0001181431-11-030773.txt : 20110518
0001181431-11-030773.hdr.sgml : 20110518
20110518162507
ACCESSION NUMBER: 0001181431-11-030773
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110517
FILED AS OF DATE: 20110518
DATE AS OF CHANGE: 20110518
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CITIGROUP INC
CENTRAL INDEX KEY: 0000831001
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 521568099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10043
BUSINESS PHONE: 2125591000
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10043
FORMER COMPANY:
FORMER CONFORMED NAME: TRAVELERS GROUP INC
DATE OF NAME CHANGE: 19950519
FORMER COMPANY:
FORMER CONFORMED NAME: TRAVELERS INC
DATE OF NAME CHANGE: 19940103
FORMER COMPANY:
FORMER CONFORMED NAME: PRIMERICA CORP /NEW/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PANDIT VIKRAM S
CENTRAL INDEX KEY: 0001183417
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09924
FILM NUMBER: 11855168
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
rrd312287.xml
X0303
4
2011-05-17
0
0000831001
CITIGROUP INC
C
0001183417
PANDIT VIKRAM S
C/O CITIGROUP INC. CORPORATE LAW DEPT.
425 PARK AVENUE, 2ND FLOOR
NEW YORK
NY
10043
1
1
0
0
Chief Executive Officer
Common Stock
2011-05-17
4
A
0
240732
0
A
294850
D
Common Stock
165900
I
By Trust
Employee Stock Options (Right to Buy)
41.54
2011-05-17
4
A
0
300000
0
A
2021-05-17
Common Stock
300000
300000
D
Employee Stock Options (Right to Buy)
52.50
2011-05-17
4
A
0
100000
0
A
2021-05-17
Common Stock
100000
100000
D
Employee Stock Options (Right to Buy)
60.00
2011-05-17
4
A
0
100000
0
A
2021-05-17
Common Stock
100000
100000
D
The award vests in three equal annual installments beginning on December 31, 2013, subject to certain vesting criteria.
All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011.
The stock options vest in three equal annual installments beginning on the first anniversary of the grant date.
In total (including the employee stock options reported in Table II, above), the Reporting Person directly beneficially owns 800,000 employee stock options representing rights to purchase an equivalent number of shares of common stock, which have various exercise prices, exercise dates and expiration dates.
Vikram S. Pandit by Joseph B. Wollard, Attorney-in-Fact
2011-05-18