0001127602-21-030739.txt : 20211210 0001127602-21-030739.hdr.sgml : 20211210 20211210195617 ACCESSION NUMBER: 0001127602-21-030739 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211208 FILED AS OF DATE: 20211210 DATE AS OF CHANGE: 20211210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON KEVIN R CENTRAL INDEX KEY: 0001193107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 211486669 MAIL ADDRESS: STREET 1: 2401 UTAH AVE. S STREET 2: SUITE 800 CITY: SEATTLE STATE: WA ZIP: 98134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0927 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-12-08 0000829224 STARBUCKS CORP SBUX 0001193107 JOHNSON KEVIN R 2401 UTAH AVENUE SOUTH, SUITE 800 SEATTLE WA 98134 1 1 president and ceo Common Stock 2021-12-08 4 M 0 250000 56.70 A 719144.856 D Common Stock 2021-12-08 4 S 0 169196 115.926 D 549948.856 D Common Stock 2021-12-08 4 S 0 80804 116.421 D 469144.856 D Non-qualified Stock Option (Right to Buy) 56.70 2021-12-08 4 M 0 250000 0 D 2027-11-15 Common Stock 250000 285615 D Includes 676.576 shares representing dividend equivalents on unvested time-based RSUs. This transaction was executed in multiple trades at prices ranging from $115.29 to $116.275. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $116.28 to $116.625. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option, representing the right to buy a total of 535,615 shares, became exercisable in three increments of 133,904 shares each on November 15, 2018, November 15, 2019 and November 15, 2020 and one increment of 133,903 shares on November 15, 2021. /s/ Joshua C. Gaul, attorney-in-fact for Kevin R. Johnson 2021-12-10