-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FI0Da98XJQ8jdLVo5WcsoN9QFTz4MfIYr1G0QwGnta7aVVbo38xl0Qy1zgWIgsZj K3UVDM77QzXVAZbNOfH/QQ== 0000828119-06-000030.txt : 20060818 0000828119-06-000030.hdr.sgml : 20060818 20060818131100 ACCESSION NUMBER: 0000828119-06-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060817 FILED AS OF DATE: 20060818 DATE AS OF CHANGE: 20060818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMA WAVE INC CENTRAL INDEX KEY: 0000828119 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 943000561 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1250 RELIANCE WAY CITY: FREMONT STATE: CA ZIP: 94539 BUSINESS PHONE: 5104903663 MAIL ADDRESS: STREET 1: 1250 RELIANCE WAY CITY: FREMONT STATE: CA ZIP: 94539 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tan Raul CENTRAL INDEX KEY: 0001336980 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26911 FILM NUMBER: 061042951 BUSINESS ADDRESS: BUSINESS PHONE: 510-668-2200 MAIL ADDRESS: STREET 1: 1250 RELIANCE WAY CITY: FREMONT STATE: CA ZIP: 94539 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2006-08-17 0 0000828119 THERMA WAVE INC TWAV 0001336980 Tan Raul 1250 RELIANCE WAY FREMONT CA 94539 0 1 0 0 VP, DEV & ENGINEERIN Non-Qualified Stock Option (right to buy) 1.03 2006-08-17 4 A 0 75000 1.03 A 2016-08-17 Common Stock, Par Value $.01 per share 75000 75000 D 4 years vesting schedule with 25% of the shares vested and exercisable on the first year anniversary of the grant date and the remaining shares become vested and exercisable each monthly thereafter. By: Joseph Passarello, attorney-in-fact For: Raul V Tan 2006-08-18 -----END PRIVACY-ENHANCED MESSAGE-----