EX-99.01 10 citi-exhibit9901x12x31x2016.htm EXHIBIT 99.01 Exhibit

99.01
Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934:
Title of each class
Name of each exchange on which registered
Common Stock, par value $.01 per share
New York Stock Exchange
 
Mexico Stock Exchange
 
Depositary Shares, each representing 1/1,000th interest in a share of
New York Stock Exchange
8.125% Non-Cumulative Preferred Stock, Series AA
 
 
Depositary Shares, each representing 1/1,000th interest in a share of
New York Stock Exchange
5.80% Noncumulative Preferred Stock, Series C
 
 
Depositary Shares, each representing 1/1,000th interest in a share of
New York Stock Exchange
7.125% Fixed/Floating Rate Noncumulative Preferred Stock, Series J
 
 
Depositary Shares, each representing 1/1,000th interest in a share of
New York Stock Exchange
6.875% Fixed/Floating Rate Noncumulative Preferred Stock, Series K
 
 
Depositary Shares, each representing 1/1,000th interest in a share of
New York Stock Exchange
6.875% Noncumulative Preferred Stock, Series L
 
 
Depositary Shares, each representing 1/1,000th interest in a share of
New York Stock Exchange
6.300% Noncumulative Preferred Stock, Series S
 
 
7.625% Trust Preferred Securities of Citigroup Capital III (and
New York Stock Exchange
registrant’s guaranty with respect thereto)
 
 
7.875% Fixed Rate / Floating Rate Trust Preferred Securities
New York Stock Exchange
(TRUPS®) of Citigroup Capital XIII (and registrant’s guaranty
 
with respect thereto)
 
 
6.829% Fixed Rate / Floating Rate Enhanced Trust Preferred
New York Stock Exchange
Securities (Enhanced TRUPS®) of Citigroup Capital XVIII (and
 
registrant’s guaranty with respect thereto)
 
 
Warrants (expiring January 4, 2019)
New York Stock Exchange
 
 
C-Tracks Exchange-Traded Notes Based on the Performance of the Miller/Howard MLP Fundamental Index Due September 28, 2023
NYSE Arca, Inc.
 
 
C-Tracks Exchange-Traded Notes on the Miller/Howard MLP Fundamental Index, Series B, Due July 13, 2026
NYSE Arca, Inc.
 
 
C-Tracks Exchange-Traded Notes Miller/Howard Strategic Dividend Reinvestor Due September 16, 2024
NYSE Arca, Inc.