8-A12B 1 d8a12b.htm FORM 8-A Form 8-A

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

CITIGROUP INC.    CITIGROUP FUNDING INC.
(Exact Name of Registrant as Specified in Its Charter)    (Exact Name of Registrant as Specified in Its Charter)

DELAWARE

(State of Incorporation

or Organization)

  

DELAWARE

(State of Incorporation

or Organization)

52-1568099

(I.R.S. Employer Identification no.)

  

42-1658283

(I.R.S. Employer Identification no.)

399 Park Avenue

New York, New York 10043

(Address of Principal Executive Offices) (Zip Code)

If this form relates to the registration of a

class of securities pursuant to Section 12(b)

of the Exchange Act and is effective

pursuant to General Instruction A.(c), please

check the following box.        x

  

If this form relates to the registration of a

class of securities pursuant to Section 12(g)

of the Exchange Act and is effective

pursuant to General Instruction A.(d), please

check the following box.        ¨

Securities Act registration statement file numbers to which this form relates: 333-157386; 333-157386-01

(If applicable)                                    

Securities to be registered pursuant to Section 12(b) of the Act:

Title of Each Class

    to be so Registered    

  

Name of Each Exchange on Which

    Each Class is to be Registered    

Equity LinKed Securities (ELKS®) Based Upon the Common Stock of NIKE, Inc. Due 2010    NYSE Arca
Securities to be registered pursuant to Section 12(g) of the Act:

None

(Title of class)


Item 1.  Description of Registrants’ Securities to be Registered.

     For a description of the securities to be registered hereunder, reference is made to the information under the heading “Description of Debt Securities” on pages 8 through 20 of the Registrants’ Prospectus dated February 18, 2009 (Registration Nos. 333-157386; 333-157386-01), as supplemented by the information under the heading “Description of the Notes” on pages S-7 through S-32 of the Registrants’ Prospectus Supplement dated February 18, 2009 and the information under the headings “Summary Information — Q&A,” “Risk Factors Relating to the ELKS” and “Description of the ELKS” on pages EPS-2 through EPS-7, EPS-8 through EPS-14 and EPS-15 through EPS-25, respectively, of the Registrants’ ELKS Product Supplement dated February 18, 2009, which information is incorporated herein by reference and made part of this registration statement in its entirety. The description of the ELKS contained in the Pricing Supplement to be filed pursuant to Rule 424(b), which will contain the final terms of the ELKS, the ELKS Product Supplement, Prospectus Supplement and Prospectus is deemed to be incorporated herein by reference and made part of this registration statement in its entirety.

Item 2.  Exhibits.

     99 (A). Prospectus dated February 18, 2009, incorporated by reference to the Registrants’ automatic shelf registration statement on Form S-3 filed on February 18, 2009 (Registration Nos. 333-157386; 157386-01) (the “Registration Statement”).

     99 (B). Prospectus Supplement dated February 18, 2009, incorporated by reference to the Registrants’ filing under Rule 424(b)(2) dated February 18, 2009.

     99 (C). ELKS Product Supplement dated February 18, 2009, incorporated by reference to the Registrants’ filing under Rule 424(b)(2) dated February 19, 2009.

     99 (D). Senior Debt Indenture among the Registrants and The Bank of New York (as successor-in-interest to JPMorgan Chase Bank, N.A.), dated as of June 1, 2005, incorporated by reference to Exhibit 4(b) to the Registrants’ registration statement on Form S-3 filed on March 13, 2006 (Nos. 333-132370, 333-132370-01).

 

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SIGNATURE

     Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, each of the Registrants has duly caused this registration statement or amendment thereto to be signed on its behalf by the undersigned, thereunto duly authorized.

       

Citigroup Inc.

(Registrant)

    By:  

/s/ Joseph J. Martinelli                              

      Name:   Joseph J. Martinelli
      Title:   Assistant Treasurer
   

Citigroup Funding Inc.

(Registrant)

    By:  

/s/ Geoffrey S. Richards                        

      Name:   Geoffrey S. Richards
      Title:  

Executive Vice President and

Assistant Treasurer

Date:    April 21, 2009      
       
       

 

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INDEX TO EXHIBITS

 

    

Exhibit No.

       

Exhibit

  99 (A).      Prospectus dated February 18, 2009, incorporated by reference to the Registration Statement.
  99 (B).      Prospectus Supplement, dated February 18, 2009, incorporated by reference to the Registrants’ filing under Rule 424(b)(2) dated February 18, 2009.
  99 (C).      ELKS Product Supplement dated February 18, 2009, incorporated by reference to the Registrants’ filing under Rule 424(b)(2) dated February 19, 2009.
  99 (D).      Senior Debt Indenture among the Registrants and The Bank of New York (as successor-in-interest to JPMorgan Chase Bank, N.A.), dated as of June 1, 2005, incorporated by reference to Exhibit 4(b) to the Registrants’ registration statement on Form S-3 filed on March 13, 2006 (Nos. 333-132370, 333-132370-01).