0001181431-13-055168.txt : 20131025 0001181431-13-055168.hdr.sgml : 20131025 20131025155850 ACCESSION NUMBER: 0001181431-13-055168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131024 FILED AS OF DATE: 20131025 DATE AS OF CHANGE: 20131025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO HIGH INCOME FUND CENTRAL INDEX KEY: 0001219360 IRS NUMBER: 383676799 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-3000 MAIL ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21311 FILM NUMBER: 131170864 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER NAME: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER NAME: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 4 1 rrd393509.xml FORM 4 FOR PIMCO HIGH INCOME FUND X0306 4 2013-10-24 0 0001219360 PIMCO HIGH INCOME FUND PHK 0000831001 CITIGROUP INC 399 PARK AVENUE NEW YORK NY 10022 0 0 1 0 Auction Rate Preferred 2013-10-24 4 P 0 1 25000.13 A 7015 I By Subsidiary The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. These Shares represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the issuer which are treated herein as one class of securities consistent with the Reporting Person's prior Section 16 filings made in respect of the issuer. Citigroup Inc., By: /s/ Ali L. Karshan, Assistant Secretary 2013-10-25