0000919574-18-008175.txt : 20181227
0000919574-18-008175.hdr.sgml : 20181227
20181227173403
ACCESSION NUMBER: 0000919574-18-008175
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181224
FILED AS OF DATE: 20181227
DATE AS OF CHANGE: 20181227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOTLER KEVIN
CENTRAL INDEX KEY: 0001601692
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17082
FILM NUMBER: 181255308
MAIL ADDRESS:
STREET 1: C/O BROADFIN CAPITAL, LLC
STREET 2: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Broadfin Capital, LLC
CENTRAL INDEX KEY: 0001511901
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17082
FILM NUMBER: 181255309
BUSINESS ADDRESS:
STREET 1: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-808-2463
MAIL ADDRESS:
STREET 1: 300 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Broadfin Healthcare Master Fund Ltd
CENTRAL INDEX KEY: 0001511900
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17082
FILM NUMBER: 181255310
BUSINESS ADDRESS:
STREET 1: C/O 20 GENESIS CLOSE
STREET 2: ANSBACHER HOUSE, 2ND FLOOR, PO BOX 1344
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1108
BUSINESS PHONE: 212-808-2460
MAIL ADDRESS:
STREET 1: C/O 20 GENESIS CLOSE
STREET 2: ANSBACHER HOUSE, 2ND FLOOR, PO BOX 1344
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVELION THERAPEUTICS INC.
CENTRAL INDEX KEY: 0000827809
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O NORTON ROSE FULBRIGHT
STREET 2: 1800 - 510 WEST GEORGIA STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6B 0M3
BUSINESS PHONE: (877) 764-3131
MAIL ADDRESS:
STREET 1: C/O NORTON ROSE FULBRIGHT
STREET 2: 1800 - 510 WEST GEORGIA STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6B 0M3
FORMER COMPANY:
FORMER CONFORMED NAME: QLT INC/BC
DATE OF NAME CHANGE: 20000608
FORMER COMPANY:
FORMER CONFORMED NAME: QLT PHOTO THERAPEUTICS INC
DATE OF NAME CHANGE: 19960618
FORMER COMPANY:
FORMER CONFORMED NAME: QUADRA LOGIC TECHNOLOGIES INC
DATE OF NAME CHANGE: 19941201
4
1
ownership.xml
X0306
4
2018-12-24
1
0000827809
NOVELION THERAPEUTICS INC.
NVLN
0001511900
Broadfin Healthcare Master Fund Ltd
20 GENESIS CLOSE
ANSBACHER HOUSE, SECOND FLOOR, 1344
GRAND CAYMAN
E9
KY1-1108
CAYMAN ISLANDS
0
0
1
0
0001511901
Broadfin Capital, LLC
300 PARK AVENUE
25TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001601692
KOTLER KEVIN
C/O BROADFIN CAPITAL, LLC
300 PARK AVENUE, 25TH FLOOR
NEW YORK
NY
10022
0
0
1
0
Common Shares, without par value
2018-12-24
4
S
0
400
0.9800
D
1948154
D
Common Shares, without par value
2018-12-26
4
S
0
1200
0.9325
D
1946954
D
Common Shares, without par value
2018-12-26
4
S
0
83245
0.9784
D
1863709
D
Common Shares, without par value
2018-12-26
4
S
0
12450
0.9078
D
1851259
D
Common Shares, without par value
2018-12-26
4
S
0
109900
0.8720
D
1741359
D
Common Shares, without par value
2018-12-26
4
S
0
12219
0.9091
D
1729140
D
Common Shares, without par value
2018-12-26
4
S
0
28745
0.9058
D
1700395
D
Common Shares, without par value
2018-12-26
4
S
0
30726
0.9070
D
1669669
D
Common Shares, without par value
2018-12-27
4
S
0
14800
0.8803
D
1654869
D
Common Shares, without par value
2018-12-27
4
S
0
56316
0.8548
D
1598553
D
Common Shares, without par value
2018-12-27
4
S
0
100000
0.8514
D
1498553
D
The Common Stock is held in the account of Broadfin Healthcare Master Fund, Ltd., a private investment fund managed by Broadfin Capital, LLC and may be deemed to be beneficially owned by Kevin Kotler, managing member of Broadfin Capital, LLC. Each of Broadfin Capital, LLC, Broadfin Healthcare Master Fund, Ltd. and Kevin Kotler disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
Broadfin Healthcare Master Fund, Ltd., By: /s/Kevin Kotler, Managing Member
2018-12-27
Broadfin Capital, LLC By: /s/Kevin Kotler, Managing Member
2018-12-27
/s/ Kevin Kotler
2018-12-27