0001127602-17-032743.txt : 20171117
0001127602-17-032743.hdr.sgml : 20171117
20171117192009
ACCESSION NUMBER: 0001127602-17-032743
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171115
FILED AS OF DATE: 20171117
DATE AS OF CHANGE: 20171117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHULTZ HOWARD D
CENTRAL INDEX KEY: 0000901737
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20322
FILM NUMBER: 171212377
MAIL ADDRESS:
STREET 1: 2401 UTAH AVE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARBUCKS CORP
CENTRAL INDEX KEY: 0000829224
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 911325671
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0927
BUSINESS ADDRESS:
STREET 1: P O BOX 34067
CITY: SEATTLE
STATE: WA
ZIP: 98124-1067
BUSINESS PHONE: 2064471575
MAIL ADDRESS:
STREET 1: 2401 UTAH AVENUE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-11-15
0000829224
STARBUCKS CORP
SBUX
0000901737
SCHULTZ HOWARD D
2401 UTAH AVENUE SOUTH, SUITE 800
SEATTLE
WA
98134
1
1
executive chairman
Common Stock
2017-11-16
4
M
0
784050
11.435
A
30656614
D
Common Stock
2017-11-16
4
S
0
784050
57.0505
D
29872564
D
Common Stock
2000000
I
by GRAT
Common Stock
2000000
I
by spouse
Common Stock
550181
I
by Family Owned LLC
Common Stock
1060000
I
by GRAT
Common Stock
1060000
I
by spouse
Non-qualified Stock Option (Right to Buy)
11.435
2017-11-16
4
M
0
784050
0
D
2017-11-19
Common Stock
784050
0
D
Non-qualified Stock Option (Right to Buy)
56.70
2017-11-15
4
A
0
699677
0
A
2027-11-15
Common Stock
699677
699677
D
This transaction was executed in multiple trades at prices ranging from $57.03 to $57.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The option, representing the right to buy a total of 1,374,226 shares, became exercisable in one increment of 343,558 shares on November 19, 2008, and three increments of 343,556 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015.
The option, representing the right to buy a total of 699,677 shares, becomes exercisable in one increment of 174,920 shares on November 15, 2018 and three increments of 174,919 shares each on November 15, 2019, November 15, 2020 and November 15, 2021
/s/ Robert L. Villasenor, attorney-in-fact for Howard Schultz
2017-11-17