8-A12B 1 rbb-sgi_8a12b.htm REGISTRATION OF CERTAIN CLASSES OF SECURITIES


As filed with the Securities and Exchange Commission on March 24, 2023

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR
(g) OF THE SECURITIES EXCHANGE ACT OF 1934

The RBB Fund, Inc.
(Exact name of registrant as specified in its charter)

Maryland
(State of incorporation or organization)

See Below
(I.R.S. Employer Identification Number)

c/o U.S. Bancorp Fund Services, LLC
615 East Michigan Street
Milwaukee, WI 53202
(Address of registrant’s principal executive offices)

Securities to be registered pursuant to Section 12(b) of the Act:

Title of each class of securities
to be registered
Name of each exchange on which each class
is to be registered
   
SGI Dynamic Tactical ETF
The Nasdaq Stock Market LLC
   
SGI U.S. Large Cap Core ETF
NYSE Arca, Inc.
   

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.
   
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.
   
Securities Act Registration file number to which this form relates:  033-20827
 
   
Securities to be registered pursuant to Section 12(g) of the Act:  Not applicable.
 


 
Item 1.
 
   Description of Registrant’s Securities to be Registered.

Reference is made to Post-Effective Amendment No. 304 to the Registrant’s Registration Statement on Form N-1A (File Nos. 033-20827 and 811-05518), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No. 0001398344-23-006595) on March 24, 2023, which is incorporated herein by reference.

The Registrant currently consists of 48 separate series.  The series to which this filing relates and its IRS Employer Identification Number is as follows:

Title of Each Class of Securities to be Registered
IRS Employer ID Number
   
SGI Dynamic Tactical ETF
88-2428858
 
SGI U.S. Large Cap Core ETF
88-2410879
 
 
Item 2.
 
   Exhibits

A.
   
B.
  
C.
 


SIGNATURES

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.


The RBB Fund, Inc.
 
   
March 24, 2023
 
   
 
 
 /s/ Steven Plump
 
Steven Plump
President