-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V4ac/81I1Gzr4oOwDGhKBb+0lQq/4NWoiCBhoB9LEoq+3Ga7AZpOBum4Vz4bskPD SuKR1DATL1TmShwC/4/H3w== 0000828119-07-000047.txt : 20070530 0000828119-07-000047.hdr.sgml : 20070530 20070530190149 ACCESSION NUMBER: 0000828119-07-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070524 FILED AS OF DATE: 20070530 DATE AS OF CHANGE: 20070530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMA WAVE INC CENTRAL INDEX KEY: 0000828119 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 943000561 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1250 RELIANCE WAY CITY: FREMONT STATE: CA ZIP: 94539 BUSINESS PHONE: 5104903663 MAIL ADDRESS: STREET 1: 1250 RELIANCE WAY CITY: FREMONT STATE: CA ZIP: 94539 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OPSAL JON CENTRAL INDEX KEY: 0001205027 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26911 FILM NUMBER: 07888980 BUSINESS ADDRESS: BUSINESS PHONE: 5106682215 MAIL ADDRESS: STREET 1: THERMA WAVE STREET 2: 1250 RELIANCE WAY CITY: FREMONT STATE: CA ZIP: 94539 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-05-24 0 0000828119 THERMA WAVE INC TWAV 0001205027 OPSAL JON 1250 RELIANCE WAY FREMONT CA 94539 0 1 0 0 VICE PRESIDENT & CTO Non-Qualified Stock Option (right to buy) 0.47 2007-05-24 4 D 0 50000 1.65 D 2013-04-22 Common Stock, Par Value $.01 per share 50000 0 D Non-Qualified Stock Option (right to buy) 1.03 2007-05-24 4 D 0 25000 1.65 D 2016-08-17 Common Stock, Par Value $.01 per share 25000 0 D This option was cancelled in the merger in exchange for a cash payment of $59,000, representing the amount equal to the number of shares underlying the option multiplied by the difference between the per share exercise price and the per share tender offer price of $1.65. This option was cancelled in the merger in exchange for a cash payment of $15,500, representing the amount equal to the number of shares underlying the option multiplied by the difference between the per share exercise price and the per share tender offer price of $1.65. By: Noel Simmons, attorney-in-fact For: Jon Opsal 2007-05-24 -----END PRIVACY-ENHANCED MESSAGE-----