0001181431-11-030773.txt : 20110518 0001181431-11-030773.hdr.sgml : 20110518 20110518162507 ACCESSION NUMBER: 0001181431-11-030773 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110517 FILED AS OF DATE: 20110518 DATE AS OF CHANGE: 20110518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521568099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER COMPANY: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PANDIT VIKRAM S CENTRAL INDEX KEY: 0001183417 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09924 FILM NUMBER: 11855168 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rrd312287.xml X0303 4 2011-05-17 0 0000831001 CITIGROUP INC C 0001183417 PANDIT VIKRAM S C/O CITIGROUP INC. CORPORATE LAW DEPT. 425 PARK AVENUE, 2ND FLOOR NEW YORK NY 10043 1 1 0 0 Chief Executive Officer Common Stock 2011-05-17 4 A 0 240732 0 A 294850 D Common Stock 165900 I By Trust Employee Stock Options (Right to Buy) 41.54 2011-05-17 4 A 0 300000 0 A 2021-05-17 Common Stock 300000 300000 D Employee Stock Options (Right to Buy) 52.50 2011-05-17 4 A 0 100000 0 A 2021-05-17 Common Stock 100000 100000 D Employee Stock Options (Right to Buy) 60.00 2011-05-17 4 A 0 100000 0 A 2021-05-17 Common Stock 100000 100000 D The award vests in three equal annual installments beginning on December 31, 2013, subject to certain vesting criteria. All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011. The stock options vest in three equal annual installments beginning on the first anniversary of the grant date. In total (including the employee stock options reported in Table II, above), the Reporting Person directly beneficially owns 800,000 employee stock options representing rights to purchase an equivalent number of shares of common stock, which have various exercise prices, exercise dates and expiration dates. Vikram S. Pandit by Joseph B. Wollard, Attorney-in-Fact 2011-05-18