EX-1.01 2 exhibit101snbr2020conflict.htm EX-1.01 Document

Exhibit 1.01

Exhibit 1.01

SLEEP NUMBER CORPORATION
CONFLICT MINERALS REPORT
FOR THE REPORTING PERIOD
ENDING DECEMBER 31, 2020

This is the Conflict Minerals Report (“Report”) for Sleep Number Corporation (“Sleep Number” or the “Company,” “we,” “us,” or “our”) for the reporting period from January 1 through December 31, 2020 and is presented in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”).

The Democratic Republic of the Congo (“DRC”) and adjacent countries have reserves of the minerals tin, tantalum, tungsten, and gold (collectively known as “3TG”). 3TG minerals are commonly used in manufacturing many consumer products. 3TG minerals are occasionally sourced and traded illegally in the eastern DRC and surrounding countries (collectively, “Covered Countries”) by armed groups also responsible for committing human rights violations. 3TG minerals so sourced and traded are known as “conflict minerals.”

The Securities and Exchange Commission (“SEC”) adopted the Rule to implement conflict minerals reporting and disclosure requirements set forth in Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank”). Section 1502 requires SEC registrants to disclose whether their manufactured products contain conflict minerals that are necessary to the functionality or production of their products. The minerals subject to the SEC’s disclosure requirements are cassiterite (tin), columbite-tantalite (tantalum), gold, wolframite (tungsten), and their derivatives, which, in the case of cassiterite, columbite-tantalite, gold, and wolframite, are limited to 3TG. Sleep Number files this Conflict Minerals Report pursuant to the Rule and Section 1502 of Dodd-Frank.

In accordance with the requirements of the Rule, Sleep Number’s cross-functional Conflict Minerals Task Force, a cross-functional team of subject matter experts from relevant functional areas of the Company including sourcing, legal, and product compliance (“Task Force”), performed a Reasonable Country of Origin Inquiry (“RCOI”) designed to determine if any 3TG necessary to the functionality and production of our products may have originated in the Covered Countries. We surveyed all active suppliers and asked those who indicated the presence of 3TG in their products to complete the Conflict Minerals Reporting Template (“CMRT”) created by the Responsible Minerals Initiative of the Responsible Business Alliance (“RMI”). The Task Force engaged Supply Chain team members responsible for managing Sleep Number’s relationship with said direct suppliers to send the CMRTs. The Task Force then reviewed supplier CMRT responses for accuracy and completeness and, where necessary, contacted suppliers for clarification about their respective responses. Nineteen direct suppliers indicated the presence of 3TG in products supplied to Sleep Number. Eleven of the nineteen suppliers reported that the 3TG in the supplied products may have originated in Covered Countries, six reported that the 3TG in the supplied products did not originate in the Covered Countries, and two suppliers reported that the origin, mines, or facilities used to produce the supplied 3TG are unknown.








1. Diligence

1.1 Design of Due Diligence

As a result of our RCOI, we determined that the 3TG contained in some of our products may have originated in one or more Covered Countries. We therefore engaged in due diligence regarding the sources and chain of custody of this 3TG in accordance with Rule 13p-1 of the Securities Exchange Act. We looked to the Organisation for Economic Co-operation and Development’s (“OECD”) framework and the 3rd Edition of its Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Guidance”) throughout this process for guidance.

Step 1 – Company Management Systems

Conflict Minerals Policy
Sleep Number has adopted a Conflict Minerals Policy that has been made available to its suppliers and the public at https://www.sleepnumber.com/legal-notices. The website and information accessible through the link are not incorporated into this Report.

Internal Management Structure
Sleep Number has established an internal management process to support its supply chain due diligence efforts. We established the Task Force to implement our conflict minerals due diligence and compliance strategy. Task Force members brief management in their respective functions monthly during the due diligence process.

Supply Chain Controls and Transparency
Sleep Number expects its suppliers to source 3TG from ethical sub-tier suppliers and to adopt the RMI’s Responsible Minerals Assurance Process (“RMAP”) (formerly the Conflict Free Smelter Program) as a compliance standard. We require suppliers to annually certify whether the products they supply to Sleep Number in that calendar year contain 3TG and, if so, to provide written evidence documenting their due diligence efforts and source determinations. We centrally maintain all relevant documentation in an electronic format.

Supplier Engagement
Sleep Number is committed to ensuring conflict-free sourcing of metals through collaboration with suppliers by incorporating compliance expectations in new commercial contracts and written agreements. Suppliers are referred to Sleep Number’s Conflict Minerals Policy and are educated on an as-needed, ongoing basis about the requirements, methods, and importance of 3TG supply chain due diligence and disclosure.

Company Grievance Mechanism
Sleep Number has a Company-level grievance mechanism in place that may be used for reporting issues regarding Conflict Minerals sourcing.

Step 2 – Identify and Assess Risk in the Supply Chain

Sleep Number does not directly source 3TG from mines, smelters, or refiners, and is in most cases several production levels removed from them. We therefore rely on our direct suppliers to collect data about the presence and country of origin of any 3TG necessary to the functionality of any products supplied to us. We surveyed direct suppliers and evaluated their respective responses to determine the sufficiency, accuracy, and completeness of the information provided.

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Step 3 – Design and Implement a Strategy to Respond to Identified Risks

Sleep Number’s Task Force provides regular reporting to management in their respective functional areas regarding conflict minerals due diligence and compliance strategy updates. The Task Force provides the necessary information for management to determine on a case-by-case basis whether Sleep Number continues to source from suppliers during mitigation of identified risks in its supply chain.

Step 4 – Carry Out an Independent Third-Party Audit of Refiner’s Due Diligence Practices

Sleep Number does not have direct relationships with 3TG smelters or refiners and, as such, we do not perform direct audits of the entities that provide our supply chain with 3TG. We, however, support and rely on industry efforts to influence smelters and refiners to get audited and certified through the RMI.

Step 5 – Report on Supply Chain Due Diligence

In accordance with the OECD Guidance and the Rule, this Report is available on our website at https://www.sleepnumber.com/legal-notices. The website and information accessible through the link are not incorporated into this Report.

1.2 Due Diligence Results

All of our active direct suppliers were asked to determine and disclose the presence of 3TG in materials manufactured for Sleep Number in 2020 by completing the CMRT and identifying smelter names and the 3TG’s source country. The Task Force engaged the Supply Chain team members responsible for managing Sleep Number’s relationship with said direct suppliers to send the CMRTs, a process enhancement which may have increased the number of responses received and improved the timeliness of said responses.

Nineteen direct suppliers in scope for this Report indicated the presence of 3TG in products supplied to Sleep Number. Eleven of the nineteen suppliers reported that the 3TG in the supplied products may have originated in Covered Countries, six reported that the 3TG in the supplied products did not originate in the Covered Countries, and two suppliers reported that the origin, mines, or facilities used to produce the supplied 3TG are unknown.

Despite our RCOI and continued diligence efforts, it is possible that the 3TG contained in some of our supplied products may have originated in one or more Covered Country due to the complexity and fluidity of our supply chain and the lack of information regarding certain sub-tier suppliers. We intend to further develop transparency into our supply chain by using our due diligence processes, driving accountability within the supply chain by implementing the industry standard RMAP, and continuing our supplier outreach efforts.

2. Product Descriptions

Sleep Number manufactures and contracts to manufacture various mattresses, adjustable bases, bedding, and sleep-related accessory products. Each product is made up of numerous components sourced from many suppliers which may contain 3TG. Specifically, 3TG is present in the following products and/or components: adjustable bases, batteries, electronic pumps, electric solenoids, foam, heating/cooling engines, heating layers, light bulbs, power cords, printed circuit boards, remote controls, and upholstered headboards (“Products”). As a result of the due diligence procedures described above, including the
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required RCOI, we cannot exclude the possibility that some of the 3TG used in the Products may have originated in a Covered Country. Our inquiry and diligence efforts are ongoing.

3. List of Smelters/Refiners

Sleep Number has made a reasonable, good faith effort to collect and assess information concerning 3TG smelters and refiners based on data provided by our suppliers. Please refer to Appendix A for a list of smelters or refiners reported by our suppliers that may supply 3TG utilized in our manufactured products.

4. Future Enhancement Measures

Sleep Number is committed to conducting business activities to the highest standards of ethics and social responsibility and providing our customers with ethically-sourced products. We support the goal of ending violence, human rights violations, and environmental devastation in the DRC and adjoining countries. As a result of our findings for this reporting year, we will continue to enhance our process, including our ability to identify, assess, and quickly mitigate any risk of the presence of 3TG sourced from Covered Countries in our products. We will also continue to require our suppliers to ethically source all materials used in our products. We intend to take the following actions to further refine and improve our 3TG due diligence efforts:

Enhancement Measures:
a.Investigate additional resources and potential tools to help the Task Force improve tracking, evaluating, and storing of supplier 3TG due diligence data.
b.Identify further external opportunities to enhance our due diligence processes including working with trade associations and other third parties to define and improve best practices.
c.Explore and discuss opportunities for best practices enhancements on a regularly scheduled basis.

Caution Concerning Forward-Looking Statements

This Report may contain or incorporate by reference certain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Any statements contained in or incorporated by reference into this Report that are not statements of historical fact may be deemed to be forward-looking statements, including but not limited to, our ability to constructively work with our suppliers to achieve compliance, our ability to enter into new contracts that incorporate compliance expectations, our ability to maintain long-term relationships with our suppliers, and our ability to improve our due diligence process. We try to identify forward-looking statements in this Report and elsewhere by using words such as “may,” “will,” “should,” “expect,” “plan,” “intend,” “potential,” “continue,” or the negative of these or similar terms. Our forward-looking statements speak only as of the date made and by their nature involve substantial risks and uncertainties.


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APPENDIX A

The following tables reflect the smelters or refiners reported by our suppliers that may supply 3TG used in our manufactured products. Table 1 lists smelters or refiners that appear on the RMI’s Conformant Smelters & Refiners Lists as of May 10, 2021. Table 2 lists countries of origin reported by our suppliers for 3TG in their respective supply chains from smelters or refiners which do not appear on the RMI’s Active Smelters & Refiners List as of May 10, 2021.

Table 1

Mineral
Smelter Name
Country
Gold
Umicore S.A. Business Unit Precious Metals Refining
Belgium
Gold
Tony Goetz NV
Belgium
Gold
Western Australian Mint (T/a The Perth Mint)
Australia
Gold
Royal Canadian Mint
Canada
Gold
CCR Refinery - Glencore Canada Corporation
Canada
Gold
Asahi Refining Canada Ltd.
Canada
Gold
Planta Recuperadora de Metales spa
Chile
Gold
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.
China
Gold
Penglai Penggang Gold Industry Co., Ltd.
China
Gold
Tongling Nonferrous Metals Group Co., Ltd.
China
Gold
Shandong Humon Smelting Co., Ltd.
China
Gold
Shenzhen Zhonghenglong Real Industry Co., Ltd.
China
Gold
L'Orfebre S.A.
Andorra
Gold
Safina a.s.
Czechia
Gold
SAAMP
France
Gold
Daye Non-Ferrous Metals Mining Ltd.
China
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
China
Gold
PT Aneka Tambang (Persero) Tbk
Indonesia
Gold
Italpreziosi
Italy
Gold
Safimet S.p.A
Italy
Gold
8853 S.p.A.
Italy
Gold
T.C.A S.p.A
Italy
Gold
Chimet S.p.A.
Italy
Gold
Sellem Industries Ltd.
Mauritania
Gold
REMONDIS PMR B.V.
Netherlands
Gold
Morris and Watson
New Zealand
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
Philippines
Gold
Rand Refinery (Pty) Ltd.
South Africa
Gold
Refinery of Seemine Gold Co., Ltd.
China
Gold
AU Traders and Refiners
South Africa
Gold
Metal Concentrators SA (Pty) Ltd.
South Africa
5


Gold
SEMPSA Joyeria Plateria S.A.
Spain
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
Uzbekistan
Gold
Navoi Mining and Metallurgical Combinat
Uzbekistan
Gold
Chugai Mining
Japan
Gold
Ishifuku Metal Industry Co., Ltd.
Japan
Gold
Kojima Chemicals Co., Ltd.
Japan
Gold
Sumitomo Metal Mining Co., Ltd.
Japan
Gold
Yamakin Co., Ltd.
Japan
Gold
Ohura Precious Metal Industry Co., Ltd.
Japan
Gold
Asaka Riken Co., Ltd.
Japan
Gold
JX Nippon Mining & Metals Co., Ltd.
Japan
Gold
Tokuriki Honten Co., Ltd.
Japan
Gold
Asahi Pretec Corp.
Japan
Gold
Nihon Material Co., Ltd.
Japan
Gold
Aida Chemical Industries Co., Ltd.
Japan
Gold
Japan Mint
Japan
Gold
Tanaka Kikinzoku Kogyo K.K.
Japan
Gold
Yokohama Metal Co., Ltd.
Japan
Gold
Mitsui Mining and Smelting Co., Ltd.
Japan
Gold
Eco-System Recycling Co., Ltd. North Plant
Japan
Gold
Eco-System Recycling Co., Ltd. West Plant
Japan
Gold
Eco-System Recycling Co., Ltd. East Plant
Japan
Gold
Mitsubishi Materials Corporation
Japan
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
China
Gold
Jiangxi Copper Co., Ltd.
China
Gold
Lingbao Gold Co., Ltd.
China
Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
China
Gold
Matsuda Sangyo Co., Ltd.
Japan
Gold
Dowa
Japan
Gold
Samduck Precious Metals
Republic of Korea
Gold
Samwon Metals Corp.
Republic of Korea
Gold
LT Metal Ltd.
Republic of Korea
Gold
LS-NIKKO Copper Inc.
Republic of Korea
Gold
Korea Zinc Co., Ltd.
Republic of Korea
Gold
NH Recytech Company
Republic of Korea
6


Gold
Sungeel himetal Co., Ltd.
Republic of Korea
Gold
Yunnan Copper Industry Co., Ltd.
China
Gold
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
China
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
China
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
China
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
China
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
China
Gold
Hwaseong CJ CO., LTD.
Republic of Korea
Gold
DS PRETECH Co., Ltd.
Republic of Korea
Gold
Torecom
Republic of Korea
Gold
DSC (Do Sung Corporation)
Republic of Korea
Gold
State Research Institute Center for Physical Sciences and Technology
Lithuania
Gold
KGHM Polska Miedz Spolka Akcyjna
Poland
Gold
L'azurde Company For Jewelry
Saudi Arabia
Gold
Sudan Gold Refinery
Sudan
Gold
Singway Technology Co., Ltd.
Taiwan
Gold
Solar Applied Materials Technology Corp.
Taiwan
Gold
Asahi Refining USA Inc.
United States of America
Gold
United Precious Metal Refining, Inc.
United States of America
Gold
Heraeus Metals Hong Kong Ltd.
China
Gold
Great Wall Precious Metals Co., Ltd. Of CBPM
China
Gold
Gold Refinery of Zijin Mining Group Co., Ltd.
China
Gold
Hunan Chenzhou Mining Co., Ltd.
China
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
China
Gold
Sichuan Tianze Precious Metals Co., Ltd.
China
Gold
Metalor Technologies (Suzhou) Ltd.
China
Gold
Metalor Technologies (Hong Kong) Ltd.
China
Gold
Guangdong Jinding Gold Limited
China
Gold
GCC Gujrat Gold Centre Pvt. Ltd.
India
Gold
Emerald Jewel Industry India Limited (Unit 1)
India
Gold
Emerald Jewel Industry India Limited (Unit 2)
India
Gold
Emerald Jewel Industry India Limited (Unit 3)
India
Gold
Emerald Jewel Industry India Limited (Unit 4)
India
Gold
Sai Refinery
India
Gold
MMTC-PAMP India Pvt., Ltd.
India
7


Gold
CGR Metalloys Pvt Ltd.
India
Gold
Sovereign Metals
India
Gold
JALAN & Company
India
Gold
Augmont Enterprises Private Limited
India
Gold
Bangalore Refinery
India
Gold
Kundan Care Products Ltd.
India
Gold
MD Overseas
India
Gold
Shirpur Gold Refinery Ltd.
India
Gold
Kyrgyzaltyn JSC
Kyrgyzstan
Gold
Materion
United States of America
Gold
Advanced Chemical Company
United States of America
Gold
Kennecott Utah Copper LLC
United States of America
Gold
Ogussa Osterreichische Gold- und Silber-Scheideanstalt gmbh
Austria
Gold
Modeltech Sdn Bhd
Malaysia
Gold
Caridad
Mexico
Gold
Metalurgica Met-Mex Penoles S.A. De C.V.
Mexico
Gold
Metalor USA Refining Corporation
United States of America
Gold
Geib Refining Corporation
United States of America
Gold
Abington Reldan Metals, LLC
United States of America
Gold
Alexy Metals
United States of America
Gold
Metallix Refining Inc.
United States of America
Gold
Sabin Metal Corp.
United States of America
Gold
Pease & Curren
United States of America
Gold
Umicore Precious Metals Thailand
Thailand
Gold
Istanbul Gold Refinery
Turkey
Gold
Nadir Metal Rafineri San. Ve Tic. A.S.
Turkey
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
Turkey
Gold
QG Refining, LLC
United States of America
Gold
Marsam Metals
Brazil
Gold
Anglogold Ashanti Corrego do Sitio Mineracao
Brazil
Gold
C.I Metales Procesados Industriales SAS
Colombia
Gold
Sancus ZFS (L’Orfebre, SA)
Colombia
8


Gold
Degussa Sonne / Mond Goldhandel gmbh
Germany
Gold
Heraeus Precious Metals gmbh & Co. KG
Germany
Gold
Aurubis AG
Germany
Gold
WIELAND Edelmetalle gmbh
Germany
Gold
SAXONIA Edelmetalle gmbh
Germany
Gold
Heimerle + Meule gmbh
Germany
Gold
DODUCO Contacts and Refining gmbh
Germany
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
Germany
Gold
C. Hafner gmbh + Co. KG
Germany
Gold
Gold Coast Refinery
Ghana
Gold
Kazzinc
Kazakhstan
Gold
Kazakhmys Smelting LLC
Kazakhstan
Gold
TOO Tau-Ken-Altyn
Kazakhstan
Gold
K.A. Rasmussen
Norway
Gold
Kyshtym Copper-Electrolytic Plant ZAO
Russian Federation
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
Russian Federation
Gold
JSC Uralelectromed
Russian Federation
Gold
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
Russian Federation
Gold
Prioksky Plant of Non-Ferrous Metals
Russian Federation
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
Russian Federation
Gold
OJSC Novosibirsk Refinery
Russian Federation
Gold
Moscow Special Alloys Processing Plant
Russian Federation
Gold
Metalor Technologies (Singapore) Pte., Ltd.
Singapore
Gold
Boliden AB
Sweden
Gold
Valcambi S.A.
Switzerland
Gold
Argor-Heraeus S.A.
Switzerland
Gold
PX Precinox S.A.
Switzerland
Gold
PAMP S.A.
Switzerland
Gold
Metalor Technologies S.A.
Switzerland
Gold
Cendres + Metaux S.A.
Switzerland
Gold
African Gold Refinery
Uganda
Gold
Fujairah Gold FZC
United Arab Emirates
Gold
Kaloti Precious Metals
United Arab Emirates
9


Gold
Al Etihad Gold Refinery DMCC
United Arab Emirates
Gold
Emirates Gold DMCC
United Arab Emirates
Gold
International Precious Metal Refiners
United Arab Emirates
Gold
Dijllah Gold Refinery FZC
United Arab Emirates
Gold
Fidelity Printers and Refiners Ltd.
Zimbabwe
Gold
Umicore Precious Metals Refining Hoboken
Belgium
Gold
Met-Mex Penoles, S.A.
Mexico
Gold
Tanaka Kikinzoku Kogyo K.K
Japan
Gold
Umicore Brasil Ltda.
Brazil
Gold
Daejin Indus Co., Ltd.
Republic of Korea
Gold
Eco-System Recycling Co., Ltd.
JAPAN
Gold
Heesung Metal Ltd.
Republic of Korea
Gold
JSC Novosibirsk Refinery
Russian federation
Tantalum
Jiujiang jinxin Nonferrous Metals Co., Ltd.
China
Tantalum
Jiujiang Tanbre Co., Ltd.
China
Tantalum
NPM Silmet AS
Estonia
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
China
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
China
Tantalum
Yanling Jincheng Tantalum & Niobium Co., Ltd.
China
Tantalum
Taki Chemical Co., Ltd.
Japan
Tantalum
Asaka Riken Co., Ltd.
Japan
Tantalum
H.C. Starck Ltd.
Japan
Tantalum
Global Advanced Metals Aizu
Japan
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
China
Tantalum
Mitsui Mining and Smelting Co., Ltd.
Japan
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
China
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
China
Tantalum
H.C. Starck Inc.
United States of America
Tantalum
Quantumclean
United States of America
Tantalum
Exotech Inc.
United States of America
Tantalum
F&X Electro-Materials Ltd.
China
Tantalum
FIR Metals & Resource Ltd.
China
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
China
10


Tantalum
Xinxing haorong Electronic Material Co., Ltd.
China
Tantalum
Jiangxi Tuohong New Raw Material
China
Tantalum
Metallurgical Products India Pvt., Ltd.
India
Tantalum
Resind Industria e Comercio Ltda.
Brazil
Tantalum
LSM Brasil S.A.
Brazil
Tantalum
KEMET Blue Metals
Mexico
Tantalum
H.C. Starck Co., Ltd.
Thailand
Tantalum
Telex Metals
United States of America
Tantalum
D Block Metals, LLC
United States of America
Tantalum
Global Advanced Metals Boyertown
United States of America
Tantalum
Mineracao Taboca S.A.
Brazil
Tantalum
H.C. Starck Tantalum and Niobium gmbh
Germany
Tantalum
H.C. Starck Hermsdorf gmbh
Germany
Tantalum
H.C. Starck Smelting gmbh & Co. KG
Germany
Tantalum
Ulba Metallurgical Plant JSC
Kazakhstan
Tantalum
Power Resources Ltd.
North Macedonia
Tantalum
Solikamsk Magnesium Works OAO
Russian Federation
Tantalum
PRG Dooel
North Macedonia
Tantalum
Guangdong Rising Rare Metals-EO Materials Ltd.
China
Tantalum
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.
China
Tantalum
KEMET Blue Powder
United States of America
Tantalum
Jiujiang Janny New Material Co., Ltd.
China
Tantalum
AMG Brasil
Brazil
Tantalum
KEMET de Mexico
Mexico
Tantalum
Meta Materials
North Macedonia
Tin
Metallo Belgium N.V.
Belgium
Tin
EM Vinto
Bolivia
Tin
Operaciones Metalurgicas S.A.
Bolivia
Tin
PT Prima Timah Utama
Indonesia
Tin
PT ATD Makmur Mandiri Jaya
Indonesia
Tin
PT Rajehan Ariq
Indonesia
Tin
Gejiu Kai Meng Industry and Trade LLC
China
Tin
Chifeng Dajingzi Tin Industry Co., Ltd.
China
Tin
PT Rajawali Rimba Perkasa
Indonesia
11


Tin
CV Venus Inti Perkasa
Indonesia
Tin
PT Mitra Sukses Globalindo
Indonesia
Tin
PT Artha Cipta Langgeng
Indonesia
Tin
PT Menara Cipta Mulia
Indonesia
Tin
PT Timah Tbk Kundur
Indonesia
Tin
PT Timah Tbk Mentok
Indonesia
Tin
PT Timah Nusantara
Indonesia
Tin
Huichang Hill Tin Industry Co., Ltd.
China
Tin
PT Bangka Serumpun
Indonesia
Tin
PT Babel Surya Alam Lestari
Indonesia
Tin
PT Mitra Stania Prima
Indonesia
Tin
PT Refined Bangka Tin
Indonesia
Tin
Minsur
Peru
Tin
O.M. Manufacturing Philippines, Inc.
Philippines
Tin
Jiangxi New Nanshan Technology Ltd.
China
Tin
Yunnan Yunfan Non-ferrous Metals Co., Ltd.
China
Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
China
Tin
CRM Synergies
Spain
Tin
Metallo Spain S.L.U.
Spain
Tin
An Vinh Joint Stock Mineral Processing Company
Vietnam
Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company
Vietnam
Tin
Thai Nguyen Mining and Metallurgy Co., Ltd.
Vietnam
Tin
PT Stanindo Inti Perkasa
Indonesia
Tin
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
Vietnam
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
Vietnam
Tin
Mitsubishi Materials Corporation
Japan
Tin
Gejiu City Fuxiang Industry and Trade Co., Ltd.
China
Tin
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
China
Tin
Dowa
Japan
Tin
China Tin Group Co., Ltd.
China
Tin
Ma'anshan Weitai Tin Co., Ltd.
China
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
China
Tin
Fenix Metals
Poland
Tin
Rui Da Hung
Taiwan
Tin
Alpha
United States of America
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
China
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
China
Tin
Yunnan Tin Company Limited
China
Tin
Gejiu Zili Mining And Metallurgy Co., Ltd.
China
12


Tin
Dongguan ciexpo Environmental Engineering Co., Ltd.
China
Tin
Precious Minerals and Smelting Limited
India
Tin
Malaysia Smelting Corporation (MSC)
Malaysia
Tin
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda
Brazil
Tin
Resind Industria e Comercio Ltda.
Brazil
Tin
White Solder Metalurgia e Mineracao Ltda.
Brazil
Tin
Modeltech Sdn Bhd
Malaysia
Tin
Pongpipat Company Limited
Myanmar
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
Thailand
Tin
Thaisarco
Thailand
Tin
Metallic Resources, Inc.
United States of America
Tin
Tin Technology & Refining
United States of America
Tin
Magnu's Minerais Metais e Ligas Ltda.
Brazil
Tin
Mineracao Taboca S.A.
Brazil
Tin
Melt Metais e Ligas S.A.
Brazil
Tin
Super Ligas
Brazil
Tin
Soft Metais Ltda.
Brazil
Tin
Estanho de Rondonia S.A.
Brazil
Tin
Novosibirsk Processing Plant Ltd.
Russian Federation
Tin
Luna Smelter, Ltd.
Rwanda
Tin
Guanyang Guida Nonferrous Metal Smelting Plant
China
Tin
PT Bukit Timah
Indonesia
Tin
CV United Smelting
Indonesia
Tin
PT Inti Stania Prima
Indonesia
Tin
PT Babel Inti Perkasa
Indonesia
Tin
PT Bangka Prima Tin
Indonesia
Tin
PT DS Jaya Abadi
Indonesia
Tin
PT Karimun Mining
Indonesia
Tin
PT Tommy Utama
Indonesia
Tin
PT Aries Kencana Sejahtera
Indonesia
Tin
PT Panca Mega Persada
Indonesia
Tin
PT Sariwiguna Binasentosa
Indonesia
Tin
PT Sukses Inti Makmur
Indonesia
Tin
CV Ayi Jaya
Indonesia
Tin
PT Tinindo Inter Nusa
Indonesia
Tin
CV Dua Sekawan
Indonesia
Tin
Mineração Taboca S.A.
Brazil
Tin
White Solder Metalurgia e Mineração Ltda.
Brazil
13


Tin
Huichang Jinshunda Tin Co., Ltd.
China
Tin
Liuzhhou China Tin
China
Tin
PT Bangka Tin Industry
Indonesia
Tin
CV Gita Pesona
Indonesia
Tin
PT Premium Tin Indonesia
Indonesia
Tin
PT Belitung Industri Sejahtera
Indonesia
Tin
PT Sumber Jaya Indah
Indonesia
Tin
PT Tirus Putra Mandiri
Indonesia
Tin
PT Kijang Jaya Mandiri
Indonesia
Tin
Gejiu Fengming Metallurgy Chemical Plant
China
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
China
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
China
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
China
Tungsten
Hunan Chenzhou Mining Co., Ltd.
China
Tungsten
Philippine Chuangxin Industrial Co., Inc.
Philippines
Tungsten
China Molybdenum Co., Ltd.
China
Tungsten
Fujian Ganmin raremetal Co., Ltd.
China
Tungsten
Xiamen Tungsten Co., Ltd.
China
Tungsten
A.L.M.T. Corp.
Japan
Tungsten
Masan Tungsten Chemical LLC (MTC)
Vietnam
Tungsten
Asia Tungsten Products Vietnam Ltd.
Vietnam
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
Vietnam
Tungsten
Japan New Metals Co., Ltd.
Japan
Tungsten
GEM Co., Ltd.
China
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
China
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
China
Tungsten
KGETS Co., Ltd.
Republic of Korea
Tungsten
Hunan Litian Tungsten Industry Co., Ltd.
China
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
China
Tungsten
CNMC (Guangxi) PGMA Co., Ltd.
China
Tungsten
Woltech Korea Co., Ltd.
Republic of Korea
Tungsten
Lianyou Metals Co., Ltd.
Taiwan
Tungsten
Kennametal Huntsville
United States of America
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
China
Tungsten
Ganzhou Haichuang Tungsten Co., Ltd.
China
Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
China
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
China
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
China
14


Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
China
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
China
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
China
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
China
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
China
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
China
Tungsten
Niagara Refining LLC
United States of America
Tungsten
Global Tungsten & Powders Corp.
United States of America
Tungsten
Kennametal Fallon
United States of America
Tungsten
Wolfram Bergbau und Hutten AG
Austria
Tungsten
Cronimet Brasil Ltda
Brazil
Tungsten
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.
Brazil
Tungsten
ACL Metais Eireli
Brazil
Tungsten
H.C. Starck Tungsten gmbh
Germany
Tungsten
H.C. Starck Smelting gmbh & Co. KG
Germany
Tungsten
Artek LLC
Russian Federation
Tungsten
Moliren Ltd.
Russian Federation
Tungsten
NPP Tyazhmetprom LLC
Russian Federation
Tungsten
Hydrometallurg, JSC
Russian Federation
Tungsten
JSC "Kirovgrad Hard Alloys Plant"
Russian Federation
Tungsten
Unecha Refractory metals plant
Russian Federation
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
China
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
China
Tungsten
China Molybdenum Tungsten Co., Ltd.
China
Tungsten
Masan High-Tech Materials
Vietnam

Table 2

Mineral
Country
Tantalum
China
Tin
China
Tin
Indonesia



15