-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GV3EzRySVL7YOB3LApWYm9iKhNqpCTduI+HZb3JUg3NK9MBD+/qMsw1RhMnz84x5 J7gS7rLbzXCSLJlGCG7wew== /in/edgar/work/20000630/0000829907-00-000016/0000829907-00-000016.txt : 20000920 0000829907-00-000016.hdr.sgml : 20000920 ACCESSION NUMBER: 0000829907-00-000016 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 20000630 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPEAR LEEDS & KELLOGG ET AL CENTRAL INDEX KEY: 0000829907 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 135515160 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-02255 FILM NUMBER: 665550 BUSINESS ADDRESS: STREET 1: 120 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10271 MAIL ADDRESS: STREET 1: 120 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10271 13F-HR/A 1 0001.txt United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 THIS FILING LIST SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON _August 11 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRED ON 6/99 FORM 13F FORM 13F COVER PAGE Report for Calendar Year or Quarter Ended: 6/99 Check here if Amendment [ X ]; Amendment Number: [ 1 ] This Amendment (Check only one.): [ ] is a restatement [ X ] Adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Spear, Leeds & Kellogg Address: 120 Broadway New York, NY 10271 13F File Number: 28-02255 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedule, lists and tables, are considered integral parts of this form. Person Signing this report on Behalf of Reporting Manager: NAME: Carl H. Hewitt Title: General Counsel Phone: 212-433-7015 Signature, Place, and Date of Signing: ____________________________ ________________________ [Signature] [City, State] Report Type [Check only one.]: [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary Number of Other Included Managers: 0 Form 13F Information Table Entry Total: [ 61 ] Form 13F Information Table Value Total: $_ 171,287 thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F-file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries. FORM 13F INFORMATION TABLE DESCRIPTION SEY CUSIP TOTALMARKET POSITION 6 7 8 TYPE VALUE AIRTOUCH COMMUNICATIONS ) COMM 00949T100 25,173,518 234,992 SOLE SOLE SOLE ALTERNATIVE RESOURCES CORP COMM 02145R102 248,427 33,685 SOLE SOLE SOLE ALZA CORP CLASS A COMM 022615108 3,774,925 74,200 SOLE SOLE SOLE AMERITECH CORP COMM 030954101 5,167,050 70,300 SOLE SOLE SOLE AMERLINK CORP COMM 03070N108 1,048,613 53,775 SOLE SOLE SOLE AQUARION COMPANY COMM 03838W101 3,068,425 88,300 SOLE SOLE SOLE ARMCO INC COMM 042170100 901,000 136,000 SOLE SOLE SOLE ATLANTIC RICHFIELD CO COMM 048825103 6,757,616 80,869 SOLE SOLE SOLE AUTOMOBILE PROTECTION CRP- COMM 052905106 640,471 49,988 SOLE SOLE SOLE APCO AVIALL INC COMM 05366B102 1,128,750 60,000 SOLE SOLE SOLE AVONDALE INDS INC COMM 054350103 7,414,602 190,118 SOLE SOLE SOLE BANKBOSTON CORP COMM 06605R106 6,702,488 131,100 SOLE SOLE SOLE CMP GROUP INC COMM 125887109 1,833,125 70,000 SOLE SOLE SOLE COLONIAL GAS CO COMM 195674106 1,964,700 53,100 SOLE SOLE SOLE COLTEC INDUSTRIES INC COMM 196879100 824,125 38,000 SOLE SOLE SOLE COMSAT CORP CALL 20564D907 578,500 17,800 SOLE SOLE SOLE COMSAT CORP PUT 20564D957 611,000 18,800 SOLE SOLE SOLE COMSAT CORP COMM 20564D107 685,750 21,100 SOLE SOLE SOLE CONNECTICUT ENERGY CORP COMM 207567108 686,413 17,800 SOLE SOLE SOLE EVEREN CAPITAL CORP+ COMM 299761106 1,481,681 49,700 SOLE SOLE SOLE EXECUTIVE RISK INC COMM 301586103 1,122,825 13,200 SOLE SOLE SOLE FRONTIER CORPORATION COMM 35906P105 418,900 7,100 SOLE SOLE SOLE GULFSTREAM AEROSPACE CORP CALL 402734907 418,888 6,200 SOLE SOLE SOLE GULFSTREAM AEROSPACE CORP COMM 402734107 391,863 5,800 SOLE SOLE SOLE HONEYWELL INC COMM 438506107 1,529,550 13,200 SOLE SOLE SOLE KING WORLD PRODTNS INC COMM 495667107 1,893,800 54,400 SOLE SOLE SOLE LONG BEACH FIN'L CORP CALL 542446909 930,544 63,900 SOLE SOLE SOLE LONG BEACH FIN'L CORP PUT 542446959 171,838 11,800 SOLE SOLE SOLE LONG BEACH FIN'L CORP COMM 542446109 509,032 34,955 SOLE SOLE SOLE MACMILLAN BLOEDEL LTD COMM 554783209 2,327,022 129,279 SOLE SOLE SOLE MEDIA GEN INC COMM 584404107 859,962 16,862 SOLE SOLE SOLE MEDIA ONE GROUP INC COMM 58440J104 5,883,063 79,100 SOLE SOLE SOLE MERCANTILE BANCORPORATION INC COMM 587342106 4,284,375 75,000 SOLE SOLE SOLE NALCO CHEM CO CALL 629853902 409,813 7,900 SOLE SOLE SOLE NALCO CHEM CO PUT 629853952 3,781,688 72,900 SOLE SOLE SOLE NALCO CHEM CO COMM 629853102 2,905,000 56,000 SOLE SOLE SOLE NEXSTAR PHARMACEUTICALS INC COMM 65333B106 2,709,669 137,634 SOLE SOLE SOLE OUTDOOR SYSTEMS INC COMM 690057104 3,814,250 104,500 SOLE SOLE SOLE PIONEER HI-BRED INTL COMM 723686101 7,203,438 185,000 SOLE SOLE SOLE PLATINUM TECHNOLGY CORP 72764TAB7 1,001,250 1,000 SOLE SOLE SOLE PLATINUM TECHNOLOGY COMM 72764T101 1,826,662 62,718 SOLE SOLE SOLE INTERNATIO PRIME BANCORP INC (PENN) COMM 741914105 1,693,993 61,321 SOLE SOLE SOLE RAYCHEM CORP PUT 754603958 499,500 13,500 SOLE SOLE SOLE RAYCHEM CORP COMM 754603108 2,640,764 71,372 SOLE SOLE SOLE RENTAL SVCS CORP COMM 76009V102 5,098,113 178,100 SOLE SOLE SOLE REPUBLIC NEW YORK CORP COMM 760719104 1,193,281 17,500 SOLE SOLE SOLE SKYTEL COMMUNICATIONS INC COMM 83087Q104 1,038,413 50,044 SOLE SOLE SOLE SKYTEL COMMUNICATIONS INC COMM 83087Q302 715,400 19,600 SOLE SOLE SOLE ST PAUL BANCORP INC COMM 792848103 1,403,342 55,033 SOLE SOLE SOLE SUGEN INC COMM 865041107 1,554,231 52,910 SOLE SOLE SOLE SUPERIOR SERVICES INC COMM 868316100 2,726,453 102,402 SOLE SOLE SOLE TAVA TECHNOLOGIES INC COMM 872169107 1,370,182 178,235 SOLE SOLE SOLE TRANSAMERICA CORP COMM 893485102 8,632,500 115,100 SOLE SOLE SOLE VARLEN CORP COMM 922248109 15,580,016 388,287 SOLE SOLE SOLE WESTERN BANCORP COMM 957683105 2,956,313 68,059 SOLE SOLE SOLE WHITTAKER CORP NEW COMM 966680407 3,500,000 125,000 SOLE SOLE SOLE WITCO CHEM CORP CALL 977385903 348,000 17,400 SOLE SOLE SOLE WITCO CHEM CORP PUT 977385953 1,656,000 82,800 SOLE SOLE SOLE WITCO CHEM CORP COMM 977385103 1,480,000 74,000 SOLE SOLE SOLE WIZ TECH SOLUTION LTD COMM M98105105 472,863 19,910 SOLE SOLE SOLE YANKEE ENERGY SYSTEMS INC COMM 984779108 1,643,063 41,400 SOLE SOLE SOLE 171,287,031
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