X0306 4 2016-12-28 0 0000827099 Ocean Thermal Energy Corp CPWR 0001665513 WOLFSON PETER H 342 N FARM DRIVE LITITZ PA 17543 1 0 0 0 Common Stock 2017-03-28 4 P 0 1 6 A 1320001 D Common Stock 2017-03-29 4 P 0 50 8 A 1320051 D Common Stock 2017-04-19 4 P 0 10 10 A 1320061 D Common Stock 2017-05-17 4 P 0 216 3.27 A 918200 D Common Stock 2017-05-18 4 P 0 43 3.34 A 918243 D Common Stock 2017-05-19 4 P 0 43 3.8 A 918286 D Common Stock 2017-05-22 4 P 0 43 3.83 A 918329 D Common Stock 2017-05-25 4 P 0 50 4.1 A 918379 D Common Stock 2017-05-26 4 P 0 20 5.25 A 918399 D Common Stock 2017-06-07 4 P 0 101 8.05 A 918500 D Peter H. Wolfson 2017-06-28