-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SX56xE9DJjplPQOz/1XQ6kiIqx6cGMFqYOtD5bP6GEK1O1Aw4QVofAXO4I34LcCk waTdbSZTdVqn4f5TnTjkPQ== 0000829365-02-000009.txt : 20020414 0000829365-02-000009.hdr.sgml : 20020414 ACCESSION NUMBER: 0000829365-02-000009 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020219 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NAM TAI ELECTRONICS INC CENTRAL INDEX KEY: 0000829365 STANDARD INDUSTRIAL CLASSIFICATION: OFFICE MACHINES, NEC [3579] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-41117 FILM NUMBER: 02552898 BUSINESS ADDRESS: STREET 1: 15TH FLOOR, CHINA MERCHANTS TOWER STREET 2: SHUN TAK CENTRE, 168-200 CONNAUGHT ROAD CITY: HONG KONG STATE: A1 ZIP: 00000 BUSINESS PHONE: 85223410273 MAIL ADDRESS: STREET 1: C/O PAN PACIFIC I.R. LTD. STREET 2: 999 WEST HASTINGS STREET, SUITE 1790 CITY: VANCOUVER BC STATE: A1 ZIP: 00000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NAM TAI ELECTRONICS INC CENTRAL INDEX KEY: 0000829365 STANDARD INDUSTRIAL CLASSIFICATION: OFFICE MACHINES, NEC [3579] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 15TH FLOOR, CHINA MERCHANTS TOWER STREET 2: SHUN TAK CENTRE, 168-200 CONNAUGHT ROAD CITY: HONG KONG STATE: A1 ZIP: 00000 BUSINESS PHONE: 85223410273 MAIL ADDRESS: STREET 1: C/O PAN PACIFIC I.R. LTD. STREET 2: 999 WEST HASTINGS STREET, SUITE 1790 CITY: VANCOUVER BC STATE: A1 ZIP: 00000 SC 13D 1 t021802.txt MING KOWN KOO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (AMENDMENT NO. 23) NAM TAI ELECTRONICS, INC. (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 629865 205 (Cusip Number) Mr. M. K. Koo c/o Nam Tai Group Management Ltd. 15/F., China Merchants Tower Shun Tak Centre 168-200 Connaught Road Central Hong Kong Telephone: (852) 2341-0273 Fax: (852) 2341-4164 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) ------------------------ with copy to: Mr. Lorne Waldman, ESQ. c/o Nam Tai Electronics, Inc. 1790- 999 West Hastings Street Vancouver, British Columbia V6C 2W2 Canada Telephone: (604) 669-7800 Fax: (604) 669-7816 February 12, 2002 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|. Check the following box if a fee is being paid with the statement |_|.
- ----------- -------------------------------------------------------------------- 1. NAME OF REPORTING PERSON - Ming Kown Koo S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ----------- -------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP (a)|_| N/A (b)|_| - ----------- -------------------------------------------------------------------- 3. SEC USE ONLY - ----------- -------------------------------------------------------------------- 4. SOURCE OF FUNDS N/A - ----------- -------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| N/A - ----------- -------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Canadian - ----------- -------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER: 2,241,131 SHARES -------- ---------------------------------------- BENEFICIALLY 8. SHARES VOTING POWER : N/A OWNED BY -------- ---------------------------------------- EACH 9. SOLE DISPOSITIVE POWER: 3,307,981 REPORTING -------- ---------------------------------------- PERSON 10. SHARES DISPOSITIVE POWER: N/A WITH - ----------- -------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,307,981 - ----------- -------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - ----------- -------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 28.8% - ----------- -------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ----------- --------------------------------------------------------------------
Item 1. Security and Issuer. This statement relates to the Common Shares, $0.01 par value (the "Common Shares") of Nam Tai Electronics, Inc. (the "Company") an International Business Company organized under the laws of the British Virgin Islands, with principal executive offices located 15/F., China Merchants Tower Shun Tak Centre, 168-200 Connaught Road Central, Hong Kong. Item 2. Identity and Background. This statement is being filed by Mr. Ming Kown Koo ("Mr. Koo) an individual. Mr. Koo's business address is Nam Tai Electronics, Inc., c/o Nam Tai Group Management Ltd. 15/F., China Merchants Tower Shun Tak Centre, 168-200 Connaught Road Central, Hong Kong. Mr. Koo is an Executive Director on the Board. During the past five years Mr. Koo has not been convicted in a criminal proceeding and has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, as a result of which it is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws of finding any violation with respect to such laws. Item 3. Source and Amount of Funds and Other Consideration. Not applicable. Item 4. Purpose of Transaction. The purpose of the transaction is to raise funds for Mr. Koo's personal use. In addition, part of the proceeds from the sale of the common shares is being used to purchase Common Share purchase warrants ("Warrants"). Mr. Koo may sell or acquire additional shares or warrants in the future depending on the prevailing market price of the securities. Mr. Koo has no plans or proposals that relate to or would result in the matters identified in Item 4(a) through (j) of Schedule 13D. Item 5. Interest in Securities of the Issuer. (a) At February 14, 2002, as a result of the sale of 20,000 Common Shares and the purchase of 50,000 Warrants, Mr. Koo beneficially owned 3,307,981 or 28.8% of the Common Shares outstanding. The amount of Common Shares includes: i) 2,241,131 Common Shares; ii) 976,850 Common Shares that Mr. Koo may acquire upon exercise of Warrants; and (iii) 90,000 Common Shares that Mr. Koo may acquire upon exercise of employee stock options. The percentage ownership was calculated in accordance with Rule 13d(1)(i) under the Securities Exchange Act of 1934. (b) Mr. Koo has exclusive investment voting and investment power over the Common Shares referred to in paragraph (a). (c) The following table sets forth details of the open market sales of the Company's Common Shares and purchases of Company's Warrants (all of which were made through PaineWebber Incorporated) made by Mr. Koo during the last sixty days.
Number of Trade shares Sales Date sold (#) Price ($) Proceeds ($) ------------------------ --------------- -------------- -------------------- February 12, 2002 20,000 $18.325 $366,500.00 ------------------------ --------------- -------------- -------------------- Number of Trade Warrants Purchase Date purchased (#) Price ($) Cost ($) ------------------------ --------------- -------------- -------------------- February 12, 2002 8,500 $1.73932 $14,784.22 ------------------------ --------------- -------------- -------------------- February 13, 2002 12,500 $1.74994 $21,874.28 ------------------------ --------------- -------------- -------------------- February 14, 2002 29,000 $1.7997 $52,191.30 ------------------------ --------------- -------------- -------------------- 50,000 $88,849.80 ------------------------ --------------- -------------- --------------------
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Previously reported. Item 7. Material to Be Filed as Exhibits. Not applicable Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. By: /s/ M. K. KOO ----------------------- M. K. KOO Date: February 15, 2002 -----END PRIVACY-ENHANCED MESSAGE-----