-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MELdfOlnvivUhK3ubGB/WPwjOVjXHXhMf8Sw85ADO2XZNhuO/OZrGa/zyGgdYiwc G9foPtm2EPS2tSsAcu4y6g== 0000839947-06-000122.txt : 20060801 0000839947-06-000122.hdr.sgml : 20060801 20060801163844 ACCESSION NUMBER: 0000839947-06-000122 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 11 CONFORMED PERIOD OF REPORT: 20060801 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060801 DATE AS OF CHANGE: 20060801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521568099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09924 FILM NUMBER: 06994883 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER COMPANY: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 8-K 1 citigroup135cnotices.htm CITIGROUP INC. 135C NOTICES Citigroup Inc. 135c Notices
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) August 1, 2006
---------------------------

Citigroup Inc.
--------------------------------------------------------------------------------
(Exact name of registrant as specified in its charter)

                                     Delaware                               1-9924                              52-1568099
                                  ---------------                        -----------                       -------------------
                                  (State or other                        (Commission                       (IRS Employer
                                   jurisdiction of                         File Number)                     Identification No.)
                                   incorporation)

399 Park Avenue, New York, New York 10043
--------------------------------------------------------------------------------
(Address of principal executive offices) (Zip Code)

(212) 559-1000
--------------------------------------------------------------------------------
(Registrant's telephone number, including area code)

                                        Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation
                                        of the registrant under any of the following provisions:

                                        [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

                                        [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

                                        [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

                                        [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Citigroup Inc.
Current Report on Form 8-K
              Item 8.01 Other Events.

            Notices filed pursuant to Rule 135c under the Securities Act of 1933 relating to issuances by Citigroup Inc. in 2004 made
   pursuant to Regulation S under the Securities Act of 1933.

              Item 9.01 Financial Statements and Exhibits.


       (c) Exhibits.

Exhibit Number

99.1  
Rule 135c Notice relating to Citigroup’s AUD 700,000,000 5.75% notes due February 2007.
99.2  
Rule 135c Notice relating to Citigroup’s AUD 750,000,000 6.000% notes due February 2009.
99.3  
Rule 135c Notice relating to Citigroup’s CHF 450,000,000 1.50% notes due April 2008.
99.4  
Rule 135c Notice relating to Citigroup’s CHF 650,000,000 3.00% notes due December 2014.
99.5  
Rule 135c Notice relating to Citigroup’s EUR 1,000,000,000 floating rate notes due June 2011.
99.6  
Rule 135c Notice relating to Citigroup’s EUR 2,500,000,000 5.00% notes due August 2019.
99.7  
Rule 135c Notice relating to Citigroup’s EUR 600,000,000 floating rate notes due July 2009.
99.8  
Rule 135c Notice relating to Citigroup’s GBP 400,000,000 5.857% subordinated notes due July 2024.
99.9  
Rule 135c Notice relating to Citigroup’s GBP 700,000,000 floating rate notes due March 2009.
99.10  
Rule 135c Notice relating to Citigroup’s SGD 230,000,000 3.83% notes due March 2014.

 

 

SIGNATURE

                              Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused
                 this report to be signed on its behalf by the undersigned hereunto duly authorized.


                 Dated: August 1, 2006                                                      
                                                                                                                      CITIGROUP INC.
 
 
                                        By: /s/ Michael J. Tarpley  
                                   Name:     Michael J. Tarpley
                                     Title:     Assistant Secretary





EXHIBIT INDEX


Exhibit Number

99.1  
Rule 135c Notice relating to Citigroup’s AUD 700,000,000 5.75% notes due February 2007.
99.2  
Rule 135c Notice relating to Citigroup’s AUD 750,000,000 6.000% notes due February 2009.
99.3  
Rule 135c Notice relating to Citigroup’s CHF 450,000,000 1.50% notes due April 2008.
99.4  
Rule 135c Notice relating to Citigroup’s CHF 650,000,000 3.00% notes due December 2014.
99.5  
Rule 135c Notice relating to Citigroup’s EUR 1,000,000,000 floating rate notes due June 2011.
99.6  
Rule 135c Notice relating to Citigroup’s EUR 2,500,000,000 5.00% notes due August 2019.
99.7  
Rule 135c Notice relating to Citigroup’s EUR 600,000,000 floating rate notes due July 2009.
99.8  
Rule 135c Notice relating to Citigroup’s GBP 400,000,000 5.857% subordinated notes due July 2024.
99.9  
Rule 135c Notice relating to Citigroup’s GBP 700,000,000 floating rate notes due March 2009.
99.10    Rule 135c Notice relating to Citigroup’s SGD 230,000,000 3.83% notes due March 2014.
 
 EX-99.1 2 rule135cnotice1.htm EXHIBIT 99.1 - RULE 135C NOTICE CITIGROUP AUD 700,000,000 5.75% NOTES DUE FEBRUARY 2007 EXHIBIT 99.1 - Rule 135c Notice Citigroup AUD 700,000,000 5.75% notes due February 2007
EXHIBIT 99.1
 
Citigroup Inc.
A$700,000,000 5.750% Notes due 23 February 2007
under the
Programme for the issuance of
Medium Term Notes, Series M
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1
Issuer:
Citigroup Inc.
 
2
Status of the Notes:
Senior
 
3
Currency:
 
Australian dollars
 
4
Aggregate Principal Amount:
A$400,000,000 (original issuance); A$300,000,000 (re-opening)
 
5
Issue Date:
23 February 2004 (original issuance); 29 June 2004 (re-opening)
 
6
Issue Price:
99.620% (original issuance); 99.701% plus accrued interest (re-opening)
 
7
Specified Denomination(s):
A$1,000 (A$500,000 for offers made in, to or from Australia)
 
8
Record Date:
The twelfth day before the relevant date for payment
 
9
Interest:
Interest bearing, fixed rate
 
 
(i) Interest Rate:
5.750% per annum
 
 
(ii) Interest Payment Dates:
Each 23rd February and 23rd August beginning on 23rd August 2004 and ending on the Maturity Date
 
 
(iii) Interest Period End Dates:
Interest Payment Dates
 
 
(iv) Day Count Fraction:
RBA Bond Basis
 
 
(v) Interest Commencement Date:
23 February 2004
 
 
(vii) Amount of interest payable:
A$28.75 per A$1,000 Note on each Interest Payment Date
 
10
Applicable Business Day Convention:
  
 
- for Interest Payment Dates:
Following Business Day Convention
 
 
- for Maturity Date:
Following Business Day Convention
 
 
- for Interest Period End Dates:
Following Business Day Convention
 
 
- any other date:
Following Business Day Convention
 
 
Business Day:
Sydney
 
11
Maturity Date:
23 February 2007
 
12
Maturity Redemption Amount:
Outstanding Principal Amount
 
13
Early Redemption:
Notes may be redeemed at the option of the Issuer for taxation reasons.
 
14
Early Redemption Date:
The date specified in the redemption notice.
 
15
Early Redemption Amount:
Outstanding Principal Amount
 
16
Early Redemption Amount (Default):
Outstanding Principal Amount
 
17
Security Code:
AU 300CGRP01 5
 
EX-99.2 3 rule135cnotice2.htm EXHIBIT 99.2 - RULE 135C NOTICE CITIGROUP AUD 750,000,000 6.000% NOTES DUE FEBRUARY 2009 Documents
EXHIBIT 99.2
Citigroup Inc.
A$750,000,000 6.000% Notes due 23 February 2009
under the
Programme for the issuance of
Medium Term Notes, Series M
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1
Issuer:
Citigroup Inc.
 
2
Status of the Notes:
Senior
 
3
Currency:
 
Australian dollars
 
4
Aggregate Principal Amount:
A$750,000,000
 
5
Issue Date:
23 February 2004
 
6
Issue Price:
99.702%
 
7
Specified Denominations:
A$1,000 (A$500,000 for offers made in, to or from Australia).
 
8
Record Date:
The twelfth day before the relevant date for payment
 
9
Interest:
Interest bearing, fixed rate
 
 
(i) Interest Rate:
6.000% per annum
 
 
(ii) Interest Payment Dates:
Each 23rd February and 23rd August beginning on 23rd August 2004 and ending on the Maturity Date
 
 
(iii) Interest Period End Dates:
Interest Payment Dates
 
 
(iv) Day Count Fraction:
RBA Bond Basis
 
 
(v) Interest Commencement Date:
Issue Date
 
 
(vii) Amount of interest payable:
A$30.00 per A$1,000 Note on each Interest Payment Date
 
10
Applicable Business Day Convention:
  
 
- for Interest Payment Dates:
Following Business Day Convention
 
 
- for Maturity Date:
Following Business Day Convention
 
 
- for Interest Period End Dates:
Following Business Day Convention
 
 
- any other date:
Following Business Day Convention
 
 
Business Day:
Sydney
 
11
Maturity Date:
23 February 2009
 
12
Maturity Redemption Amount:
Outstanding Principal Amount
 
13
Early Redemption:
Notes may be redeemed at the option of the Issuer for taxation reasons.
 
14
Early Redemption Date:
The date specified in the redemption notice.
 
15
Early Redemption Amount:
Outstanding Principal Amount
 
16
Early Redemption Amount (Default):
Outstanding Principal Amount
 
17
Security Code:
AU 300CGRP02 3
 
EX-99.3 4 rule135cnotice3.htm EXHIBIT 99.3 - RULE 135C NOTICE CITIGROUP CHF 450,000,000 1.50% NOTES DUE APRIL 2008 EXHIBIT 99.3 - Rule 135c Notice Citigroup CHF 450,000,000 1.50% notes due April 2008
EXHIBIT 99.3
Citigroup Inc.
CHF 450,000,000 1.50% Notes due 2008
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1.  
 
Issuer:
Citigroup Inc.
2.  
 
Specified Currency:
Swiss Francs ("CHF").
3.  
 
Aggregate Nominal Amount:
  
 
(i)  Tranche 1:
 
CHF 250,000,000.
 
(ii)  Tranche 2:
 
CHF 200,000,000.
4.  
 
(i)  Issue Price (Tranche 1):
 
100.54% of the Aggregate Nominal Amount.
 
(ii)  Issue Price (Tranche 2):
 
98.65% of the Aggregate Nominal Amount plus accrued interest.
5.  
 
Specified Denominations:
CHF 5,000 and integral multiples thereof.
6.  
 
Issue Date:
7 April 2004 (Tranche 1); 18 August 2004 (Tranche 2).
7.  
 
Maturity Date:
7 April 2008.
8.  
 
Interest Basis:
1.50%. Fixed Rate.
9.  
 
Redemption/Payment Basis:
Redemption at Par.
10.  
 
Status of the Notes:
Senior.
11.  
 
Listing:
SWX Swiss Exchange.
PROVISIONS RELATING TO INTEREST PAYABLE
12.  
 
Fixed Rate Note Provisions:
Applicable.
 
(i) Rate of Interest:
1.50% per annum payable annually in arrears.
 
(ii) Interest Payment Dates:
7 April in each year, commencing 7 April 2005.
 
(iii) Fixed Coupon Amount:
CHF 75.00 per Note of CHF 5,000.
 
(iv) Day Count Fraction:
30/360
PROVISIONS RELATING TO REDEMPTION
13.  
 
Final Redemption Amount:
Par.
14.  
 
Early Redemption Amount:
Par, payable on redemption for taxation reasons or on event of default
 
GENERAL PROVISIONS APPLICABLE TO THE NOTES
15.  
 
Form of Notes:
Permanent Global Note in bearer form.
16.  
 
Additional Financial Center relating to Payment Dates:
Zurich.
17.  
 
Redenomination, renominalisation and reconventioning provisions:
Not Applicable.
18.  
 
Consolidation provisions:
Applicable.
DISTRIBUTION
19.  
 
TEFRA:
The D Rules are applicable.
OPERATIONAL INFORMATION
20.  
 
ISIN Code:
CH0018140852.
21.  
 
Common Code:
018882876.
22.  
 
Any clearing system other than Euroclear and Clearstream and the relevant identification number:
SIS SegaInterSettle AG, Swiss Security No. 1.814.085.
EX-99.4 5 rule135cnotice4.htm EXHIBIT 99.4 - RULE 135C NOTICE CITIGROUP CHF 650,000,000 3.00% NOTES DUE DECEMBER 2014 EXHIBIT 99.4 - Rule 135c Notice Citigroup CHF 650,000,000 3.00% notes due December 2014
EXHIBIT 99.4
Citigroup Inc.
CHF 650,000,000 3.00% Notes due 2014
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1.  
 
Issuer:
Citigroup Inc.
2.  
 
Specified Currency:
Swiss Francs ("CHF").
3.  
 
Aggregate Nominal Amount:
  
 
  Tranche 1:
 
CHF 300,000,000.
 
  Tranche 2:
 
CHF 150,000,000.
 
  Tranche 3:
 
CHF 100,000,000.
 
  Tranche 4:
 
CHF 100,000,000
4.  
 
(i)  Issue Price (Tranche 1):
 
101.03%. of the Aggregate Nominal Amount.
 
  Issue Price (Tranche 2):
 
100.63%. of the Aggregate Nominal Amount plus accrued interest.
 
  Issue Price (Tranche 3):
 
99.26%. of the Aggregate Nominal Amount plus accrued interest.
 
  Issue Price (Tranche 4):
 
99.07%. of the Aggregate Nominal Amount plus accrued interest.
5.  
 
Specified Denominations:
CHF 5,000 and integral multiples thereof.
6.  
 
Issue Dates:
7 April 2004 (Tranche 1); 28 April 2004 (Tranche 2); 24 May 2004 (Tranche 3); 18 August 2004 (Tranche 4).
7.  
 
Maturity Date:
17 December 2014.
8.  
 
Interest Basis:
Fixed Rate.
9.  
 
Redemption/Payment Basis:
Redemption at Par.
10.  
 
Status of the Notes:
Senior.
11.  
 
Listing:
SWX Swiss Exchange.
PROVISIONS RELATING TO INTEREST PAYABLE
12.  
 
Fixed Rate Note Provisions:
Applicable.
 
(i) Rate of Interest:
3.00% per annum payable annually in arrears.
 
(ii) Interest Payment Dates:
17 December in each year
 
(iii) Fixed Coupon Amounts:
CHF 104.17 per Note of CHF 5,000 only in respect of the Interest Payment Date falling on 17 December 2004 and CHF 150 per Note of CHF 5,000 in respect of each Interest Payment Date thereafter.
 
(iv) Day Count Fraction:
30/360
PROVISIONS RELATING TO REDEMPTION
13.  
 
Final Redemption Amount:
Par.
14.  
 
Early Redemption Amount:
Par, payable on redemption for taxation reasons or on event of default.
GENERAL PROVISIONS APPLICABLE TO THE NOTES
15.  
 
Form of Notes:
Permanent Global Note in bearer form.
16.  
 
Additional Financial Center relating to Payment Dates:
Zurich.
17.  
 
Redenomination, renominalisation and reconventioning provisions:
Not Applicable.
18.  
 
Consolidation provisions:
Applicable.
DISTRIBUTION
19.  
 
TEFRA:
The D Rules are applicable.
OPERATIONAL INFORMATION
20.  
 
ISIN Code:
CH0018140878.
21.  
 
Common Code:
018882817.
22.  
 
Any clearing system other than Euroclear and Clearstream and the relevant identification number:
SIS SegaInterSettle AG, Swiss Security No. 1.814.087.
EX-99.5 6 rule135cnotice5.htm EXHIBIT 99.5 - RULE 135C NOTICE CITIGROUP EUR 1,000,000,000 FLOATING RATE NOTES DUE JUNE 2011 EXHIBIT 99.5 - Rule 135c Notice Citigroup EUR 1,000,000,000 floating rate notes due June 2011
EXHIBIT 99.5
Citigroup Inc.
EUR 1,000,000,000 Floating Rate Notes due 2011
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1.  
 
Issuer:
 
Citigroup Inc.
 
2.  
 
Specified Currency:
 
Euro ("EUR")
 
3.  
 
Aggregate Nominal Amount of Series:
 
EUR 1,000,000,000
 
4.  
 
Issue Price:
 
99.673% of the Aggregate Nominal Amount
 
5.  
 
Specified Denominations:
 
EUR 1,000, EUR 10,000 and EUR 100,000
 
6.  
 
Issue Date:
 
3 June 2004
 
7.  
 
Maturity Date:
 
3 June 2011
 
8.  
 
Interest Basis:
 
Floating Rate (as specified below)
 
9.  
 
Redemption/Payment Basis:
 
Redemption at par
 
10.  
 
Status of the Notes:
 
Senior
 
11.  
 
Listing:
 
Luxembourg Stock Exchange
 
PROVISIONS RELATING TO INTEREST PAYABLE
 
12.  
 
Floating Rate Note Provisions:
 
Applicable
 
 
(i) Interest Payment Dates:
 
Interest will be paid quarterly in arrear on 3 March, 3 June, 3 September and 3 December in each year, ending on the Maturity Date, subject to adjustment in accordance with the Business Day Convention
 
 
(ii) Business Day Convention:
 
Modified Following Business Day Convention
 
 
(iii) Manner in which the Rate of Interest is to be determined:
 
Screen Rate Determination
 
(iv) Screen Rate Determination:
 
  
 
- Reference Rate:
 
3 month EURIBOR
 
- Relevant Screen Page:
 
Telerate page 248
 
- Interest Determination Date(s):
 
The second day on which the TARGET system is open prior to the start of each Interest Period
 
 
- Relevant Time:
 
11.00 a.m. Brussels time
 
- Relevant Financial Centre:
 
Euro-zone
 
(v) Margin:
 
0.15% per annum
 
(vi) Minimum Rate of Interest:
 
Not Applicable
 
(vii) Maximum Rate of Interest:
 
Not Applicable
 
(viii) Day Count Fraction:
 
Actual/360
PROVISIONS RELATING TO REDEMPTION
 
13.  
 
Final Redemption Amount of each Note:
 
Par
 
14.  
 
Early Redemption Amount of each Note:
 
Par, payable on redemption for taxation reasons or on event of default
 
GENERAL PROVISIONS APPLICABLE TO THE NOTES
 
15.  
 
Form of Notes:
 
Bearer Notes:
 
16.  
 
Additional Financial Center relating to Payment Dates:
 
London
 
DISTRIBUTION
 
17.  
 
TEFRA:
 
The D Rules are applicable
 
OPERATIONAL INFORMATION
 
18.  
 
ISIN Code:
 
XS0193765673
19.  
 
Common Code:
 
019376567
 
EX-99.6 7 rule135cnotice6.htm EXHIBIT 99.6 - RULE 135C NOTICE CITIGROUP EUR 2,500,000,000 5.00% NOTES DUE AUGUST 2019 EXHIBIT 99.6 - Rule 135c Notice Citigroup EUR 2,500,000,000 5.00% notes due August 2019
EXHIBIT 99.6
Citigroup Inc.
EUR 2,500,000,000 5.00% Notes due 2019
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1.  
 
Issuer:
 
Citigroup Inc.
 
2.  
 
Specified Currency:
 
Euro ("EUR")
 
3.  
 
Aggregate Nominal Amount of Series:
 
EUR 2,500,000,000
 
4.  
 
Issue Price:
 
99.493% of the Aggregate Nominal Amount
 
5.  
 
Specified Denominations:
 
EUR 1,000, EUR 10,000 and EUR 100,000
 
6.  
 
Issue Date:
 
2 August 2004
 
7.  
 
Maturity Date:
 
2 August 2019
 
8.  
 
Interest Basis:
 
Fixed Rate (as specified below)
 
9.  
 
Redemption/Payment Basis:
 
Redemption at par
 
10.  
 
Status of the Notes:
 
Senior
 
11.  
 
Listing:
 
Luxembourg Stock Exchange
 
PROVISIONS RELATING TO INTEREST PAYABLE
 
12.  
 
Fixed Rate Note Provisions:
 
Applicable
 
 
(i)  Rate of Interest:
 
5.00% per annum payable annually in arrears
 
 
(ii)  Interest Payment Dates:
 
2 August in each year, commencing 2 August 2005
 
 
(iii)  Fixed Coupon Amounts:
 
EUR 50 per Note of EUR 1,000 in Nominal Amount; EUR 500 per Note of EUR 10,000 in Nominal Amount and EUR 5,000 per Note of EUR 100,000 in Nominal Amount
 
 
(iv)  Day Count Fraction:
 
Actual/Actual (ISMA)
 
PROVISIONS RELATING TO REDEMPTION
 
13.  
 
Final Redemption Amount of each Note:
 
Par
 
14.  
 
Early Redemption Amount of each Note:
 
Par, payable on redemption for taxation purposes or on event of default
 
GENERAL PROVISIONS APPLICABLE TO THE NOTES
 
15.  
 
Form of Notes:
 
Bearer Notes:
 
16.  
 
Additional Financial Centers relating to Payment Dates:
 
London and New York
 
17.  
 
Consolidation provisions:
 
Applicable
 
DISTRIBUTION
 
18.  
 
TEFRA:
 
The D Rules are applicable
 
OPERATIONAL INFORMATION
 
19.  
 
ISIN Code:
 
XS0197646218
20.  
 
Common Code:
 
019764621
 
EX-99.7 8 rule135cnotice7.htm EXHIBIT 99.7 - RULE 135C NOTICE CITIGROUP EUR 600,000,000 FLOATING RATE NOTES DUE JULY 2009 EXHIBIT 99.7 - Rule 135c Notice Citigroup EUR 600,000,000 floating rate notes due July 2009
EXHIBIT 99.7

Citigroup Inc.
EUR 600,000,000 Floating Rate Notes due July 2009
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1.  
 
Issuer:
 
Citigroup Inc.
 
2.  
 
Specified Currency:
 
Euro ("EUR")
 
3.  
 
Aggregate Nominal Amount:
 
EUR 600,000,000
 
4.  
 
Issue Price:
 
99.881% of the Aggregate Nominal Amount
 
5.  
 
Specified Denominations:
 
EUR 1,000, EUR 10,000 and EUR 100,000
 
6.  
 
Issue Date:
 
3 August 2004
 
7.  
 
Maturity Date:
 
30 July 2009
 
8.  
 
Interest Basis:
 
Floating Rate (as specified below)
 
9.  
 
Redemption/Payment Basis:
 
Redemption at par
 
10.  
 
Status of the Notes:
 
Senior
 
11.  
 
Listing:
 
Luxembourg Stock Exchange
 
PROVISIONS RELATING TO INTEREST PAYABLE
 
12.  
 
Floating Rate Note Provisions:
 
Applicable
 
 
(i) Interest Payment Dates:
 
Interest will be paid quarterly in arrears on 30 January, 30 April, 30 July and 30 October in each year, ending on the Maturity Date, subject to adjustment in accordance with the Business Day Convention
 
 
(ii) Business Day Convention:
 
Modified Following Business Day Convention
 
 
(iii) Additional Business Center:
 
Not Applicable
 
(iv) Manner in which the Rate of Interest is to be determined:
 
Screen Rate Determination
 
(v) Screen Rate Determination:
 
  
 
- Reference Rate:
 
3 month EURIBOR
 
- Relevant Screen Page:
 
Telerate page 248
 
- Interest Determination Date:
 
The second day on which the TARGET system is open prior to the start of each Interest Period
 
 
- Relevant Time:
 
11.00 a.m. Brussels time
 
- Relevant Financial Centre:
 
Euro-zone
 
(viii) Margin:
 
0.125% per annum
 
(ix) Minimum Rate of Interest:
 
Not Applicable
 
(x) Maximum Rate of Interest:
 
Not Applicable
 
(xi) Day Count Fraction:
 
Actual/360
PROVISIONS RELATING TO REDEMPTION
 
13.  
 
Final Redemption Amount of each Note:
 
Par
 
14.  
 
Early Redemption Amount of each Note:
 
Par, payable on redemption for taxation reasons or on event of default
 
GENERAL PROVISIONS APPLICABLE TO THE NOTES
 
15.  
 
Form of Notes:
 
Bearer Notes
 
16.  
 
Additional Financial Center relating to Payment Dates:
 
London
 
DISTRIBUTION
 
17.  
 
TEFRA:
 
The D Rules are applicable
 
OPERATIONAL INFORMATION
 
18.  
 
ISIN Code:
 
XS0197950636
19.  
 
Common Code:
 
019795063
 
EX-99.8 9 rule135cnotice8.htm EXHIBIT 99.8 - RULE 135C NOTICE CITIGROUP GBP 400,000,000 5.875% SUBORDINATED NOTES DUE JULY 2024 EXHIBIT 99.8 - Rule 135c Notice Citigroup GBP 400,000,000 5.875% subordinated notes due July 2024
EXHIBIT 99.8
Citigroup Inc.
GBP 400,000,000 5.875% Subordinated Notes due July 2024
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1.  
 
Issuer:
 
Citigroup Inc.
 
2.  
 
Specified Currency:
 
British Pounds Sterling ("GBP")
 
3.  
 
Aggregate Nominal Amount of Series:
 
GBP 400,000,000
 
4.  
 
Issue Price:
 
99.954% of the Aggregate Nominal Amount
 
5.  
 
Specified Denominations:
 
GBP 1,000, GBP 10,000 and GBP 100,000
 
6.  
 
Issue Date:
 
1 July 2004
 
7.  
 
Maturity Date:
 
1 July 2024
 
8.  
 
Interest Basis:
 
Fixed Rate
 
9.  
 
Redemption/Payment Basis:
 
Redemption at par
 
10.  
 
Status of the Notes:
 
Subordinated
 
11.  
 
Listing:
 
Luxembourg Stock Exchange
 
PROVISIONS RELATING TO INTEREST PAYABLE
 
12.  
 
Fixed Rate Note Provisions:
 
Applicable
 
 
(i)  Rate of Interest:
 
5.875% per annum payable annually in arrears
 
 
(ii)  Interest Payment Dates:
 
1 July in each year subject to adjustment pursuant to the Following Business Day Convention
 
 
(iii)  Fixed Coupon Amounts:
 
GBP 58.75 per Note of GBP 1,000 in Nominal Amount; GBP 587.50 per Note of GBP 10,000 in Nominal Amount and GBP 5,875.00 per Note of GBP 100,000 in Nominal Amount
 
 
(iv)  Day Count Fraction:
 
Actual/Actual (ISMA)
 
 
(v)  Business Day:
 
London
 
PROVISIONS RELATING TO REDEMPTION
 
13.  
 
Final Redemption Amount of each Note:
 
Par
 
14.  
 
Early Redemption Amount of each Note:
 
Par, payable on redemption for taxation reasons or on event of default
 
GENERAL PROVISIONS APPLICABLE TO THE NOTES
 
15.  
 
Form of Notes:
 
Bearer Notes:
 
16.  
 
Redenomination, renominalisation and reconventioning provisions:
 
Applicable
 
17.  
 
Consolidation provisions:
 
Applicable
 
DISTRIBUTION
 
18.  
 
TEFRA:
 
The D Rules are applicable
 
OPERATIONAL INFORMATION
 
19.  
 
ISIN Code:
 
XS0195612592
20.  
 
Common Code:
 
019561259
 
EX-99.9 10 rule135cnotice9.htm EXHIBIT 99.9 - RULE 135C NOTICE CITIGROUP GBP 700,000,000 FLOATING RATE NOTES DUE MARCH 2009 EXHIBIT 99.9 - Rule 135c Notice Citigroup GBP 700,000,000 floating rate notes due March 2009
EXHIBIT 99.9
Citigroup Inc.
GBP 700,000,000 Floating Rate Notes due March 2009
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1.  
 
Issuer:
 
Citigroup Inc.
 
2.  
 
Specified Currency:
 
British Pounds Sterling ("GBP")
 
3.  
 
Aggregate Nominal Amount of Series:
 
Tranche 1: GBP 425,000,000
 
Tranche 2: GBP 275,000,000
 
4.  
 
(i) Issue Price (Tranche 1):
 
99.864% of the Aggregate Nominal Amount
 
 
(ii) Issue Price (Tranche 2):
 
99.914% of the Aggregate Nominal Amount plus accrued interest
 
5.  
 
Specified Denominations:
 
GBP 1,000, GBP 10,000 and GBP 100,000
 
6.  
 
Issue Dates:
 
26 March 2004 (Tranche 1); 2 September 2004 (Tranche 2).
 
7.  
 
Maturity Date:
 
26 March 2009
 
8.  
 
Interest Basis:
 
Floating Rate (as specified below)
 
9.  
 
Redemption/Payment Basis:
 
Redemption at par
 
10.  
 
Status of the Notes:
 
Senior
 
11.  
 
Listing:
 
Luxembourg Stock Exchange
 
PROVISIONS RELATING TO INTEREST PAYABLE
 
12.  
 
Floating Rate Note Provisions
 
Applicable
 
(i)  Rate of Interest:
 
3-month Sterling LIBOR plus the Margin
 
 
(ii)  Interest Payment Dates:
 
Interest payable quarterly in arrears on 26 March, 26 June, 26 September and 26 December in each year, commencing 26 June 2004, subject to adjustment in accordance with the Modified Following Business Day Convention.
 
 
(iii)  Business Day Convention:
 
Modified Following Business Day Convention
 
 
(iv)  Manner in which the Rate of Interest is to be determined:
 
Screen Rate Determination
 
 
(v)  Screen Rate Determination:
 
  
 
- Reference Rate:
 
3-month Sterling LIBOR
 
 
- Relevant Screen Page:
 
Telerate page 3750
 
 
- Interest Determination Dates:
 
The first day on which commercial banks and foreign exchange markets settle payments generally in London at the start of each Interest Period
 
 
- Relevant Time:
 
11.00 a.m. London time
 
 
- Relevant Financial Centre:
 
London
 
 
(vi)  Margin:
 
0.10% per annum
 
 
(vii)  Minimum rate of Interest:
 
Not Applicable
 
 
(viii)  Maximum Rate of Interest:
 
Not Applicable
 
 
(ix)  Day Count Fraction:
 
Actual/365
 
 
 
PROVISIONS RELATING TO REDEMPTION
 
13.  
 
Final Redemption Amount
 
Par
14.  
 
Early Redemption Amount
 
Par, payable on redemption for taxation reasons or on event of default.
GENERAL PROVISIONS APPLICABLE TO THE NOTES
15.  
 
Form of Notes:
 
Bearer Notes:
16.  
 
Redenomination, renominalisation and reconventioning provisions:
 
Applicable.
 
17.  
 
Consolidation provisions:
 
Applicable.
 
DISTRIBUTION
 
18.  
 
TEFRA:
 
The D Rules are applicable
OPERATIONAL INFORMATION
 
19.  
 
ISIN Code:
 
XS0189377434
20.  
 
Common Code:
 
018937743
 
 
 
 EX-99.10 11 rule135cnotice10.htm EXHIBIT 99.10 - RULE 135C NOTICE CITIGROUP SGD 230,000,000 3.83% NOTES DUE MARCH 2014 EXHIBIT 99.10 - Rule 135c Notice Citigroup SGD 230,000,000 3.83% notes due March 2014
EXHIBIT 99.10
Citigroup Inc.
SGD 230,000,000 3.83% Notes due March 2014
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B

The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.

1.  
 
Issuer:
Citigroup Inc.
2.  
 
Specified Currency:
Singapore Dollars (“SGD”).
3.  
 
Aggregate Nominal Amount:
SGD 230,000,000.
4.  
 
Issue Price:
 
99.9130435% of the Aggregate Nominal Amount.
5.  
 
Specified Denominations:
SGD 250,000.
6.  
 
Issue Date:
18 March 2004.
7.  
 
Maturity Date:
18 March 2014.
8.  
 
Interest Basis:
Fixed Rate.
9.  
 
Redemption/Payment Basis:
Par.
10.  
 
Status of the Notes:
Senior.
11.  
 
Listing:
Singapore Exchange Securities Trading Limited (“SGX-ST”).
PROVISIONS RELATING TO INTEREST PAYABLE
12.  
 
Fixed Rate Note Provisions:
Applicable.
 
(i) Rate of Interest:
3.83% per annum payable annually in arrears.
 
(ii) Interest Payment Dates:
18 March in each year.
 
(iii) Day Count Fraction:
Actual/365 (Fixed)
 
(iv) Business Day Convention
Modified Following Business Day with adjustment
PROVISIONS RELATING TO REDEMPTION
13.  
 
Final Redemption Amount:
Par.
14.  
 
Early Redemption Amount:
Par, payable on redemption for taxation reasons or on event of default
GENERAL PROVISIONS APPLICABLE TO THE NOTES
15.  
 
Form of Notes:
Bearer Notes:
16.  
 
Additional Financial Centers relating to Payment Dates:
Singapore, New York and London.
DISTRIBUTION
17.  
 
TEFRA:
D Rules are applicable.

OPERATIONAL INFORMATION
18.  
 
ISIN Code:
XS0188201296.
19.  
 
Common Code:
018820129.
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