| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
UniTek Global Services, Inc. [ UNTK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 02/28/2013 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 02/28/2013 | J | 178,888 | D | (1) | 0 | D(2) | |||
| Common Stock | 02/28/2013 | S | 4,342,376 | D | $4.3(1) | 0 | D(2) | |||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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| Explanation of Responses: |
| 1. Sector Performance Fund, LP ("Sector Performance Fund") was the direct beneficial owner of 4,028,839 shares of Common Stock. SPF SBS LP ("SPF SBS") was the direct beneficial owner of 254,574 shares of Common Stock. HM Unitek Coinvest, LP ("Coinvest") was the direct beneficial owner of 237,851shares of Common Stock. Each of Sector Performance GP, Coinvest and SPF SBS entered into a series of related transactions with UniTek Interposed LP ("UniTek Interposed") and certain other parties thereto, pursuant to which, among other transactions, each of them transferred to UniTek Interposed all of their respective shares of Common Stock in exchange for, through a series of transactions, either (i) an allocable portion of non-voting limited partner interests in UniTek Interposed or (ii) cash equal to $4.30 per share of Common Stock. |
| 2. Sector Performance GP, LP ("Sector Performance GP") is the general partner of Sector Performance Fund and, as a result thereof, Sector Performance GP may be deemed to share beneficial ownership with respect to the securities directly owned by Sector Performance GP. Sector Performance LLC ("Ultimate GP") is the general partner of Sector Performance GP, Coinvest and SPF SBS and, as a result thereof, Ultimate GP may be deemed to share beneficial ownership with respect to the securities directly owned by Sector Performance GP, Coinvest and SPF SBS. Except for direct holdings and to the extent of any pecuniary interests, each of Sector Performance GP and Ultimate GP expressly disclaims the existence of such beneficial ownership. |
| Remarks: |
| See Exhibit 99.1 - Signature and Exhibit 99.2 - Joint Filer Information. |
| See Exhibit 99.1 | 02/28/2013 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||