0001127602-13-034496.txt : 20131212
0001127602-13-034496.hdr.sgml : 20131212
20131212180829
ACCESSION NUMBER: 0001127602-13-034496
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131210
FILED AS OF DATE: 20131212
DATE AS OF CHANGE: 20131212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARBUCKS CORP
CENTRAL INDEX KEY: 0000829224
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 911325671
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0928
BUSINESS ADDRESS:
STREET 1: P O BOX 34067
CITY: SEATTLE
STATE: WA
ZIP: 98124-1067
BUSINESS PHONE: 2064471575
MAIL ADDRESS:
STREET 1: 2401 UTAH AVENUE SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Helm Lucy Lee
CENTRAL INDEX KEY: 0001546165
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20322
FILM NUMBER: 131274546
MAIL ADDRESS:
STREET 1: 2401 UTAH AVE S
STREET 2: #800
CITY: SEATTLE
STATE: WA
ZIP: 98134
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-12-10
0000829224
STARBUCKS CORP
SBUX
0001546165
Helm Lucy Lee
2401 UTAH AVE SOUTH, SUITE 800
SEATTLE
WA
98134
1
evp, gen. counsel & secretary
Common Stock
2013-12-10
4
M
0
11029
22.06
A
72773
D
Common Stock
2013-12-10
4
M
0
1471
30.785
A
74244
D
Common Stock
2013-12-10
4
S
0
12500
77.025
D
61744
D
Common Stock
2013-12-11
5
G
0
E
5794
0
D
55950
D
Non-qualified Stock Option (Right to Buy)
22.06
2013-12-10
4
M
0
11029
0
D
2010-11-16
2019-11-16
Common Stock
11029
0
D
Non-qualified Stock Option (Right to Buy)
30.785
2013-12-10
4
M
0
1471
0
D
2011-11-15
2020-11-15
Common Stock
1471
10471
D
This transaction was executed in multiple trades at prices ranging from $77.02 to $77.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The option, representing the right to buy a total of 14,529 shares, became exercisable in one increment of 3,633 shares on November 16, 2010 and three increments of 3,632 shares each on November 16, 2011, November 16, 2012 and November 16, 2013.
The option, representing the right to buy a total of 11,942 shares, became exercisable in two increments of 2,986 shares each on November 15, 2011 and November 15, 2012, and one increment of 2,985 shares on November 15, 2013, and becomes exercisable in one increment of 2,985 shares on November 15, 2014.
/s/ Alejandro C. Torres, attorney-in-fact for Lucy Lee Helm
2013-12-12