EX-99.01 10 citi-exhibit9901x1231x2017.htm EXHIBIT 99.01 Exhibit


Exhibit 99.01
Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934:
Title of each class
Name of each exchange on which registered
Common Stock, par value $.01 per share
New York Stock Exchange
 
Mexico Stock Exchange
 
Depositary Shares, each representing 1/1,000th interest in a share of
New York Stock Exchange
8.125% Non-Cumulative Preferred Stock, Series AA
 
 
Depositary Shares, each representing 1/1,000th interest in a share of
New York Stock Exchange
5.80% Noncumulative Preferred Stock, Series C
 
 
Depositary Shares, each representing 1/1,000th interest in a share of
New York Stock Exchange
7.125% Fixed/Floating Rate Noncumulative Preferred Stock, Series J
 
 
Depositary Shares, each representing 1/1,000th interest in a share of
New York Stock Exchange
6.875% Fixed/Floating Rate Noncumulative Preferred Stock, Series K
 
 
Depositary Shares, each representing 1/1,000th interest in a share of
New York Stock Exchange
6.875% Noncumulative Preferred Stock, Series L
 
 
Depositary Shares, each representing 1/1,000th interest in a share of
New York Stock Exchange
6.300% Noncumulative Preferred Stock, Series S
 
 
7.625% Trust Preferred Securities of Citigroup Capital III (and
New York Stock Exchange
registrant’s guaranty with respect thereto)
 
 
7.875% Fixed Rate / Floating Rate Trust Preferred Securities
New York Stock Exchange
(TruPS®) of Citigroup Capital XIII (and registrant’s guaranty
 
with respect thereto)
 
 
6.829% Fixed Rate / Floating Rate Enhanced Trust Preferred
New York Stock Exchange
Securities (Enhanced TruPS®) of Citigroup Capital XVIII (and
 
registrant’s guaranty with respect thereto)
 
 
Warrants (expiring January 4, 2019)
New York Stock Exchange
 
 
C-Tracks Exchange-Traded Notes Based on the Performance of the Miller/Howard MLP Fundamental Index Due September 28, 2023
NYSE Arca
 
 
C-Tracks Exchange-Traded Notes on the Miller/Howard MLP Fundamental Index, Series B, Due July 13, 2026
NYSE Arca
 
 
C-Tracks Exchange-Traded Notes Miller/Howard Strategic Dividend Reinvestor Due September 16, 2024
NYSE Arca
 
 
VelocityShares® 3x Long Crude Oil ETNs linked to the S&P GSCI® Crude Oil Index ER due December 15, 2031
NYSE Arca
 
 




VelocityShares® 3x Inverse Crude Oil ETNs linked to the S&P GSCI® Crude Oil Index ER due December 15, 2031
NYSE Arca
 
 
VelocityShares® Long LIBOR ETNs due August 16, 2032
NYSE Arca
 
 
VelocityShares® Short LIBOR ETNs due August 16, 2032
NYSE Arca
 
 
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long USD vs. JPY Index due December 15, 2032
NYSE Arca
 
 
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long USD vs. EUR Index due December 15, 2032
NYSE Arca
 
 
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long USD vs. GBP Index due December 15, 2032
NYSE Arca
 
 
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long USD vs. CHF Index due December 15, 2032
NYSE Arca
 
 
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long USD vs. AUD Index due December 15, 2032
NYSE Arca
 
 
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long JPY vs. USD Index due December 15, 2032
NYSE Arca
 
 
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long EUR vs. USD Index due December 15, 2032
NYSE Arca
 
 
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long GBP vs. USD Index due December 15, 2032
NYSE Arca
 
 
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long CHF vs. USD Index due December 15, 2032
NYSE Arca
 
 
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long AUD vs. USD Index due December 15, 2032
NYSE Arca