13F-HR 1 inftable.txt UNITED STATES SECURITIES AND EXCHANGE COMMISIION WASHINGTON, DC 20549 FORM 13F COVER PAGE Report for the Quarter Ended: September 30, 2010 Check here if Amendment { } Amendment Number:1 This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report Name: A. Montag and Associates Inc. Address: 133 Peachtree Street 2500 Georgia Pacific Center Atlanta, GA 30303 13F File Number: 28-2209 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Janet Ryan Title: Compliance Manager Phone: 404-522-5774 Signature, Place, and Date of Signing: Janet Ryan Atlanta, GA September 30, 2010 Report type (Check only one): [X] 13F Holdings Report [ ] 13F Notice. [ ] 13F Combination Report. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 249 Form 13F Information Table Value Total: 445728 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- FIDELITY SELECT PORTF MONEY MK 316390814 135 135000 SH Sole 135000 VANGUARD ANNUITY EQUITY INDEX 857 20859 SH Sole 20859 VANGUARD ANNUITY MID CAP INDEX 367 15202 SH Sole 15202 BORALEX INC CONVERTIBLE BOND 6 CONV 09950MAC6 29 29824 SH Sole 29824 3M CO COM 88579y101 1364 15728 SH Sole 15728 ABBOTT LABS COM 002824100 6411 122725 SH Sole 122725 ADOBE SYSTEMS INC COM 00724F101 1149 43925 SH Sole 43925 AFLAC INC COM 001055102 345 6679 SH Sole 6679 AIR PRODS & CHEMS INC COM 009158106 443 5351 SH Sole 5351 ALLEGHANY CORP DEL COM 017175100 355 1172 SH Sole 1172 ALLSTATE CORP COM 020002101 1170 37080 SH Sole 37080 AMERICAN TOWER CORP. CL A COM 029912201 373 7276 SH Sole 7276 AMERIGROUP CORP COM 03073T102 263 6200 SH Sole 6200 AMERISOURCEBERGEN CORP. COM 03073E105 500 16300 SH Sole 16300 AMGEN INC COM 031162100 269 4875 SH Sole 4875 AON CORP COM 037389103 1079 27600 SH Sole 27600 APACHE CORP COM 037411105 479 4902 SH Sole 4902 APPLE COMPUTER INC COM 037833100 1598 5631 SH Sole 5631 APPLIED MATLS INC COM 038222105 300 25650 SH Sole 25650 AT&T INC COM 00206R102 1117 39044 SH Sole 39044 AUTOMATIC DATA PROCESS COM 053015103 240 5700 SH Sole 5700 AUTOZONE, INC. COM 053332102 561 2450 SH Sole 2450 BAKER HUGHES INC COM 057224107 1320 30975 SH Sole 30975 BANK OF AMERICA CORP COM 060505104 6355 485001 SH Sole 485001 BECTON DICKINSON & CO COM 075887109 401 5407 SH Sole 5407 BEMIS INC COM 081437105 6107 192340 SH Sole 192340 BERKSHIRE HATHAWAY INC CL A COM 084670108 1619 13 SH Sole 13 BERKSHIRE HATHAWAY INC CL B COM 084670702 2459 29740 SH Sole 29740 BRISTOL MYERS SQUIBB COM 110122108 334 12323 SH Sole 12323 CAPITAL SOUTHWEST CORP COM 140501107 295 3248 SH Sole 3248 CENTERPOINT ENERGY INC COM 15189T107 3332 211930 SH Sole 211930 CHEVRON TEXACO CORP COM 166764100 3064 37809 SH Sole 37809 CHUBB CORP COM 171232101 2255 39567 SH Sole 39567 CISCO SYS INC COM 17275R102 1221 55775 SH Sole 55775 CIT GROUP INC COM 125581801 6442 157810 SH Sole 157810 CITIGROUP INC COM 172967101 1183 302510 SH Sole 302510 CLOROX CO DEL COM 189054109 202 3033 SH Sole 3033 COCA COLA CO COM 191216100 9761 166805 SH Sole 166805 COLGATE PALMOLIVE CO COM 194162103 979 12738 SH Sole 12738 CONOCOPHILIPS COM 20825c104 2482 43218 SH Sole 43218 CORNING INC COM 219350105 1477 80800 SH Sole 80800 COSTCO WHOLESALE CORP COM 22160K105 958 14850 SH Sole 14850 CVS CAREMARK CORP. COM 126650100 2876 91395 SH Sole 91395 DEERE & CO COM 244199105 811 11625 SH Sole 11625 DELL INC COM 24702R101 4000 308420 SH Sole 308420 DISCOVER FINANCIAL SERVICES CO COM 254709108 240 14384 SH Sole 14384 DOMINION RES VA NEW COM 25746U109 1089 24950 SH Sole 24950 DU PONT E I DE NEMOURS COM 263534109 6931 155342 SH Sole 155342 DUKE ENERGY CORP COM 26441C105 1745 98527 SH Sole 98527 EATON CORP COM 278058102 280 3400 SH Sole 3400 EATON VANCE CORP COM NON VTG COM 278265103 1458 50200 SH Sole 50200 EMERSON ELEC CO COM 291011104 233 4434 SH Sole 4434 ENERGEN CORP COM 29265N108 384 8400 SH Sole 8400 ENTERPRISE PRODUCTS PARTNERS COM 293792107 217 5480 SH Sole 5480 EOG RESOURCES INC COM 26875P101 796 8560 SH Sole 8560 EQUIFAX INC COM 294429105 1304 41805 SH Sole 41805 EXXON MOBIL CORP COM 30231G102 4720 76383 SH Sole 76383 FAMILY DLR STORES INC COM 307000109 355 8035 SH Sole 8035 FISERV INC COM 337738108 10117 187983 SH Sole 187983 GENERAL ELEC CO COM 369604103 943 58026 SH Sole 58026 GENUINE PARTS CO COM 372460105 6913 155036 SH Sole 155036 GILEAD SCIENCES INC COM 375558103 227 6375 SH Sole 6375 GLOBAL ENERGY HOLDINGS GROUP COM 37991A100 0 11700 SH Sole 11700 GOLDMAN SACHS GROUP COM 38141G104 1000 6917 SH Sole 6917 GOODYEAR TIRE & RUBR COM 382550101 159 14750 SH Sole 14750 GOOGLE, INC. COM 38259P508 623 1185 SH Sole 1185 GUIDED THERAPEUTICS IN COM COM 40171F105 25 27655 SH Sole 27655 HALLIBURTON CO COM 406216101 1455 44000 SH Sole 44000 HAVERTY FURN COS INC CLASS A COM 419596200 281 25399 SH Sole 25399 HELMERICH & PAYNE INC COM 423452101 570 14100 SH Sole 14100 HEWLETT PACKARD CO COM 428236103 975 23164 SH Sole 23164 HOME DEPOT INC COM 437076102 4566 144118 SH Sole 144118 HONEYWELL INTL INC COM 438516106 593 13498 SH Sole 13498 INTEL CORP COM 458140100 1501 78194 SH Sole 78194 INTERNATIONAL BUS MACH COM 459200101 11416 85108 SH Sole 85108 INTERPUBLIC GROUP COS COM 460690100 216 21500 SH Sole 21500 JOHNSON & JOHNSON COM 478160104 5185 83684 SH Sole 83684 JP MORGAN CHASE & CO COM 46625H100 1250 32830 SH Sole 32830 KINDER MORGAN ENERGY PARTNERS COM 494550106 369 5384 SH Sole 5384 KRAFT FOODS INC CL A COM 50075N104 9543 309249 SH Sole 309249 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1319 18247 SH Sole 18247 LOCKHEED MARTIN CORP COM 539830109 2639 37026 SH Sole 37026 LOEWS CORP COM 540424108 674 17774 SH Sole 17774 MARSHALL & ILSLEY CORP COM 571837103 198 28100 SH Sole 28100 MCDONALDS CORP COM 580135101 3168 42515 SH Sole 42515 MCKESSON CORP COM 58155Q103 246 3988 SH Sole 3988 MEDCO HEALTH SOLUTIONS INC COM 58405U102 290 5562 SH Sole 5562 MEDTRONIC INC COM 585055106 254 7562 SH Sole 7562 MERCK & CO INC COM 58933Y105 2161 58720 SH Sole 58720 MICROSOFT CORP COM 594918104 9818 400907 SH Sole 400907 MONSANTO CO COM 61166W101 426 8890 SH Sole 8890 NABORS INDS INC COM G6359F103 1848 102332 SH Sole 102332 NEWMONT MINING CORP COM 651639106 1374 21875 SH Sole 21875 NEXTERA ENERGY INC COM COM 65339F101 2077 38187 SH Sole 38187 NIKE INC CL B COM 654106103 1085 13540 SH Sole 13540 NORDSTROM, INC. COM 655664100 2879 77400 SH Sole 77400 NORFOLK SOUTHERN CORP COM 655844108 826 13879 SH Sole 13879 NORTHROP GRUMMAN CORP COM 666807102 4076 67220 SH Sole 67220 OMNICOM GROUP INC COM 681919106 321 8120 SH Sole 8120 ORACLE CORP COM 68389X105 254 9465 SH Sole 9465 PEPSICO INC COM 713448108 4273 64321 SH Sole 64321 PFIZER INC COM 717081103 665 38746 SH Sole 38746 PLUM CREEK TIMBER CO INC COM 729251108 348 9865 SH Sole 9865 PPG INDS INC COM 693506107 279 3828 SH Sole 3828 PRINCIPAL FINANCIAL GROUP COM 74251v102 1225 47250 SH Sole 47250 PROCTER & GAMBLE CO COM 742718109 3041 50704 SH Sole 50704 QUANTA SVCS INC COM COM 74762E102 614 32175 SH Sole 32175 RAYONIER INC COM 754907103 753 15029 SH Sole 15029 REGIONS FINANCIAL CORP COM 7591EP100 174 23968 SH Sole 23968 RENAISSANCE RE HLDGS COM G7496G103 1645 27443 SH Sole 27443 SCANA CORP NEW COM 80589M102 1153 28599 SH Sole 28599 SCHLUMBERGER LTD COM 806857108 1832 29736 SH Sole 29736 SERVIDYNE INC COM 81765M106 923 384603 SH Sole 384603 SONOCO PRODS CO COM 835495102 763 22805 SH Sole 22805 SOUTHEASTERN BANKING CORP. COM 84158P108 165 20644 SH Sole 20644 SOUTHERN CO COM 842587107 1338 35932 SH Sole 35932 ST JUDE MEDICAL INC COM 790849103 1136 28875 SH Sole 28875 STAPLES INC COM 855030102 396 18925 SH Sole 18925 STARBUCKS CORP COM 855244109 216 8450 SH Sole 8450 STATE STREET CORP COM 857477103 1312 34825 SH Sole 34825 SUNTRUST BKS INC COM 867914103 4392 170034 SH Sole 170034 SYSCO CORP COM 871829107 1396 48940 SH Sole 48940 TARGET CORP COM 87612e106 7780 145590 SH Sole 145590 U.S. TECHNOLOGIES COM 91272D309 0 20000 SH Sole 20000 UNITED TECHNOLOGIES CP COM 913017109 3140 44088 SH Sole 44088 UNITEDHEALTH GROUP INC COM 91324P102 1922 54750 SH Sole 54750 V F CORP COM 918204108 2674 33010 SH Sole 33010 VULCAN MATLS CO COM 929160109 919 24900 SH Sole 24900 WAL MART STORES INC COM 931142103 3025 56518 SH Sole 56518 WALGREEN CO COM 931422109 1930 57600 SH Sole 57600 WEATHERFORD INTL INC COM H27013103 411 24050 SH Sole 24050 WELLS FARGO & CO NEW COM 949746101 1636 65126 SH Sole 65126 WR BERKLEY CORP COM 084423102 2424 89550 SH Sole 89550 XCEL ENERGY INC COM 98389B100 769 33460 SH Sole 33460 YUM! BRANDS INC COM 988498101 360 7819 SH Sole 7819 BHP BILLITON LTD - SPON ADR FOR 088606108 287 3756 SH Sole 3756 BP AMOCO PLC - SPONS ADR FOR 055622104 1373 33348 SH Sole 33348 CNOOC LTD-ADR FOR 126132109 292 1505 SH Sole 1505 DIAGEO PLC-SPONSORED ADR NEW FOR 25243Q205 3803 55104 SH Sole 55104 MINGYUAN MEDICARE DEVELOPMENT FOR G6179J103 41 300000 SH Sole 300000 NESTLE S A - ADR REG SHS FOR 641069406 3979 74252 SH Sole 74252 NOVO NORDISK A/S FOR 670100205 506 5144 SH Sole 5144 PEMBINA PIPELINE CORP FOR 706327103 390 19475 SH Sole 19475 PHILIP MORRIS INTL INC COM FOR 718172109 686 12237 SH Sole 12237 ROYAL DUTCH SHELL PLC FOR 780259206 528 8750 SH Sole 8750 RYANAIR HOLDINGS PLC-SP ADR FOR 783513104 408 13250 SH Sole 13250 STATOIL HYDRO ASA FOR 85771P102 543 25900 SH Sole 25900 STOCKLAND STAPLED SECURITY FOR Q8773B105 93 25000 SH Sole 25000 TEVA PHARMACEUTICAL SP ADR FOR 881624209 1298 24605 SH Sole 24605 TOTAL FINA S.A.-SPONSORED ADR FOR 89151E109 1193 23115 SH Sole 23115 UNILEVER N V N Y SHS NEW FOR 904784709 3540 118471 SH Sole 118471 VODAFONE GROUP PLC SP ADR FOR 92857W209 232 9344 SH Sole 9344 WPP GROUP PLC FOR 92933H101 1447 26000 SH Sole 26000 BLDRS INDEX FDS TR EMER MK 50 09348R300 1089 24175 SH Sole 24175 I SHARES MSCI EMERGING MKT IN 464287234 3197 71417 SH Sole 71417 ISHARES COMEX GOLD TRUST 464285105 170 13300 SH Sole 13300 ISHARES MSCI AUSTRALIA INDEX 464286103 250 10550 SH Sole 10550 ISHARES MSCI BRAZIL 464286400 223 2900 SH Sole 2900 ISHARES MSCI EAFE INDEX FUND 464287465 668 12161 SH Sole 12161 ISHARES MSCI PACIFIC EX-JAPAN 464286665 379 8550 SH Sole 8550 ISHARES MSCI TAIWAN INDEX FD 464286731 150 11100 SH Sole 11100 ISHARES RUSSELL 1000 INDEX 464287622 5277 83558 SH Sole 83558 ISHARES S&P 100 INDEX FUND 464287101 296 5750 SH Sole 5750 ISHARES S&P GLOBAL INDEX 100 464287572 1907 32664 SH Sole 32664 ISHARES S&P GLOBAL MATERIALS I 464288695 1531 24205 SH Sole 24205 ISHARES TRUST RUSSELL 2000 IND 464287655 452 6692 SH Sole 6692 ISHARES TRUST S&P 500 INDEX 464287200 1630 14239 SH Sole 14239 ISHARES TRUST S&P MIDCAP 400 464287507 2034 25399 SH Sole 25399 KBW REGIONAL BANKING ETF 78464A698 2309 100800 SH Sole 100800 MARKET VECTORS GOLD MINERS 57060U100 5458 97590 SH Sole 97590 MORGAN STANLEY CHINA A SHARE F 617468103 349 12650 SH Sole 12650 POWERSHARES INTL DIV 73935x716 183 12500 SH Sole 12500 POWERSHARES S&P HIGH QUALITY E 73935X682 544 44025 SH Sole 44025 RYDEX S&P EQUAL WEIGHT ETF 78355W106 966 22804 SH Sole 22804 S & P 500 DEPOSITARY RECEIPT 78462F103 19331 169378 SH Sole 169378 SINGAPORE INDEX SERIES 464286673 280 21215 SH Sole 21215 SPDR DJIA TRUST 78467X109 1778 16481 SH Sole 16481 SPDR GOLD TRUST 78463V107 9899 77388 SH Sole 77388 SPDR KBW BANK ETF 78464A797 1079 47000 SH Sole 47000 SPDR OIL & GAS EQUIP & SERVICE 78464A748 374 12600 SH Sole 12600 SPDR S&P BIOTECH ETF 78464A870 1079 18175 SH Sole 18175 SPDR S&P DIVIDEND ETF 78464A763 285 5675 SH Sole 5675 SPDR S&P MID-CAP 400 ETF TRUST 78467Y107 19192 131824 SH Sole 131824 UTILITIES SELECT SECTOR SPDR 81369Y886 946 30140 SH Sole 30140 VANGUARD EMERGING MARKETS 922042858 9450 207878 SH Sole 207878 VANGUARD REIT ETF 922908553 1747 33550 SH Sole 33550 VANGUARD TOTAL STOCK MARKET ET 922908769 283 4850 SH Sole 4850 WISDOMTREE DIVIDEND EX-FIN ETF 97717W406 625 14150 SH Sole 14150 WISDOMTREE INDIA EARNINGS ETF 97717W422 662 25100 SH Sole 25100 ABERDEEN EQUITY LONG SHORT FUN OP END 003020336 797 70136 SH Sole 70136 AMERICAN CAP INCM BUILDER-F OP END 140193400 246 5026 SH Sole 5026 ARTISAN INTERNATIONAL FUND OP END 04314H204 207 10040 SH Sole 10040 BARON GROWTH FUND OP END 068278209 859 19351 SH Sole 19351 BLACKROCK GLOBAL OPPORTUNITIES OP END 091937268 882 83812 SH Sole 83812 BRANDYWINE BLUE FUND OP END 10532B101 1613 74054 SH Sole 74054 COMMMUNITY FDN INVESTMENT FUND OP END 130 130374 SH Sole 130374 CREF GLOBAL EQUITY FUND OP END 289 3295 SH Sole 3295 CREF STOCK FUND OP END 200 918 SH Sole 918 DELAFIELD FUND, INC. OP END 888894847 752 29368 SH Sole 29368 DFA EMERGING MARKETS VALUE FUN OP END 233203587 500 14254 SH Sole 14254 DFA EMERGINH MKTS SMALL CAP OP END 233203611 319 13671 SH Sole 13671 DFA INTERNATIONAL SMALL CAP VA OP END 233203736 307 19598 SH Sole 19598 DFA SMALL CAP VALUE FUND OP END 233203819 297 13766 SH Sole 13766 DFA TAX MANAGED INTERNATIONAL OP END 233203546 856 61035 SH Sole 61035 DFA TAX MANAGED US SMALL CAP OP END 233203553 728 37088 SH Sole 37088 DODGE & COX STK FD COM OP END 256219106 1786 18378 SH Sole 18378 FAIRHOLME FUND OP END 304871106 1616 49316 SH Sole 49316 FIDELITY PURITAN TR LOW PRICE OP END 316345305 563 16236 SH Sole 16236 FIDELITY SPARTAN U.S.EQUITY IN OP END 315911701 776 19111 SH Sole 19111 GATEWAY FUND OP END 367829884 1085 42739 SH Sole 42739 GREENSPRING FUND OP END 395724107 1035 43816 SH Sole 43816 INSTITUTIONAL EQTY FDS LGCAP G OP END 45775L408 349 23826 SH Sole 23826 IRONBRIDGE SMID FUND OP END 2270 193014 SH Sole 193014 JANUS TRITON FUND OP END 471023549 200 13628 SH Sole 13628 KINETICS PARADIGM FUND OP END 494613607 652 30939 SH Sole 30939 LEUTHOLD UNDERVALUED & UNLOVED OP END 527289706 160 19804 SH Sole 19804 LONGLEAF PARTNERS FDS SH BEN I OP END 543069108 786 30607 SH Sole 30607 MATTHEWS ASIAN GROWTH & INCOME OP END 577130206 1230 69355 SH Sole 69355 NORTHERN MULTI-MGR INTL EQUITY OP END 665162558 256 27418 SH Sole 27418 PIMCO COMMODITY REAL RETURN IN OP END 722005667 366 44469 SH Sole 44469 SCHWAB 1000 INDEX FUND SELECT OP END 808517106 1268 36783 SH Sole 36783 SCOUT INTERNATIONAL FUND OP END 81063U503 2198 72215 SH Sole 72215 STEELPATH MLP ALPHA FUND OP END 858268501 8878 838346 SH Sole 838346 THIRD AVENUE VALUE FUND OP END 884116104 1464 29841 SH Sole 29841 TIFF MULTI-ASSET FUND OP END 872466701 279 18217 SH Sole 18217 TWEEDY BROWNE GLOBAL VALUE FUN OP END 901165100 4158 184219 SH Sole 184219 TWEEDY BROWNE WORLDWIDE HIGH D OP END 901165308 232 26689 SH Sole 26689 UAM FPA CRESCENT INST SHARES OP END 30254T759 3532 137114 SH Sole 137114 UTAH EDUCATIONAL SAVINGS PLAN OP END 121 121330 SH Sole 121330 VANGUARD 500 INDEX FUND SIGNAL OP END 922908496 5700 65674 SH Sole 65674 VANGUARD EQUITY INCOME AD OP END 921921300 1914 48496 SH Sole 48496 VANGUARD EQUITY INCOME FUND OP END 921921102 3674 195111 SH Sole 195111 VANGUARD EXTENDED MARKET PORTF OP END 922908207 224 6199 SH Sole 6199 VANGUARD INDEX TOTAL STOCK MAR OP END 922908306 1725 60734 SH Sole 60734 VANGUARD INDEX TR 500 PORTFOLI OP END 922908108 966 9190 SH Sole 9190 VANGUARD REIT INDEX PORTFOLIO OP END 921908703 667 38572 SH Sole 38572 VANGUARD SPECIALIZED HEALTH CA OP END 921908307 886 7314 SH Sole 7314 VANGUARD STAR FUND OP END 921909107 339 18492 SH Sole 18492 VANGUARD WINDSOR OP END 922018106 371 30736 SH Sole 30736 WASATCH GLOBAL OPPORTUNITIES OP END 936793868 406 102305 SH Sole 102305 ANNALY MORTGAGE MGMT, INC. CL END 035710409 8753 497330 SH Sole 497330 COUSINS PROPERTIES CL END 222795106 488 68365 SH Sole 68365 EQUITY RESIDENTIAL PROPERTIES CL END 29476L107 203 4270 SH Sole 4270 HOME PROPERTIES OF N.Y.CONVERT CL END 437306103 640 12089 SH Sole 12089 MFA MORTGAGE INVESTMENTS, INC. CL END 55272X102 4005 524860 SH Sole 524860 MID-AMER APT CMNTYS INC CL END 59522J103 530 9100 SH Sole 9100 POST PROPERTIES INC CL END 737464107 831 29753 SH Sole 29753 REDWOOD TRUST, INC. CL END 758075402 1838 127100 SH Sole 127100 SENIOR HSG PPTYS TR SH BEN INT CL END 81721M109 2639 112305 SH Sole 112305