0001104659-13-087571.txt : 20131127 0001104659-13-087571.hdr.sgml : 20131127 20131127201439 ACCESSION NUMBER: 0001104659-13-087571 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121221 FILED AS OF DATE: 20131127 DATE AS OF CHANGE: 20131127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYMMETRICOM INC CENTRAL INDEX KEY: 0000082628 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 951906306 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2300 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131-1017 BUSINESS PHONE: 408-433-0910 MAIL ADDRESS: STREET 1: 2300 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131-1017 FORMER COMPANY: FORMER CONFORMED NAME: SILICON GENERAL INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REDCOR CORP DATE OF NAME CHANGE: 19820720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FETTER ELIZABETH A CENTRAL INDEX KEY: 0001209688 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-02287 FILM NUMBER: 131248956 MAIL ADDRESS: STREET 1: 1400 MARINA WAY SOUTH CITY: RICHMOND STATE: CA ZIP: 94804 4 1 a4.xml 4 X0306 4 2012-12-21 1 0000082628 SYMMETRICOM INC SYMM 0001209688 FETTER ELIZABETH A 2300 ORCHARD PARKWAY SAN JOSE CA 95131 1 1 0 0 Former Chief Executive Officer Common Stock 2012-12-21 4 S 0 1325 5.745 D 33500 D Common Stock 2013-11-26 4 U 0 32250 7.18 D 1250 D Common Stock 2013-11-26 4 D 0 1250 7.18 D 0 D Non-Qualified Stock Option (right to buy) 5.08 2013-11-26 2013-11-26 4 D 0 900000 D Common Stock 900000 0 D Non-Qualified Stock Option (right to buy) 5.42 2013-11-26 2013-11-26 4 D 0 15000 D Common Stock 15000 0 D Non-Qualified Stock Option (right to buy) 5.65 2013-11-26 2013-11-26 4 D 0 14000 D Common Stock 14000 0 D Non-Qualified Stock Option (right to buy) 5.93 2013-11-26 2013-11-26 4 D 0 14000 D Common Stock 14000 0 D Represents shares of Common Stock cancelled in exchange for the consideration set forth in that certain Agreement and Plan of Merger, dated as of October 21, 2013, by and among the Company, Microsemi Corporation, a Delaware corporation, and PETT Acquisition Corp., a Delaware corporation and wholly owned subsidiary of Parent (the "Merger Agreement") in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(e). Includes 1,250 shares of Common Stock acquired in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c) and therefore not previously reported. Represents options to purchase shares of Common Stock cancelled in exchange for the consideration set forth in the Merger Agreement. /s/ Elizabeth A. Fetter 2013-11-27