X0306 4 2013-05-17 1 0000828678 FIRSTCITY FINANCIAL CORP FCFC 0001319541 Hunter D Michael 1505 HW 35 NORTH ROCKPORT TX 78382 1 0 0 0 Common Stock 2013-05-17 4 D 0 47459 D 0 D Stock option (right to buy) 9.84 2013-05-17 4 D 0 5000 D 2016-08-03 Common Stock 5000 0 D Stock option (right to buy) 8.04 2013-05-17 4 D 0 5000 D 2017-11-12 Common Stock 5000 0 D Stock option (right to buy) 4.69 2013-05-17 4 D 0 5000 D 2018-06-16 Common Stock 5000 0 D Stock option (right to buy) 6.93 2013-05-17 4 D 0 5000 D 2019-08-13 Common Stock 5000 0 D Pursuant to the terms of the Agreement and Plan of Merger, dated as of December 20, 2012 (the "Merger Agreement"), by and among FirstCity Financial Corporation (the "Issuer"), Hotspurs Holdings LLC and Hotspurs Acquisition Corporation, each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) of the Merger (as defined in the Merger Agreement), subject to certain exceptions, was cancelled and converted into the right to receive $10.00 in cash, without interest (the "Merger Consideration"). This stock option was granted on August 3, 2006 and originally provided for vesting in four equal quarterly installments beginning on the date of grant. At the Effective Time of the Merger, pursuant to the terms of the Merger Agreement, this stock option was cancelled and converted into the right to receive an amount in cash, without interest, equal to (i) the excess of the Merger Consideration over the per share exercise price of such stock option multiplied by (ii) the aggregate number of shares of common stock into which such stock option was exercisable immediately prior to the Effective Time of the Merger. This stock option was granted on November 12, 2007 and originally provided for vesting in four equal quarterly installments beginning on the date of grant. This stock option was granted on June 16, 2008 and originally provided for vesting in four equal quarterly installments beginning on the date of grant. This stock option was granted on August 13, 2009 and vested immediately. /s/ J. Bryan Baker, Attorney-in-fact for D. Michael Hunter 2013-05-17