8-A12B 1 d8a12b.htm FORM 8-A Form 8-A

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-A

 


 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

CITIGROUP INC.   CITIGROUP FUNDING INC.
(Exact Name of Registrant as Specified in Its Charter)   (Exact Name of Registrant as Specified in Its Charter)
DELAWARE   DELAWARE

(State of Incorporation

or Organization)

 

(State of Incorporation

or Organization)

52-1568099   42-1658283
(I.R.S. Employer Identification no.)   (I.R.S. Employer Identification no.)

399 Park Avenue

New York, New York 10043

 

388 Greenwich Street, 38th Floor

New York, New York 10013

(Address of Principal Executive Offices) (Zip Code)   (Address of Principal Executive Offices) (Zip Code)

 


 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box.  x   If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box.  ¨

 


 

Securities Act registration statement file number to which this form relates: 333-122925

(If applicable)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

to be so Registered


 

Name of Each Exchange on Which

Each Class is to be Registered


Principal-Protected Equity Linked Notes Based Upon the S&P 500® Index with Potential Supplemental Interest at Maturity Due 2008   American Stock Exchange

 

Securities to be registered pursuant to Section 12(g) of the Act:

 

None

(Title of class)

 



Item 1. Description of Registrants’ Securities to be Registered.

 

For a description of the securities to be registered hereunder, reference is made to the information under the heading “Description of Debt Securities” on pages 9 through 17 of Citigroup Funding Inc.’s (the “Company”) Prospectus dated May 3, 2005 (Registration No. 333-122925), as supplemented by the information under the headings “Summary Information — Q&A”, “Risk Factors Relating to the Notes” and “Description of the Notes” on pages S-3 through S-7, S-8 through S-11 and S-12 through S-19, respectively, of the Company’s related preliminary Prospectus Supplement, Subject to Completion, dated May 25, 2005, which information is incorporated herein by reference and made part of this registration statement in its entirety. The description of the Notes contained in the final Prospectus Supplement and Prospectus to be filed pursuant to Rule 424(b), which will contain the final terms of the Notes, is deemed to be incorporated herein by reference and made part of this registration statement in its entirety.

 

Item 2. Exhibits.

 

99 (A). Prospectus dated May 3, 2005, incorporated by reference to the Company’s filing under Rule 424(b)(5) dated May 24, 2005.

 

99 (B). Preliminary Prospectus Supplement describing the Principal-Protected Equity Linked Notes Based Upon the S&P 500® Index with Supplemental Interest at Maturity Due 2008, Subject to Completion, dated May 25, 2005, incorporated by reference to the Company’s filing under Rule 424(b)(2) dated May 26, 2005.

 

99 (C). Form of Note.

 

99 (D). Senior Debt Indenture among the Registrants and The Bank of New York, dated as of June 1, 2005, incorporated by reference to Exhibit 4(a) of the Registration Statement on Form S-3 of the Registrants filed on May 2, 2005 (Registration No. 333-122925) (the “Registration Statement”).

 

2


SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, each of the Registrants has duly caused this registration statement or amendment thereto to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Citigroup Inc

        (Registrant)

By:

 

/s/ Charles E. Wainhouse


Name:

 

Charles E. Wainhouse

Title:

 

Assistant Treasurer

Citigroup Funding Inc.

        (Registrant)

By:

 

/s/ Scott Freidenrich


Name:

 

Scott Freidenrich

Title:

 

Executive Vice President

 

Date: June 23, 2005

 

3


INDEX TO EXHIBITS

 

Exhibit No.

 

Exhibit


99 (A).   Prospectus dated May 3, 2005, incorporated by reference to the Company’s filing under Rule 424(b)(5) dated May 24, 2005.
99 (B).   Preliminary Prospectus Supplement describing the Principal-Protected Equity Linked Notes Based Upon the S&P 500® Index with Supplemental Interest at Maturity Due 2008, Subject to Completion, dated May 25, 2005, incorporated by reference to the Company’s filing under Rule 424(b)(2) dated May 26, 2005.
99 (C).   Form of Note.
99 (D).   Senior Debt Indenture among the Registrants and The Bank of New York, dated as of June 1, 2005, incorporated by reference to Exhibit 4(a) of the Registration Statement.

 

4