0000869392-21-002441.txt : 20211202
0000869392-21-002441.hdr.sgml : 20211202
20211202101545
ACCESSION NUMBER: 0000869392-21-002441
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211202
DATE AS OF CHANGE: 20211202
EFFECTIVENESS DATE: 20211202
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM MASTER INTERMEDIATE INCOME TRUST
CENTRAL INDEX KEY: 0000830622
IRS NUMBER: 046584465
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05498
FILM NUMBER: 211465261
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921562
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQ
CITY: BOSTON
STATE: MA
ZIP: 02109
N-CEN
1
primary_doc.xml
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Putnam Master Intermediate Income Trust
811-05498
0000830622
QYQERD8ESA0ALFI8LA12
100 FEDERAL STREET
BOSTON
02110
US-MA
US
1-800-225-1581
Putnam Investor Services, Inc.
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder
Putnam Retail Management Limited Partnership
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder
Putnam Investment Management, LLC
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder
State Street Bank and Trust Company
2 AVENUE DE LAFAYETTE
BOSTON
02111
1-617-786-3000
Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder
Higgins Michael J.
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder
State Street Bank and Trust Company
225 FRANKLIN STREET
BOSTON
02110
1-617-786-3000
Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder
N
N
N-2
0
Y
Domotorffy Katinka
004506390
N
Ahamed Liaquat
N/A
N
Akhoury Ravi
N/A
N
Baumann Barbara M
N/A
N
Hill Catharine Bond
N/A
N
Joskow Paul L
N/A
N
Sutphen Mona K
N/A
N
Putnam, III George
004355835
N
Reynolds Robert L
002009065
Y
Singh Manoj P
N/A
N
Leibler Kenneth R
N/A
N
Clark James F
N/A
100 FEDERAL STREET
BOSTON
02110
XXXXXX
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PricewaterhouseCoopers LLP
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Putnam Master Intermediate Income Trust
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N/A
0.00
0.00
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-6 (17 CFR 270.17a-6)
Rule 17a-7 (17 CFR 270.17a-7)
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N
N
N
Putnam Investment Management, LLC
801-7974
000106629
N/A
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Putnam Investments Limited
801-61441
000122254
N/A
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GB
N
Putnam Investor Services, Inc.
84-06331
N/A
Y
N
N
Markit
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Reuters (loan)
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JPM Pricing Direct
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Reuters (Corp)
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ICE Data Services (Corp)
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MARKIT
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Reuters (equities)
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PDVENDOR
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ICE Data Services (Convert)
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PRICESERVE
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Reuters
549300561UZND4C7B569
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N
State Street Bank and Trust Company
N/A
N
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Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
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Putnam Investor Services, Inc.
N/A
Y
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CITI - CITIBANK, N.A.
8-8177
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16702.75
MSCO - MORGAN STANLEY & CO. LLC
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MLCO - BofA Securities, Inc.
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TDSI - TD SECURITIES (USA) LLC
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JPMS - J.P. MORGAN SECURITIES, LLC.
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530.92
CSFB - CREDIT SUISSE SECURITIES (USA), LLC
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GSCO - GOLDMAN SACHS & CO LLC
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RBCD - RBC CAPITAL MARKETS LLC
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JPMS - J.P. MORGAN SECURITIES, LLC.
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CSAG - CREDIT SUISSE AG, NEW YORK BRANCH
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MSCO - MORGAN STANLEY & CO. LLC
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BCAP - BARCLAYS CAPITAL, INC.
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CGMI - CITIGROUP GLOBAL MARKETS INC.
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NMRA - NOMURA SECURITIES INTERNATIONAL, INC.
8-15255
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21455820.84
CITG - CITIGROUP GLOBAL MARKETS, INC./SALOMON BROTHERS
8-8177
000007059
MBNUM2BPBDO7JBLYG310
20970955.72
PARI - BNP PARIBAS SECURITIES CORP
8-32682
000015794
RCNB6OTYUAMMP879YW96
8489499.09
3341311312.39
N
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Common stock
COMMON STOCK
Preferred stock
PREFERRED STOCK
Warrants
WARRANTS
Convertible securities
CONVERTABLE SECURITIES
Bonds
BONDS
Other
OTHER
N/A
N
N
Common stock
N/A
N
N
N
0.75
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INTERNAL CONTROL RPT
2
G.1.a.iii074.txt
INFORMATION ABOUT THE REGISTRANT
Report of Independent Registered Public Accounting Firm
To the Board of Trustees and Shareholders of Putnam Master
Intermediate Income Trust
In planning and performing our audit of the financial statements
of Putnam Master Intermediate Income Trust (the Fund) as of and
for the year ended September 30, 2021, in accordance with the
standards of the Public Company Accounting Oversight Board
(United States) (PCAOB), we considered the Funds internal
control over financial reporting, including controls over
safeguarding securities, as a basis for designing our auditing
procedures for the purpose of expressing our opinion on the
financial statements and to comply with the requirements of Form
NCEN, but not for the purpose of expressing an opinion on the
effectiveness of the Funds internal control over financial
reporting. Accordingly, we do not express an opinion on the
effectiveness of the Funds internal control over financial
reporting.
The management of the Fund is responsible for establishing and
maintaining effective internal control over financial reporting.
In fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and
related costs of controls. A companys internal control over
financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and
the preparation of financial statements for external purposes in
accordance with generally accepted accounting principles. A
companys internal control over financial reporting includes
those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately
and fairly reflect the transactions and dispositions of the
assets of the company (2) provide reasonable assurance that
transactions are recorded as necessary to permit preparation of
financial statements in accordance with generally accepted
accounting principles, and that receipts and expenditures of the
company are being made only in accordance with authorizations of
management and directors of the company and (3) provide
reasonable assurance regarding prevention or timely detection of
unauthorized acquisition, use or disposition of a companys
assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect misstatements.
Also, projections of any evaluation of effectiveness to future
periods are subject to the risk that controls may become
inadequate because of changes in conditions, or that the degree
of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow
management or employees, in the normal course of performing
their assigned functions, to prevent or detect misstatements on
a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a
material misstatement of the companys annual or interim
financial statements will not be prevented or detected on a
timely basis.
Our consideration of the Funds internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control over financial reporting that might be material
weaknesses under standards established by the PCAOB. However,
we noted no deficiencies in the Funds internal control over
financial reporting and its operation, including controls over
safeguarding securities, that we consider to be material
weaknesses as defined above as of September 30, 2021.
?
This report is intended solely for the information and use of
the Board of Trustees of Putnam Master Intermediate Income Trust
and the Securities and Exchange Commission and is not intended
to be and should not be used by anyone other than these
specified parties.
PricewaterhouseCoopers LLP
Boston, Massachusetts
November 18, 2021
1 of 1
1 of 1
PricewaterhouseCoopers LLP, 101 Seaport Boulevard, Suite 500,
Boston, MA 02210
T (617)530 5000, F (617) 530 5001, www.pwc.com/us