-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Swk0VN7/BHS8OpJBgsi03MFckBVCx+KcRY9D6TPJypy15dQQ943e9AfRmN9bZzGU Fb8XILHYh16TL1mZ54PrMg== 0000828119-06-000022.txt : 20060508 0000828119-06-000022.hdr.sgml : 20060508 20060508173641 ACCESSION NUMBER: 0000828119-06-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051209 FILED AS OF DATE: 20060508 DATE AS OF CHANGE: 20060508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMA WAVE INC CENTRAL INDEX KEY: 0000828119 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 943000561 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1250 RELIANCE WAY CITY: FREMONT STATE: CA ZIP: 94539 BUSINESS PHONE: 5104903663 MAIL ADDRESS: STREET 1: 1250 RELIANCE WAY CITY: FREMONT STATE: CA ZIP: 94539 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Willinge John CENTRAL INDEX KEY: 0001347190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26911 FILM NUMBER: 06817941 BUSINESS ADDRESS: BUSINESS PHONE: 212-734-1190 MAIL ADDRESS: STREET 1: C/O ALVERSTOKE CAPITAL GROUP LLC STREET 2: 450 PARK AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-12-09 0 0000828119 THERMA WAVE INC TWAV 0001347190 Willinge John 1250 RELIANCE WAY FREMONT CA 94539 1 0 0 0 Non-Qualified Stock Option (right to buy) 1.62 2006-05-04 4 A 0 10000 1.62 A 2016-05-04 Common Stock, Par Value $.01 per share 10000 10000 D Non-Qualified Stock Option (right to buy) 1.76 2005-12-09 4 A 0 20000 1.76 A 2015-12-09 Common Stock, Par Value $.01 per share 20000 20000 D 4 years vesting schedule with 25% of the shares vested and exercisable on the first year anniversary of the grant date and the remaining shares become vested and exercisable each monthly thereafter. New officer elected by the Board of Directors on 12-09-2005 By: Noel Simmons, attorney-in-fact For: John Willinge 2006-05-08 -----END PRIVACY-ENHANCED MESSAGE-----