0000869392-21-002441.txt : 20211202 0000869392-21-002441.hdr.sgml : 20211202 20211202101545 ACCESSION NUMBER: 0000869392-21-002441 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211202 DATE AS OF CHANGE: 20211202 EFFECTIVENESS DATE: 20211202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM MASTER INTERMEDIATE INCOME TRUST CENTRAL INDEX KEY: 0000830622 IRS NUMBER: 046584465 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-05498 FILM NUMBER: 211465261 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921562 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 N-CEN 1 primary_doc.xml X0404 N-CEN LIVE 0000830622 XXXXXXXX false false N-2 Putnam Master Intermediate Income Trust 811-05498 0000830622 QYQERD8ESA0ALFI8LA12 100 FEDERAL STREET BOSTON 02110 US-MA US 1-800-225-1581 Putnam Investor Services, Inc. 100 FEDERAL STREET BOSTON 02110 1-800-225-1581 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder Putnam Retail Management Limited Partnership 100 FEDERAL STREET BOSTON 02110 1-800-225-1581 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder Putnam Investment Management, LLC 100 FEDERAL STREET BOSTON 02110 1-800-225-1581 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder State Street Bank and Trust Company 2 AVENUE DE LAFAYETTE BOSTON 02111 1-617-786-3000 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder Higgins Michael J. 100 FEDERAL STREET BOSTON 02110 1-800-225-1581 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder State Street Bank and Trust Company 225 FRANKLIN STREET BOSTON 02110 1-617-786-3000 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder N N N-2 0 Y Domotorffy Katinka 004506390 N Ahamed Liaquat N/A N Akhoury Ravi N/A N Baumann Barbara M N/A N Hill Catharine Bond N/A N Joskow Paul L N/A N Sutphen Mona K N/A N Putnam, III George 004355835 N Reynolds Robert L 002009065 Y Singh Manoj P N/A N Leibler Kenneth R N/A N Clark James F N/A 100 FEDERAL STREET BOSTON 02110 XXXXXX N N N N N N N PricewaterhouseCoopers LLP 238 5493002GVO7EO8RNNS37 N N N N N N N Putnam Master Intermediate Income Trust QYQERD8ESA0ALFI8LA12 N N/A N N N N N/A 0.00 0.00 Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) N N N N Putnam Investment Management, LLC 801-7974 000106629 N/A N Putnam Investments Limited 801-61441 000122254 N/A Y GB N Putnam Investor Services, Inc. 84-06331 N/A Y N N Markit 549300HLPTRASHS0E726 N Reuters (loan) 549300561UZND4C7B569 N JPM Pricing Direct 549300WIC0TOJ7N7GD54 N Reuters (Corp) 549300561UZND4C7B569 N ICE Data Services (Corp) 5493000NQ9LYLDBCTL34 N MARKIT 549300HLPTRASHS0E726 GB N Reuters (equities) 549300561UZND4C7B569 N PDVENDOR 549300WIC0TOJ7N7GD54 N ICE Data Services (Convert) 5493000NQ9LYLDBCTL34 N PRICESERVE 54930015EWCI4VNCZP82 N Reuters 549300561UZND4C7B569 N N State Street Bank and Trust Company N/A N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N Putnam Investor Services, Inc. N/A Y N N N CITI - CITIBANK, N.A. 8-8177 000007059 E57ODZWZ7FF32TWEFA76 16702.75 MSCO - MORGAN STANLEY & CO. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 2022.87 MLCO - BofA Securities, Inc. 8-7221 000007691 549300HN4UKV1E2R3U73 1398.55 TDSI - TD SECURITIES (USA) LLC 8-36747 000018476 SUVUFHICNZMP2WKHG940 688.19 JPMS - J.P. MORGAN SECURITIES, LLC. 8-35008 000000079 ZBUT11V806EZRVTWT807 530.92 CSFB - CREDIT SUISSE SECURITIES (USA), LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 306.12 GSCO - GOLDMAN SACHS & CO LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 32.99 RBCD - RBC CAPITAL MARKETS LLC 8-45411 000031194 549300LCO2FLSSVFFR64 4.53 21686.92 JPMS - J.P. MORGAN SECURITIES, LLC. 8-35008 000000079 ZBUT11V806EZRVTWT807 1189012504.01 CSAG - CREDIT SUISSE AG, NEW YORK BRANCH 8-422 000000816 ANGGYXNX0JLX3X63JN86 952433513.04 MSCO - MORGAN STANLEY & CO. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 640377274.29 GSCO - GOLDMAN SACHS & CO LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 241869584.61 MLCO - BofA Securities, Inc. 8-7221 000007691 549300HN4UKV1E2R3U73 99882953.03 BCAP - BARCLAYS CAPITAL, INC. 8-41342 000019714 AC28XWWI3WIBK2824319 96602636.33 CGMI - CITIGROUP GLOBAL MARKETS INC. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 25286060.36 NMRA - NOMURA SECURITIES INTERNATIONAL, INC. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 21455820.84 CITG - CITIGROUP GLOBAL MARKETS, INC./SALOMON BROTHERS 8-8177 000007059 MBNUM2BPBDO7JBLYG310 20970955.72 PARI - BNP PARIBAS SECURITIES CORP 8-32682 000015794 RCNB6OTYUAMMP879YW96 8489499.09 3341311312.39 N 223174224.00 0.00 Common stock COMMON STOCK Preferred stock PREFERRED STOCK Warrants WARRANTS Convertible securities CONVERTABLE SECURITIES Bonds BONDS Other OTHER N/A N N Common stock N/A N N N 0.75 1.01 4.07 4.08 false false true false false false INTERNAL CONTROL RPT 2 G.1.a.iii074.txt INFORMATION ABOUT THE REGISTRANT Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Putnam Master Intermediate Income Trust In planning and performing our audit of the financial statements of Putnam Master Intermediate Income Trust (the Fund) as of and for the year ended September 30, 2021, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form NCEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds internal control over financial reporting. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A companys internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A companys internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a companys assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the companys annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of September 30, 2021. ? This report is intended solely for the information and use of the Board of Trustees of Putnam Master Intermediate Income Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP Boston, Massachusetts November 18, 2021 1 of 1 1 of 1 PricewaterhouseCoopers LLP, 101 Seaport Boulevard, Suite 500, Boston, MA 02210 T (617)530 5000, F (617) 530 5001, www.pwc.com/us