0001127602-13-034496.txt : 20131212 0001127602-13-034496.hdr.sgml : 20131212 20131212180829 ACCESSION NUMBER: 0001127602-13-034496 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131210 FILED AS OF DATE: 20131212 DATE AS OF CHANGE: 20131212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARBUCKS CORP CENTRAL INDEX KEY: 0000829224 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 911325671 STATE OF INCORPORATION: WA FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: P O BOX 34067 CITY: SEATTLE STATE: WA ZIP: 98124-1067 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVENUE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Helm Lucy Lee CENTRAL INDEX KEY: 0001546165 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20322 FILM NUMBER: 131274546 MAIL ADDRESS: STREET 1: 2401 UTAH AVE S STREET 2: #800 CITY: SEATTLE STATE: WA ZIP: 98134 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-12-10 0000829224 STARBUCKS CORP SBUX 0001546165 Helm Lucy Lee 2401 UTAH AVE SOUTH, SUITE 800 SEATTLE WA 98134 1 evp, gen. counsel & secretary Common Stock 2013-12-10 4 M 0 11029 22.06 A 72773 D Common Stock 2013-12-10 4 M 0 1471 30.785 A 74244 D Common Stock 2013-12-10 4 S 0 12500 77.025 D 61744 D Common Stock 2013-12-11 5 G 0 E 5794 0 D 55950 D Non-qualified Stock Option (Right to Buy) 22.06 2013-12-10 4 M 0 11029 0 D 2010-11-16 2019-11-16 Common Stock 11029 0 D Non-qualified Stock Option (Right to Buy) 30.785 2013-12-10 4 M 0 1471 0 D 2011-11-15 2020-11-15 Common Stock 1471 10471 D This transaction was executed in multiple trades at prices ranging from $77.02 to $77.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option, representing the right to buy a total of 14,529 shares, became exercisable in one increment of 3,633 shares on November 16, 2010 and three increments of 3,632 shares each on November 16, 2011, November 16, 2012 and November 16, 2013. The option, representing the right to buy a total of 11,942 shares, became exercisable in two increments of 2,986 shares each on November 15, 2011 and November 15, 2012, and one increment of 2,985 shares on November 15, 2013, and becomes exercisable in one increment of 2,985 shares on November 15, 2014. /s/ Alejandro C. Torres, attorney-in-fact for Lucy Lee Helm 2013-12-12