EX-99.D4 3 acqef41017ex99d4am3tomgmta.htm EXHIBIT 99.D4-AMEND 3 TO MANAGEMENT AGMT Exhibit


American Century Quantitative Equity Funds, Inc.

AMENDMENT NO. 3 TO RESTATED MANAGEMENT AGREEMENT

THIS AMENDMENT NO. 3 TO RESTATED MANAGEMENT AGREEMENT (“Amendment”) is effective as of the 10th day of April, 2017, by and between AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC., a Maryland corporation (hereinafter called the “Corporation”), and AMERICAN CENTURY INVESTMENT MANAGEMENT, INC., a Delaware corporation (hereinafter called the “Investment Manager”).

WHEREAS, the Corporation and the Investment Manager are parties to a certain Restated Management Agreement effective as of August 1, 2011, and amended October 31, 2011 and March 19, 2015 (“Agreement”);

WHEREAS, the parties hereto desire to enter into this Amendment to reflect the name change of the Equity Market Neutral Fund to AC Alternatives Equity Market Neutral Fund effective, June 30, 2015; the name change of the Strategic Inflation Opportunities Fund to Multi-Asset Real Return Fund, effective May 2, 2016; and the name change of the Disciplined Growth Plus Fund to AC Alternatives Disciplined Long Short Fund, effective April 10, 2017;

WHEREAS, the parties hereto desire to enter into this Amendment to change the name of the Institutional Class of common stock to I Class for the series of shares titled AC Alternatives Disciplined Long Short Fund, AC Alternatives Equity Market Neutral Fund, Core Equity Plus Fund, Disciplined Growth Fund, Equity Growth Fund, Global Gold Fund, Income & Growth Fund, International Core Equity Fund, Multi-Asset Real Return Fund, and Small Company Fund;

WHEREAS, the parties hereto desire to enter into this amendment to reflect the addition of a duly established new R5 Class for the series of shares titled AC Alternatives Equity Market Neutral Fund, Disciplined Growth Fund, Equity Growth Fund, Income & Growth Fund, Multi-Asset Real Return Fund, and Small Company Fund; and

WHEREAS, the parties hereto desire to enter into this amendment to reflect the addition of a duly established new Y Class for the series of shares titled AC Alternatives Equity Market Neutral Fund and Disciplined Growth Fund.

NOW, THEREFORE, IN CONSIDERATION of the mutual promises and agreements herein contained, the parties agree as follows:

1.    Amendment of Schedules B and C. Schedules B and C to the Agreement are hereby amended by deleting them in their entirety and inserting in lieu therefor the Schedules B and C attached hereto.

2.    Ratification and Confirmation of Agreement. In the event of a conflict between the terms of this Amendment and the Agreement, it is the intention of the parties that the terms of this Amendment shall control and the Agreement shall be interpreted on that basis. To the extent the provisions of the Agreement have not been amended by this Amendment, the parties hereby confirm and ratify the Agreement.




American Century Quantitative Equity Funds, Inc.


3.    Full Force and Effect. Except as expressly supplemented, amended or consented to hereby, all of the representations, warranties, terms, covenants and conditions of the Agreement shall remain unamended and shall continue to be in full force and effect.

IN WITNESS WHEREOF, the parties have caused this Amendment to be duly executed by their respective duly authorized officers to be effective as of the day and year first above written.
American Century Investment Management, Inc.
American Century Quantitative Equity Funds, Inc.
/s/ Otis H. Cowan
/s/ Charles A. Etherington
Otis H. Cowan
Vice President
Charles A. Etherington
Senior Vice President




American Century Mutual Funds, Inc.



2



American Century Quantitative Equity Funds, Inc.    Schedule B: Investment Category Assignments


Schedule B

Investment Category Assignments

American Century Quantitative Equity Funds, Inc.
Series
Category
Applicable Fee Schedule Number
Income & Growth Fund
Equity Funds
1
Equity Growth Fund
Equity Funds
1
Small Company Fund
Equity Funds
2
Utilities Fund
Equity Funds
1
Global Gold Fund
Equity Funds
1
Disciplined Growth Fund
Equity Funds
4
AC Alternatives Equity Market Neutral Fund
Equity Funds
3
NT Equity Growth Fund
Equity Funds
1
NT Small Company Fund
Equity Funds
2
International Core Equity Fund
Equity Funds
5
AC Alternatives Disciplined Long Short Fund
Equity Funds
7
Core Equity Plus Fund
Equity Funds
6
Multi-Asset Real Return Fund
Bond Funds
10
NT Core Equity Plus Fund
Equity Funds
6
NT Disciplined Growth Fund
Equity Funds
4



B-1



American Century Quantitative Equity Funds, Inc.    Schedule C: Complex Fee Schedules


Schedule C

Complex Fee Schedules

 
Rate Schedules
Complex Assets
All Other Classes
Institutional/I/R5 Class
Y Class
First $2.5 billion
0.3100%
0.1100%
0.0600%
Next $7.5 billion
0.3000%
0.1000%
0.0500%
Next $15.0 billion
0.2985%
0.0985%
0.0485%
Next $25.0 billion
0.2970%
0.0970%
0.0470%
Next $25.0 billion
0.2870%
0.0870%
0.0370%
Next $25.0 billion
0.2800%
0.0800%
0.0300%
Next $25.0 billion
0.2700%
0.0700%
0.0200%
Next $25.0 billion
0.2650%
0.0650%
0.0150%
Next $25.0 billion
0.2600%
0.0600%
0.0100%
Next $25.0 billion
0.2550%
0.0550%
0.0050%
Thereafter
0.2500%
0.0500%
0.0000%

Series
Investor
Class
I
Class
A
Class
C
Class
R Class
R5
Class
Y
Class
ØEquity Growth Fund
Yes
Yes
Yes
Yes
Yes
Yes
No
ØIncome & Growth Fund
Yes
Yes
Yes
Yes
Yes
Yes
No
ØGlobal Gold Fund
Yes
Yes
Yes
Yes
Yes
No
No
ØSmall Company Fund
Yes
Yes
Yes
Yes
Yes
Yes
No
ØDisciplined Growth Fund
Yes
Yes
Yes
Yes
Yes
Yes
Yes
ØAC Alternatives Equity Market Neutral Fund
Yes
Yes
Yes
Yes
Yes
Yes
Yes
ØInternational Core Equity Fund
Yes
Yes
Yes
Yes
Yes
No
No
ØAC Alternatives Disciplined Long Short Fund
Yes
Yes
Yes
Yes
Yes
No
No
ØCore Equity Plus Fund
Yes
Yes
Yes
Yes
Yes
No
No
ØMulti-Asset Real Return Fund
Yes
Yes
Yes
Yes
Yes
Yes
No
Series
Investor
Class
Institu-
tional
Class
A
Class
C
Class
R Class
R5
Class
Y
Class
ØNT Equity Growth Fund
No
Yes
No
No
No
No
No
ØNT Small Company Fund
No
Yes
No
No
No
No
No
ØNT Core Equity Plus Fund
No
Yes
No
No
No
No
No
ØNT Disciplined Growth Fund
Yes
Yes
No
No
No
No
No
ØUtilities Fund
Yes
No
No
No
No
No
No



C-1