-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G3AwNaYdgs3MNboaSCk/aXRYw2ZJq0CqKwBJCDzDJnLcdvmzx/8+naWkdABYue9E zik8Q4BIEAvvvsh+YB6Hrw== 0000829907-00-000012.txt : 20000403 0000829907-00-000012.hdr.sgml : 20000403 ACCESSION NUMBER: 0000829907-00-000012 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990330 FILED AS OF DATE: 20000331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPEAR LEEDS & KELLOGG ET AL CENTRAL INDEX KEY: 0000829907 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 135515160 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-02255 FILM NUMBER: 590600 BUSINESS ADDRESS: STREET 1: 120 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10271 MAIL ADDRESS: STREET 1: 120 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10271 13F-HR/A 1 United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 THIS FILING LIST SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON 5/12/99 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRED ON 3/99 FORM 13F FORM 13F COVER PAGE Report for Calendar Year or Quarter Ended: 3/99 Check here if Amendment [ X ]; Amendment Number: [ 2 ] This Amendment (Check only one.): [ ] is a restatement [ X ] Adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Spear, Leeds & Kellogg Address: 120 Broadway New York, NY 10271 13F File Number: 28-02255 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedule, lists and tables, are considered integral parts of this form. Person Signing this report on Behalf of Reporting Manager: NAME: Carl H. Hewitt Title: General Counsel Phone: 212-433-7015 Signature, Place, and Date of Signing: ____________________________ ________________________ [Signature] [City, State] Report Type [Check only one.]: [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary Number of Other Included Managers: 0 Form 13F Information Table Entry Total: [ 56 ] Form 13F Information Table Value Total: $_ 242,979,753 thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F-file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries. FORM 13F INFORMATION TABLE MARCH 99 Confidential DESCRIPTION SECTYPE CUSIP TOTALMARKETVA POSITION LUE 1 2 3 4 5 6 7 8 AMDOCS LTD PUT G02602953 313,562.50 14,500 SOLE SOLE SOLE WIZ TECH SOLUTION LTD COMM M98105105 1,445,780.44 80,601 SOLE SOLE SOLE J RAY MCDERMOTT SA COMM P64658100 2,153,987.50 72,100 SOLE SOLE SOLE AEROQUIP-VICKERS INC COMM 007869100 859,687.50 15,000 SOLE SOLE SOLE AGOURON PHARMACEUTICALS COMM 008488108 9,903,641.25 175,092 SOLE SOLE SOLE INC AIRTOUCH COMMUNICATIONS COMM 00949T100 19,807,352.00 204,992 SOLE SOLE SOLE (DEL) AMER BANKERS INS GROUP INC COMM 024456105 2,600,000.00 50,000 SOLE SOLE SOLE AMERIN CORPORATION COMM 03070X106 3,511,279.69 172,863 SOLE SOLE SOLE AMP INC COMM 031897101 30,930,013.00 576,112 SOLE SOLE SOLE ARCHITEL SYS CORP COMM 039917109 959,413.38 50,002 SOLE SOLE SOLE ASTRA AB SPONS ADR AMER 046298105 10,796,681.25 470,700 SOLE SOLE SOLE ATLANTIC RICHFIELD CO COMM 048825103 7,044,500.00 96,500 SOLE SOLE SOLE AVIALL INC COMM 05366B102 2,170,000.00 140,000 SOLE SOLE SOLE AVONDALE INDS INC COMM 054350103 1,279,946.00 43,388 SOLE SOLE SOLE AYDIN CORP COMM 054681101 294,081.25 22,300 SOLE SOLE SOLE BALLARD MEDICAL PRODUCTS CALL 058566900 570,375.00 23,400 SOLE SOLE SOLE BALLARD MEDICAL PRODUCTS PUT 058566950 224,250.00 9,200 SOLE SOLE SOLE BALLARD MEDICAL PRODUCTS COMM 058566100 755,625.00 31,000 SOLE SOLE SOLE BANKERS TRUST CORPORATION CALL 066365907 8,383,750.00 95,000 SOLE SOLE SOLE BANKERS TRUST CORPORATION COMM 066365107 3,177,000.00 36,000 SOLE SOLE SOLE BRYLANE INC COMM 117661108 3,031,250.00 125,000 SOLE SOLE SOLE CALIF FED BK GOODWILL COMM 130209604 485,100.00 44,100 SOLE SOLE SOLE CALUMET BANCORP INC COMM 131386104 388,125.00 13,800 SOLE SOLE SOLE COLONIAL GAS CO COMM 195674106 2,573,700.00 74,600 SOLE SOLE SOLE COLTEC INDUSTRIES INC COMM 196879100 2,460,768.75 135,300 SOLE SOLE SOLE COMSAT CORP CALL 20564D907 364,612.50 12,600 SOLE SOLE SOLE COMSAT CORP PUT 20564D957 1,174,862.50 40,600 SOLE SOLE SOLE COMSAT CORP COMM 20564D107 2,763,531.25 95,500 SOLE SOLE SOLE EAGLE HARDWARE & GARDEN COMM 26959B101 8,245,521.38 215,922 SOLE SOLE SOLE INC GUCCI GROUP N.V. COMM 401566104 1,255,800.00 15,600 SOLE SOLE SOLE KAYNAR TECHNOLOGIES INC COMM 486605108 1,568,000.00 56,000 SOLE SOLE SOLE KING WORLD PRODTNS INC COMM 495667107 458,437.50 15,000 SOLE SOLE SOLE LUCASVARITY PLC ADS COMM 549395101 1,692,750.00 36,600 SOLE SOLE SOLE FRED MEYER,INC(HOLDING COMM 592907109 12,375,525.00 210,200 SOLE SOLE SOLE CO)NEW MORTON INTERNATIONAL INC COMM 619335102 4,575,375.00 124,500 SOLE SOLE SOLE (NEW) NAC RE CORP COMM 628907107 1,610,625.00 30,000 SOLE SOLE SOLE NEWPORT NEWS SHIPBUILDING COMM 652228107 2,579,362.50 81,400 SOLE SOLE SOLE INC PIONEER HI-BRED INTL COMM 723686101 5,643,750.00 150,000 SOLE SOLE SOLE PLATINUM TECHNOLOGY CALL 72764T901 253,750.00 10,000 SOLE SOLE SOLE INTERNATIO PLATINUM TECHNOLOGY COMM 72764T101 5,397,719.25 212,718 SOLE SOLE SOLE INTERNATIO POOL ENERGY SERVICES CO CALL 732788904 615,000.00 41,000 SOLE SOLE SOLE POOL ENERGY SERVICES CO COMM 732788104 1,111,830.00 74,122 SOLE SOLE SOLE QUICKTURN DESIGN SYS INC COMM 74838E102 706,631.38 50,027 SOLE SOLE SOLE SUNDSTRAND CORP COMM 867323107 16,832,900.00 242,200 SOLE SOLE SOLE TIG HOLDINGS INC COMM 872469101 4,260,825.00 261,200 SOLE SOLE SOLE TRANSAMERICA CORP CALL 893485902 1,015,300.00 14,300 SOLE SOLE SOLE TRANSAMERICA CORP PUT 893485952 2,229,400.00 31,400 SOLE SOLE SOLE TRANSAMERICA CORP COMM 893485102 17,444,700.00 245,700 SOLE SOLE SOLE UNION CAMP CORP COMM 905530101 4,598,062.50 68,500 SOLE SOLE SOLE U.S. FILTER CORP (NEW) COMM 911843209 15,312,500.00 500,000 SOLE SOLE SOLE VLSI TECHNOLOGY INC CALL 918270909 1,072,950.00 55,200 SOLE SOLE SOLE VLSI TECHNOLOGY INC PUT 918270959 977,706.25 50,300 SOLE SOLE SOLE VLSI TECHNOLOGY INC COMM 918270109 6,117,544.94 314,729 SOLE SOLE SOLE XYLAN CORPORATION CALL 984151900 1,251,625.00 34,000 SOLE SOLE SOLE XYLAN CORPORATION PUT 984151950 1,840,625.00 50,000 SOLE SOLE SOLE XYLAN CORPORATION COMM 984151100 1,512,662.44 41,091 SOLE SOLE SOLE
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