-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TlPz/GGJs11PSTL5KNhpAG9JRUVW8+7iLir+GN+LGIhppJxSK+lvBT5FKmvoTPha 3D7D5Q2tck1yQapkXgAM7Q== 0001181431-03-021331.txt : 20030902 0001181431-03-021331.hdr.sgml : 20030901 20030902152713 ACCESSION NUMBER: 0001181431-03-021331 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20030902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ON2 TECHNOLOGIES INC CENTRAL INDEX KEY: 0001045280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 841280679 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 145 HUDSON STREET CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 9172370500 MAIL ADDRESS: STREET 1: 645 FIFTH AVE STREET 2: C/O STEVEN SISKIND CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ON2COM INC DATE OF NAME CHANGE: 19990622 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED CAPITAL FUNDING INC DATE OF NAME CHANGE: 19971002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITIGROUP INVESTMENTS INC CENTRAL INDEX KEY: 0001205828 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15117 FILM NUMBER: 03876302 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASSOCIATED MADISON COMPANIES INC CENTRAL INDEX KEY: 0000806395 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15117 FILM NUMBER: 03876303 BUSINESS ADDRESS: STREET 1: 153 E 53RD ST CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2127937338 MAIL ADDRESS: STREET 1: 153 E 53RD ST CITY: NEW YORK STATE: NY ZIP: 10043 FORMER NAME: FORMER CONFORMED NAME: ASSOCIATED MADISON COMPANIES INC/NY/ PRIMERICA CORP DATE OF NAME CHANGE: 19990402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAVELERS INSURANCE CO CENTRAL INDEX KEY: 0000733076 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15117 FILM NUMBER: 03876306 BUSINESS ADDRESS: STREET 1: ONE TOWER SQUARE STREET 2: ATTN FINANCIAL SERVICES LEGAL DIVISION CITY: HARTFORD STATE: CT ZIP: 06183-2020 BUSINESS PHONE: 860-277-0111 MAIL ADDRESS: STREET 1: ONE TOWER SQUARE STREET 2: ATTN FINANCIAL SERVICES LEGAL DIVISION CITY: HARTFORD STATE: CT ZIP: 06183-2020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAVELERS INSURANCE GROUP HOLDINGS INC CENTRAL INDEX KEY: 0001010551 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15117 FILM NUMBER: 03876308 BUSINESS ADDRESS: STREET 1: ONE TOWER SQUARE CITY: HARTFORD STATE: CT ZIP: 06183 BUSINESS PHONE: 8602770111 MAIL ADDRESS: STREET 1: 388 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10013 FORMER NAME: FORMER CONFORMED NAME: TRAVELERS PROPERTY CASUALTY CORP DATE OF NAME CHANGE: 19970307 FORMER NAME: FORMER CONFORMED NAME: TRAVELERS AETNA PROPERTY CASUALTY CORP DATE OF NAME CHANGE: 19960313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAVELERS INDEMNITY CO CENTRAL INDEX KEY: 0000937875 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15117 FILM NUMBER: 03876309 BUSINESS ADDRESS: STREET 1: ONE TOWER SQUARE CITY: HARTFORD STATE: CT ZIP: 06183 BUSINESS PHONE: 2127937338 MAIL ADDRESS: STREET 1: ONE TOWER SQUARE CITY: HARTFORD STATE: CT ZIP: 06183 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITIGROUP ALTERNATIVE INVESTMENTS INC CENTRAL INDEX KEY: 0001205833 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15117 FILM NUMBER: 03876311 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAVELERS PROPERTY CASUALTY CORP CENTRAL INDEX KEY: 0000919482 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15117 FILM NUMBER: 03876307 BUSINESS ADDRESS: STREET 1: ONE TOWER SQUARE CITY: HARTFORD STATE: CT ZIP: 06183 BUSINESS PHONE: 8602770111 MAIL ADDRESS: STREET 1: ONE TOWER SQUARE CITY: HARTFORD STATE: CT ZIP: 06183 FORMER NAME: FORMER CONFORMED NAME: TRAVELERS INSURANCE GROUP INC /CT DATE OF NAME CHANGE: 19990325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITIGROUP INSURANCE HOLDING CORP CENTRAL INDEX KEY: 0001003658 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15117 FILM NUMBER: 03876304 BUSINESS ADDRESS: STREET 1: 3120 BRECKINRIDGE BLVD CITY: DULUTH STATE: GA ZIP: 30199 BUSINESS PHONE: 2127937589 MAIL ADDRESS: STREET 1: 3120 BRECKINRIDGE BLVD CITY: DULUTH STATE: GA ZIP: 30199 FORMER NAME: FORMER CONFORMED NAME: PFS SERVICES INC DATE OF NAME CHANGE: 19990326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15117 FILM NUMBER: 03876310 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER NAME: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER NAME: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER NAME: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 5 1 rrd16998.xml ON2 2003 X0201 52003-12-310 0 1 0001045280 ON2 TECHNOLOGIES INC ONT 0000831001 CITIGROUP INC 399 Park AvenueNew YorkNY100430010 0000937875 TRAVELERS INDEMNITY CO One Tower SquareHartfordCT061830010 0001010551 TRAVELERS INSURANCE GROUP HOLDINGS INC One Tower SquareHartfordCT0010 0000919482 TRAVELERS PROPERTY CASUALTY CORP One Tower SquareHartfordCT061830010 0000733076 TRAVELERS INSURANCE CO One Tower SquareHartfordCT061830010 0001003658 CITIGROUP INSURANCE HOLDING CORP 3120 Breckinridge BoulevardDuluthGA301990010 0000806395 ASSOCIATED MADISON COMPANIES INC 153 East 53rd St.New YorkNY100430010 0001205833 CITIGROUP ALTERNATIVE INVESTMENTS INC 399 Park AvenueNew YorkNY100430010 0001205828 CITIGROUP INVESTMENTS INC 399 PARK AVENUE NEW YORK NY 10043 0010Common Stock2003-04-094S05000000.31D1901400IBy Subsidiary Common Stock2003-08-194S019014001.79D0IBy SubsidiarySeries C-IV Warrants2003-03-254D06970640.02D2003-06-07Common Stock6970640IBy SubsidiarySeries C-V Warrants2003-03-254D013970720.02D2003-06-07Common Stock13970720IBy SubsidiaryThis Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2003 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of August 29, 2003.See General Remarks.As of Ma rch 25, 2003, the Series C-IV Warrants had an exercise price of $1.75 per share and were exercisable immediately.As of March 25, 2003, the Series C-V Warrants had an exercise price of $0.84 per share and were exercisable immediately.All securities reported herein are directly beneficially owned by The Travelers Insurance Company ("TIC") and/or The Travelers Indemnity Company ("Travelers Indemnity"). Citigroup Alternative Investments LLC ("CAI"), an investment adviser registered under Section 203 of the Investment Advisers Act of 1940, manages the investments in the Issuer's securities on behalf of TIC and Travelers Indemnity. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Travelers Indemnity is a wholly owned subsidiary of Travele rs Insurance Group Holdings Inc. ("TIGHI"), which is a wholly owned subsidiary of Travelers Property Casualty Corp. ("TAP"). CAI is a wholly owned subsidiary of Citigroup Investments Inc. ("CII"), which is a wholly owned subsidiary of Citigroup. CAI, CII, TIGHI, TAP, Citigroup Insurance, Associated Madison and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.Citigroup Inc., By Serena D. Moe, Assistant Secretary2003-08-29Travelers Property Casualty Corp., By Paul Eddy, Assistant Secretary2003-08-29The Travelers Insurance Company, By Serena D. Moe, Assistant Secretary2003-08-29Citigroup Alternative Investm ents LLC, By Millie Kim, Secretary2003-08-29Citigroup Investments Inc., By Millie Kim, Secretary2003-08-29The Travelers Indemnity Company, By Paul Eddy, Assistant Secretary2003-08-29Citigroup Insurance Holding Corporation, By Serena D. Moe, Assistant Secretary2003-08-29Travelers Insurance Group Holdings Inc., By Paul Eddy, Assistant Secretary2003-08-29Associated Madison Companies, Inc., By Serena D. Moe, Assistant Secretary2003-08-29 -----END PRIVACY-ENHANCED MESSAGE-----