0000826516-19-000012.txt : 20191114 0000826516-19-000012.hdr.sgml : 20191114 20191114092632 ACCESSION NUMBER: 0000826516-19-000012 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QUEST CAPITAL MANAGEMENT INC /ADV CENTRAL INDEX KEY: 0000826516 IRS NUMBER: 752201242 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-19287 FILM NUMBER: 191216861 BUSINESS ADDRESS: STREET 1: 8117 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 214-691-6090 MAIL ADDRESS: STREET 1: 8117 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75225 FORMER COMPANY: FORMER CONFORMED NAME: QUEST CAPITAL MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19871222 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0000826516 XXXXXXXX 09-30-2019 09-30-2019 true 1 RESTATEMENT QUEST CAPITAL MANAGEMENT INC /ADV

8117 PRESTON ROAD SUITE 700 DALLAS TX 75225

13F HOLDINGS REPORT 028-19287 N Chris Young 214-378-2217 Chris Young Dallas TX 11-14-2019 0 214 405658 false INFORMATION TABLE 2 quest3q2019.inftab.xml ACCENTURE PLC IRELANDSHS CLASS AG1151C1012761435SHSOLE 001435ADVANCE AUTO PARTS INCCOM00751Y1063332011SHSOLE 002011AGNC INVT CORPCOM00123Q10420512733SHSOLE 0012733AIR PRODS & CHEMS INCCOM00915810611895358SHSOLE 005358ALLSTATE CORPCOM0200021014974574SHSOLE 004574ALPHABET INCCAP STK CL A02079K3051038850SHSOLE 00850ALPHABET INCCAP STK CL C02079K107560459SHSOLE 00459AMAZON COM INCCOM023135106785452SHSOLE 00452AMERICAN EXPRESS COCOM0258161096105156SHSOLE 005156AMERICAN TOWER CORP NEWCOM03027X1002261021SHSOLE 001021AMERISOURCEBERGEN CORPCOM03073E1054695701SHSOLE 005701APPLE INCCOM037833100351915711SHSOLE 0015711APTIV PLCSHSG6095L1092843254SHSOLE 003254AT&T INCCOM00206R10267017717SHSOLE 0017717BANCO BILBAO VIZCAYA ARGENTASPONSORED ADR05946K1019017355SHSOLE 0017355BANK AMER CORPCOM0605051042618961SHSOLE 008961BECTON DICKINSON & COCOM0758871097182838SHSOLE 002838BERKSHIRE HATHAWAY INC DELCL B NEW08467070214887152SHSOLE 007152BLACKBAUD INCCOM09227Q1002122343SHSOLE 002343BLACKROCK MUNIYIELD CALI QLTCOM09254N103169169290SHSOLE 00169290BOOKING HLDGS INCCOM09857L108603307SHSOLE 00307BP PLCSPONSORED ADR0556221042346152SHSOLE 006152BROADCOM INCCOM11135F1014301557SHSOLE 001557CABOT CORPCOM127055101184540704SHSOLE 0040704CABOT MICROELECTRONICS CORPCOM12709P1033372385SHSOLE 002385CARNIVAL CORPUNIT 99/99/999914365830058613415SHSOLE 0013415CHESAPEAKE ENERGY CORPCOM1651671071712346SHSOLE 0012346CHEVRON CORP NEWCOM166764100207817523SHSOLE 0017523CHUBB LIMITEDCOMH1467J10411877351SHSOLE 007351CIGNA CORP NEWCOM1255231002391575SHSOLE 001575CISCO SYS INCCOM17275R102139028124SHSOLE 0028124CLEAN ENERGY FUELS CORPCOM1844991012210575SHSOLE 0010575CME GROUP INCCOM12572Q10513576421SHSOLE 006421COCA COLA COCOM19121610062211430SHSOLE 0011430COMCAST CORP NEWCL A20030N101167837224SHSOLE 0037224CONOCOPHILLIPSCOM20825C1043165547SHSOLE 005547CORTEVA INCCOM22052L1042007126SHSOLE 007126COSTCO WHSL CORP NEWCOM22160K1053071064SHSOLE 001064CVS HEALTH CORPCOM1266501003806020SHSOLE 006020DANAHER CORPORATIONCOM2358511024693245SHSOLE 003245DIAGEO P L CSPON ADR NEW25243Q2053131913SHSOLE 001913DISNEY WALT COCOM DISNEY2546871063622776SHSOLE 002776DOMINION ENERGY INCCOM25746U1092863531SHSOLE 003531DOW INCCOM2605571033226759SHSOLE 006759DUKE ENERGY CORP NEWCOM NEW26441C2042352456SHSOLE 002456DUPONT DE NEMOURS INCCOM26614N1025427605SHSOLE 007605EATON CORP PLCSHSG29183103100712107SHSOLE 0012107EBAY INCCOM2786421033529028SHSOLE 009028ECOLAB INCCOM2788651003091558SHSOLE 001558ENTERPRISE PRODS PARTNERS LCOM29379210740314114SHSOLE 0014114EQUINIX INCCOM29444U700357619SHSOLE 00619EXELON CORPCOM30161N1012525221SHSOLE 005221EXXON MOBIL CORPCOM30231G102380253841SHSOLE 0053841FACEBOOK INCCL A30303M1024742662SHSOLE 002662FIDELITY NATL INFORMATION SVCOM31620M1062501882SHSOLE 001882GLAXOSMITHKLINE PLCSPONSORED ADR37733W10559413921SHSOLE 0013921GOLDMAN SACHS ETF TREQUITY ETF3814305034577638SHSOLE 007638HALLIBURTON COCOM40621610129215512SHSOLE 0015512HANESBRANDS INCCOM41034510218512054SHSOLE 0012054HARTFORD FINL SVCS GROUP INCCOM4165151042714474SHSOLE 004474HEXCEL CORP NEWCOM4282911082763359SHSOLE 003359HOME DEPOT INCCOM43707610216347043SHSOLE 007043HONDA MOTOR LTDAMERN SHS4381283082278686SHSOLE 008686HONEYWELL INTL INCCOM4385161062021195SHSOLE 001195INGERSOLL-RAND PLCSHSG477911014773872SHSOLE 003872INTERCONTINENTAL EXCHANGE INCOM45866F1047347957SHSOLE 007957INTERNATIONAL BUSINESS MACHSCOM4592001012271564SHSOLE 001564INTUITCOM461202103258972SHSOLE 00972INVESCO EXCH TRD SLF IDX FDBULSHS 2019 CB46138J304119456646SHSOLE 0056646INVESCO EXCH TRD SLF IDX FDBULSHS 2020 CB46138J502141166230SHSOLE 0066230INVESCO EXCH TRD SLF IDX FDBULSHS 2021 CB46138J70080537844SHSOLE 0037844INVESCO EXCH TRD SLF IDX FDBULSHS 2022 CB46138J88230013960SHSOLE 0013960INVESCO EXCH TRD SLF IDX FDBULSHS 2023 CB46138J86634316100SHSOLE 0016100INVESCO EXCH TRD SLF IDX FDDEFENSIVE EQTY46138J7754458219SHSOLE 008219INVESCO EXCHANGE TRADED FD TDIVID ACHIEVEV46137V50690930749SHSOLE 0030749INVESCO EXCHANGE TRADED FD TS&P MDCP400 PR46137V2179276556SHSOLE 006556INVESCO EXCHANGE TRADED FD TWATER RES ETF46137V142163844757SHSOLE 0044757INVESCO EXCHNG TRADED FD TRGBL CLEAN ENRG46138G847108689267SHSOLE 0089267INVESCO EXCHNG TRADED FD TRS&P500 LOW VOL46138E3543455959SHSOLE 005959INVESCO QQQ TRUNIT SER 146090E1037283857SHSOLE 003857IQVIA HLDGS INCCOM46266C1053602408SHSOLE 002408ISHARES INCCORE MSCI EMKT46434G1032925953SHSOLE 005953ISHARES TRCORE 1 5 YR USD46432F8593777470SHSOLE 007470ISHARES TRCORE HIGH DV ETF46429B6638118611SHSOLE 008611ISHARES TRCORE MSCI EAFE46432F842252541349SHSOLE 0041349ISHARES TRCORE S&P MCP ETF464287507225211657SHSOLE 0011657ISHARES TRCORE S&P SCP ETF464287804216127768SHSOLE 0027768ISHARES TRCORE S&P500 ETF46428720027819316SHSOLE 009316ISHARES TRCORE US AGGBD ET464287226510845134SHSOLE 0045134ISHARES TREAFE GRWTH ETF4642888852002482SHSOLE 002482ISHARES TREAFE SML CP ETF46428827378113640SHSOLE 0013640ISHARES TRIBONDS DEC20 ETF46434VAQ364225297SHSOLE 0025297ISHARES TRIBONDS DEC21 ETF46434VBK5120648249SHSOLE 0048249ISHARES TRIBONDS DEC22 ETF46434VBA797738569SHSOLE 0038569ISHARES TRIBONDS DEC23 ETF46434VAX855621712SHSOLE 0021712ISHARES TRIBONDS DEC24 ETF46434VBG455921766SHSOLE 0021766ISHARES TRIBONDS DEC25 ETF46434VBD12077990SHSOLE 007990ISHARES TRINTL SEL DIV ETF46428844858018859SHSOLE 0018859ISHARES TRMIN VOL EAFE ETF46429B689237332388SHSOLE 0032388ISHARES TRMSCI EAFE ETF46428746511295173211SHSOLE 00173211ISHARES TRMSCI EMG MKT ETF4642872342466011SHSOLE 006011ISHARES TRMSCI KLD400 SOC464288570214419334SHSOLE 0019334ISHARES TRMSCI MIN VOL ETF46429B69742706666235SHSOLE 00666235ISHARES TRRUS 1000 GRW ETF464287614542233967SHSOLE 0033967ISHARES TRRUS 1000 VAL ETF464287598339426462SHSOLE 0026462ISHARES TRRUS 2000 VAL ETF4642876302732289SHSOLE 002289ISHARES TRRUS MDCP VAL ETF4642874732853176SHSOLE 003176ISHARES TRRUSSELL 2000 ETF4642876558785803SHSOLE 005803ISHARES TRS&P 500 GRWT ETF46428730911516392SHSOLE 006392ISHARES TRS&P 500 VAL ETF464287408376231576SHSOLE 0031576ISHARES TRS&P MC 400GR ETF464287606748833450SHSOLE 0033450ISHARES TRSHORT TREAS BD4642886797206513SHSOLE 006513ISHARES TRSP SMCP600VL ETF4642878792241493SHSOLE 001493ISHARES TRU.S. TECH ETF4642877213361643SHSOLE 001643ITRON INCCOM4657411062062788SHSOLE 002788JOHNSON & JOHNSONCOM4781601048486552SHSOLE 006552JPMORGAN CHASE & COCOM46625H100201117090SHSOLE 0017090KANSAS CITY SOUTHERNCOM NEW4851703023822875SHSOLE 002875KOSMOS ENERGY LTDCOM5006881061473236062SHSOLE 00236062KROGER COCOM50104410168726636SHSOLE 0026636L3HARRIS TECHNOLOGIES INCCOM5024311094372094SHSOLE 002094LAUDER ESTEE COS INCCL A5184391044862443SHSOLE 002443LINDE PLCSHSG5494J1032191130SHSOLE 001130LOWES COS INCCOM5486611074954502SHSOLE 004502MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801062684042SHSOLE 004042MARATHON PETE CORPCOM56585A10291715091SHSOLE 0015091MASTERCARD INCCL A57636Q1048463114SHSOLE 003114MCKESSON CORPCOM58155Q1032441782SHSOLE 001782MEDTRONIC PLCSHSG5960L103183316879SHSOLE 0016879MERCK & CO INCCOM58933Y105171220332SHSOLE 0020332MICROSOFT CORPCOM594918104353225404SHSOLE 0025404MOHAWK INDS INCCOM6081901042191762SHSOLE 001762MOLSON COORS BREWING COCL B60871R2093025255SHSOLE 005255MONDELEZ INTL INCCL A6092071053336019SHSOLE 006019MOTOROLA SOLUTIONS INCCOM NEW62007630713718044SHSOLE 008044NATIONAL GRID PLCSPONSORED ADR NE6362744092955454SHSOLE 005454NEXSTAR MEDIA GROUP INCCL A65336K1035675538SHSOLE 005538NUVEEN MUN VALUE FD INCCOM67092810040738707SHSOLE 0038707NXP SEMICONDUCTORS N VCOMN6596X1094173822SHSOLE 003822OGE ENERGY CORPCOM6708371032505500SHSOLE 005500ORACLE CORPCOM68389X1054658445SHSOLE 008445PEPSICO INCCOM7134481087445430SHSOLE 005430PFIZER INCCOM717081103138638579SHSOLE 0038579PHILIP MORRIS INTL INCCOM7181721092062707SHSOLE 002707PIMCO ETF TRENHAN SHRT MA AC72201R833131912965SHSOLE 0012965PIONEER NAT RES COCOM7237871073022398SHSOLE 002398PNC FINL SVCS GROUP INCCOM6934751054943528SHSOLE 003528PPG INDS INCCOM6935061073733147SHSOLE 003147PROCTER & GAMBLE COCOM7427181095334289SHSOLE 004289PROGRESSIVE CORP OHIOCOM7433151032413117SHSOLE 003117RAYMOND JAMES FINANCIAL INCCOM7547301091011201226289SHSOLE 001226289SABINE ROYALTY TRUNIT BEN INT7856881022144942SHSOLE 004942SALESFORCE COM INCCOM79466L3024693157SHSOLE 003157SANOFISPONSORED ADR80105N1052595599SHSOLE 005599SCHLUMBERGER LTDCOM8068571082517331SHSOLE 007331SELECT SECTOR SPDR TRSBI INT-FINL81369Y60529110378SHSOLE 0010378SHOPIFY INCCL A82509L1073611158SHSOLE 001158SOUTHWEST AIRLS COCOM8447411083125780SHSOLE 005780SPDR GOLD TRUSTGOLD SHS78463V107168912160SHSOLE 0012160SPDR S&P 500 ETF TRTR UNIT78462F10317515900SHSOLE 005900SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y10711533271SHSOLE 003271SPDR SERIES TRUSTBLOMBERG BRC INV78468R20044414447SHSOLE 0014447SPDR SERIES TRUSTBLOOMBERG BRCLYS78468R6222552348SHSOLE 002348SPDR SERIES TRUSTPORTFOLIO INTRMD78464A37546813258SHSOLE 0013258SPDR SERIES TRUSTPRTFLO S&P500 GW78464A40991523520SHSOLE 0023520SPDR SERIES TRUSTPRTFLO S&P500 VL78464A5082437591SHSOLE 007591SPDR SERIES TRUSTS&P 400 MDCP GRW78464A821212939626SHSOLE 0039626SPDR SERIES TRUSTS&P 600 SMCP GRW78464A20179613350SHSOLE 0013350SPDR SERIES TRUSTS&P 600 SMCP VAL78464A300280745823SHSOLE 0045823SPDR SERIES TRUSTS&P DIVID ETF78464A7637847643SHSOLE 007643STANLEY BLACK & DECKER INCCOM8545021013002075SHSOLE 002075SUNPOWER CORPCOM86765240614313046SHSOLE 0013046SUNTRUST BKS INCCOM8679141033815535SHSOLE 005535SYNCHRONY FINLCOM87165B10335310355SHSOLE 0010355SYSCO CORPCOM8718291073214043SHSOLE 004043TARGET CORPCOM87612E1064163888SHSOLE 003888TEXAS INSTRS INCCOM882508104204215799SHSOLE 0015799THERMO FISHER SCIENTIFIC INCCOM883556102236810SHSOLE 00810TOTAL S ASPONSORED ADS89151E1094368390SHSOLE 008390TRAVELERS COMPANIES INCCOM89417E1095103433SHSOLE 003433UNILEVER N VN Y SHS NEW9047847093746234SHSOLE 006234UNION PACIFIC CORPCOM90781810811597152SHSOLE 007152UNITED PARCEL SERVICE INCCL B9113121069187664SHSOLE 007664UNITEDHEALTH GROUP INCCOM91324P1025952740SHSOLE 002740US BANCORP DELCOM NEW90297330475813699SHSOLE 0013699V F CORPCOM9182041082052304SHSOLE 002304VANGUARD ADMIRAL FDS INCMIDCP 400 GRTH9219328693232314SHSOLE 002314VANGUARD ADMIRAL FDS INCSMLCP 600 GRTH9219327949816395SHSOLE 006395VANGUARD ADMIRAL FDS INCSMLLCP 600 IDX9219328284913441SHSOLE 003441VANGUARD BD INDEX FD INCINTERMED TERM9219378192232533SHSOLE 002533VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378355246205SHSOLE 006205VANGUARD GROUPDIV APP ETF92190884417230144091SHSOLE 00144091VANGUARD INDEX FDSGROWTH ETF922908736979958934SHSOLE 0058934VANGUARD INDEX FDSMCAP VL IDXVIP9229085121073995037SHSOLE 0095037VANGUARD INDEX FDSREAL ESTATE ETF922908553128013728SHSOLE 0013728VANGUARD INDEX FDSS&P 500 ETF SHS922908363272997SHSOLE 00997VANGUARD INDEX FDSSM CP VAL ETF92290861114242110528SHSOLE 00110528VANGUARD INDEX FDSSML CP GRW ETF9229085952581415SHSOLE 001415VANGUARD INDEX FDSTOTAL STK MKT9229087693542344SHSOLE 002344VANGUARD INDEX FDSVALUE ETF922908744460841281SHSOLE 0041281VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4092683305SHSOLE 003305VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464062903267SHSOLE 003267VANGUARD WORLD FDSCONSUM STP ETF92204A20712848201SHSOLE 008201VERIZON COMMUNICATIONS INCCOM92343V104216535872SHSOLE 0035872VISA INCCOM CL A92826C8398775096SHSOLE 005096WALMART INCCOM93114210311679833SHSOLE 009833WASTE MGMT INC DELCOM94106L1092492164SHSOLE 002164WELLS FARGO CO NEWCOM94974610179415742SHSOLE 0015742WESTROCK COCOM96145D1052526920SHSOLE 006920WISDOMTREE TRFLOATNG RAT TREA97717X6287182286700SHSOLE 00286700WISDOMTREE TRUS MIDCAP FUND97717W57018112459233SHSOLE 00459233WISDOMTREE TRUS TOTAL DIVIDND97717W1093373400SHSOLE 003400XYLEM INCCOM98419M1002783497SHSOLE 003497ZOETIS INCCL A98978V1032021623SHSOLE 001623