 062 J001900 0.0 062 K001900 0.0 PAGE 24 062 L001900 0.0 062 M001900 0.0 062 N001900 0.0 062 O001900 0.0 062 P001900 0.0 062 Q001900 0.0 062 R001900 0.0 066 A001900 Y 066 B001900 N 066 C001900 Y 066 D001900 N 066 E001900 N 066 F001900 N 066 G001900 N 067 001900 N 068 A001900 N 068 B001900 N 069 001900 N 070 A011900 Y 070 A021900 Y 070 B011900 Y 070 B021900 N 070 C011900 Y 070 C021900 N 070 D011900 Y 070 D021900 N 070 E011900 Y 070 E021900 N 070 F011900 Y 070 F021900 Y 070 G011900 Y 070 G021900 N 070 H011900 Y 070 H021900 N 070 I011900 Y 070 I021900 N 070 J011900 Y 070 J021900 N 070 K011900 Y 070 K021900 N 070 L011900 Y 070 L021900 N 070 M011900 Y 070 M021900 N 070 N011900 Y 070 N021900 Y 070 O011900 Y 070 O021900 N 070 P011900 Y 070 P021900 N 070 Q011900 Y PAGE 25 070 Q021900 N 070 R011900 Y 070 R021900 N 071 A001900 235480 071 B001900 268028 071 C001900 108816 071 D001900 216 072 A001900 12 072 B001900 77 072 C001900 300 072 D001900 0 072 E001900 38 072 F001900 835 072 G001900 369 072 H001900 0 072 I001900 54 072 J001900 36 072 K001900 0 072 L001900 43 072 M001900 9 072 N001900 10 072 O001900 0 072 P001900 0 072 Q001900 0 072 R001900 14 072 S001900 26 072 T001900 0 072 U001900 0 072 V001900 0 072 W001900 6 072 X001900 1402 072 Y001900 154 072 Z001900 -833 072AA001900 635 072BB001900 0 072CC011900 0 072CC021900 8936 072DD011900 0 072DD021900 0 072EE001900 0 073 A011900 0.0000 073 A021900 0.0000 073 B001900 0.0000 073 C001900 0.0000 074 A001900 0 074 B001900 4474 074 C001900 0 074 D001900 0 074 E001900 0 074 F001900 93179 074 G001900 0 PAGE 26 074 H001900 0 074 I001900 0 074 J001900 1629 074 K001900 0 074 L001900 46 074 M001900 4626 074 N001900 103954 074 O001900 2358 074 P001900 0 074 Q001900 0 074 R011900 0 074 R021900 0 074 R031900 0 074 R041900 4731 074 S001900 0 074 T001900 96865 074 U011900 8203 074 U021900 0 074 V011900 11.81 074 V021900 0.00 074 W001900 0.0000 074 X001900 2385 074 Y001900 0 075 A001900 0 075 B001900 111381 076 001900 0.00 008 A002001 NUMERIC INVESTORS L.P. 008 B002001 A 008 C002001 801-35649 008 D012001 CAMBRIDGE 008 D022001 MA 008 D032001 02142 010 A002001 PFPC INC. 010 B002001 85-1196 010 C012001 WILMINGTON 010 C022001 DE 010 C032001 19809 010 A002002 BEAR STEARNS FUNDS MANAGEMENT INC. 010 B002002 801-29862 010 C012002 NEW YORK 010 C022002 NY 010 C032002 10179 015 A002001 CUSTODIAL TRUST CO. 015 B002001 C 015 C012001 PRINCETON 015 C022001 NJ 015 C032001 08540 015 C042001 6231 015 E012001 X 025 D002001 0 025 D002002 0 PAGE 27 025 D002003 0 025 D002004 0 025 D002005 0 025 D002006 0 025 D002007 0 025 D002008 0 028 A012000 14 028 A022000 0 028 A032000 0 028 A042000 165 028 B012000 30 028 B022000 0 028 B032000 0 028 B042000 265 028 C012000 67 028 C022000 0 028 C032000 0 028 C042000 161 028 D012000 85 028 D022000 0 028 D032000 0 028 D042000 210 028 E012000 30 028 E022000 0 028 E032000 0 028 E042000 321 028 F012000 2066 028 F022000 0 028 F032000 0 028 F042000 69 028 G012000 2292 028 G022000 0 028 G032000 0 028 G042000 1191 028 H002000 0 037 002000 Y 038 002000 0 039 002000 N 040 002000 N 041 002000 N 042 A002000 0 042 B002000 0 042 C002000 0 042 D002000 0 042 E002000 0 042 F002000 0 042 G002000 0 042 H002000 0 043 002000 0 044 002000 0 045 002000 Y PAGE 28 046 002000 N 047 002000 N 048 002000 0.000 048 A012000 0 048 A022000 0.000 048 B012000 0 048 B022000 0.000 048 C012000 0 048 C022000 0.000 048 D012000 0 048 D022000 0.000 048 E012000 0 048 E022000 0.000 048 F012000 0 048 F022000 0.000 048 G012000 0 048 G022000 0.000 048 H012000 0 048 H022000 0.000 048 I012000 0 048 I022000 0.000 048 J012000 0 048 J022000 0.000 048 K012000 0 048 K022000 0.000 049 002000 N 050 002000 N 051 002000 Y 052 002000 N 053 A002000 Y 053 B002000 Y 053 C002000 N 054 A002000 Y 054 B002000 Y 054 C002000 Y 054 D002000 N 054 E002000 N 054 F002000 N 054 G002000 Y 054 H002000 N 054 I002000 N 054 J002000 N 054 K002000 N 054 L002000 N 054 M002000 Y 054 N002000 N 054 O002000 Y 058 A002000 N 059 002000 Y 060 A002000 Y 060 B002000 Y PAGE 29 061 002000 3000 062 A002000 N 062 B002000 0.0 062 C002000 0.0 062 D002000 0.0 062 E002000 0.0 062 F002000 0.0 062 G002000 0.0 062 H002000 0.0 062 I002000 0.0 062 J002000 0.0 062 K002000 0.0 062 L002000 0.0 062 M002000 0.0 062 N002000 0.0 062 O002000 0.0 062 P002000 0.0 062 Q002000 0.0 062 R002000 0.0 066 A002000 Y 066 B002000 N 066 C002000 Y 066 D002000 N 066 E002000 N 066 F002000 N 066 G002000 N 067 002000 N 068 A002000 N 068 B002000 N 069 002000 N 070 A012000 Y 070 A022000 Y 070 B012000 Y 070 B022000 N 070 C012000 Y 070 C022000 N 070 D012000 Y 070 D022000 N 070 E012000 Y 070 E022000 N 070 F012000 Y 070 F022000 N 070 G012000 Y 070 G022000 N 070 H012000 Y 070 H022000 N 070 I012000 Y 070 I022000 N 070 J012000 Y 070 J022000 N 070 K012000 Y PAGE 30 070 K022000 N 070 L012000 Y 070 L022000 N 070 M012000 Y 070 M022000 N 070 N012000 Y 070 N022000 Y 070 O012000 Y 070 O022000 N 070 P012000 Y 070 P022000 N 070 Q012000 Y 070 Q022000 N 070 R012000 Y 070 R022000 N 071 A002000 81923 071 B002000 84048 071 C002000 33954 071 D002000 241 072 A002000 12 072 B002000 16 072 C002000 120 072 D002000 0 072 E002000 11 072 F002000 322 072 G002000 158 072 H002000 0 072 I002000 50 072 J002000 10 072 K002000 0 072 L002000 21 072 M002000 3 072 N002000 5 072 O002000 0 072 P002000 0 072 Q002000 0 072 R002000 5 072 S002000 4 072 T002000 0 072 U002000 0 072 V002000 0 072 W002000 1 072 X002000 579 072 Y002000 73 072 Z002000 -359 072AA002000 0 072BB002000 2222 072CC012000 0 072CC022000 2217 072DD012000 0 072DD022000 0 PAGE 31 072EE002000 0 073 A012000 0.0000 073 A022000 0.0000 073 B002000 0.0000 073 C002000 0.0000 074 A002000 0 074 B002000 1698 074 C002000 0 074 D002000 0 074 E002000 0 074 F002000 32609 074 G002000 0 074 H002000 0 074 I002000 0 074 J002000 538 074 K002000 0 074 L002000 22 074 M002000 1553 074 N002000 36420 074 O002000 746 074 P002000 0 074 Q002000 0 074 R012000 0 074 R022000 0 074 R032000 0 074 R042000 1640 074 S002000 0 074 T002000 34034 074 U012000 3751 074 U022000 0 074 V012000 9.07 074 V022000 0.00 074 W002000 0.0000 074 X002000 1018 074 Y002000 0 075 A002000 0 075 B002000 37572 076 002000 0.00 008 A002101 NUMERIC INVESTORS L.P. 008 B002101 A 008 C002101 801-35649 008 D012101 CAMBRIDGE 008 D022101 MA 008 D032101 02142 010 A002101 BEAR STEARNS FUNDS MANAGEMENT INC. 010 B002101 801-29862 010 C012101 NEW YORK 010 C022101 NY 010 C032101 10179 010 A002102 PFPC INC. 010 B002102 85-1196 PAGE 32 010 C012102 WILMINGTON 010 C022102 DE 010 C032102 19809 015 A002101 CUSTODIAL TRUST CO. 015 B002101 C 015 C012101 PRINCETON 015 C022101 NJ 015 C032101 08540 015 C042101 6231 015 E012101 X 025 D002101 0 025 D002102 0 025 D002103 0 025 D002104 0 025 D002105 0 025 D002106 0 025 D002107 0 025 D002108 0 028 A012100 171 028 A022100 0 028 A032100 0 028 A042100 400 028 B012100 302 028 B022100 0 028 B032100 0 028 B042100 593 028 C012100 346 028 C022100 0 028 C032100 0 028 C042100 590 028 D012100 567 028 D022100 0 028 D032100 0 028 D042100 202 028 E012100 158 028 E022100 0 028 E032100 0 028 E042100 370 028 F012100 66 028 F022100 0 028 F032100 0 028 F042100 285 028 G012100 1610 028 G022100 0 028 G032100 0 028 G042100 2440 028 H002100 0 037 002100 Y 038 002100 7 039 002100 N 040 002100 N PAGE 33 041 002100 N 042 A002100 0 042 B002100 0 042 C002100 0 042 D002100 0 042 E002100 0 042 F002100 0 042 G002100 0 042 H002100 0 043 002100 0 044 002100 0 045 002100 Y 046 002100 N 047 002100 N 048 002100 0.000 048 A012100 0 048 A022100 0.000 048 B012100 0 048 B022100 0.000 048 C012100 0 048 C022100 0.000 048 D012100 0 048 D022100 0.000 048 E012100 0 048 E022100 0.000 048 F012100 0 048 F022100 0.000 048 G012100 0 048 G022100 0.000 048 H012100 0 048 H022100 0.000 048 I012100 0 048 I022100 0.000 048 J012100 0 048 J022100 0.000 048 K012100 0 048 K022100 0.000 049 002100 N 050 002100 N 051 002100 Y 052 002100 N 053 A002100 Y 053 B002100 Y 053 C002100 N 054 A002100 Y 054 B002100 Y 054 C002100 Y 054 D002100 N 054 E002100 N 054 F002100 N 054 G002100 Y PAGE 34 054 H002100 N 054 I002100 N 054 J002100 N 054 K002100 N 054 L002100 N 054 M002100 Y 054 N002100 N 054 O002100 Y 058 A002100 N 059 002100 Y 060 A002100 Y 060 B002100 Y 061 002100 3000 062 A002100 N 062 B002100 0.0 062 C002100 0.0 062 D002100 0.0 062 E002100 0.0 062 F002100 0.0 062 G002100 0.0 062 H002100 0.0 062 I002100 0.0 062 J002100 0.0 062 K002100 0.0 062 L002100 0.0 062 M002100 0.0 062 N002100 0.0 062 O002100 0.0 062 P002100 0.0 062 Q002100 0.0 062 R002100 0.0 066 A002100 Y 066 B002100 N 066 C002100 Y 066 D002100 N 066 E002100 N 066 F002100 N 066 G002100 N 067 002100 N 068 A002100 N 068 B002100 N 069 002100 N 070 A012100 Y 070 A022100 Y 070 B012100 Y 070 B022100 N 070 C012100 Y 070 C022100 N 070 D012100 Y 070 D022100 N 070 E012100 Y PAGE 35 070 E022100 N 070 F012100 Y 070 F022100 N 070 G012100 Y 070 G022100 N 070 H012100 Y 070 H022100 N 070 I012100 Y 070 I022100 N 070 J012100 Y 070 J022100 N 070 K012100 Y 070 K022100 N 070 L012100 Y 070 L022100 N 070 M012100 Y 070 M022100 N 070 N012100 Y 070 N022100 Y 070 O012100 Y 070 O022100 N 070 P012100 Y 070 P022100 N 070 Q012100 Y 070 Q022100 N 070 R012100 Y 070 R022100 N 071 A002100 74968 071 B002100 77827 071 C002100 27687 071 D002100 271 072 A002100 12 072 B002100 14 072 C002100 390 072 D002100 0 072 E002100 4 072 F002100 99 072 G002100 137 072 H002100 0 072 I002100 59 072 J002100 9 072 K002100 0 072 L002100 28 072 M002100 3 072 N002100 14 072 O002100 0 072 P002100 0 072 Q002100 0 072 R002100 4 072 S002100 4 072 T002100 0 PAGE 36 072 U002100 0 072 V002100 0 072 W002100 4 072 X002100 361 072 Y002100 120 072 Z002100 167 072AA002100 0 072BB002100 1499 072CC012100 0 072CC022100 1235 072DD012100 145 072DD022100 0 072EE002100 0 073 A012100 0.0640 073 A022100 0.0000 073 B002100 0.0000 073 C002100 0.0000 074 A002100 0 074 B002100 629 074 C002100 0 074 D002100 0 074 E002100 0 074 F002100 24723 074 G002100 0 074 H002100 0 074 I002100 0 074 J002100 666 074 K002100 0 074 L002100 37 074 M002100 263 074 N002100 26318 074 O002100 862 074 P002100 0 074 Q002100 0 074 R012100 0 074 R022100 0 074 R032100 0 074 R042100 347 074 S002100 0 074 T002100 25109 074 U012100 2095 074 U022100 0 074 V012100 11.98 074 V022100 0.00 074 W002100 0.0000 074 X002100 1971 074 Y002100 0 075 A002100 0 075 B002100 28372 076 002100 0.00 008 A002301 BOSTON PARTNERS ASSET MANAGEMENT, L.P. PAGE 37 008 B002301 A 008 C002301 801-49059 008 D012301 BOSTON 008 D022301 MA 008 D032301 02111 010 A002301 PFPC INC. 010 B002301 85-1196 010 C012301 WILMINGTON 010 C022301 DE 010 C032301 19809 015 A002301 PFPC TRUST CO 015 B002301 C 015 C012301 PHILADELPHIA 015 C022301 PA 015 C032301 19101 015 E012301 X 025 D002301 0 025 D002302 0 025 D002303 0 025 D002304 0 025 D002305 0 025 D002306 0 025 D002307 0 025 D002308 0 028 A012300 972 028 A022300 0 028 A032300 0 028 A042300 195 028 B012300 2662 028 B022300 0 028 B032300 0 028 B042300 101 028 C012300 3919 028 C022300 0 028 C032300 0 028 C042300 548 028 D012300 8269 028 D022300 0 028 D032300 0 028 D042300 1014 028 E012300 1231 028 E022300 0 028 E032300 0 028 E042300 2016 028 F012300 1067 028 F022300 0 028 F032300 0 028 F042300 203 028 G012300 18120 028 G022300 0 028 G032300 0 PAGE 38 028 G042300 4077 028 H002300 0 037 002300 N 038 002300 0 039 002300 N 040 002300 Y 041 002300 Y 042 A002300 0 042 B002300 0 042 C002300 0 042 D002300 100 042 E002300 0 042 F002300 0 042 G002300 0 042 H002300 0 043 002300 14 044 002300 4 045 002300 Y 046 002300 N 047 002300 Y 048 002300 0.750 048 A012300 0 048 A022300 0.000 048 B012300 0 048 B022300 0.000 048 C012300 0 048 C022300 0.000 048 D012300 0 048 D022300 0.000 048 E012300 0 048 E022300 0.000 048 F012300 0 048 F022300 0.000 048 G012300 0 048 G022300 0.000 048 H012300 0 048 H022300 0.000 048 I012300 0 048 I022300 0.000 048 J012300 0 048 J022300 0.000 048 K012300 0 048 K022300 0.000 049 002300 N 050 002300 N 051 002300 N 052 002300 N 053 A002300 Y 053 B002300 Y 053 C002300 N 054 A002300 Y PAGE 39 054 B002300 Y 054 C002300 Y 054 D002300 N 054 E002300 N 054 F002300 N 054 G002300 Y 054 H002300 N 054 I002300 N 054 J002300 N 054 K002300 N 054 L002300 N 054 M002300 Y 054 N002300 N 054 O002300 Y 058 A002300 N 059 002300 Y 060 A002300 Y 060 B002300 Y 061 002300 100000 062 A002300 N 062 B002300 0.0 062 C002300 0.0 062 D002300 0.0 062 E002300 0.0 062 F002300 0.0 062 G002300 0.0 062 H002300 0.0 062 I002300 0.0 062 J002300 0.0 062 K002300 0.0 062 L002300 0.0 062 M002300 0.0 062 N002300 0.0 062 O002300 0.0 062 P002300 0.0 062 Q002300 0.0 062 R002300 0.0 066 A002300 Y 066 B002300 N 066 C002300 N 066 D002300 Y 066 E002300 N 066 F002300 N 066 G002300 N 067 002300 N 068 A002300 N 068 B002300 N 069 002300 N 070 A012300 Y 070 A022300 N 070 B012300 Y PAGE 40 070 B022300 N 070 C012300 Y 070 C022300 N 070 D012300 Y 070 D022300 N 070 E012300 Y 070 E022300 N 070 F012300 Y 070 F022300 N 070 G012300 Y 070 G022300 N 070 H012300 Y 070 H022300 N 070 I012300 Y 070 I022300 N 070 J012300 Y 070 J022300 N 070 K012300 Y 070 K022300 Y 070 L012300 Y 070 L022300 Y 070 M012300 Y 070 M022300 N 070 N012300 Y 070 N022300 N 070 O012300 Y 070 O022300 N 070 P012300 Y 070 P022300 N 070 Q012300 Y 070 Q022300 N 070 R012300 Y 070 R022300 N 071 A002300 58917 071 B002300 42025 071 C002300 47406 071 D002300 89 072 A002300 12 072 B002300 0 072 C002300 790 072 D002300 0 072 E002300 0 072 F002300 365 072 G002300 146 072 H002300 0 072 I002300 74 072 J002300 24 072 K002300 0 072 L002300 15 072 M002300 5 072 N002300 20 PAGE 41 072 O002300 0 072 P002300 0 072 Q002300 0 072 R002300 7 072 S002300 16 072 T002300 14 072 U002300 0 072 V002300 0 072 W002300 6 072 X002300 692 072 Y002300 191 072 Z002300 289 072AA002300 0 072BB002300 1579 072CC012300 0 072CC022300 6437 072DD012300 361 072DD022300 37 072EE002300 5465 073 A012300 0.1189 073 A022300 0.1038 073 B002300 1.6110 073 C002300 0.0000 074 A002300 0 074 B002300 0 074 C002300 0 074 D002300 0 074 E002300 0 074 F002300 51421 074 G002300 0 074 H002300 0 074 I002300 2641 074 J002300 485 074 K002300 0 074 L002300 94 074 M002300 7 074 N002300 54648 074 O002300 1493 074 P002300 0 074 Q002300 0 074 R012300 0 074 R022300 0 074 R032300 0 074 R042300 195 074 S002300 0 074 T002300 52960 074 U012300 4361 074 U022300 752 074 V012300 10.33 074 V022300 10.50 074 W002300 0.0000 PAGE 42 074 X002300 346 074 Y002300 0 075 A002300 0 075 B002300 48703 076 002300 0.00 008 A002401 BOSTON PARTNERS ASSET MANAGEMENT, L.P. 008 B002401 A 008 C002401 801-49059 008 D012401 BOSTON 008 D022401 MA 008 D032401 02111 010 A002401 PFPC INC. 010 B002401 85-1196 010 C012401 WILMINGTON 010 C022401 DE 010 C032401 19809 015 A002401 PFPC TRUST CO, 015 B002401 C 015 C012401 PHILADELPHIA 015 C022401 PA 015 C032401 19101 015 E012401 X 025 D002401 0 025 D002402 0 025 D002403 0 025 D002404 0 025 D002405 0 025 D002406 0 025 D002407 0 025 D002408 0 028 A012400 1650 028 A022400 0 028 A032400 0 028 A042400 308 028 B012400 1949 028 B022400 0 028 B032400 0 028 B042400 17369 028 C012400 4334 028 C022400 0 028 C032400 0 028 C042400 2258 028 D012400 2533 028 D022400 0 028 D032400 0 028 D042400 1378 028 E012400 2678 028 E022400 0 028 E032400 0 028 E042400 3084 028 F012400 375 PAGE 43 028 F022400 0 028 F032400 0 028 F042400 1155 028 G012400 13519 028 G022400 0 028 G032400 0 028 G042400 25552 028 H002400 0 037 002400 N 038 002400 0 039 002400 N 040 002400 Y 041 002400 Y 042 A002400 0 042 B002400 0 042 C002400 0 042 D002400 100 042 E002400 0 042 F002400 0 042 G002400 0 042 H002400 0 043 002400 8 044 002400 1 045 002400 Y 046 002400 N 047 002400 Y 048 002400 0.800 048 A012400 0 048 A022400 0.000 048 B012400 0 048 B022400 0.000 048 C012400 0 048 C022400 0.000 048 D012400 0 048 D022400 0.000 048 E012400 0 048 E022400 0.000 048 F012400 0 048 F022400 0.000 048 G012400 0 048 G022400 0.000 048 H012400 0 048 H022400 0.000 048 I012400 0 048 I022400 0.000 048 J012400 0 048 J022400 0.000 048 K012400 0 048 K022400 0.000 049 002400 N 050 002400 N PAGE 44 051 002400 N 052 002400 N 053 A002400 Y 053 B002400 Y 053 C002400 N 054 A002400 Y 054 B002400 Y 054 C002400 Y 054 D002400 N 054 E002400 N 054 F002400 N 054 G002400 Y 054 H002400 N 054 I002400 N 054 J002400 N 054 K002400 N 054 L002400 N 054 M002400 Y 054 N002400 N 054 O002400 Y 058 A002400 N 059 002400 Y 060 A002400 Y 060 B002400 Y 061 002400 100000 062 A002400 N 062 B002400 0.0 062 C002400 0.0 062 D002400 0.0 062 E002400 0.0 062 F002400 0.0 062 G002400 0.0 062 H002400 0.0 062 I002400 0.0 062 J002400 0.0 062 K002400 0.0 062 L002400 0.0 062 M002400 0.0 062 N002400 0.0 062 O002400 0.0 062 P002400 0.0 062 Q002400 0.0 062 R002400 0.0 066 A002400 Y 066 B002400 N 066 C002400 N 066 D002400 Y 066 E002400 N 066 F002400 N 066 G002400 N 067 002400 N PAGE 45 068 A002400 N 068 B002400 N 069 002400 N 070 A012400 Y 070 A022400 N 070 B012400 Y 070 B022400 N 070 C012400 Y 070 C022400 N 070 D012400 Y 070 D022400 N 070 E012400 Y 070 E022400 N 070 F012400 Y 070 F022400 N 070 G012400 Y 070 G022400 N 070 H012400 Y 070 H022400 N 070 I012400 Y 070 I022400 N 070 J012400 Y 070 J022400 N 070 K012400 Y 070 K022400 Y 070 L012400 Y 070 L022400 Y 070 M012400 Y 070 M022400 N 070 N012400 Y 070 N022400 N 070 O012400 Y 070 O022400 N 070 P012400 Y 070 P022400 N 070 Q012400 Y 070 Q022400 N 070 R012400 Y 070 R022400 N 071 A002400 76543 071 B002400 133958 071 C002400 77135 071 D002400 99 072 A002400 12 072 B002400 0 072 C002400 797 072 D002400 0 072 E002400 0 072 F002400 630 072 G002400 217 072 H002400 0 PAGE 46 072 I002400 77 072 J002400 25 072 K002400 0 072 L002400 20 072 M002400 7 072 N002400 21 072 O002400 0 072 P002400 0 072 Q002400 0 072 R002400 12 072 S002400 31 072 T002400 8 072 U002400 0 072 V002400 0 072 W002400 8 072 X002400 1056 072 Y002400 261 072 Z002400 2 072AA002400 0 072BB002400 452 072CC012400 0 072CC022400 4832 072DD012400 411 072DD022400 4 072EE002400 12643 073 A012400 0.0618 073 A022400 0.0286 073 B002400 1.8637 073 C002400 0.0000 074 A002400 0 074 B002400 0 074 C002400 0 074 D002400 0 074 E002400 0 074 F002400 54418 074 G002400 0 074 H002400 0 074 I002400 2237 074 J002400 11 074 K002400 0 074 L002400 69 074 M002400 11 074 N002400 56747 074 O002400 360 074 P002400 0 074 Q002400 0 074 R012400 0 074 R022400 0 074 R032400 0 074 R042400 82 074 S002400 0 PAGE 47 074 T002400 56305 074 U012400 5170 074 U022400 650 074 V012400 9.69 074 V022400 9.58 074 W002400 0.0000 074 X002400 417 074 Y002400 0 075 A002400 0 075 B002400 78802 076 002400 0.00 008 A002501 BOSTON PARTNERS ASSET MANAGEMENT, L.P. 008 B002501 A 008 C002501 801-49059 008 D012501 BOSTON 008 D022501 MA 008 D032501 02111 010 A002501 PFPC INC 010 B002501 85-1196 010 C012501 WILMINGTON 010 C022501 DE 010 C032501 19809 015 A002501 PFPC TRUST CO 015 B002501 C 015 C012501 PHILADELPHIA 015 C022501 PA 015 C032501 19101 015 E012501 X 028 A012500 0 028 A022500 0 028 A032500 0 028 A042500 0 028 B012500 0 028 B022500 0 028 B032500 0 028 B042500 0 028 C012500 0 028 C022500 0 028 C032500 0 028 C042500 0 028 D012500 0 028 D022500 0 028 D032500 0 028 D042500 0 028 E012500 1999 028 E022500 0 028 E032500 0 028 E042500 52 028 F012500 43 028 F022500 0 028 F032500 0 PAGE 48 028 F042500 2 028 G012500 2042 028 G022500 0 028 G032500 0 028 G042500 54 028 H002500 0 037 002500 N 038 002500 0 039 002500 N 040 002500 Y 041 002500 Y 042 A002500 0 042 B002500 0 042 C002500 0 042 D002500 100 042 E002500 0 042 F002500 0 042 G002500 0 042 H002500 0 043 002500 0 044 002500 0 045 002500 Y 046 002500 N 047 002500 Y 048 002500 1.000 048 A012500 0 048 A022500 0.000 048 B012500 0 048 B022500 0.000 048 C012500 0 048 C022500 0.000 048 D012500 0 048 D022500 0.000 048 E012500 0 048 E022500 0.000 048 F012500 0 048 F022500 0.000 048 G012500 0 048 G022500 0.000 048 H012500 0 048 H022500 0.000 048 I012500 0 048 I022500 0.000 048 J012500 0 048 J022500 0.000 048 K012500 0 048 K022500 0.000 049 002500 N 050 002500 N 051 002500 N 052 002500 N PAGE 49 053 A002500 Y 053 B002500 Y 053 C002500 N 054 A002500 Y 054 B002500 Y 054 C002500 Y 054 D002500 N 054 E002500 N 054 F002500 N 054 G002500 Y 054 H002500 N 054 I002500 N 054 J002500 N 054 K002500 N 054 L002500 N 054 M002500 Y 054 N002500 N 054 O002500 Y 058 A002500 N 059 002500 Y 060 A002500 Y 060 B002500 Y 061 002500 100000 062 A002500 N 062 B002500 0.0 062 C002500 0.0 062 D002500 0.0 062 E002500 0.0 062 F002500 0.0 062 G002500 0.0 062 H002500 0.0 062 I002500 0.0 062 J002500 0.0 062 K002500 0.0 062 L002500 0.0 062 M002500 0.0 062 N002500 0.0 062 O002500 0.0 062 P002500 0.0 062 Q002500 0.0 062 R002500 0.0 066 A002500 Y 066 B002500 N 066 C002500 N 066 D002500 Y 066 E002500 N 066 F002500 N 066 G002500 N 067 002500 N 068 A002500 N 068 B002500 N PAGE 50 069 002500 N 070 A012500 Y 070 A022500 N 070 B012500 Y 070 B022500 N 070 C012500 Y 070 C022500 N 070 D012500 Y 070 D022500 N 070 E012500 Y 070 E022500 N 070 F012500 Y 070 F022500 N 070 G012500 Y 070 G022500 N 070 H012500 Y 070 H022500 N 070 I012500 Y 070 I022500 N 070 J012500 Y 070 J022500 Y 070 K012500 Y 070 K022500 Y 070 L012500 Y 070 L022500 Y 070 M012500 Y 070 M022500 N 070 N012500 Y 070 N022500 N 070 O012500 Y 070 O022500 N 070 P012500 Y 070 P022500 N 070 Q012500 Y 070 Q022500 N 070 R012500 Y 070 R022500 N 071 A002500 1958 071 B002500 113 071 C002500 1717 071 D002500 7 072 A002500 2 072 B002500 0 072 C002500 4 072 D002500 0 072 E002500 0 072 F002500 3 072 G002500 13 072 H002500 0 072 I002500 12 072 J002500 4 PAGE 51 072 K002500 0 072 L002500 2 072 M002500 1 072 N002500 6 072 O002500 0 072 P002500 0 072 Q002500 0 072 R002500 1 072 S002500 2 072 T002500 0 072 U002500 0 072 V002500 0 072 W002500 0 072 X002500 44 072 Y002500 40 072 Z002500 0 072AA002500 0 072BB002500 9 072CC012500 0 072CC022500 85 072DD012500 0 072DD022500 0 072EE002500 0 073 A012500 0.0000 073 A022500 0.0000 073 B002500 0.0000 073 C002500 0.0000 074 A002500 0 074 B002500 0 074 C002500 0 074 D002500 5 074 E002500 24 074 F002500 1716 074 G002500 0 074 H002500 0 074 I002500 128 074 J002500 14 074 K002500 0 074 L002500 14 074 M002500 24 074 N002500 1925 074 O002500 18 074 P002500 0 074 Q002500 0 074 R012500 0 074 R022500 0 074 R032500 0 074 R042500 13 074 S002500 0 074 T002500 1894 074 U012500 192 PAGE 52 074 U022500 9 074 V012500 9.45 074 V022500 9.44 074 W002500 0.0000 074 X002500 8 074 Y002500 0 075 A002500 0 075 B002500 1802 076 002500 0.00 008 A002601 BOSTON PARTNERS ASSET MANAGEMENT LP 008 B002601 A 008 C002601 801-49059 008 D012601 BOSTON 008 D022601 MA 008 D032601 02111 010 A002601 PFPC INC. 010 B002601 85-1196 010 C012601 WILMINGTON 010 C022601 DE 010 C032601 19809 015 A002601 PFPC TRUST CO 015 B002601 C 015 C012601 PHILADELPHIA 015 C022601 PA 015 C032601 19101 015 E012601 X 025 D002601 0 025 D002602 0 025 D002603 0 025 D002604 0 025 D002605 0 025 D002606 0 025 D002607 0 025 D002608 0 028 A012600 0 028 A022600 0 028 A032600 0 028 A042600 0 028 B012600 0 028 B022600 0 028 B032600 0 028 B042600 0 028 C012600 0 028 C022600 0 028 C032600 0 028 C042600 0 028 D012600 0 028 D022600 0 028 D032600 0 028 D042600 0 028 E012600 0 PAGE 53 028 E022600 0 028 E032600 0 028 E042600 0 028 F012600 0 028 F022600 0 028 F032600 0 028 F042600 0 028 G012600 0 028 G022600 0 028 G032600 0 028 G042600 0 028 H002600 0 037 002600 N 038 002600 0 039 002600 N 040 002600 Y 041 002600 Y 042 A002600 0 042 B002600 0 042 C002600 0 042 D002600 100 042 E002600 0 042 F002600 0 042 G002600 0 042 H002600 0 043 002600 0 044 002600 0 045 002600 Y 046 002600 N 047 002600 Y 048 002600 0.400 048 A012600 0 048 A022600 0.000 048 B012600 0 048 B022600 0.000 048 C012600 0 048 C022600 0.000 048 D012600 0 048 D022600 0.000 048 E012600 0 048 E022600 0.000 048 F012600 0 048 F022600 0.000 048 G012600 0 048 G022600 0.000 048 H012600 0 048 H022600 0.000 048 I012600 0 048 I022600 0.000 048 J012600 0 048 J022600 0.000 PAGE 54 048 K012600 0 048 K022600 0.000 049 002600 N 050 002600 N 051 002600 N 052 002600 N 053 A002600 Y 053 B002600 Y 053 C002600 N 054 A002600 Y 054 B002600 Y 054 C002600 Y 054 D002600 N 054 E002600 N 054 F002600 N 054 G002600 Y 054 H002600 N 054 I002600 N 054 J002600 N 054 K002600 N 054 L002600 N 054 M002600 Y 054 N002600 N 054 O002600 Y 058 A002600 N 059 002600 Y 060 A002600 Y 060 B002600 Y 061 002600 100000 062 A002600 Y 062 B002600 0.0 062 C002600 0.0 062 D002600 0.0 062 E002600 0.0 062 F002600 0.0 062 G002600 0.0 062 H002600 0.0 062 I002600 0.0 062 J002600 0.0 062 K002600 0.0 062 L002600 0.0 062 M002600 0.0 062 N002600 0.0 062 O002600 0.0 062 P002600 0.0 062 Q002600 0.0 062 R002600 0.0 063 A002600 0 063 B002600 0.0 064 A002600 N 064 B002600 N PAGE 55 066 A002600 N 067 002600 N 068 A002600 N 068 B002600 N 069 002600 N 070 A012600 Y 070 A022600 Y 070 B012600 Y 070 B022600 N 070 C012600 Y 070 C022600 N 070 D012600 Y 070 D022600 N 070 E012600 Y 070 E022600 N 070 F012600 Y 070 F022600 N 070 G012600 Y 070 G022600 N 070 H012600 Y 070 H022600 N 070 I012600 Y 070 I022600 N 070 J012600 Y 070 J022600 N 070 K012600 Y 070 K022600 Y 070 L012600 Y 070 L022600 N 070 M012600 Y 070 M022600 N 070 N012600 Y 070 N022600 N 070 O012600 N 070 O022600 N 070 P012600 Y 070 P022600 N 070 Q012600 Y 070 Q022600 N 070 R012600 Y 070 R022600 N 071 A002600 0 071 B002600 0 071 C002600 0 071 D002600 0 072 A002600 6 072 B002600 0 072 C002600 0 072 D002600 0 072 E002600 0 072 F002600 0 PAGE 56 072 G002600 0 072 H002600 0 072 I002600 0 072 J002600 0 072 K002600 0 072 L002600 0 072 M002600 0 072 N002600 0 072 O002600 0 072 P002600 0 072 Q002600 0 072 R002600 0 072 S002600 0 072 T002600 0 072 U002600 0 072 V002600 0 072 W002600 0 072 X002600 0 072 Y002600 0 072 Z002600 0 072AA002600 0 072BB002600 0 072CC012600 0 072CC022600 0 072DD012600 0 072DD022600 0 072EE002600 0 073 A012600 0.0000 073 A022600 0.0000 073 B002600 0.0000 073 C002600 0.0000 074 A002600 0 074 B002600 0 074 C002600 0 074 D002600 0 074 E002600 0 074 F002600 0 074 G002600 0 074 H002600 0 074 I002600 0 074 J002600 0 074 K002600 0 074 L002600 0 074 M002600 0 074 N002600 0 074 O002600 0 074 P002600 0 074 Q002600 0 074 R012600 0 074 R022600 0 074 R032600 0 PAGE 57 074 R042600 0 074 S002600 0 074 T002600 0 074 U012600 0 074 U022600 0 074 V012600 0.00 074 V022600 0.00 074 W002600 0.0000 074 X002600 0 074 Y002600 0 075 A002600 0 075 B002600 0 076 002600 0.00 008 A002701 BOSTON PARTNERS ASSET MANAGEMENT, L.P. 008 B002701 A 008 C002701 801-49059 008 D012701 BOSTON 008 D022701 MA 008 D032701 02111 010 A002701 PFPC INC. 010 B002701 85-1196 010 C012701 WILMINGTON 010 C022701 DE 010 C032701 19809 015 A002701 PFPC TRUST CO 015 B002701 C 015 C012701 PHILADELPHIA 015 C022701 PA 015 C032701 19101 015 E012701 X 025 D002701 0 025 D002702 0 025 D002703 0 025 D002704 0 025 D002705 0 025 D002706 0 025 D002707 0 025 D002708 0 028 A012700 20706 028 A022700 0 028 A032700 0 028 A042700 10819 028 B012700 41255 028 B022700 0 028 B032700 0 028 B042700 9718 028 C012700 1405 028 C022700 0 028 C032700 0 028 C042700 25137 028 D012700 1487 PAGE 58 028 D022700 0 028 D032700 0 028 D042700 33389 028 E012700 8704 028 E022700 0 028 E032700 0 028 E042700 77103 028 F012700 7902 028 F022700 0 028 F032700 0 028 F042700 19589 028 G012700 81459 028 G022700 0 028 G032700 0 028 G042700 175755 028 H002700 0 037 002700 Y 038 002700 1270 039 002700 N 040 002700 Y 041 002700 Y 042 A002700 0 042 B002700 0 042 C002700 0 042 D002700 100 042 E002700 0 042 F002700 0 042 G002700 0 042 H002700 0 043 002700 827 044 002700 247 045 002700 Y 046 002700 N 047 002700 Y 048 002700 1.250 048 A012700 0 048 A022700 0.000 048 B012700 0 048 B022700 0.000 048 C012700 0 048 C022700 0.000 048 D012700 0 048 D022700 0.000 048 E012700 0 048 E022700 0.000 048 F012700 0 048 F022700 0.000 048 G012700 0 048 G022700 0.000 048 H012700 0 048 H022700 0.000 PAGE 59 048 I012700 0 048 I022700 0.000 048 J012700 0 048 J022700 0.000 048 K012700 0 048 K022700 0.000 049 002700 N 050 002700 N 051 002700 N 052 002700 N 053 A002700 Y 053 B002700 Y 053 C002700 N 054 A002700 Y 054 B002700 Y 054 C002700 Y 054 D002700 N 054 E002700 N 054 F002700 N 054 G002700 Y 054 H002700 N 054 I002700 N 054 J002700 N 054 K002700 N 054 L002700 N 054 M002700 Y 054 N002700 N 054 O002700 Y 058 A002700 N 059 002700 Y 060 A002700 Y 060 B002700 Y 061 002700 100000 062 A002700 N 062 B002700 0.0 062 C002700 0.0 062 D002700 0.0 062 E002700 0.0 062 F002700 0.0 062 G002700 0.0 062 H002700 0.0 062 I002700 0.0 062 J002700 0.0 062 K002700 0.0 062 L002700 0.0 062 M002700 0.0 062 N002700 0.0 062 O002700 0.0 062 P002700 0.0 062 Q002700 0.0 062 R002700 0.0 PAGE 60 066 A002700 Y 066 B002700 N 066 C002700 N 066 D002700 Y 066 E002700 N 066 F002700 N 066 G002700 N 067 002700 N 068 A002700 N 068 B002700 N 069 002700 N 070 A012700 Y 070 A022700 N 070 B012700 Y 070 B022700 N 070 C012700 Y 070 C022700 N 070 D012700 Y 070 D022700 N 070 E012700 Y 070 E022700 N 070 F012700 Y 070 F022700 N 070 G012700 Y 070 G022700 N 070 H012700 Y 070 H022700 N 070 I012700 Y 070 I022700 N 070 J012700 Y 070 J022700 Y 070 K012700 Y 070 K022700 Y 070 L012700 Y 070 L022700 Y 070 M012700 Y 070 M022700 N 070 N012700 Y 070 N022700 N 070 O012700 Y 070 O022700 N 070 P012700 Y 070 P022700 N 070 Q012700 Y 070 Q022700 N 070 R012700 Y 070 R022700 N 071 A002700 487583 071 B002700 412806 071 C002700 346027 071 D002700 119 PAGE 61 072 A002700 12 072 B002700 0 072 C002700 2959 072 D002700 0 072 E002700 0 072 F002700 4664 072 G002700 912 072 H002700 0 072 I002700 190 072 J002700 100 072 K002700 0 072 L002700 123 072 M002700 37 072 N002700 35 072 O002700 0 072 P002700 0 072 Q002700 0 072 R002700 49 072 S002700 122 072 T002700 826 072 U002700 0 072 V002700 0 072 W002700 13 072 X002700 7071 072 Y002700 484 072 Z002700 -3628 072AA002700 0 072BB002700 5380 072CC012700 0 072CC022700 28295 072DD012700 0 072DD022700 0 072EE002700 4338 073 A012700 0.0000 073 A022700 0.0000 073 B002700 0.2113 073 C002700 0.0000 074 A002700 0 074 B002700 0 074 C002700 0 074 D002700 0 074 E002700 557 074 F002700 276415 074 G002700 0 074 H002700 0 074 I002700 10774 074 J002700 11275 074 K002700 0 074 L002700 187 074 M002700 22 074 N002700 299230 PAGE 62 074 O002700 4041 074 P002700 0 074 Q002700 0 074 R012700 0 074 R022700 0 074 R032700 0 074 R042700 875 074 S002700 0 074 T002700 294314 074 U012700 2576 074 U022700 16266 074 V012700 15.71 074 V022700 15.61 074 W002700 0.0000 074 X002700 28053 074 Y002700 0 075 A002700 0 075 B002700 373132 076 002700 0.00 008 A003001 SCHNEIDER CAPITAL MANAGEMENT COMPANY 008 B003001 A 008 C003001 801-55439 008 D013001 WAYNE 008 D023001 PA 008 D033001 19087 010 A003001 PFPC INC 010 B003001 85-1196 010 C013001 WILMINGTON 010 C023001 DE 010 C033001 19809 015 A003001 PFPC TRUST CO 015 B003001 C 015 C013001 PHILADELPHIA 015 C023001 PA 015 C033001 19101 015 E013001 X 025 D003001 0 025 D003002 0 025 D003003 0 025 D003004 0 025 D003005 0 025 D003006 0 025 D003007 0 025 D003008 0 028 A013000 5849 028 A023000 0 028 A033000 0 028 A043000 747 028 B013000 5256 028 B023000 0 028 B033000 0 PAGE 63 028 B043000 365 028 C013000 2637 028 C023000 0 028 C033000 0 028 C043000 924 028 D013000 102 028 D023000 0 028 D033000 0 028 D043000 958 028 E013000 91 028 E023000 0 028 E033000 0 028 E043000 1654 028 F013000 3 028 F023000 0 028 F033000 0 028 F043000 1685 028 G013000 13938 028 G023000 0 028 G033000 0 028 G043000 6333 028 H003000 0 037 003000 N 038 003000 0 039 003000 N 040 003000 N 041 003000 N 042 A003000 0 042 B003000 0 042 C003000 0 042 D003000 0 042 E003000 0 042 F003000 0 042 G003000 0 042 H003000 0 043 003000 0 044 003000 0 045 003000 Y 046 003000 N 047 003000 Y 048 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P003000 0.0 062 Q003000 0.0 062 R003000 0.0 066 A003000 Y 066 B003000 N 066 C003000 N 066 D003000 Y 066 E003000 N 066 F003000 N 066 G003000 N 067 003000 N 068 A003000 N 068 B003000 N 069 003000 N 070 A013000 Y 070 A023000 N 070 B013000 Y 070 B023000 N 070 C013000 Y 070 C023000 N 070 D013000 Y 070 D023000 N 070 E013000 Y 070 E023000 N 070 F013000 Y 070 F023000 N 070 G013000 Y 070 G023000 N 070 H013000 Y 070 H023000 N 070 I013000 Y 070 I023000 N 070 J013000 Y 070 J023000 N 070 K013000 Y 070 K023000 Y 070 L013000 Y 070 L023000 Y 070 M013000 Y 070 M023000 N 070 N013000 Y 070 N023000 N 070 O013000 Y 070 O023000 N 070 P013000 Y 070 P023000 N 070 Q013000 Y 070 Q023000 N PAGE 66 070 R013000 Y 070 R023000 N 071 A003000 61396 071 B003000 47783 071 C003000 46636 071 D003000 102 072 A003000 12 072 B003000 106 072 C003000 570 072 D003000 0 072 E003000 0 072 F003000 468 072 G003000 176 072 H003000 0 072 I003000 27 072 J003000 52 072 K003000 0 072 L003000 19 072 M003000 4 072 N003000 10 072 O003000 0 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C003100 0 042 D003100 0 042 E003100 0 042 F003100 0 042 G003100 0 042 H003100 0 043 003100 0 044 003100 0 045 003100 Y 046 003100 N 047 003100 N PAGE 69 048 003100 0.000 048 A013100 0 048 A023100 0.000 048 B013100 0 048 B023100 0.000 048 C013100 0 048 C023100 0.000 048 D013100 0 048 D023100 0.000 048 E013100 0 048 E023100 0.000 048 F013100 0 048 F023100 0.000 048 G013100 0 048 G023100 0.000 048 H013100 0 048 H023100 0.000 048 I013100 0 048 I023100 0.000 048 J013100 0 048 J023100 0.000 048 K013100 0 048 K023100 0.000 049 003100 N 050 003100 N 051 003100 Y 052 003100 N 053 A003100 Y 053 B003100 Y 053 C003100 N 054 A003100 Y 054 B003100 Y 054 C003100 Y 054 D003100 N 054 E003100 N 054 F003100 N 054 G003100 Y 054 H003100 N 054 I003100 N 054 J003100 N 054 K003100 N 054 L003100 N 054 M003100 Y 054 N003100 N 054 O003100 Y 058 A003100 N 059 003100 Y 060 A003100 Y 060 B003100 Y 061 003100 3000 062 A003100 N PAGE 70 062 B003100 0.0 062 C003100 0.0 062 D003100 0.0 062 E003100 0.0 062 F003100 0.0 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R013200 Y 070 R023200 Y 071 A003200 259820 071 B003200 162664 071 C003200 74099 071 D003200 220 072 A003200 12 072 B003200 787 072 C003200 2084 072 D003200 0 072 E003200 0 072 F003200 1886 072 G003200 233 072 H003200 0 072 I003200 93 072 J003200 69 072 K003200 0 072 L003200 23 072 M003200 8 072 N003200 18 072 O003200 0 072 P003200 0 072 Q003200 0 072 R003200 10 072 S003200 24 072 T003200 87 072 U003200 0 072 V003200 0 PAGE 77 072 W003200 463 072 X003200 2914 072 Y003200 282 072 Z003200 239 072AA003200 5075 072BB003200 0 072CC013200 0 072CC023200 9096 072DD013200 43 072DD023200 7 072EE003200 1327 073 A013200 0.0218 073 A023200 0.0099 073 B003200 0.5002 073 C003200 0.0000 074 A003200 0 074 B003200 0 074 C003200 0 074 D003200 0 074 E003200 0 074 F003200 104650 074 G003200 0 074 H003200 0 074 I003200 14271 074 J003200 6937 074 K003200 0 074 L003200 125 074 M003200 95867 074 N003200 221850 074 O003200 11638 074 P003200 0 074 Q003200 0 074 R013200 0 074 R023200 94557 074 R033200 0 074 R043200 420 074 S003200 0 074 T003200 115235 074 U013200 4348 074 U023200 3257 074 V013200 15.17 074 V023200 15.13 074 W003200 0.0000 074 X003200 4458 074 Y003200 73418 075 A003200 0 075 B003200 83829 076 003200 0.00 008 A003301 BOGLE INVESTMENT MANAGEMENT 008 B003301 A 008 C003301 801-56815 PAGE 78 008 D013301 WELLESLEY 008 D023301 MA 008 D033301 02481 010 A003301 PFPC INC. 010 B003301 85-1196 010 C013301 WILMINGTON 010 C023301 DE 010 C033301 19809 015 A003301 PFPC TRUST COMPANY 015 B003301 C 015 C013301 PHILADELPHIA 015 C023301 PA 015 C033301 19101 015 E013301 X 028 A013300 18729 028 A023300 0 028 A033300 0 028 A043300 2503 028 B013300 17189 028 B023300 0 028 B033300 0 028 B043300 2266 028 C013300 13011 028 C023300 0 028 C033300 0 028 C043300 1973 028 D013300 5261 028 D023300 0 028 D033300 0 028 D043300 2303 028 E013300 5302 028 E023300 0 028 E033300 0 028 E043300 4857 028 F013300 7485 028 F023300 0 028 F033300 0 028 F043300 3190 028 G013300 66977 028 G023300 0 028 G033300 0 028 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071 B003300 188349 071 C003300 134275 071 D003300 140 072 A003300 12 072 B003300 0 072 C003300 1533 072 D003300 0 072 E003300 0 072 F003300 1395 072 G003300 399 072 H003300 0 072 I003300 207 072 J003300 42 072 K003300 0 072 L003300 40 072 M003300 13 072 N003300 20 072 O003300 0 072 P003300 0 072 Q003300 0 072 R003300 20 072 S003300 34 072 T003300 0 072 U003300 0 072 V003300 0 072 W003300 4 072 X003300 2174 PAGE 82 072 Y003300 411 072 Z003300 -230 072AA003300 0 072BB003300 1202 072CC013300 0 072CC023300 18691 072DD013300 0 072DD023300 0 072EE003300 0 073 A013300 0.0000 073 A023300 0.0000 073 B003300 0.0000 073 C003300 0.0000 074 A003300 0 074 B003300 0 074 C003300 0 074 D003300 0 074 E003300 0 074 F003300 164781 074 G003300 0 074 H003300 0 074 I003300 5191 074 J003300 1556 074 K003300 0 074 L003300 281 074 M003300 21 074 N003300 171830 074 O003300 2051 074 P003300 0 074 Q003300 0 074 R013300 0 074 R023300 0 074 R033300 0 074 R043300 220 074 S003300 0 074 T003300 169559 074 U013300 4524 074 U023300 4996 074 V013300 17.83 074 V023300 17.80 074 W003300 0.0000 074 X003300 6183 074 Y003300 0 075 A003300 0 075 B003300 139536 076 003300 0.00 SIGNATURE EDWARD J. ROACH TITLE PRESIDENT & TEASURER EX-99 3 rbb77.txt EXHIBIT INDEX EXHIBIT A: Attachment to item 77B: Accountant's report on internal control. EXHIBIT B: Attachment to item 77D: Policies with respect to security investments EXHIBIT C: Attachment to item 77I: Terms of new or amended securities EXHIBIT D: Attachment to item 77Q1: Exhibits EXHIBIT E: Attachment to item 77Q3: NSAR certification - filed as: EX-99.77Q3 CERT - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - EXHIBIT A SUB-ITEM 77B - Accountant's report on internal control REPORT OF INDEPENDENT ACCOUNTANTS To the Shareholders and Board of Directors of The RBB Fund, Inc. In planning and performing our audit of the financial statements and financial highlights of The RBB Fund, Inc. (the "Fund") for the year ended August 31, 2002, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and financial highlights and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements and financial highlights for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more internal control components does not reduce to a relatively low level the risk that misstatements caused by errors or fraud in amounts that would be material in relation to the financial statements and financial highlights being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including control over safeguarding securities, that we consider to be material weaknesses as defined above as of August 31, 2002. This report is intended solely for the information and use of management, the Board of Directors of The RBB Fund, Inc., and the Securities and Exchange Commission. PricewaterhouseCoopers LLP October 16, 2002 EXHIBIT B SUB-ITEM 77D: Policies with respect to security investments The investment policies of the Numeric Emerging Growth Fund (formerly the Numeric Micro Cap Fund), Numeric Growth Fund, Numeric Mid Cap Fund, Numeric Small Cap Value Fund and the Institutional and Investor Classes of the Bogle Small Cap Growth have been revised. The revised policies, as they appear below, were approved during a regular meeting of the Registrant's Board of Directors on July 25, 2002. Numeric Emerging Growth Fund (formerly the Numeric Micro Cap Fund) Revised Policy: Under normal circumstances, the Fund invests in common stock of companies with micro and small sized capitalizations, similar to companies represented in the Russell 2000 Growth Index, and higher than average forecast earnings growth rates. Numeric determines its stock selection decisions for this Fund primarily on the basis of its Growth Stock and Quality of Earnings Models. Considered, but of less importance, is the Fair Value Stock Model. Numeric Growth Fund Revised Policy: Under normal circumstances, the Fund invests in common stock of companies with small and mid-sized capitalizations, similar to companies represented in the Russell 2500 Growth Index, and higher than average forecast earnings growth rates. Numeric determines its stock selection decisions for this Fund primarily on the basis of its Growth Stock and Quality of Earnings Models. Considered, but of less importance, is the Fair Value Stock Model. Numeric Mid Cap Fund Revised Policy: Under normal circumstances, the Fund invests at least 80% of net assets (including borrowings for investment purposes) in common stock of companies with mid-sized capitalizations which the Fund defines as the 151st to the 1,000th largest companies (excluding American Depositary Receipts) as ranked by market capitalization. The Fund will notify shareholders sixty days in advance of any change in this policy. Numeric determines its stock selection decisions for this Fund based on its Growth Stock, Fair Value Stock and Quality of Earnings Models. Numeric Small Cap Value Fund Revised Policy: Under normal circumstances, the Fund invests at least 80% of its net assets (including borrowings for investment purposes) in value-oriented common stock of companies with market capitalizations of $2.0 billion or less. The Fund will notify shareholders sixty days in advance of any change in this policy. Numeric determines its stock selection decisions for this Fund primarily on the basis of its Fair Value Stock and Quality of Earnings Models. Also considered, but of less importance, is the Growth Stock Model. The revisions to the investment policies of the Numeric Emerging Growth Fund (formerly the Numeric Micro Cap Fund), Numeric Growth Fund, Numeric Mid Cap Fund and Numeric Small Cap Value Fund (the "Numeric Funds') are incorporated herein by reference to the supplement dated July 30, 2002 to the Registrant's prospectus for the Numeric Funds dated December 18, 2001 as filed with the Commission on July 30, 2002 (Accession 0000927016-02-003794). Bogle Small Cap Growth (Institutional and Investor Class) Revised Policy: The Fund will seek to achieve its objective by investing under normal circumstances, at the time of purchase, at least 80% of the net assets of the portfolio (including borrowings for investment purposes) in the stocks of U.S. companies with market capitalizations under $2.0 billion ("small cap stocks") that Bogle Investment Management (the "Adviser") believes are likely to appreciate more than the Russell 2000 Index as defined below. Shareholders will be notified by the Fund sixty days in advance of any change in this policy. The fund will primarily invest in securities principally traded in the U.S. markets. In seeking this objective, the Fund attempts to achieve a total return greater than the total return of the Russell 2000 Index. The revisions to the investment policies of the Institutional and Investor Classes of the Bogle Small Cap Growth Fund (the "Bogle Fund") are incorporated herein by reference to the supplement dated July 29, 2002 to the Registrant's prospectus for the Bogle Fund dated December 18, 2001 as filed with the Commission on July 29, 2002 (Accession 0000935069-02-000751). EXHIBIT C: SUB-ITEM 77I: Terms of new or amended securities. The response to sub-item 77I(b) with respect to Classes VV and WW, which constitute the Boston Partners All-Cap Value Fund, is incorporated herein by reference to Registrant's Post- Effective Amendment No. 79 filed with the Commission on May 15, 2002 (Accession No. 0000935069-02-000486). The response to sub-item 77I(b) with respect to Class PPP, which constitute the Schneider Value Fund, is incorporated herein by reference to Registrant's Post- Effective Amendment No. 80 filed with the Commission on May 16, 2002 (Accession No. 0000935069-02- 000489). EXHIBIT D: SUB-ITEM 77Q1: Exhibits. Articles of Amendment to the Charter are incorporated herein by reference to Exhibit (a)(33) in Registrant's Post- Effective Amendment No. 77 filed with the Commission on May 15, 2002 (Accession 0000935069-02-000486). Articles Supplementary to the Charter are incorporated herein by reference to Exhibit (a)(32) in Registrant's Post- Effective Amendment No. 77 filed with the Commission on May 15, 2002 (Accession 0000935069-02-000486). For a description of the changes in policies with respect to security investments for the Numeric Emerging Growth Fund (formerly the Numeric Micro Cap Fund), Numeric Growth Fund, Numeric Mid Cap Fund, Numeric Small Cap Value Fund and Bogle Small Cap Growth Fund, see Sub-Item 77D. Articles Supplementary to the Charter are incorporated herein by reference to Exhibit (a)(34) in Registrant's Post- Effective Amendment No. 78 filed with the Commission on May 16, 2002 (Accession 0000935069-02-000489). Investment Advisory Agreement between Registrant and Boston Partners, L.P. for the Boston Partners All-Cap Value Fund is filed herewith. Investment Advisory Agreement between Registrant and Schneider Capital Management Company for the Schneider Value Fund is filed herewith. INVESTMENT ADVISORY AGREEMENT Boston Partners All-Cap Value Fund AGREEMENT made as of July 1, 2002 between THE RBB FUND, INC., a Maryland corporation (herein called the "Fund"), and Boston Partners Asset Management, L.P. (herein called the "Investment Advisor"). WHEREAS, the Fund is registered as an open-end, management investment company under the Investment Company Act of 1940 (the "1940 Act") and currently offers or proposes to offer shares representing interests in separate investment portfolios; and WHEREAS, the Fund desires to retain the Investment Advisor to render certain investment advisory services to the Fund with respect to the Fund's Boston Partners All-Cap Value Fund (the "Portfolio"), and the Investment Advisor is willing to so render such services. NOW, THEREFORE, in consideration of the premises and mutual covenants herein contained, and intending to be legally bound hereby, it is agreed between the parties hereto as follows: 1. Appointment. The Fund hereby appoints the Investment Advisor to act as investment advisor for the Portfolio for the period and on the terms set forth in this Agreement. The Investment Advisor accepts such appointment and agrees to render the services herein set forth, for the compensation herein provided. 2. Delivery of Documents. The Fund has furnished the Investment Advisor with copies properly certified or authenticated of each of the following: (a) Resolutions of the Board of Directors of the Fund authorizing the appointment of the Investment Advisor and the execution and delivery of this Agreement; (b) Each prospectus and statement of additional information relating to any class of Shares representing interests in the Portfolio of the Fund in effect under the 1933 Act (such prospectus and statement of additional information, as presently in effect and as they shall from time to time be amended and supplemented, are herein collectively called the "Prospectus" and "Statement of Additional Information," respectively). The Fund will promptly furnish the Investment Advisor from time to time with copies, properly certified or authenticated, of all amendments of or supplements to the foregoing, if any. In addition to the foregoing, the Fund will also provide the Investment Advisor with copies of the Fund's Charter and By-laws, and any registration statement or service contracts related to the Portfolio, and will promptly furnish the Investment Advisor with any amendments of or supplements to such documents. 3. Management of the Portfolio. Subject to the supervision of the Board of Directors of the Fund, the Investment Advisor will provide for the overall management of the Portfolio including (i) the provision of a continuous investment program for the Portfolio, including investment research and management with respect to all securities, investments, cash and cash equivalents in the Portfolio, (ii) the determination from time to time of what securities and other investments will be purchased, retained, or sold by the Fund for the Portfolio, and (iii) the placement from time to time of orders for all purchases and sales made for the Portfolio. The Investment Advisor will provide the services rendered by it hereunder in accordance with the Portfolio's investment objectives, restrictions and policies as stated in the applicable Prospectus and the Statement of Additional Information, provided that the Investment Adviser has actual notice or knowledge of any changes by the Board of Directors to such investment objectives, restrictions or policies. The Investment Advisor further agrees that it will render to the Fund's Board of Directors such periodic and special reports regarding the performance of its duties under this Agreement as the Board may reasonably request. The Investment Advisor agrees to provide to the Fund (or its agents and service providers) prompt and accurate data with respect to the Portfolio's transactions and, where not otherwise available, the daily valuation of securities in the Portfolio. 4. Brokerage. Subject to the Investment Advisor's obligation to obtain best price and execution, the Investment Advisor shall have full discretion to select brokers or dealers to effect the purchase and sale of securities. When the Investment Advisor places orders for the purchase or sale of securities for the Portfolio, in selecting brokers or dealers to execute such orders, the Investment Advisor is expressly authorized to consider the fact that a broker or dealer has furnished statistical, research or other information or services for the benefit of the Portfolio directly or indirectly. Without limiting the generality of the foregoing, the Investment Advisor is authorized to cause the Portfolio to pay brokerage commissions which may be in excess of the lowest rates available to brokers who execute transactions for the Portfolio or who otherwise provide brokerage and research services utilized by the Investment Advisor, provided that the Investment Advisor determines in good faith that the amount of each such commission paid to a broker is reasonable in relation to the value of the brokerage and research services provided by such broker viewed in terms of either the particular transaction to which the commission relates or the Investment Advisor's overall responsibilities with respect to accounts as to which the Investment Advisor exercises investment discretion. The Investment Advisor may aggregate securities orders so long as the Investment Advisor adheres to a policy of allocating investment opportunities to the Portfolio over a period of time on a fair and equitable basis relative to other clients. In no instance will the Portfolio's securities be purchased from or sold to the Fund's principal underwriter, the Investment Advisor, or any affiliated person thereof, except to the extent permitted by SEC exemptive order or by applicable law. The Investment Advisor shall report to the Board of Directors of the Fund at least quarterly with respect to brokerage transactions that were entered into by the Investment Advisor, pursuant to the foregoing paragraph, and shall certify to the Board that the commissions paid were reasonable in terms either of that transaction or the overall responsibilities of the Advisor to the Fund and the Investment Advisor's other clients, that the total commissions paid by the Fund were reasonable in relation to the benefits to the Fund over the long term, and that such commissions were paid in compliance with Section 28(e) of the Securities Exchange Act of 1934. 5. Conformity with Law; Confidentiality. The Investment Advisor further agrees that it will comply with all applicable rules and regulations of all federal regulatory agencies having jurisdiction over the Investment Advisor in the performance of its duties hereunder. The Investment Advisor will treat confidentially and as proprietary information of the Fund all records and other information relating to the Fund and will not use such records and information for any purpose other than performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Fund, which approval shall not be unreasonably withheld and may not be withheld where the Investment Advisor may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Fund. 6. Services Not Exclusive. The Investment Advisor and its officers may act and continue to act as investment managers for others, and nothing in this Agreement shall in any way be deemed to restrict the right of the Investment Advisor to perform investment management or other services for any other person or entity, and the performance of such services for others shall not be deemed to violate or give rise to any duty or obligation to the Portfolio or the Fund. Nothing in this Agreement shall limit or restrict the Investment Advisor or any of its partners, officers, affiliates or employees from buying, selling or trading in any securities for its or their own account. The Fund acknowledges that the Investment Advisor and its partners, officers, affiliates, employees and other clients may, at any time, have, acquire, increase, decrease, or dispose of positions in investments which are at the same time being acquired or disposed of for the Portfolio. The Investment Advisor shall have no obligation to acquire for the Portfolio a position in any investment which the Investment Advisor, its partners, officers, affiliates or employees may acquire for its or their own accounts or for the account of another client, so long as it continues to be the policy and practice of the Investment Advisor not to favor or disfavor consistently or consciously any client or class of clients in the allocation of investment opportunities so that, to the extent practical, such opportunities will be allocated among clients over a period of time on a fair and equitable basis. The Investment Advisor agrees that this Paragraph 6 does not constitute a waiver by the Fund of the obligations imposed upon the Investment Advisor to comply with Sections 17(d) and 17(j) of the 1940 Act, and the rules thereunder, nor constitute a waiver by the Fund of the obligations imposed upon the Investment Advisor under Section 206 of the Investment Advisers Act of 1940 and the rules thereunder. Further, the Investment Advisor agrees that this Paragraph 6 does not constitute a waiver by the Fund of the fiduciary obligation of the Investment Advisor arising under federal or state law, including Section 36 of the 1940 Act. The Investment Advisor agrees that this Paragraph 6 shall be interpreted consistent with the provisions of Section 17(i) of the 1940 Act. 7. Books and Records. In compliance with the requirements of Rule 31a-3 under the 1940 Act, the Investment Advisor hereby agrees that all records which it maintains for the Portfolio are the property of the Fund and further agrees to surrender promptly to the Fund any of such records upon the Fund's request. The Investment Advisor further agrees to preserve for the periods prescribed by Rule 31a-2 under the 1940 Act the records required to be maintained by Rule 31a-1 under the 1940 Act. 8. Expenses. During the term of this Agreement, the Investment Advisor will pay all expenses incurred by it in connection with its activities under this Agreement. The Portfolio shall bear all of its own expenses not specifically assumed by the Investment Advisor. General expenses of the Fund not readily identifiable as belonging to a portfolio of the Fund shall be allocated among all investment portfolios by or under the direction of the Fund's Board of Directors in such manner as the Board determines to be fair and equitable. Expenses borne by the Portfolio shall include, but are not limited to, the following (or the portfolio's share of the following): (a) the cost (including brokerage commissions) of securities purchased or sold by the Portfolio and any losses incurred in connection therewith; (b) fees payable to and expenses incurred on behalf of the Portfolio by the Investment Advisor; (c) filing fees and expenses relating to the registration and qualification of the Fund and the Portfolio's shares under federal and/or state securities laws and maintaining such registrations and qualifications; (d) fees and salaries payable to the Fund's directors and officers; (e) taxes (including any income or franchise taxes) and governmental fees; (f) costs of any liability and other insurance or fidelity bonds; (g) any costs, expenses or losses arising out a liability of or claim for damages or other relief asserted against the Fund or the Portfolio for violation of any law; (h) legal, accounting and auditing expenses, including legal fees of special counsel for the independent directors; (i) charges of custodians and other agents; (j) expenses of setting in type and printing prospectuses, statements of additional information and supplements thereto for existing shareholders, reports, statements, and confirmations to shareholders and proxy material that are not attributable to a class; (k) costs of mailing prospectuses, statements of additional information and supplements thereto to existing shareholders, as well as reports to shareholders and proxy material that are not attributable to a class; (1) any extraordinary expenses; (m) fees, voluntary assessments and other expenses incurred in connection with membership in investment company organizations; (n) costs of mailing and tabulating proxies and costs of shareholders' and directors' meetings; (o) costs of independent pricing services to value a portfolio's securities; and (p) the costs of investment company literature and other publications provided by the Fund to its directors and officers. Distribution expenses, transfer agency expenses, expenses of preparation, printing and mailing, prospectuses, statements of additional information, proxy statements and reports to shareholders, and organizational expenses and registration fees, identified as belonging to a particular class of the Fund are allocated to such class. 9. Voting. The Investment Advisor shall have the authority to vote as agent for the Fund, either in person or by proxy, tender and take all actions incident to the ownership of all securities in which Portfolio's assets may be invested from time to time, subject to such policies and procedures as the Board of Directors of the Fund may adopt from time to time. 10. Reservation of Name. The Investment Advisor shall at all times have all rights in and to the Portfolio's name and all investment models used by or on behalf of the Portfolio. The Investment Advisor may use the Portfolio's name or any portion thereof in connection with any other mutual fund or business activity without the consent of any shareholder and the Fund shall execute and deliver any and all documents required to indicate the consent of the Fund to such use. 11. Compensation. (a) For the services provided and the expenses assumed pursuant to this Agreement with respect to the Portfolio, the Fund will pay the Investment Advisor from the assets of the Portfolio and the Investment Advisor will accept as full compensation therefor a fee, computed daily and payable monthly, at the annual rate of 1.00% of the Portfolio's average daily net assets. (b) The fee attributable to the Portfolio shall be satisfied only against assets of the Portfolio and not against the assets of any other investment portfolio of the Fund. 12. Limitation of Liability of the Investment Advisor. The Investment Advisor shall not be liable for any error of judgment or mistake of law or for any loss suffered by the Fund in connection with the matters to which this Agreement relates, except a loss resulting from a breach of fiduciary duty with respect to the receipt of compensation for services or a loss resulting from willful misfeasance, bad faith or gross negligence on the part of the Investment Advisor in the performance of its duties or from reckless disregard by it of its obligations and duties under this Agreement ("disabling conduct"). The Portfolio will indemnify the Investment Advisor against and hold it harmless from any and all losses, claims, damages, liabilities or expenses (including reasonable counsel fees and expenses) resulting from any claim, demand, action or suit not resulting from disabling conduct by the Investment Advisor. Indemnification shall be made only following: (i) a final decision on the merits by a court or other body before whom the proceeding was brought that the Investment Advisor was not liable by reason of disabling conduct or (ii) in the absence of such a decision, a reasonable determination, based upon a review of the facts, that the Investment Advisor was not liable by reason of disabling conduct by (a) the vote of a majority of a quorum of directors of the Portfolio who are neither "interested persons" of the Portfolio nor parties to the proceeding ("disinterested non-party directors") or (b) an independent legal counsel in a written opinion. The Investment Advisor shall be entitled to advances from the Portfolio for payment of the reasonable expenses incurred by it in connection with the matter as to which it is seeking indemnification in the manner and to the fullest extent permissible under the Maryland General Corporation Law. The Investment Advisor shall provide to the Portfolio a written affirmation of its good faith belief that the standard of conduct necessary for indemnification by the Portfolio has been met and a written undertaking to repay any such advance if it should ultimately be determined that the standard of conduct has not been met. In addition, at least one of the following additional conditions shall be met: (a) the Investment Advisor shall provide a security in form and amount acceptable to the Portfolio for its undertaking; (b) the Portfolio is insured against losses arising by reason of the advance; or (c) a majority of a quorum of disinterested non-party directors, or independent legal counsel, in a written opinion, shall have determined, based upon a review of facts readily available to the Portfolio at the time the advance is proposed to be made, that there is reason to believe that the Investment Advisor will ultimately be found to be entitled to indemnification. Any amounts payable by the Portfolio under this Section shall be satisfied only against the assets of the Portfolio and not against the assets of any other investment portfolio of the Fund. The limitations on liability and indemnification provisions of this paragraph 12 shall not be applicable to any losses, claims, damages, liabilities or expenses arising from the Investment Advisor's rights to the Portfolio's name. The Investment Advisor shall indemnify and hold harmless the Fund and the Portfolio for any claims arising from the use of the term "Boston Partners" in the name of the Portfolio. 13. Duration and Termination. This Agreement shall become effective with respect to the Portfolio upon approval of this Agreement by vote of a majority of the outstanding voting securities of the Portfolio and, unless sooner terminated as provided herein, shall continue with respect to the Portfolio until August 16, 2003. Thereafter, if not terminated, this Agreement shall continue with respect to the Portfolio for successive annual periods ending on August 16 provided such continuance is specifically approved at least annually (a) by the vote of a majority of those members of the Board of Directors of the Fund who are not parties to this Agreement or interested persons of any such party, cast in person at a meeting called for the purpose of voting on such approval, and (b) by the Board of Directors of the Fund or by vote of a majority of the outstanding voting securities of the Portfolio; provided, however, that this Agreement may be terminated with respect to the Portfolio by the Fund at any time, without the payment of any penalty, by the Board of Directors of the Fund or by vote of a majority of the outstanding voting securities of the Portfolio, on 60 days' prior written notice to the Investment Advisor, or by the Investment Advisor at any time, without payment of any penalty, on 60 days' prior written notice to the Fund. This Agreement will immediately terminate in the event of its assignment. (As used in this Agreement, the terms "majority of the outstanding voting securities," "interested person" and "assignment" shall have the same meaning as such terms have in the 1940 Act). 14. Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the Portfolio. 15. Miscellaneous. The captions in this Agreement are included for convenience of reference only and in no way define or delimit any of the provisions hereof or otherwise affect their construction or effect. If any provision of this Agreement shall be held or made invalid by a court decision, statute, rule or otherwise, the remainder of this Agreement shall not be affected thereby. This Agreement shall be binding upon and shall inure to the benefit of the parties hereto and their respective successors and shall be governed by Delaware law. 16. Change in Membership. The Investment Advisor shall notify the Fund of any change in its membership within a reasonable time after such change. 17. Governing Law. This Agreement shall be governed by and construed and enforced in accordance with the laws of the State of Delaware without giving effect to the conflicts of laws principles thereof. 18. Counterparts. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their officers designated below as of the day and year first above written. THE RBB FUND, INC. By: /s/ Edward J. Roach Name: Edward J. Roach Title: President & Treasurer BOSTON PARTNERS ASSET MANAGEMENT, L.P., by BOSTON PARTNERS, INC., its General Partner By: /s/ William J. Kelly Name: William J. Kelly Title: Treasurer INVESTMENT ADVISORY AGREEMENT PRIVATE Schneider Value Fund AGREEMENT made as of August 1, 2002 between THE RBB FUND, INC., a Maryland corporation (herein called the "Fund"), and Schneider Capital Management Company, a Pennsylvania corporation (herein called the "Investment Adviser"). WHEREAS, the Fund is registered as an open-end, management investment company under the Investment Company Act of 1940 (the "1940 Act") and currently offers or proposes to offer shares representing interests in separate investment portfolios; and WHEREAS, the Fund desires to retain the Investment Adviser to render certain investment advisory services to the Fund with respect to the Fund's Schneider Value Fund (the "Portfolio"), and the Investment Adviser is willing to so render such services. NOW, THEREFORE, in consideration of the promises and mutual covenants herein contained, and intending to be legally bound hereby, it is agreed between the parties hereto as follows: 1. Appointment. The Fund hereby appoints the Investment Adviser to act as investment adviser for the Portfolio for the period and on the terms set forth in this Agreement. The Investment Adviser accepts such appointment and agrees to render the services herein set forth, for the compensation herein provided. 2. Delivery of Documents. The Fund has furnished the Investment Adviser with copies properly certified or authenticated of each of the following: (a) Resolutions of the Board of Directors of the Fund authorizing the appointment of the Investment Adviser and the execution and delivery of this Agreement; (b) Each prospectus and statement of additional information relating to any class of Shares representing interests in the Portfolio of the Fund in effect under the 1933 Act (such prospectus and statement of additional information, as presently in effect and as they shall from time to time be amended and supplemented, are herein collectively called the "Prospectus" and "Statement of Additional Information," respectively). The Fund will promptly furnish the Investment Adviser from time to time with copies, properly certified or authenticated, of all amendments of or supplements to the foregoing, if any. In addition to the foregoing, the Fund will also provide the Investment Adviser with copies of the Fund's Charter and By-laws, and any registration statement or service contracts related to the Portfolio, and will promptly furnish the Investment Adviser with any amendments of or supplements to such documents. 3. Management of the Portfolio. Subject to the supervision of the Board of Directors of the Fund, the Investment Adviser will provide for the overall management of the Portfolio including (i) the provision of a continuous investment program for the Portfolio, including investment research and management with respect to all securities, investments, cash and cash equivalents in the Portfolio, (ii) the determination from time to time of what securities and other investments will be purchased, retained, or sold by the Fund for the Portfolio, and (iii) the placement from time to time of orders for all purchases and sales made for the Portfolio. The Investment Adviser will provide the services rendered by it hereunder in accordance with the Portfolio's investment objectives, restrictions and policies as stated in the applicable Prospectus and the Statement of Additional Information. The Investment Adviser further agrees that it will render to the Fund's Board of Directors such periodic and special reports regarding the performance of its duties under this Agreement as the Board may reasonably request. The Investment Adviser agrees to provide to the Fund (or its agents and service providers) prompt and accurate data with respect to the Portfolio's transactions and, where not otherwise available, the daily valuation of securities in the Portfolio. 4. Brokerage. Subject to the Investment Adviser's obligation to obtain best price and execution, the Investment Adviser shall have full discretion to select brokers or dealers to effect the purchase and sale of securities. When the Investment Adviser places orders for the purchase or sale of securities for the Portfolio, in selecting brokers or dealers to execute such orders, the Investment Adviser is expressly authorized to consider the fact that a broker or dealer has furnished statistical, research or other information or services for the benefit of the Portfolio directly or indirectly. Without limiting the generality of the foregoing, the Investment Adviser is authorized to cause the Portfolio to pay brokerage commissions which may be in excess of the lowest rates available to brokers who execute transactions for the Portfolio or who otherwise provide brokerage and research services utilized by the Investment Adviser, provided that the Investment Adviser determines in good faith that the amount of each such commission paid to a broker is reasonable in relation to the value of the brokerage and research services provided by such broker viewed in terms of either the particular transaction to which the commission relates or the Investment Adviser's overall responsibilities with respect to accounts as to which the Investment Adviser exercises investment discretion. The Investment Adviser may aggregate securities orders so long as the Investment Adviser adheres to a policy of allocating investment opportunities to the Portfolio over a period of time on a fair and equitable basis relative to other clients. In no instance will the Portfolio's securities be purchased from or sold to the Fund's principal underwriter, the Investment Adviser, or any affiliated person thereof, except to the extent permitted by SEC exemptive order or by applicable law. The Investment Adviser shall report to the Board of Directors of the Fund at least quarterly with respect to brokerage transactions that were entered into by the Investment Adviser pursuant to the foregoing paragraph, and shall certify to the Board that the commissions paid were reasonable in terms either of that transaction or the overall responsibilities of the Adviser to the Fund and the Investment Adviser's other clients, that the total commissions paid by the Fund were reasonable in relation to the benefits to the Fund over the long term, and that such commissions were paid in compliance with Section 28(e) of the Securities Exchange Act of 1934. 5. Conformity with Law; Confidentiality. The Investment Adviser further agrees that it will comply with all applicable rules and regulations of all federal regulatory agencies having jurisdiction over the Investment Adviser in the performance of its duties hereunder. The Investment Adviser will treat confidentially and as proprietary information of the Fund all records and other information relating to the Fund and will not use such records and information for any purpose other than performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Fund, which approval shall not be unreasonably withheld and may not be withheld where the Investment Adviser may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Fund. 6. Services Not Exclusive. The Investment Adviser and its officers may act and continue to act as investment managers for others, and nothing in this Agreement shall in any way be deemed to restrict the right of the Investment Adviser to perform investment management or other services for any other person or entity, and the performance of such services for others shall not be deemed to violate or give rise to any duty or obligation to the Portfolio or the Fund. 7. Books and Records. In compliance with the requirements of Rule 31a-3 under the 1940 Act, the Investment Adviser hereby agrees that all records which it maintains for the Portfolio are the property of the Fund and further agrees to surrender promptly to the Fund any of such records upon the Fund's request. The Investment Adviser further agrees to preserve for the periods prescribed by Rule 31a-2 under the 1940 Act the records required to be maintained by Rule 31a-1 under the 1940 Act. 8. Expenses. During the term of this Agreement, the Investment Adviser will pay all expenses incurred by it in connection with its activities under this Agreement. The Portfolio shall bear all of its own expenses not specifically assumed by the Investment Adviser. General expenses of the Fund not readily identifiable as belonging to a portfolio of the Fund shall be allocated among all investment portfolios by or under the direction of the Fund's Board of Directors in such manner as the Board determines to be fair and equitable. Expenses borne by the Portfolio shall include, but are not limited to, the following (or the Portfolio's share of the following): (a) the cost (including brokerage commissions) of securities purchased or sold by the Portfolio and any losses incurred in connection therewith; (b) fees payable to and expenses incurred on behalf of the Portfolio by the Investment Adviser; (c) filing fees and expenses relating to the registration and qualification of the Fund and the Portfolio's shares under federal and/or state securities laws and maintaining such registrations and qualifications; (d) fees and salaries payable to the Fund's directors and officers; (e) taxes (including any income or franchise taxes) and governmental fees; (f) costs of any liability and other insurance or fidelity bonds; (g) any costs, expenses or losses arising out a liability of or claim for damages or other relief asserted against the Fund or the Portfolio for violation of any law; (h) legal, accounting and auditing expenses, including legal fees of special counsel for the independent directors; (i) charges of custodians and other agents; (j) expenses of setting in type and printing prospectuses, statements of additional information and supplements thereto for existing shareholders, reports, statements, and confirmations to shareholders and proxy material that are not attributable to a class; (k) costs of mailing prospectuses, statements of additional information and supplements thereto to existing shareholders, as well as reports to shareholders and proxy material that are not attributable to a class; (1) any extraordinary expenses; (m) fees, voluntary assessments and other expenses incurred in connection with membership in investment company organizations; (n) costs of mailing and tabulating proxies and costs of shareholders' and directors' meetings; (o) costs of independent pricing services to value portfolio securities; and (p) the costs of investment company literature and other publications provided by the Fund to its directors and officers. Distribution expenses, transfer agency expenses, expenses of preparation, printing and mailing, prospectuses, statements of additional information, proxy statements and reports to shareholders, and organizational expenses and registration fees, identified as belonging to a particular class of the Fund are allocated to such class. 9. Voting. The Investment Adviser shall have the authority to vote as agent for the Fund, either in person or by proxy, tender and take all actions incident to the ownership of all securities in which Portfolio's assets may be invested from time to time, subject to such policies and procedures as the Board of Directors of the Fund may adopt from time to time. 10. Reservation of Name. The Investment Adviser shall at all times have all rights in and to the Portfolio's name and all investment models used by or on behalf of the Portfolio. The Investment Adviser may use the Portfolio's name or any portion thereof in connection with any other mutual fund or business activity without the consent of any shareholder and the Fund shall execute and deliver any and all documents required to indicate the consent of the Fund to such use. 11. Compensation. (a) For the services provided and the expenses assumed pursuant to this Agreement with respect to the Portfolio, the Fund will pay the Investment Adviser from the assets of the Portfolio and the Investment Adviser will accept as full compensation therefor a fee, computed daily and payable monthly, at the annual rate of 0.70% of the Portfolio's average daily net assets. (b) The fee attributable to the Portfolio shall be satisfied only against assets of the Portfolio and not against the assets of any other investment portfolio of the Fund. 12. Limitation of Liability of the Investment Adviser. The Investment Adviser shall not be liable for any error of judgment or mistake of law or for any loss suffered by the Fund in connection with the matters to which this Agreement relates, except a loss resulting from a breach of fiduciary duty with respect to the receipt of compensation for services or a loss resulting from willful misfeasance, bad faith or gross negligence on the part of the Investment Adviser in the performance of its duties or from reckless disregard by it of its obligations and duties under this Agreement. The limitations on liability of this paragraph 12 shall not be applicable to any losses, claims, damages, liabilities or expenses arising from the Fund's use of the Portfolio's name. The Investment Adviser shall indemnify and hold harmless the Fund and the Portfolio for any claims arising from the use of the term "Schneider" in the name of the Portfolio. 13. Duration and Termination. This Agreement shall become effective with respect to the Portfolio upon approval of this Agreement by vote of a majority of the outstanding voting securities of the Portfolio and, unless sooner terminated as provided herein, shall continue with respect to the Portfolio until August 16, 2003. Thereafter, if not terminated, this Agreement shall continue with respect to the Portfolio for successive annual periods ending on August 16 provided such continuance is specifically approved at least annually (a) by the vote of a majority of those members of the Board of Directors of the Fund who are not parties to this Agreement or interested persons of any such party, cast in person at a meeting called for the purpose of voting on such approval, and (b) by the Board of Directors of the Fund or by vote of a majority of the outstanding voting securities of the Portfolio; provided, however, that this Agreement may be terminated with respect to the Portfolio by the Fund at any time, without the payment of any penalty, by the Board of Directors of the Fund or by vote of a majority of the outstanding voting securities of the Portfolio, on 60 days' prior written notice to the Investment Adviser, or by the Investment Adviser at any time, without payment of any penalty, on 60 days' prior written notice to the Fund. This Agreement will immediately terminate in the event of its assignment. (As used in this Agreement, the terms "majority of the outstanding voting securities," "interested person" and "assignment" shall have the same meaning as such terms have in the 1940 Act). 14. Amendment of this Agreement. No provision of this Agreement may be changed, discharged or terminated orally, except by an instrument in writing signed by the party against which enforcement of the change, discharge or termination is sought, and no amendment of this Agreement affecting the Portfolio shall be effective until approved by vote of the holders of a majority of the outstanding voting securities of the Portfolio. 15. Miscellaneous. The captions in this Agreement are included for convenience of reference only and in no way define or delimit any of the provisions hereof or otherwise affect their construction or effect. If any provision of this Agreement shall be held or made invalid by a court decision, statute, rule or otherwise, the remainder of this Agreement shall not be affected thereby. This Agreement shall be binding upon and shall inure to the benefit of the parties hereto and their respective successors and shall be governed by Delaware law. 16. Change in Membership. The Investment Adviser shall notify the Fund of any change in its membership within a reasonable time after such change. 17. Governing Law. This Agreement shall be governed by and construed and enforced in accordance with the laws of the State of Delaware without giving effect to the conflicts of laws principles thereof. 18. Counterparts. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their officers designated below as of the day and year first above written. THE RBB FUND, INC. By: /s/ Edward J Roach Name: Edward J. Roach Title: President SCHNEIDER CAPITAL MANAGEMENT COMPANY By: /s/ Steven J. Fellin Name: Steven J. Fellin Title: Vice President and CFO EXHIBIT E: SUB-ITEM 77Q3: See exhibit EX-99.77Q3 CERT EX-99.77Q3 CERT 4 rbb77q3.txt Exhibit to 77Q3 (a) (i) The Principal Executive and Financial Officers concluded that the Registrant's Disclosure Controls and Procedures are effective based on their evaluation of the Disclosure Controls and Procedures as of a date within 90 days of the filing date of this report. (a) (ii) There were no significant changes in Registrant's internal controls or in other factors that could significantly affect those controls subsequent to the date of their evaluation, including any corrective actions with regard to significant deficiencies or material weaknesses. (a) (iii) Certifications: Form N-SAR Certification I, Edward J. Roach, certify that: 1. I have reviewed this report on Form N-SAR of The RBB Fund, Inc. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report; 4. The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in rule 30a-2(c) under the Investment Company Act) for the registrant and have: a) designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; b) evaluated the effectiveness of the registrant's disclosure controls and procedures as of a date within 90 days prior to the filing date of this report (the "Evaluation Date"); and c) presented in this report our conclusions about the effectiveness of the disclosure controls and procedures based on our evaluation as of the Evaluation Date; 5. The registrant's other certifying officers and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): a) all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant's ability to record, process, summarize and report financial data and have identified for the registrant's auditors any material weaknesses in internal controls; and b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal controls; and 6. The registrant's other certifying officers and I have indicated in this report whether or not there were significant changes in internal controls or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses. Date: November 21, 2002 Edward J. Roach President & Treasurer -----END PRIVACY-ENHANCED MESSAGE-----