8-A12B 1 d8a12b.htm FORM 8-A Form 8-A

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


FORM 8-A

 


FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 


 

CITIGROUP INC.    CITIGROUP FUNDING INC.
(Exact Name of Registrant as Specified in Its Charter)    (Exact Name of Registrant as Specified in Its Charter)

 


 

DELAWARE    DELAWARE

(State of Incorporation

or Organization)

  

(State of Incorporation

or Organization)

52-1568099    42-1658283

(I.R.S. Employer

Identification no.)

  

(I.R.S. Employer

Identification no.)

399 Park Avenue

New York, New York 10043

(Address of Principal Executive Offices) (Zip Code)

 


 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box.   x    If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box.  ¨

 


 

Securities Act registration statement file numbers to which this form relates:    333-132370; 333-132370-01
   (If applicable)
Securities to be registered pursuant to Section 12(b) of the Act:   

 

Title of Each Class
to be so Registered

  

Name of Each Exchange on Which
Each Class is to be Registered

Premium mAndatory Callable Equity-linked secuRitieS (PACERSSM) Based Upon the iShares®

FTSE/Xinhua China 25 Index Fund Due 2009

   American Stock Exchange

Securities to be registered pursuant to Section 12(g) of the Act:

None

(Title of class)

 



Item 1. Description of Registrants’ Securities to be Registered.

For a description of the securities to be registered hereunder, reference is made to the information under the heading “Description of Debt Securities” on pages 8 through 20 of the Registrants’ Prospectus dated March 10, 2006 (Registration Nos. 333-132370; 333-132370-01), as supplemented by the information under the heading “Description of the Notes” on pages S-7 through S-32 of the Registrants’ Prospectus Supplement dated April 13, 2006 and the information under the headings “Summary Information — Q&A,” “Risk Factors Relating to the PACERS” and “Description of the PACERS” on pages PS-2 through PS-7, PS-8 through PS-12 and PS-13 through PS-24, respectively, of the Registrants’ related preliminary Pricing Supplement, Subject to Completion, dated November 27, 2007, which information is incorporated herein by reference and made part of this registration statement in its entirety. The description of the PACERS contained in the final Pricing Supplement, Prospectus Supplement and Prospectus to be filed pursuant to Rule 424(b), which will contain the final terms of the PACERS, is deemed to be incorporated herein by reference and made part of this registration statement in its entirety.

Item 2. Exhibits.

99 (A). Prospectus dated March 10, 2006, incorporated by reference to the Registrants’ automatic shelf registration statement on Form S-3 filed on March 10, 2006 (Registration Nos. 333-132370; 132370-01) (the “Registration Statement”).

99 (B). Prospectus Supplement dated April 13, 2006, incorporated by reference to the Registrants’ filing under Rule 424(b)(2) dated April 13, 2006.

99 (C). Preliminary Pricing Supplement describing the Premium mAndatory Callable Equity-linked secuRitieS (PACERSSM) Based Upon the iShares® FTSE/Xinhua China 25 Index Fund Due 2009, Subject to Completion, dated November 27, 2007, incorporated by reference to the Registrants’ filing under Rule 424(b)(2) dated November 27, 2007.

99 (D). Senior Debt Indenture among the Registrants and The Bank of New York (as successor-in-interest to JPMorgan Chase Bank, N.A.), dated as of June 1, 2005, incorporated by reference to Exhibit 4(b) of the Registration Statement.

 

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SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, each of the Registrants has duly caused this registration statement or amendment thereto to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Citigroup Inc.
  (Registrant)
By:   /s/ C. E. Wainhouse
Name:  

Charles E. Wainhouse

Title:  

Assistant Treasurer

Citigroup Funding Inc.

  (Registrant)
By:   /s/ Geoffrey S. Richards
Name:  

Geoffrey S. Richards

Title:   Vice President and Assistant Treasurer

Date: December 14, 2007

 

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INDEX TO EXHIBITS

 

Exhibit No.  

Exhibit

99(A).   Prospectus dated March 10, 2006, incorporated by reference to the Registration Statement.
99(B).   Prospectus Supplement, dated April 13, 2006, incorporated by reference to the Registrants’ filing under Rule 424(b)(2) dated April 13, 2006.
99(C).   Preliminary Pricing Supplement describing the Premium mAndatory Callable Equity-linked secuRitieS (PACERSSM) Based Upon the iShares® FTSE/Xinhua China 25 Index Fund Due 2009, Subject to Completion, dated November 27, 2007, incorporated by reference to the Registrants’ filing under Rule 424(b)(2) dated November 27, 2007.
99(D).   Senior Debt Indenture among the Registrants and The Bank of New York (as successor-in-interest to JPMorgan Chase Bank N.A.), dated as of June 1, 2005, incorporated by reference to Exhibit 4(b) of the Registration Statement.

 

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