X0306 4 2013-05-17 1 0000828678 FIRSTCITY FINANCIAL CORP FCFC 0001260350 BAKER JAMES BRYAN 6400 IMPERIAL DRIVE WACO TX 76712 0 1 0 1 Chief Financial Officer Senior Vice President Common Stock 2013-05-17 4 D 0 50227 D 0 D Stock option (right to buy) 7.25 2013-05-17 4 D 0 15000 D 2014-05-13 Common Stock 15000 0 D Stock option (right to buy) 9.85 2013-05-17 4 D 0 8000 D 2017-10-11 Common Stock 8000 0 D Stock option (right to buy) 6.93 2013-05-17 4 D 0 20000 D 2019-08-13 Common Stock 20000 0 D This amount includes 14,386 shares of restricted common stock of FirstCity Financial Corporation (the "Issuer"). Pursuant to the terms of the Merger Agreement (as defined below), the restricted stock award agreements were amended to provide that such shares became fully vested immediately prior to the Effective Time (as defined in the Merger Agreement) of the Merger (as defined in the Merger Agreement). Pursuant to the terms of the Agreement and Plan of Merger, dated as of December 20, 2012 (the "Merger Agreement"), by and among the Issuer, Hotspurs Holdings LLC and Hotspurs Acquisition Corporation, each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time of the Merger, subject to certain exceptions, was cancelled and converted into the right to receive $10.00 in cash, without interest (the "Merger Consideration"). This stock option was granted on May 13, 2004 and originally provided for vesting in four equal annual installments beginning on the first anniversary of the date of grant. At the Effective Time of the Merger, pursuant to the terms of the Merger Agreement, this stock option was cancelled and converted into the right to receive an amount in cash, without interest, equal to (i) the excess of the Merger Consideration over the per share exercise price of such stock option multiplied by (ii) the aggregate number of shares of common stock into which such stock option was exercisable immediately prior to the Effective Time of the Merger. This stock option was granted on October 11, 2007 and originally provided for vesting in four equal annual installments beginning on the first anniversary of the date of grant. This stock option was granted on August 13, 2009 and originally provided for vesting in four equal annual installments beginning on the first anniversary of the date of grant. Pursuant to the terms of the Merger Agreement, the stock option agreement was amended to provide that this stock option became fully vested and exercisable immediately prior to the Effective Time of the Merger. /s/ James Bryan Baker 2013-05-17