-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FPZoBEiLzA6jjSTkacsn3Q2EID9jMV4XWpiT5xHuFTbZzYpSfid2hBSF722HAbkz 6Ld9mSJJvbkQgJFyRDqh8A== 0000932384-99-000063.txt : 19990217 0000932384-99-000063.hdr.sgml : 19990217 ACCESSION NUMBER: 0000932384-99-000063 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BASIN EXPLORATION INC CENTRAL INDEX KEY: 0000827795 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 841143307 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-42629 FILM NUMBER: 99542313 BUSINESS ADDRESS: STREET 1: 370 SEVENTEENTH ST STE 1800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3036858000 MAIL ADDRESS: STREET 2: 370 SEVENTEENTH STREET SUITE 1800 CITY: DENVER STATE: CO ZIP: 80202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICHAEL S CENTRAL INDEX KEY: 0000901470 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 370 17TH ST STREET 2: STE 3400 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3036858015 MAIL ADDRESS: STREET 1: 370 17TH ST STREET 2: STE 3400 CITY: DENVER STATE: CO ZIP: 80202 SC 13G/A 1 SCHEDULE 13G/A - MICHAEL SMITH UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A RULE 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 1)/1/ Information to be included in statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to Rule 13d-2(b). BASIN EXPLORATION, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 070 107 10 7 --------------------------------------- (CUSIP Number) December 31, 1998 ------------------------------------------------------------------ (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages - --------------------- ------------------ CUSIP No. 070 107 10 13G Page 2 of 5 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Michael S. Smith - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 2,612,727 ----------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 85,393 - -------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 2,612,727 - -------------------------------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 85,393 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,516,727 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* X - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 17.9 - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 pages SCHEDULE 13G Page 3 of 5 - -------------------------------------------------------------------------------- CUSIP No. 070 107 10 7 Basin Exploration, Inc. - -------------------------------------------------------------------------------- Item 1. (a) Name of Issuer: Basin Exploration, Inc. (b) Address of Issuer's Principal Executive Offices: 370 17th Street, Suite 3400 Denver, Colorado 80202 Item 2. (a) Name of Person Filing: Michael S. Smith (b) Address of Principal Business Office: 370 17th Street, Suite 3400 Denver, Colorado 80202 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 070 107 10 7 Item 3. If this statement is filed pursuant to Rule 13d-1(b) or (c), or 13d-2(b), check whether the person filing is a: (a) Broker or Dealer registered under Section 15 of the Act ---- (b) Bank as defined in Section 3(a)(6) of the Act ---- (c) Insurance Company as defined in Section 3(a)(19) of the ---- Act (d) Investment Company registered under Section 8 of the ---- Investment Company Act (e) An Investment Adviser in accordance with Rule 13d-1(b) ---- (1)(ii)(E) (f) An Employee Benefit Plan or Endowment Fund in accordance ---- with Rule 13d-1(b)(1)(ii)(F) (g) A Parent Holding Company or Control Person in accordance ---- with Rule 13d-1(b)(1)(ii)(G) Page 3 of 5 pages SCHEDULE 13G Page 4 of 5 - -------------------------------------------------------------------------------- CUSIP No. 070 107 10 7 Basin Exploration, Inc. - -------------------------------------------------------------------------------- (h) A Savings Association as defined in Section 3(b) of the ---- Federal Deposit Insurance Act (i) A Church Plan that is excluded from the definition of an ---- investment company under Section (c)(14) of the Investment Company Act (j) Group, in accordance with Rule 13d-1(b)(1)(ii)(J) ---- If this statement is filed pursuant to Rule 13d-1(c), check this box. [ ] Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: 2,516,727 Excludes 304,300 shares owned by the reporting person's wife and 96,000 shares owned by trusts formed for the benefit of the reporting person's daughters, 4,000 shares owned by reporting person's daughters, and 85,393 shares owned by a charitable foundation of which the reporting person is president. The reporting person disclaims beneficial ownership of all shares owned by his wife, his daughters, and his daughters' trusts and such charitable foundation. (b) Percent of Class: 17.9% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote of 2,612,727 (ii) shared power to vote or to direct the vote of 85,393 (iii) sole power to dispose or to direct the disposition of 2,612,727 (iv) shared power to dispose or to direct the disposition of 85,393 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. Not applicable Page 4 of 5 pages SCHEDULE 13G Page 5 of 5 - -------------------------------------------------------------------------------- CUSIP No. 070 107 10 7 Basin Exploration, Inc. - -------------------------------------------------------------------------------- Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 16, 1999 -------------------------------------- Date /S/ MICHAEL S. SMITH -------------------------------------- Signature Michael S. Smith -------------------------------------- Name Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----