4 1 form4_033103.txt BODY 4 1 NASDAC 0001206176 ypybxx@8 Officer THERMA-WAVE, INC. 0000828119 94-3000561 03/31/03 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) HASAN, TALAT 1250 RELIANCE WAY FREMONT, CA 94539 2. Issuer Name and Ticker or Trading Symbol THERMA-WAVE, INC. (TWAV) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Day/Year 3/31/03 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [X] Other (specify below) PRESIDENT & CEO SENSYS 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, Par Value $.01 per share 03/31/03 V 600 A $0.358 1,960 D Direct Common Stock, Par Value $.01 per share 1,007,132 I Indirect Common Stock, Par Value $.01 per share #2 184 I Indirect Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option $11.250 02/05/03 02/05/12 (right to buy) Warrants $3.410 01/29/99 06/30/04 Warrants $3.820 11/01/00 09/01/05 Incentive Stock Option (right $1.365 11/11/02 11/11/09 to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option Common Stock, Par Value $.01 95,000 95,000 D Direct (right to buy) per share Warrants Common Stock, Par Value $.01 7,326 7,326 I Indirect per share Warrants Common Stock, Par Value $.01 24,013 24,013 I Indirect per share Incentive Stock Option (right Common Stock, Par Value $.01 7,325 7,325 D Direct to buy) per share Explanation of Responses:
SIGNATURE OF REPORTING PERSON /S/ HASAN, TALAT DATE 04/04/03