0001127602-18-033526.txt : 20181116
0001127602-18-033526.hdr.sgml : 20181116
20181116192610
ACCESSION NUMBER: 0001127602-18-033526
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181113
FILED AS OF DATE: 20181116
DATE AS OF CHANGE: 20181116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Varma Vivek C
CENTRAL INDEX KEY: 0001492028
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20322
FILM NUMBER: 181191026
MAIL ADDRESS:
STREET 1: 2401 UTAH AVE S
CITY: SEATTLE
STATE: WA
ZIP: 98134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARBUCKS CORP
CENTRAL INDEX KEY: 0000829224
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 911325671
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: P O BOX 34067
CITY: SEATTLE
STATE: WA
ZIP: 98124-1067
BUSINESS PHONE: 2064471575
MAIL ADDRESS:
STREET 1: 2401 UTAH AVENUE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2018-11-13
0
0000829224
STARBUCKS CORP
SBUX
0001492028
Varma Vivek C
2401 UTAH AVENUE SOUTH
SUITE 800
SEATTLE
WA
98134
1
evp, Public Affairs
Common Stock
93171.183
I
by family LLC
Common Stock
47509
D
Non-qualified Stock Option (Right to Buy)
40.495
2023-11-11
Common Stock
100470
D
Non-qualified Stock Option (Right to Buy)
38.915
2024-11-17
Common Stock
73242
D
Non-qualified Stock Option (Right to Buy)
60.68
2025-11-16
Common Stock
84512
D
Non-qualified Stock Option (Right to Buy)
56.10
2026-11-21
Common Stock
140726
D
Non-qualified Stock Option (Right to Buy)
56.70
2027-11-15
Common Stock
144761
D
Includes Restricted Stock Units ("RSUs") which were granted and vest as follows: (a) 25,840 RSUs and accrued dividends granted November 15, 2017 and vest on November 15, 2018 and November 15, 2019; (b) 6,427 RSUs granted on November 16, 2015 and vest on November 16, 2018; and (c) 15,242 RSUs granted on July 16, 2014 and vest on July 16, 2019.
The option, representing the right to buy a total of 100,470 shares, became exercisable in three increments of 25,118 shares each on November 11, 2014, November 11, 2015 and November 11, 2016, and one increment of 25,116 shares on November 11, 2017.
The option, representing the right to buy at total of 97,656 shares, became exercisable in three increments of 24,414 shares each on November 17, 2015, November 17, 2016 and November 17, 2017 and becomes exercisable in one increment of 24,414 shares on November 17, 2018.
The option, representing the right to buy a total of 84,512 shares, became exercisable in three increments of 21,128 shares each on November 16, 2016, November 16, 2017 and November 16, 2018 and becomes exercisable in one increment of 21,128 shares on November 16, 2019.
The option, representing the right to buy a total of 140,726 shares, became exercisable in one increment of 35,182 shares on November 21, 2017 and becomes exercisable in one increment of 35,182 shares on November 21, 2018 and two increments of 35,181 shares each on November 21, 2019 and November 21, 2020.
The option, representing a right to buy a total of 144,761 shares, vests in one increment of 36,191 on November 15, 2018 and three increments of 36,190 shares each on November 15, 2019, November 15, 2020 and November 15, 2021.
Exhibit 24: Power of Attorney attached to this report,
/s/ Joshua M. Westerman, attorney-in-fact for Vivek C. Varma
2018-11-16
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC):
POWER OF ATTORNEY
FOR EXECUTING FORMS 3, 4, AND 5
The undersigned hereby constitutes and appoints Rachel A. Gonzalez
Sophie Hager Hume, Alejandro C. Torres and Joshua M. Westerman
or any of them, as his or her true and lawful attorney-in-fact to:
1. prepare, execute in the undersigned's name and on the undersigned's
behalf, and submit to the U.S. Securities and Exchange Commission
(the "SEC") a Form ID, including amendments thereto, and any other
documents necessary or appropriate to obtain codes and passwords
enabling the undersigned to make electronic filings with the SEC of
reports required by Section 16(a) of the Securities Exchange Act of
1934 or any rule or regulation of the SEC;
2. execute for and on behalf of the undersigned Initial Statements of
Beneficial Ownership of Securities on Form 3, Statements of Change of
Beneficial Ownership of Securities on Form 4 and Annual Statements of
Beneficial Ownership of Securities on Form 5 in accordance with Section
16(a) of the Securities Exchange Act of 1934, as amended, and the rules and
regulations promulgated thereunder;
3. do and perform any and all acts for and on behalf of the undersigned that
may be necessary or desirable to complete the execution of any such Form 3,
4 or 5 and the timely filing of such form with the SEC and any required stock
exchange, stock market or similar authority; and
4. take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of or legally required by the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of
the undersigned pursuant to this Power of Attorney shall be in such form and
shall contain such terms and conditions as such attorney-in-fact may approve
in his or her discretion.
The undersigned hereby grants to such attorney-in-fact full power and
authority to do and perform all and every act and thing whatsoever requisite,
necessary and proper to be done in the exercise of any of the rights and power
herein granted, as fully to all intents and purposes as the undersigned might
or could do if personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such attorney-in-fact
shall lawfully do or cause to be done by virtue of this power of attorney and
the rights and powers herein granted. The undersigned acknowledges that the
foregoing attorney-in-fact, in serving in such capacity at the request of
the undersigned, is not assuming nor is Starbucks Corporation assuming
any of the undersigned's responsibilities to comply with Section 16 of
the Securities Exchange Act of 1934, as amended, and the rules and regulations
promulgated thereunder.
This Power of Attorney shall supersede and revoke any Power of Attorney
previously executed with respect to executing Forms 3, 4 and 5 and shall remain
in full force and effect until the undersigned is no longer required to file
Forms 3, 4, and 5, unless earlier revoked in writing delivered to the general
counsel of Starbucks Corporation.
Dated this 13th day of November, 2018.
/s/ Vivek Varma
Name Printed Vivek Varma