-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VR+NgR56HBSHHSd7LZCaOQgiIdLuDZV0W9G4SHn4BYn+E+haYlXuYK5ynDfs/QSX eidyYU7C5z7CiOFTbWyT4g== 0000839947-06-000146.txt : 20061004 0000839947-06-000146.hdr.sgml : 20061004 20061004163311 ACCESSION NUMBER: 0000839947-06-000146 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20061004 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20061004 DATE AS OF CHANGE: 20061004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521568099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09924 FILM NUMBER: 061128681 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER COMPANY: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 8-K 1 citigroup8k.htm CITIGROUP 8-K RULE 135C NOTICE

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) October 4, 2006

---------------------------

Citigroup Inc.

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(Exact name of registrant as specified in its charter)

Delaware 1-9924 52-1568099

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(State or other (Commission (IRS Employer

jurisdiction of File Number) Identification No.)

incorporation)

399 Park Avenue, New York, New York 10043

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(Address of principal executive offices) (Zip Code)

(212) 559-1000

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(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation

of the registrant under any of the following provisions:

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Citigroup Inc.

Current Report on Form 8-K

Item 8.01 Other Events.

Notices filed pursuant to Rule 135c under the Securities Act of 1933 relating to issuances by Citigroup Inc. in 2003 made pursuant to Regulation S under the Securities Act of 1933 and under the Securities Law of Japan.

Item 9.01 Financial Statements and Exhibits.

Exhibit Number

99.1	Rule 135c Notice relating to Citigroup’s Yen 9^th Series.

99.2	Rule 135c Notice relating to Citigroup’s Yen 10^th Series.

99.3	Rule 135c Notice relating to Citigroup’s Yen 11^th Series.

99.4	Rule 135c Notice relating to Citigroup’s Yen 12^th Series.

99.5	Rule 135c Notice relating to Citigroup’s Yen 13^th Series.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused

this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: October 4, 2006 CITIGROUP

By: /s/ Michael J. Tarpley

Name: Michael J. Tarpley

Title: Assistant Secretary

EXHIBIT INDEX

Exhibit Number

99.1	Rule 135c Notice relating to Citigroup’s Yen 9^th Series.

99.2	Rule 135c Notice relating to Citigroup’s Yen 10^th Series.

99.3	Rule 135c Notice relating to Citigroup’s Yen 11^th Series.

99.4	Rule 135c Notice relating to Citigroup’s Yen 12^th Series.

99.5	Rule 135c Notice relating to Citigroup’s Yen 13^th Series.

EX-99.1 2 rule135cnotice1.htm EXHIBIT 99.1 - RULE 135C NOTICE - CITIGROUP JAPANESE YEN BONDS 9TH SERIES (2003) Exhibit 99.1 - Rule 135c Notice - Citigroup Japanese Yen Bonds—9th Series (2003)

Exhibit 99.1

Citigroup Inc.

Japanese Yen Bonds—9^th Series (2003)

The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.

1.	Issuer:	Citigroup Inc.
2.	Specified Currency:	Japanese Yen
3.	Nominal Amount:	110,000,000,000 Yen
4.	Specified Denominations:	100,000,000 Yen
5.	Issue Date:	June 4, 2003
6.	Issue Price:	100% of the Nominal Amount
7.	Maturity Date:	June 4, 2008
8.	Interest Basis:	Fixed rate of interest from, and including, June 5, 2003 to, but excluding, the Maturity Date.
9.	Redemption/Payment Basis:	Redemption at par
10.	Status of the Notes:	Senior
11.	Listing:	None
12.	Form of Bonds:	Bearer
PROVISIONS RELATING TO INTEREST
13.	Fixed Rate Note Provisions:	Applicable
	Rate of Interest:	0.49% per annum, payable semi-annually in arrears
	(i) Interest Payment Dates:	June 4 and December 4 in each year, subject to following Business Day convention.
	(ii) Day Count Fraction:	30/360 (equal semi-annual payments); Actual/365 in the event of any period of less than a full semi-annual period
	(iii) Business Days:	Tokyo
PROVISIONS RELATING TO REDEMPTION
14.	Final Redemption Amount:	Par
15.	Early Redemption Amount:	Par, payable on redemption for taxation reasons or on event of default
DISTRIBUTION
16.	TEFRA:	D Rules applicable

EX-99.2 3 rule135cnotice2.htm EXHIBIT 99.2 - RULE 135C NOTICE - CITIGROUP JAPANESE YEN BONDS 10TH SERIES (2003) Exhibit 99.2 - Rule 135c Notice - Citigroup Japanese Yen Bonds—10th Series (2003)

Exhibit 99.2

Citigroup Inc.

Japanese Yen Bonds—10^th Series (2003)

1.	Issuer:	Citigroup Inc.
2.	Specified Currency:	Japanese Yen
3.	Nominal Amount:	25,000,000,000 Yen
4.	Specified Denominations:	100,000,000 Yen
5.	Issue Date:	June 4, 2003
6.	Issue Price:	100% of the Nominal Amount
7.	Maturity Date:	June 4, 2010
8.	Interest Basis:	Fixed rate of interest from, and including, June 5, 2003 to, but excluding, the Maturity Date.
9.	Redemption/Payment Basis:	Redemption at par
10.	Status of the Notes:	Senior
11.	Listing:	None
12.	Form of Bonds:	Bearer
PROVISIONS RELATING TO INTEREST
13.	Fixed Rate Note Provisions:	Applicable
	Rate of Interest:	0.70% per annum, payable semi-annually in arrears
	(i) Interest Payment Dates:	June 4 and December 4 in each year, subject to following Business Day convention.
	(ii) Day Count Fraction:	30/360 (equal semi-annual payments); Actual/365 in the event of any period of less than a full semi-annual period
	(iii) Business Days:	Tokyo
PROVISIONS RELATING TO REDEMPTION
14.	Final Redemption Amount:	Par
15.	Early Redemption Amount:	Par, payable on redemption for taxation reasons or on event of default
DISTRIBUTION
16.	TEFRA:	D Rules applicable

EX-99.3 4 rule135cnotice3.htm EXHIBIT 99.3 - RULE 135C NOTICE - CITIGROUP JAPANESE YEN BONDS 11TH SERIES (2003) Exhibit 99.3 - Rule 135c Notice - Citigroup Japanese Yen Bonds—11th Series (2003)

Exhibit 99.3

Citigroup Inc.

Japanese Yen Bonds—11^th Series (2003)

1.	Issuer:	Citigroup Inc.
2.	Specified Currency:	Japanese Yen
3.	Nominal Amount:	10,000,000,000 Yen
4.	Specified Denominations:	100,000,000 Yen
5.	Issue Date:	June 4, 2003
6.	Issue Price:	100% of the Nominal Amount
7.	Maturity Date:	June 4, 2013
8.	Interest Basis:	Fixed rate of interest from, and including, June 5, 2003 to, but excluding, the Maturity Date.
9.	Redemption/Payment Basis:	Redemption at par
10.	Status of the Notes:	Senior
11.	Listing:	None
12.	Form of Bonds:	Bearer
PROVISIONS RELATING TO INTEREST
13.	Fixed Rate Note Provisions:	Applicable
	Rate of Interest:	0.95% per annum, payable semi-annually in arrears
	(i) Interest Payment Dates:	June 4 and December 4 in each year, subject to following Business Day convention.
	(ii) Day Count Fraction:	30/360 (equal semi-annual payments); Actual/365 in the event of any period of less than a full semi-annual period
	(iii) Business Days:	Tokyo
PROVISIONS RELATING TO REDEMPTION
14.	Final Redemption Amount:	Par
15.	Early Redemption Amount:	Par, payable on redemption for taxation reasons or on event of default
DISTRIBUTION
16.	TEFRA:	D Rules applicable

EX-99.4 5 rule135cnotice4.htm EXHIBIT 99.4 - RULE 135C NOTICE - CITIGROUP JAPANESE YEN BONDS 12TH SERIES (2003) Exhibit 99.4 - Rule 135c Notice - Citigroup Japanese Yen Bonds—12th Series (2003)

Exhibit 99.4

Citigroup Inc.

Japanese Yen Bonds—12^th Series (2003)

1.	Issuer:	Citigroup Inc.
2.	Specified Currency:	Japanese Yen
3.	Nominal Amount:	10,000,000,000 Yen
4.	Specified Denominations:	100,000,000 Yen
5.	Issue Date:	June 4, 2003
6.	Issue Price:	100% of the Nominal Amount
7.	Maturity Date:	June 4, 2018
8.	Interest Basis:	Fixed rate of interest from, and including, June 5, 2003 to, but excluding, the Maturity Date.
9.	Redemption/Payment Basis:	Redemption at par
10.	Status of the Notes:	Senior
11.	Listing:	None
12.	Form of Bonds:	Tokyo
PROVISIONS RELATING TO INTEREST
13.	Fixed Rate Note Provisions:	Applicable
	Rate of Interest:	1.27% per annum, payable semi-annually in arrears
	(i) Interest Payment Dates:	June 4 and December 4 in each year. subject to following Business Day convention.
	(ii) Day Count Fraction:	30/360 (equal semi-annual payments); Actual/365 in the event of any period of less than a full semi-annual period
	(iii) Business Days:	Tokyo
PROVISIONS RELATING TO REDEMPTION
14.	Final Redemption Amount:	Par
15.	Early Redemption Amount:	Par, payable on redemption for taxation reasons or on event of default
DISTRIBUTION
16.	TEFRA:	D Rules applicable

EX-99.5 6 rule135cnotice5.htm EXHIBIT 99.5 - RULE 135C NOTICE - CITIGROUP JAPANESE YEN BONDS 13TH SERIES (2003) Exhibit 99.5 - Rule 135c Notice - Citigroup Japanese Yen Bonds—13th Series (2003)

Exhibit 99.5

Citigroup Inc.

Japanese Yen Bonds—13^th Series (2003)

1.	Issuer:	Citigroup Inc.
2.	Specified Currency:	Japanese Yen
3.	Nominal Amount:	10,000,000,000 Yen
4.	Specified Denominations:	100,000,000 Yen
5.	Issue Date:	June 4, 2003
6.	Issue Price:	100% of the Nominal Amount
7.	Maturity Date:	June 2, 2023
8.	Interest Basis:	Fixed rate of interest from, and including, June 5, 2003 to, but excluding, the Maturity Date.
9.	Redemption/Payment Basis:	Redemption at par
10.	Status of the Notes:	Senior
11.	Listing:	None
12.	Form of Bonds:	Bearer
PROVISIONS RELATING TO INTEREST
13.	Fixed Rate Note Provisions:	Applicable
	Rate of Interest:	1.46% per annum, payable semi-annually in arrears
	(i) Interest Payment Dates:	June 4 and December 4 in each year and on the Maturity Date (short last coupon), subject to following Business Day convention.
	(ii) Day Count Fraction:	30/360 (equal semi-annual payments); Actual/365 in the event of any period of less than a full semi-annual period
	(iii) Business Days:	Tokyo
PROVISIONS RELATING TO REDEMPTION
14.	Final Redemption Amount:	Par
15.	Early Redemption Amount:	Par, payable on redemption for taxation reasons or on event of default
DISTRIBUTION
16.	TEFRA:	D Rules applicable

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