13F-HR 1 form13fbrahman.txt FORM 13F HR FOR PERIOD ENDING 9/30/01 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001. Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name Brahman Capital Corp. ---------------------------------------------------------------- Address 350 Madison Avenue, 22nd Floor ---------------------------------------------------------------- New York, NY 10017 ---------------------------------------------------------------- Form 13F File Number: 28- 4455 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William D'Eredita -------------------------------------------------------------- Title: Chief Financial Officer -------------------------------------------------------------- Phone: (212) 681-9797 -------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ William D'Eredita New York, NY November 13, 2001 -------------------------- ----------------------- ---------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Item 1 Item 2 Item 3 Item 4 Item 5 Shares or Title CUSIP Fair Market Principal Name of Issuer of Class Number Value Amount ---------------------------------------------------------------------------------------------- AETNA INC. COMMON 00817Y-10-8 36,906,975.00 1,277,500 ALLETE INC. COMMON 018522-10-2 1,415,328.00 55,200 AMERICAN GREETING COMMON 026375-10-5 2,577,828.00 194,700 ALLEGHANY ENERGY COMMON 017361-10-6 91,750.00 2,500 AVISTA CORP COMMON 05379B-10-7 102,000.00 7,500 CMS ENERGY COMMON 125896-10-0 100,000.00 5,000 CALPINE CORP COMMON 131347-10-6 125,455.00 5,500 CRESTLINE CAPITAL CORP COMMON 226153-10-4 40,370,098.00 1,429,030 ENERGY EAST CORP COMMON 29266M-10-9 150,825.00 7,500 EQUITY MARKETING COMMON 294724-10-9 381,000.00 30,000 EQUITABLE RESOURCES INC COMMON 294549-10-0 54,210,664.00 1,806,420 FMC CORP COMMON 302491-30-3 21,545,802.00 439,800 FMC TECHNOLOGIES INC. COMMON 30249U-9A-D 25,000.00 2,000 (C) GTECH HOLDINGS CORP. COMMON 400518-10-6 47,637,913.00 1,379,210 GTECH HOLDINGS CORP. COMMON 400518-90-6 32,750.00 50 (C) GTECH HOLDINGS CORP. COMMON 400518-90-6 408,750.00 750 (C) H&R BLOCK COMMON 093671-10-5 24,759,376.00 642,100 H&R BLOCK COMMON 093671-90-5 477,500.00 500 (C) IDT CORP COMMON 448947-10-1 1,689,350.00 146,900 JOY GLOBAL INC. COMMON 481165-10-8 2,136,573.00 143,877 KEY3MEDIA GROUP INC. COMMON 49326R-10-4 7,396,092.00 1,867,700 LIGHTBRIDGE INC. COMMON 532226-10-7 2,450,775.00 239,100 MOORE LTD COMMON 615785-10-2 25,589,988.00 3,306,200 METLIFE COMMON 59156R-10-8 891,000.00 30,000 MIRANT CORP COMMON 604675-10-8 120,450.00 5,500 MONTANA POWER CO. COMMON 612085-10-0 21,000.00 4,000 PLAINS ALL AMERICAN PIPELINE COMMON 726503-10-5 192,000.00 7,500 PUBLIC SERVICE ENT. GROUP COMMON 744573-10-6 106,375.00 2,500 RF MICRO DEVICES INC. COMMON 749941-95-0 2,287,500.00 2,500 (P) RELIANT RESOURCES COMMON 75952B-10-5 68,040.00 4,200 SPX CORP COMMON 784635-10-4 6,632,000.00 80,000 SIMON WORLDWIDE COMMON 828815-10-0 55,216.00 197,200 TRIZEC HAHN CORP COMMON 896938-10-7 34,519,767.00 1,916,700 UNITED SHIPPING & TECHNOLOGY COMMON 911498-10-3 712,044.00 901,322 WILLIAMS COMM GROUP COMMON 969455-10-4 9,218.00 7,812 WILLIAMS COS. INC. COMMON 969457-10-0 259,350.00 9,500 WILLIAMS COS. INC. COMMON 969457-90-0 47,250.00 2,100 (C) -------------- 316,503,002.00 ============== Note: The above schedule sets forth only the Section 13(f) securities under management by Brahman Capital at September 30, 2001 and required to be reported on Form 13F. The limited comments of Forms 13F cannot be used as a basis of determining actual or prospective investment performance and any attempt to use such information may be materially misleading.
Item 1 Item 6 Item 7 Item 8 a) Sole b) Shared c) Shared- Managers a) Sole b) Shared c) Shared- As Defined Other See Instr. As Defined Other Name of Issuer in Instr. V V in Instr. V -------------------------------------------------------------------------------------------------------------------- AETNA INC. x 1 x ALLETE INC. x 1 x AMERICAN GREETING x 1 x ALLEGHANY ENERGY x 1 x AVISTA CORP x 1 x CMS ENERGY x 1 x CALPINE CORP x 1 x CRESTLINE CAPITAL CORP x 1 x ENERGY EAST CORP x 1 x EQUITY MARKETING x 1 x EQUITABLE RESOURCES INC x 1 x FMC CORP x 1 x FMC TECHNOLOGIES INC. x 1 x GTECH HOLDINGS CORP. x 1 x GTECH HOLDINGS CORP. x 1 x GTECH HOLDINGS CORP. x 1 x H&R BLOCK x 1 x H&R BLOCK x 1 x IDT CORP x 1 x JOY GLOBAL INC. x 1 x KEY3MEDIA GROUP INC. x 1 x LIGHTBRIDGE INC. x 1 x MOORE LTD x 1 x METLIFE x 1 x MIRANT CORP x 1 x MONTANA POWER CO. x 1 x PLAINS ALL AMERICAN PIPELINE x 1 x PUBLIC SERVICE ENT. GROUP x 1 x RF MICRO DEVICES INC. x 1 x RELIANT RESOURCES x 1 x SPX CORP x 1 x SIMON WORLDWIDE x 1 x TRIZEC HAHN CORP x 1 x UNITED SHIPPING & TECHNOLOGY x 1 x WILLIAMS COMM GROUP x 1 x WILLIAMS COS. INC. x 1 x WILLIAMS COS. INC. x 1 x