8-K 1 f8k081518_aurasystems.htm CURRENT REPORT





Washington, D.C. 20549




Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): August 15, 2018



(Exact name of registrant as specified in its charter)


Delaware   0-17249   95-4106894  
(State or other jurisdiction of
incorporation or organization)


File Number)


(IRS Employer

Identification No.)


10541 Ashdale St.

Stanton, CA 90680

(Address of principal executive offices)


(310) 643-5300

(Registrant’s telephone number, including area code)


Not Applicable

(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).


Emerging growth company ☐  


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐







Item 3.02Unregistered Sales of Equity Securities.


On August 15, 2018, pursuant to and in connection with the Consulting Agreement with BetterSea LLC dated June 19, 2017, Aura Systems, Inc. issued 7,364,735 shares of common stock to BetterSea, LLC. The shares of common stock were issued in reliance upon the exemption from securities registration afforded by the provisions of Section 4(a)(2) of Securities Act of 1933, as amended, and/or the requirements of Rule 506(b) of Regulation D promulgated thereunder.







Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. 


Dated: October 3, 2018 By: /s/ Melvin Gagerman
    Melvin Gagerman
    Chief Executive Officer