-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CGbPWol4g5gxpuwQmKYMylTs2PufJSwcEp7+DvTXb2qcYgoJ2F7Yv+lPeYJTF/7H +68FPGueB09hmzyU4nR7Iw== 0000839947-06-000111.txt : 20060711 0000839947-06-000111.hdr.sgml : 20060711 20060711161323 ACCESSION NUMBER: 0000839947-06-000111 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20060711 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060711 DATE AS OF CHANGE: 20060711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521568099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09924 FILM NUMBER: 06956349 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER COMPANY: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 8-K 1 citigroupjuly8k.htm CITIGROUP INC. YEN 8K Citigroup Inc. Yen 8K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) July 11, 2006
---------------------------

Citigroup Inc.
--------------------------------------------------------------------------------
(Exact name of registrant as specified in its charter)
                                                            
                                                             Delaware                                        1-9924                                     52-1568099
                                                           ---------------                                 -----------                             -------------------
                                                           (State or other                                (Commission                               (IRS Employer
                                                            jurisdiction of                                 File Number)                            Identification No.)
                                                            incorporation)

399 Park Avenue, New York, New York 10043
--------------------------------------------------------------------------------
(Address of principal executive offices)  (Zip Code)

(212) 559-1000
--------------------------------------------------------------------------------
(Registrant's telephone number, including area code)

                                    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation
                                    of the registrant under any of the following provisions:

                                    [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

                                    [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

                                    [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

                                    [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Citigroup Inc.
Current Report on Form 8-K
Item 8.01 Other Events.

Notices filed pursuant to Rule 135c under the Securities Act of 1933 relating to issuances in 2005 of Yen-denominated senior debt by Citigroup Inc. made pursuant to Regulation S under the Securities Act of 1933 and registered under the securities laws of Japan.

Item 9.01 Financial Statements and Exhibits.


(c) Exhibits.

Exhibit Number

99.1  
Rule 135c Notice relating to Citigroup’s Yen-denominated notes Series 14th (2005).
99.2  
Rule 135c Notice relating to Citigroup’s Yen-denominated notes Series 15th (2005).
99.3  
Rule 135c Notice relating to Citigroup’s Yen-denominated notes Series 16th (2005).
99.4  
Rule 135c Notice relating to Citigroup’s Yen-denominated notes Series 17th (2005).
99.5  
Rule 135c Notice relating to Citigroup’s Yen-denominated notes Series 18th (2005).
99.6  
Rule 135c Notice relating to Citigroup’s Yen-denominated notes Series 19th (2005).







SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: July 11, 2006    CITIGROUP INC.


By: /s/ Michael J. Tarpley  
Name: Michael J. Tarpley
Title: Assistant Secretary





EXHIBIT INDEX


Exhibit Number

99.1  
Rule 135c Notice relating to Citigroup’s Yen-denominated notes Series 14th (2005).
99.2  
Rule 135c Notice relating to Citigroup’s Yen-denominated notes Series 15th (2005).
99.3  
Rule 135c Notice relating to Citigroup’s Yen-denominated notes Series 16th (2005).
99.4  
Rule 135c Notice relating to Citigroup’s Yen-denominated notes Series 17th (2005).
99.5  
Rule 135c Notice relating to Citigroup’s Yen-denominated notes Series 18th (2005).
99.6  
Rule 135c Notice relating to Citigroup’s Yen-denominated notes Series 19th (2005).






EX-99.1 2 rule135cnotice1.htm EXHIBIT 99.1 CITIGROUP JAPANESE YEN BONDS 14TH SERIES 2005 Exhibit 99.1 Citigroup Japanese Yen Bonds 14th Series 2005

Exhibit 99.1
Citigroup Inc.
Japanese Yen Bonds—14th Series (2005)

The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
 
1.  
 
Issuer:
 
Citigroup Inc.
 
2.  
 
Specified Currency:
 
Japanese Yen
 
3.  
 
Nominal Amount of Series:
 
75,000,000,000 Yen
 
4.  
 
Specified Denominations:
 
100,000,000 Yen
 
5.  
 
Issue Date:
 
September 16, 2005
 
6.  
 
Maturity Date:
 
September 16, 2010
 
7.  
 
Interest Basis:
 
Fixed rate of interest from, and including, the Issue Date to, but excluding, the Maturity Date.
 
8.  
 
Redemption/Payment Basis:
 
Redemption at par
 
9.  
 
Status of the Notes:
 
Senior
 
10.  
 
Listing:
 
None
 
PROVISIONS RELATING TO INTEREST
 
11.  
 
Fixed Rate Note Provisions:
 
Applicable
 
 
Rate of Interest:
 
0.74% per annum, payable semi-annually in arrears
 
 
(i)  Interest Payment Dates:
 
March 16 and September 16 in each year.
 
 
(ii)  Day Count Fraction:
 
30/360 (equal semi-annual payments); Actual/365 in the event of any period of less than a full semi-annual period
 
PROVISIONS RELATING TO REDEMPTION
 
12.  
 
Call Option:
 
Not Applicable
 
13.  
 
Final Redemption Amount:
 
Par
 
14.  
 
Early Redemption Amount:
 
Par, payable on redemption for taxation reasons or on event of default
 
DISTRIBUTION
 
15.  
 
TEFRA:
 
D Rules applicable
 
EX-99.2 3 rule135cnotice2.htm EXHIBIT 99.2 CITIGROUP JAPANESE YEN BONDS 15TH SERIES 2005 Exhibit 99.2 Citigroup Japanese Yen Bonds 15th Series 2005

Exhibit 99.2


Citigroup Inc.
Japanese Yen Bonds—15th Series (2005)

The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
 
1.  
 
Issuer:
 
Citigroup Inc.
 
2.  
 
Specified Currency:
 
Japanese Yen
 
3.  
 
Nominal Amount of Series:
 
40,000,000,000 Yen
 
4.  
 
Specified Denominations:
 
100,000,000 Yen
 
5.  
 
Issue Date:
 
September 16, 2005
 
6.  
 
Maturity Date:
 
September 14, 2012
 
7.  
 
Interest Basis:
 
Fixed rate of interest from, and including, the Issue Date to, but excluding, the Maturity Date.
 
8.  
 
Redemption/Payment Basis:
 
Redemption at par
 
9.  
 
Status of the Notes:
 
Senior
 
10.  
 
Listing:
 
None
 
PROVISIONS RELATING TO INTEREST
 
11.  
 
Fixed Rate Note Provisions:
 
Applicable
 
 
Rate of Interest:
 
1.11% per annum, payable semi-annually in arrears
 
 
(i)  Interest Payment Dates:
 
March 16 and September 16 in each year.
 
 
(ii)  Day Count Fraction:
 
30/360 (equal semi-annual payments); Actual/365 in the event of any period of less than a full semi-annual period
 
PROVISIONS RELATING TO REDEMPTION
 
12.  
 
Call Option:
 
Not Applicable
 
13.  
 
Final Redemption Amount:
 
Par
 
14.  
 
Early Redemption Amount:
 
Par, payable on redemption for taxation reasons or on event of default
 
DISTRIBUTION
 
15.  
 
TEFRA:
 
D Rules applicable
 
EX-99.3 4 rule135cnotice3.htm EXHIBIT 99.3 CITIGROUP JAPANESE YEN BONDS 16TH SERIES 2005 Exhibit 99.3 Citigroup Japanese Yen Bonds 16th Series 2005



Exhibit 99.3

Citigroup Inc.
Japanese Yen Bonds—16th Series (2005)

The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
 
1.  
 
Issuer:
 
Citigroup Inc.
 
2.  
 
Specified Currency:
 
Japanese Yen
 
3.  
 
Nominal Amount of Series:
 
40,000,000,000 Yen
 
4.  
 
Specified Denominations:
 
100,000,000 Yen
 
5.  
 
Issue Date:
 
September 16, 2005
 
6.  
 
Maturity Date:
 
September 16, 2015
 
7.  
 
Interest Basis:
 
Fixed rate of interest from, and including, the Issue Date to, but excluding, the Maturity Date.
 
8.  
 
Redemption/Payment Basis:
 
Redemption at par
 
9.  
 
Status of the Notes:
 
Senior
 
10.  
 
Listing:
 
None
 
PROVISIONS RELATING TO INTEREST
 
11.  
 
Fixed Rate Note Provisions:
 
Applicable
 
 
(i) Rate of Interest:
 
1.58% per annum, payable semi-annually in arrears
 
 
(i)  Interest Payment Dates:
 
March 16 and September 16 in each year.
 
 
(ii)  Day Count Fraction:
 
30/360 (equal semi-annual payments); Actual/365 in the event of any period of less than a full semi-annual period
 
PROVISIONS RELATING TO REDEMPTION
 
12.  
 
Call Option:
 
Not Applicable
 
13.  
 
Final Redemption Amount:
 
Par
 
14.  
 
Early Redemption Amount:
 
Par, payable on redemption for taxation reasons or on event of default
 
DISTRIBUTION
 
15.  
 
TEFRA:
 
D Rules applicable
 
EX-99.4 5 rule135cnotice4.htm EXHIBIT 99.4 CITIGROUP JAPANESE YEN BONDS 17TH SERIES 2005 Exhibit 99.4 Citigroup Japanese Yen Bonds 17th Series 2005

Exhibit 99.4


Citigroup Inc.
Japanese Yen Bonds—17th Series (2005)

The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
 
1.  
 
Issuer:
 
Citigroup Inc.
 
2.  
 
Specified Currency:
 
Japanese Yen
 
3.  
 
Nominal Amount of Series:
 
45,000,000,000 Yen
 
4.  
 
Specified Denominations:
 
100,000,000 Yen
 
5.  
 
Issue Date:
 
September 16, 2005
 
6.  
 
Maturity Date:
 
September 16, 2020
 
7.  
 
Interest Basis:
 
Fixed rate of interest from, and including, the Issue Date to, but excluding, the Maturity Date.
 
8.  
 
Redemption/Payment Basis:
 
Redemption at par
 
9.  
 
Status of the Notes:
 
Senior
 
10.  
 
Listing:
 
None
 
PROVISIONS RELATING TO INTEREST
 
11.  
 
Fixed Rate Note Provisions:
 
Applicable
 
 
Rate of Interest:
 
2.04% per annum, payable semi-annually in arrears
 
 
(i)  Interest Payment Dates:
 
March 16 and September 16 in each year.
 
 
(ii)  Day Count Fraction:
 
30/360 (equal semi-annual payments); Actual/365 in the event of any period of less than a full semi-annual period
 
PROVISIONS RELATING TO REDEMPTION
 
12.  
 
Call Option:
 
Not Applicable
 
13.  
 
Final Redemption Amount:
 
Par
 
14.  
 
Early Redemption Amount:
 
Par, payable on redemption for taxation reasons or on event of default
 
DISTRIBUTION
 
15.  
 
TEFRA:
 
D Rules applicable
 
EX-99.5 6 rule135cnotice5.htm EXHIBIT 99.5 CITIGROUP JAPANESE YEN BONDS 18TH SERIES 2005 Reporting Period

Exhibit 99.5


Citigroup Inc.
Japanese Yen Bonds—18th Series (2005)

The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
 
1.  
 
Issuer:
 
Citigroup Inc.
 
2.  
 
Specified Currency:
 
Japanese Yen
 
3.  
 
Nominal Amount of Series:
 
20,000,000,000 Yen
 
4.  
 
Specified Denominations:
 
100,000,000 Yen
 
5.  
 
Issue Date:
 
September 16, 2005
 
6.  
 
Maturity Date:
 
September 16, 2025
 
7.  
 
Interest Basis:
 
Fixed rate of interest from, and including, the Issue Date to, but excluding, the Maturity Date.
 
8.  
 
Redemption/Payment Basis:
 
Redemption at par
 
9.  
 
Status of the Notes:
 
Senior
 
10.  
 
Listing:
 
None
 
PROVISIONS RELATING TO INTEREST
 
11.  
 
Fixed Rate Note Provisions:
 
Applicable
 
 
Rate of Interest:
 
2.36% per annum, payable semi-annually in arrears
 
 
(i)  Interest Payment Dates:
 
March 16 and September 16 in each year.
 
 
(ii)  Day Count Fraction:
 
30/360 (equal semi-annual payments); Actual/365 in the event of any period of less than a full semi-annual period
 
PROVISIONS RELATING TO REDEMPTION
 
12.  
 
Call Option:
 
Not Applicable
 
13.  
 
Final Redemption Amount:
 
Par
 
14.  
 
Early Redemption Amount:
 
Par, payable on redemption for taxation reasons or on event of default
 
DISTRIBUTION
 
15.  
 
TEFRA:
 
D Rules applicable
 
EX-99.6 7 rule135cnotice6.htm EXHIBIT 99.6 CITIGROUP JAPANESE YEN BONDS 19TH SERIES 2005 Exhibit 99.6 Citigroup Japanese Yen Bonds 19th Series 2005
Exhibit 99.6


Citigroup Inc.
Japanese Yen Bonds—19th Series (2005)

The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
 
1.  
 
Issuer:
 
Citigroup Inc.
 
2.  
 
Specified Currency:
 
Japanese Yen
 
3.  
 
Nominal Amount of Series:
 
10,000,000,000 Yen
 
4.  
 
Specified Denominations:
 
100,000,000 Yen
 
5.  
 
Issue Date:
 
September 16, 2005
 
6.  
 
Maturity Date:
 
September 14, 2035
 
7.  
 
Interest Basis:
 
Fixed rate of interest from, and including, the Issue Date to, but excluding, the Maturity Date.
 
8.  
 
Redemption/Payment Basis:
 
Redemption at par
 
9.  
 
Status of the Notes:
 
Senior
 
10.  
 
Listing:
 
None
 
PROVISIONS RELATING TO INTEREST
 
11.  
 
Fixed Rate Note Provisions:
 
Applicable
 
 
Rate of Interest:
 
2.65% per annum, payable semi-annually in arrears
 
 
(i)  Interest Payment Dates:
 
March 16 and September 16 in each year.
 
 
(ii)  Day Count Fraction:
 
30/360 (equal semi-annual payments); Actual/365 in the event of any period of less than a full semi-annual period
 
PROVISIONS RELATING TO REDEMPTION
 
12.  
 
Call Option:
 
Not Applicable
 
13.  
 
Final Redemption Amount:
 
Par
 
14.  
 
Early Redemption Amount:
 
Par, payable on redemption for taxation reasons or on event of default
 
DISTRIBUTION
 
15.  
 
TEFRA:
 
D Rules applicable
 
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