EX-99.02 18 exhibit99-02.htm exhibit99-02.htm
Exhibit 99.02
 
Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934:
 
Title of each class       Name of each exchange on which registered
Common Stock, par value $.01 per share New York Stock Exchange
Mexico Stock Exchange
Tokyo Stock Exchange
 
Depositary Shares, each representing 1/1,000th of a share of New York Stock Exchange
8.50% Non-Cumulative Preferred Stock, Series F
 
Depositary Shares, each representing 1/1,000th of a share of New York Stock Exchange
6.5% Non-Cumulative Convertible Preferred Stock, Series T
 
Depositary Shares, each representing 1/1,000th of a share of New York Stock Exchange
8.125% Non-Cumulative Preferred Stock, Series AA
 
7.625% Trust Preferred Securities of Subsidiary Trust (and New York Stock Exchange
registrant’s guaranty with respect thereto)
 
7.125% Trust Preferred Securities (TruPS®) of Subsidiary Trust New York Stock Exchange
(and registrant’s guaranty with respect thereto)
 
6.950% Trust Preferred Securities (TruPS®) of Subsidiary Trust New York Stock Exchange
(and registrant’s guaranty with respect thereto)
 
6.00% Trust Preferred Securities (TruPS®) of Subsidiary Trust New York Stock Exchange
(and registrant’s guaranty with respect thereto)
 
6.10% Trust Preferred Securities (TruPS®) of Subsidiary Trust New York Stock Exchange
(and registrant’s guaranty with respect thereto)
 
6.00% Trust Preferred Securities (TruPS®) of Subsidiary Trust New York Stock Exchange
(and registrant’s guaranty with respect thereto)
 
6.875% Enhanced Trust Preferred Securities (Enhanced TruPS®) New York Stock Exchange
of Subsidiary Trust (and registrant’s guaranty with respect
thereto)
 
6.500% Enhanced Trust Preferred Securities (Enhanced TruPS®)   New York Stock Exchange
of Subsidiary Trust (and registrant’s guaranty with respect
thereto)
 
6.450% Enhanced Trust Preferred Securities (Enhanced TruPS®) New York Stock Exchange
of Subsidiary Trust (and registrant’s guaranty with respect
thereto)
 
6.350% Enhanced Trust Preferred Securities (Enhanced TruPS®) New York Stock Exchange
of Subsidiary Trust (and registrant’s guaranty with respect
thereto)
 
6.829% Fixed Rate/Floating Rate Enhanced Trust Preferred New York Stock Exchange
Securities (Enhanced TruPS®) of Subsidiary Trust (and
registrant’s guaranty with respect thereto)



7.250% Enhanced Trust Preferred Securities (Enhanced TruPS®)       New York Stock Exchange
of Subsidiary Trust (and registrant’s guaranty with respect
thereto)
 
7.875% Enhanced Trust Preferred Securities (Enhanced TruPS®) New York Stock Exchange
of Subsidiary Trust (and registrant’s guaranty with respect
thereto)
 
Principal-Protected Equity Linked Notes Based Upon the Dow NYSE Arca, Inc.
Jones Industrial Average sm Due 2010 *
 
Principal-Protected Equity Linked Notes Based Upon the Dow NYSE Arca, Inc.
Jones Global Titans 50 IndexSM Due 2010 *
 
Portfolio Income STrategic Opportunity NoteS Based Upon the NYSE Arca, Inc.
CBOE S&P 500 BuyWrite Index Due 2010 +
 
Index LeAding StockmarkEt Return Securities (Index NYSE Arca, Inc.
LASERSSM) Based Upon the S&P 500® Index Due 2010 +
 
Principal-Protected Equity Linked Notes Based Upon the Dow NYSE Arca, Inc.
Jones Industrial Average sm with Potential Supplemental Interest
at Maturity Due 2010 +
 
Principal-Protected Equity Linked Notes Based Upon the S&P NYSE Arca, Inc.
100® Index Due 2010 +
 
Principal-Protected Trust Certificates Linked to the Dow Jones NYSE Arca, Inc.
Industrial Average sm and the Nikkei 225 Stock Average sm Due
2010 +
 
Index LeAding StockmarkEt Return Securities (Index LASERSSM) NYSE Arca, Inc.
Based Upon the U.S.-Europe-Japan Basket Due 2010 +
 
Principal-Protected Trust Certificates Linked to the S&P 500® NYSE Arca, Inc.
Index, the Dow Jones EURO STOXX 50 IndexSM and the Nikkei
225 Stock AverageSM Due 2010 +
 
Principal-Protected Trust Certificates Linked to the Nikkei 225 NYSE Arca, Inc.
Stock AverageSM Due 2011 +  
 
Principal-Protected Trust Certificates Linked to the Dow Jones Industrial NYSE Arca, Inc.
AverageSM , the Dow Jones EURO STOXX 50 IndexSM, the Nikkei 225
Stock AverageSM and the S&P BRIC 40 Index® Due 2012 +  
 
Principal-Protected Trust Certificates Linked to the S&P 500® NYSE Arca, Inc.
Index, the Dow Jones EURO STOXX 50® Index and the Nikkei
225 Stock AverageSM Due 2013 +
 
Buffer Notes Based Upon the S&P 500® Index Due 2010 + NYSE Arca, Inc.
 
Principal-Protected Trust Certificates Linked to the S&P 500® NYSE Arca, Inc.
Index, the Dow Jones EURO STOXX 50® Index and the Nikkei
225 Stock AverageSM Due 2014 +
 
Buffer Notes Based Upon the Financial Select Sector SPDR® NYSE Arca, Inc.
Fund Due 2010 +



Buffer Notes Based Upon the iShares® MSCI Emerging Markets       NYSE Arca, Inc.
Index Fund Due 2010 +
 
Buffer Notes Based Upon the Dow Jones Industrial Average Due NYSE Arca, Inc.
2010 +
 
Strategic Market Access Notes Based Upon the Citi U.S. Equity NYSE Arca, Inc.
Model Index Due 2011 +
 
Principal-Protected Trust Certificates Linked to the S&P 500® NYSE Arca, Inc.
Index Due 2013 +
 
Buffer Notes Based Upon the S&P 500 Index® Due 2010 + NYSE Arca, Inc.
 
Buffer Notes Based Upon the Financial Select Sector SPDR® NYSE Arca, Inc.
Fund Due 2010 +
 
Principal-Protected Trust Certificates Linked to the Global Index NYSE Arca, Inc.
Basket Due 2013 +
 
Principal-Protected Trust Certificates Linked to the S&P 500® NYSE Arca, Inc.
Index Due 2013 +
 
Buffer Notes Based Upon the S&P 500® Index Due 2010 + NYSE Arca, Inc.
 
Buffer Notes Based Upon the S&P 500® Index Due January 7, NYSE Arca, Inc.
2011 +
 
Buffer Notes Based Upon the S&P 500® Index Due February 4, NYSE Arca, Inc.
2011 +
 
Equity LinKed Securities (ELKS®) Based Upon the Common NYSE Arca, Inc.
Stock of Johnson & Johnson Due 2010 +  
 
Equity LinKed Securities (ELKS®) Based Upon the Common NYSE Arca, Inc.
Stock of International Business Machines Corporation Due 2010+
 
2% Minimum Coupon Principal Protected Notes Based Upon the NYSE Arca, Inc.
Russell 2000® Index Due 2014 +
 
Equity LinKed Securities (ELKS®) Based Upon the Common NYSE Arca, Inc.
Stock of Apple Inc. Due 2010 +
 
Principal-Protected Trust Certificates Linked to the S&P 500® NYSE Arca, Inc.
Index Due 2014 +
 
3% Minimum Coupon Principal Protected Notes Based Upon the NYSE Arca, Inc.
Dow Jones-AIG Commodity IndexSM-Excess Return Due 2014 +
 
Equity LinKed Securities (ELKS®) Based Upon the Common NYSE Arca, Inc.
Stock of Celgene Corporation Due 2010 +
 
Equity LinKed Securities (ELKS®) Based Upon the Common NYSE Arca, Inc.
Stock of NIKE, Inc. Due 2010 +



Buffer Notes Based Upon the Price of Gold Due 2010 +       NYSE Arca, Inc.
 
Principal-Protected Trust Certificates Linked to the Dow Jones NYSE Arca, Inc.
Industrial AverageSM Due 2014 +
 
3% Minimum Coupon Principal Protected Notes Based Upon the NYSE Arca, Inc.
S&P 500 Index® Due 2014 +
 
Equity LinKed Securities (ELKS®) Based Upon the Common NYSE Arca, Inc.
Stock of McDonald’s Corporation Due 2010 +
 
Equity LinKed Securities (ELKS®) Based Upon the Common NYSE Arca, Inc.
Stock of Intel Corporation Due 2010 +
 
3% Minimum Coupon Principal Protected Notes Based Upon the NYSE Arca, Inc.
Russell 2000® Index Due 2014 +
 
Equity LinKed Securities (ELKS®) Based Upon the Common NYSE Arca, Inc.
Stock of The Home Depot, Inc. Due 2010 +
 
Buffer Notes Based Upon the S&P 500® Index Due 2011 + NYSE Arca, Inc.
 
Equity LinKed Securities (ELKS®) Based Upon the Common NYSE Arca, Inc.
Stock of Comcast Corporation Due 2010 +
 
3% Minimum Coupon Principal Protected Notes Based Upon the NYSE Arca, Inc.
S&P MidCap 400® Index Due 2014 +
 
3% Minimum Coupon Principal Protected Notes Based Upon the   NYSE Arca, Inc.
Dow Jones-UBS Commodity IndexSM Due 2014 +
 
Principal-Protected Trust Certificates Linked to the S&P 500® NYSE Arca, Inc.
Index Due 2014 +
 
Fixed Upside Return Notes Based Upon the iShares® Russell 2000 NYSE Arca, Inc.
Index Fund Due 2010 +
 
Equity LinKed Securities (ELKS®) Based Upon the Common NYSE Arca, Inc.
Stock of JPMorgan Chase & Co. Due 2010 +  
 
3% Minimum Coupon Principal Protected Notes Based Upon the NYSE Arca, Inc.
S&P 500 Index® Due 2014 +
 
3% Minimum Coupon Principal Protected Notes Based Upon the NYSE Arca, Inc.
Price of Gold Due 2014 +
 
Buffer Notes Based Upon the S&P 500® Index Due 2011 + NYSE Arca, Inc.
 
Equity LinKed Securities (ELKS®) Based Upon the Common NYSE Arca, Inc.
Stock of General Electric Company Due 2010 +



Equity LinKed Securities (ELKS®) Based Upon the American NYSE Arca, Inc.
Depositary Receipts Representing the Common Shares of Vale      
S.A. Due 2010 +
 
3% Minimum Coupon Principal Protected Notes Based Upon the NYSE Arca, Inc.
Russell 2000® Index Due 2014 +
 
Equity LinKed Securities (ELKS®) Based Upon the Common NYSE Arca, Inc.
Stock of Yahoo! Inc. Due 2010 +
 
Buffer Notes Based Upon the S&P 500® Index Due 2011 + NYSE Arca, Inc.
 
Equity LinKed Securities (ELKS®) Based Upon the Common NYSE Arca, Inc.
Stock of American Express Company Due 2010 +
 
2% Minimum Coupon Principal Protected Notes Based Upon the NYSE Arca, Inc.
Price of Gold Due 2014 +
 
2% Minimum Coupon Principal Protected Notes Based Upon the NYSE Arca, Inc.
S&P 500® Index Due 2014 +  
 
Equity LinKed Securities (ELKS®) Based Upon the Common NYSE Arca, Inc.
Stock of Schlumberger Limited Due 2010 +
 
Buffer Notes Based Upon the Dow Jones Industrial AverageSM NYSE Arca, Inc.
Due 2011 +
 
Equity LinKed Securities (ELKS®) Based Upon the Common NYSE Arca, Inc.
Stock of Wells Fargo & Company Due 2010 +  
 
2% Minimum Coupon Principal Protected Notes Based Upon the NYSE Arca, Inc.
Russell 2000® Index Due 2014 +
 
Equity LinKed Securities (ELKS®) Based Upon the Common NYSE Arca, Inc.
Stock of Bank of America Corporation Due 2010 +
 
Equity LinKed Securities (ELKS®) Based Upon the Common NYSE Arca, Inc.
Stock of Dow Chemical Company Due 2010 +
 
Upturn Notes Based Upon the iShares® MSCI Emerging Markets NYSE Arca, Inc.
Index Fund Due 2011 +
 
2% Minimum Coupon Principal Protected Notes Based Upon the NYSE Arca, Inc.
Price of Gold Due 2014 +
 
Index LeAding StockmarkEt Return Securities (Index LASERSSM) NYSE Arca, Inc.
Based Upon the S&P 500® Index Due 2012 +
 
Tangible Dividend Enhanced Common Stock (T-DECS) New York Stock Exchange

* Issued by Citigroup Global Markets Holdings Inc. and includes registrant’s guaranty with respect thereto.
+ Issued by Citigroup Funding Inc. (CFI), or a subsidiary trust of CFI, and includes registrant’s guaranty with respect thereto.