-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C+HNk4nN6iowdj+ncBAh9AiPZ/0waL2nOmgt/QXdXsdOu5w5+Zsag+wc+UdQgj4Z XRXy0f5t6SQAsGUOyYonug== 0000839947-06-000134.txt : 20060831 0000839947-06-000134.hdr.sgml : 20060831 20060831170402 ACCESSION NUMBER: 0000839947-06-000134 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20060831 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060831 DATE AS OF CHANGE: 20060831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521568099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09924 FILM NUMBER: 061069143 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER COMPANY: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 8-K 1 citigroup8k.htm CITIGROUP INC. 2006 135C NOTICES CITIGROUP INC. 2006 135C NOTICES
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) August 31, 2006
---------------------------

Citigroup Inc.
--------------------------------------------------------------------------------
(Exact name of registrant as specified in its charter)

                            Delaware                                          1-9924                                     52-1568099
                        ---------------                                    -----------                              -------------------
                        (State or other                                   (Commission                                (IRS Employer
                         jurisdiction of                                    File Number)                              Identification No.)
                         incorporation)

399 Park Avenue, New York, New York 10043
--------------------------------------------------------------------------------
(Address of principal executive offices) (Zip Code)

(212) 559-1000
--------------------------------------------------------------------------------
(Registrant's telephone number, including area code)

                         Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of
                         the registrant under any of the following provisions:

                         [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

                         [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

                         [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

                         [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

 
 
 
 



Citigroup Inc.
Current Report on Form 8-K
                       Item 8.01 Other Events.

                    Notices filed pursuant to Rule 135c under the Securities Act of 1933 relating to issuances
          by Citigroup Inc. in 2003 made pursuant to Regulation S under the Securities Act of 1933.

                      Item 9.01 Financial Statements and Exhibits.


      (c) Exhibits.

Exhibit Number

99.1  
Rule 135c Notice relating to Citigroup’s CHF 300,000,000 2.25% notes due December 2008.
99.2  
Rule 135c Notice relating to Citigroup’s EUR 750,000,000 floating rate notes due November 2008.
99.3  
Rule 135c Notice relating to Citigroup’s GBP 250,000,000 5.50% notes due November 2015.
99.4  
Rule 135c Notice relating to Citigroup’s GBP 600,000,000 5.15% notes due May 2026.
99.5  
Rule 135c Notice relating to Citigroup’s GBP 800,000,000 5.125% notes due December 2018.
99.6  
Rule 135c Notice relating to Citigroup’s USD 500,000,000 3.875% notes due December 2008.




 
 
 


 
 
                                                                                          SIGNATURE

                                Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly
                    caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


                    Dated: August 31, 2006                                             CITIGROUP INC.

                                                                                                      By: /s/ Michael J. Tarpley 
                                                                                                      Name: Michael J. Tarpley
                                                                                                      Title: Assistant Secretary




 
 
 

EXHIBIT INDEX


Exhibit Number

99.1  
Rule 135c Notice relating to Citigroup’s CHF 300,000,000 2.25% notes due December 2008.
99.2  
Rule 135c Notice relating to Citigroup’s EUR 750,000,000 floating rate notes due November 2008.
99.3  
Rule 135c Notice relating to Citigroup’s GBP 250,000,000 5.50% notes due November 2015.
99.4  
Rule 135c Notice relating to Citigroup’s GBP 600,000,000 5.15% notes due May 2026.
99.5  
Rule 135c Notice relating to Citigroup’s GBP 800,000,000 5.125% notes due December 2018.
99.6  
Rule 135c Notice relating to Citigroup’s USD 500,000,000 3.875% notes due December 2008.

EX-99.1 2 rule135cnotice1.htm EXHIBIT 99.1 - RULE 135C NOTICE - CITIGROUP CHF 300,000,000 2.25% NOTES DUE DECEMBER 2008 EXHIBIT 99.1 - Rule 135 C Notice CHF 300,000,000 2.25% Notes due December 2008
EXHIBIT 99.1

Citigroup Inc.
CHF 300,000,000 2.25% Notes due December 2008
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.

1.  
 
Issuer:
Citigroup Inc.
2.  
 
Specified Currency:
Swiss Francs ("CHF").
3.  
 
Aggregate Nominal Amount:
CHF 300,000,000.
4.  
 
Issue Price:
 
100.61% of the Aggregate Nominal Amount.
5.  
 
Specified Denominations:
CHF 5,000 and integral multiples thereof.
6.  
 
Issue Date:
29 August 2003.
7.  
 
Maturity Date:
29 December 2008.
8.  
 
Interest Basis:
Fixed Rate.
9.  
 
Redemption/Payment Basis:
Redemption at Par.
10.  
 
Status of the Notes:
Senior.
11.  
 
Listing:
SWX Swiss Exchange.
PROVISIONS RELATING TO INTEREST
12.  
 
Fixed Rate Note Provisions:
Applicable.
 
(i) Rate of Interest:
2.25% per annum payable annually in arrears.
 
(ii) Interest Payment Dates:
29 December in each year, commencing 29 December 2003 (short first coupon).
 
(iii) Fixed Coupon Amount:
CHF 37.50 per Note of CHF 5,000 only in respect of the Interest Payment Date falling on 29 December 2003 and, thereafter, CHF 112.50 per Note of CHF 5,000
 
(iv) Day Count Fraction:
30/360
PROVISIONS RELATING TO REDEMPTION
13.  
 
Final Redemption Amount:
Par.
14.  
 
Early Redemption Amount:
Par, payable on redemption for taxation reasons or on event of default
GENERAL PROVISIONS APPLICABLE TO THE NOTES
15.  
 
Form of Notes:
Permanent Global Note in bearer form
16.  
 
Additional Financial Center relating to Payment Dates:
Zurich.
 
OPERATIONAL INFORMATION
17.  
 
ISIN Code:
CH0016482165.
18.  
 
Common Code:
017360795.
19.  
 
Any clearing system other than Euroclear and Clearstream and the relevant identification number:
SIS SegaInterSettle AG, Swiss Security No. 1.648.216.
EX-99.2 3 rule135cnotice2.htm EXHIBIT 99.2 - RULE 135C NOTICE - CITIGROUP EUR 750,000,000 FLOATING RATE NOTES DUE NOVEMBER 2008 EXHIBIT 99.2 - Rule 135 C Notice EUR 750,000,000 Floating Rate Notes due November 2008
EXHIBIT 99.2

CITIGROUP INC.
EUR 750,000,000 Floating Rate Notes due November 2008
under the
Euro Medium Term Note Series B Programme
 
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1.  
 
Issuer:
 
Citigroup Inc.
 
2.  
 
Specified Currency:
 
Euro ("EUR")
 
3.  
 
Aggregate Nominal Amount of Series:
 
EUR 750,000,000
 
4.  
 
Issue Price:
 
99.761% of the Aggregate Nominal Amount
 
5.  
 
Specified Denominations:
 
EUR 1,000, EUR 10,000, EUR 100,000
 
6.  
 
Issue Date:
 
10 November 2003
 
7.  
 
Maturity Date:
 
10 November 2008
 
8.  
 
Interest Basis:
 
Floating Rate (as specified below)
 
9.  
 
Redemption/Payment Basis:
 
Redemption at par
 
10.  
 
Status of the Notes:
 
Senior
 
11.  
 
Listing:
 
Luxembourg Stock Exchange
 
PROVISIONS RELATING TO INTEREST PAYABLE
 
12.  
 
Floating Rate Note Provisions
 
Applicable 
 
(i) Interest Payment Dates:
 
Interest will be paid quarterly in arrears on 10 February, 10 May, 10 August and 10 November in each year, ending on the Maturity Date, subject to adjustment in accordance with the Business Day Convention
 
 
(ii) Business Day Convention:
 
Modified Following Business Day Convention
 
 
(iii) Manner in which the Rate of Interest is to be determined:
 
Screen Rate Determination
 
(iv) Screen Rate Determination:
 
  
 
- Reference Rate:
 
3 month EURIBOR
 
- Relevant Screen Page:
 
Telerate page 248
 
- Interest Determination Dates:
 
The second day on which the TARGET system is open prior to the start of each Interest Period
 
 
- Relevant Time:
 
11.00 a.m. Brussels time
 
- Relevant Financial Centre:
 
London/Euro-zone
 
(v) Margin:
 
0.10% per annum
 
(vi) Minimum Rate of Interest:
 
Not Applicable
 
(vii) Maximum Rate of Interest:
 
Not Applicable
 
(viii) Day Count Fraction:
 
Actual/360
 
(ix) Business Days:
 
TARGET and London
PROVISIONS RELATING TO REDEMPTION
 
13.  
 
Final Redemption Amount:
 
Par
14.  
 
Early Redemption Amount:
 
Par, payable on redemption for taxation purposes or on event of default
GENERAL PROVISIONS APPLICABLE TO THE NOTES
15.  
 
Form of Notes:
 
Bearer Notes
16.  
 
Redenomination, renominalisation and reconventioning provisions:
 
Not Applicable
 
17.  
 
Consolidation provisions:
 
Not Applicable
 
DISTRIBUTION
 
18.  
 
TEFRA:
 
The D Rules are applicable
OPERATIONAL INFORMATION
 
19.  
 
ISIN Code:
 
XS0179932677
20.  
 
Common Code:
 
017993267
EX-99.3 4 rule135cnotice3.htm EXHIBIT 99.3 - RULE 135C NOTICE - CITIGROUP GBP 250,000,000 5.50% NOTES DUE NOVEMBER 2015 EXHIBIT 99.3 - Rule 135 C Citigroup GBP 250,000,000 5.50% Notes due November 2015
EXHIBIT 99.3<?xml:namespace prefix = o ns = "urn:schemas-microsoft-com:office:office" />
 
CITIGROUP INC.
GBP 250,000,000 5.50% Notes due November 2015
under the
Euro Medium Term Note Programme
 
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1.                
Issuer:
Citigroup Inc.
2.                
Specified Currency:
British Pounds Sterling ("GBP")
3.                
Aggregate Nominal Amount of Series:
GBP 250,000,000
4.                
Issue Price:
99.597% of the Aggregate Nominal Amount
5.                
Specified Denominations:
GBP 1,000, GBP 10,000 and GBP 100,000
6.                
Issue Date:
18 November 2003
7.                
Maturity Date:
18 November 2015
8.                
Interest Basis:
Fixed Rate
9.                
Redemption/Payment Basis:
Redemption at par
10.             
Status of the Notes:
Senior
11.             
Listing:
Luxembourg Stock Exchange
PROVISIONS RELATING TO INTEREST PAYABLE
12.             
Fixed Rate Note Provisions
Applicable
 
(i)            Rate of Interest:
5.50% per annum payable annually in arrears
 
(ii)           Interest Payment Dates:
18 November in each year
 
(iii)          Fixed Coupon Amounts:
GBP 55 per Note of GBP 1,000 in Nominal Amount; GBP 550 per Note of GBP 10,000 in Nominal Amount and GBP 5,500 per Note of GBP 100,000 in Nominal Amount
 
(iv)           Day Count Fraction:
Actual/Actual
 
(v)           Business Day:
London
PROVISIONS RELATING TO REDEMPTION
13.               
Final Redemption Amount
Par
14.               
Early Redemption Amount
Par, payable on redemption for taxation reasons or on event of default
GENERAL PROVISIONS APPLICABLE TO THE NOTES
15.               
Form of Notes:
Bearer Notes
16.               
Redenomination, renominalisation and reconventioning provisions:
Not Applicable
DISTRIBUTION
17.               
TEFRA:
The D Rules are applicable
OPERATIONAL INFORMATION
18.               
ISIN Code:
XS0180008905
19.               
Common Code:
018000890
EX-99.4 5 rule135cnotice4.htm EXHIBIT 99.4 - RULE 135C NOTICE - CITIGROUP GBP 600,000,000 5.15% NOTES DUE MAY 2026 EXHIBIT 99.4 - Rule 135 C Notice - Citigroup GBP 600,000,000 5.15% Notes due May 2026
EXHIBIT 99.4<?xml:namespace prefix = o ns = "urn:schemas-microsoft-com:office:office" />
 
Citigroup Inc.
GBP 600,000,000 5.15% Notes due May 2026
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1.                  
Issuer:
Citigroup Inc.
2.                  
Specified Currency:
British pounds sterling (“GBP”)
3.                  
Aggregate Nominal Amount:
GBP 600,000,000
4.                  
Issue Price:
99.545% of the Aggregate Nominal Amount
5.                  
Specified Denominations:
GBP 1,000, GBP 10,000 and GBP 100,000
6.                  
Issue Date:
21 May 2003
7.                  
Maturity Date:
21 May 2026
8.                  
Interest Basis:
Fixed Rate
9.                  
Redemption/Payment Basis:
Redemption at par
10.               
Status of the Notes:
Senior
11.               
Listing:
Luxembourg Stock Exchange
PROVISIONS RELATING TO INTEREST PAYABLE
12.               
Fixed Rate Note Provisions:
Applicable
 
(i)                Rate of Interest:
5.15% per annum payable annually in arrears
 
(ii)              Interest Payment Date:
21 May in each year, commencing 21 May 2004, subject to Following Business Day convention.
 
(iii)             Fixed Coupon Amounts:
GBP 51.50 per Note of GBP 1,000, GBP 515 per Note of GBP 10,000 and GBP 5,150 per Note of GBP 100,000
 
(iv)             Day Count Fraction:
Actual/Actual
 
(v)              Business Day:
London and New York
PROVISIONS RELATING TO REDEMPTION
13.               
Final Redemption Amount:
Par
14.               
Early Redemption Amount:
Par, payable upon redemption for taxation reasons or on event of default
GENERAL PROVISIONS APPLICABLE TO THE NOTES
15.               
Form of Notes:
Bearer Notes
16.               
Redenomination, renominalisation and reconventioning provisions:
Applicable
17.               
Consolidation provisions:
Applicable
DISTRIBUTION
18.               
TEFRA:
The D Rules are applicable
OPERATIONAL INFORMATION
19.               
ISIN Code:
XS0168658853
20.               
Common Code:
016865885
EX-99.5 6 rule135cnotice5.htm EXHIBIT 99.5 - RULE 135C NOTICE - CITIGROUP GBP 800,000,000 5.125% SUBORDINATED NOTES DUE DECEMBER 2018 Reporting Period
EXHIBIT 99.5<?xml:namespace prefix = o ns = "urn:schemas-microsoft-com:office:office" />
 
 
Citigroup Inc.
GBP 800,000,000 5.125% Subordinated Notes due December 2018
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1.                  
Issuer:
Citigroup Inc.
2.                  
Specified Currency:
British pounds sterling (“GBP”)
3.                  
Aggregate Nominal Amount:
GBP 800,000,000
4.                  
Issue Price:
99.997% of the Aggregate Nominal Amount
5.                  
Specified Denominations:
GBP 1,000, GBP 10,000 and GBP 100,000
6.                  
Issue Date:
1 August 2003
7.                  
Maturity Date:
12 December 2018
8.                  
Interest Basis:
Fixed Rate
9.                  
Redemption/Payment Basis:
Redemption at par
10.               
Status of the Notes:
Subordinated
11.               
Listing:
Luxembourg Stock Exchange
PROVISIONS RELATING TO INTEREST PAYABLE
12.               
Fixed Rate Note Provisions:
Applicable
 
(i)                Rate of Interest:
5.125% per annum payable annually in arrears
 
(ii)              Interest Payment Dates:
12 December in each year, subject to Following Business Day convention
 
(iii)             Fixed Coupon Amounts:
GBP 51.25 per Note of GBP 1,000, GBP 512.50 per Note of GBP 10,000 and GBP 5,125 per Note of GBP 100,000.
 
(iv)             Day Count Fraction:
Actual/Actual
 
(v)              Business Day:
London
 
(vi)             Broken Amounts:
Short first coupon on 12 December 2003 of GBP 18.67 per Note of GBP 1,000.
PROVISIONS RELATING TO REDEMPTION
13.               
Final Redemption Amount:
Par
14.               
Early Redemption Amount:
 
Par, payable on redemption for taxation reasons or on event of default.
GENERAL PROVISIONS APPLICABLE TO THE NOTES
15.               
Form of Notes:
Bearer Notes
16.               
Redenomination, renominalisation and reconventioning provisions:
Applicable
17.               
Consolidation provisions:
Applicable
DISTRIBUTION
18.               
TEFRA:
The D Rules are applicable
OPERATIONAL INFORMATION
19.               
ISIN Code:
XS0173603969
20.               
Common Code:
0173603969
EX-99.6 7 rule135cnotice6.htm EXHIBIT 99.6 - RULE 135C NOTICE - CITIGROUP USD 500,000,000 3.875% NOTES DUE DECEMBER 2008 EXHIBIT 99.6 - Rule 135c Notice - Citigroup USD 500,000,000 3.875% Notes due December 2008
EXHIBIT 99.6<?xml:namespace prefix = o ns = "urn:schemas-microsoft-com:office:office" />
 
CITIGROUP INC.
USD 500,000,000 3.875% Notes due December 2008
under the
Euro Medium Term Note Programme
 
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1.                
Issuer:
Citigroup Inc.
2.                
Specified Currency:
United States Dollars ("USD")
3.                
Aggregate Nominal Amount of Series:
USD 500,000,000
4.                
Issue Price:
101.364% of the Aggregate Nominal Amount
5.                
Specified Denominations:
USD 1,000, USD 10,000 and USD 100,000
6.                
Issue Date:
12 November 2003
7.                
Maturity Date:
15 December 2008
8.                
Interest Basis:
Fixed Rate
9.                
Redemption/Payment Basis:
Redemption at par
10.             
Status of the Notes:
Senior
11.             
Listing:
Luxembourg Stock Exchange
PROVISIONS RELATING TO INTEREST PAYABLE
12.             
Fixed Rate Note Provisions
Applicable
 
(i)            Rate of Interest:
3.875% per annum payable annually in arrears
 
(ii)           Interest Payment Dates:
15 December in each year subject to Following Business Day convention
 
(iii)          Fixed Coupon Amounts:
USD 38.75 per Note of USD 1,000 in Nominal Amount; USD 387.50 per Note of USD 10,000 in Nominal Amount; and USD 3,875.00 per Note of USD 100,000 in Nominal Amount
 
(iv)           Day Count Fraction:
30/360
 
(v)           Broken Amounts:
There will be a long initial Interest Period from and including the Issue Date to but excluding the first Interest Payment Date.  In respect of the initial Interest Period only, the Fixed Coupon Amounts were:  USD 42.30 per Note of USD 1,000 in Nominal Amount; USD 423.02 per Note of USD 10,000 in Nominal Amount and USD 4,230.21 per Note of USD 100,000 in Nominal Amount.
PROVISIONS RELATING TO REDEMPTION
13.               
Final Redemption Amount
Par
14.               
Early Redemption Amount
Par, payable upon redemption for taxation reasons or on event of default.
GENERAL PROVISIONS APPLICABLE TO THE NOTES
15.               
Form of Notes:
Bearer Notes
16.               
Redenomination, renominalisation and reconventioning provisions:
Not Applicable
17.               
Consolidation provisions:
Not Applicable
DISTRIBUTION
18.               
TEFRA:
The D Rules are applicable
OPERATIONAL INFORMATION
19.               
ISIN Code:
XS0179936231
20.               
Common Code:
017993623
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