0001752724-20-087961.txt : 20200513
0001752724-20-087961.hdr.sgml : 20200513
20200513145020
ACCESSION NUMBER: 0001752724-20-087961
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200229
FILED AS OF DATE: 20200513
DATE AS OF CHANGE: 20200513
EFFECTIVENESS DATE: 20200513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya PRIME RATE TRUST
CENTRAL INDEX KEY: 0000826020
IRS NUMBER: 956874587
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0228
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05410
FILM NUMBER: 20872562
BUSINESS ADDRESS:
STREET 1: VOYA PRIME RATE TRUST
STREET 2: 7337 E. DOUBLETREE RANCH ROAD, STE 100
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
BUSINESS PHONE: 4804773000
MAIL ADDRESS:
STREET 1: VOYA PRIME RATE TRUST
STREET 2: 7337 E. DOUBLETREE RANCH ROAD, STE 100
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
FORMER COMPANY:
FORMER CONFORMED NAME: ING PRIME RATE TRUST
DATE OF NAME CHANGE: 20020205
FORMER COMPANY:
FORMER CONFORMED NAME: PILGRIM AMERICA PRIME RATE TRUST
DATE OF NAME CHANGE: 19960518
FORMER COMPANY:
FORMER CONFORMED NAME: PILGRIM PRIME RATE TRUST/
DATE OF NAME CHANGE: 19960518
N-CEN
1
primary_doc.xml
X0201
N-CEN
LIVE
0000826020
XXXXXXXX
811-05410
false
false
false
N-2
Voya Prime Rate Trust
811-05410
0000826020
549300MGSUUJ7E55N746
7337 East Doubletree Ranch Road
Suite 100
Scottsdale
85258
US-AZ
US
1-800-992-0180
Voya Investments, LLC
7337 East Doubletree Ranch Road
Suite 100
Scottsdale
85258
1-800-992-0180
Records related to its functions as investment adviser
BNY Mellon Investment Servicing (US) Inc.
301 Bellevue Parkway
Wilmington
19809
1-302-791-1700
Records related to its functions as Transfer Agent
Voya Prime Rate Trust
7337 East Doubletree Ranch Road
Suite 100
Scottsdale
85258
1-800-992-0180
Records related to its functions as registrant.
Voya Investment Management Co. LLC
230 Park Avenue
New York
10169
1-800-992-0180
Records related to its functions as sub-adviser.
State Street Bank and Trust Company
1 Lincoln Street
Boston
02111
617-786-3000
Custody and Accounting Records.
N
N
N-2
Y
Martin J. Gavin
000000000
N
Dina Santoro
000000000
Y
Joseph E. Obermeyer
000000000
N
Patricia W. Chadwick
000000000
N
Colleen D. Baldwin
000000000
N
Sheryl K. Pressler
000000000
N
Christopher P. Sullivan
000000000
N
John V. Boyer
000000000
N
Kevin M. Gleason
000000000
7337 East Doubletree Ranch Road
Suite 100
Scottsdale
85258
XXXXXX
N
N
N
N
N
N
N
Ernst & Young LLP
42
00000000000000000000
Y
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N
N
N
N
N
Voya Prime Rate Trust
549300MGSUUJ7E55N746
N
0
0
0
N/A
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
Y
N
Voya Investments, LLC
801-48282
000111091
P7Z35DYUMK11UDYIAX30
N
Voya Investment Management Co. LLC
801-9046
000106494
L1XJE5NM4QE6WXSI2J24
Y
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
N
N
N
0.00000000
J.P. Morgan Securities LLC
8-35008
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154114145.23000000
Goldman Sachs & Co. LLC
8-129
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FOR8UP27PHTHYVLBNG30
46420817.93000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
75996046.41000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
78565421.52000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
84291131.60000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
37578632.99000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
84102145.36000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
52802004.13000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
26617569.44000000
ING Groep N.V.
N/A
000000000
549300NYKK9MWM7GGW15
NL
26771009.47000000
763609114.70000000
N
803813055.56000000
Common stock
Common Stock
N
N
N
N
N
N
1.05000000
2.85000000
4.91000000
5.30000000
true
INTERNAL CONTROL RPT
2
NCEN_4530315731181180.txt
Report of Independent Registered Public Accounting
Firm
To the Shareholders and
Board of Trustees of Voya Prime Rate Trust
In planning and performing our audit of the financial
statements of Voya Prime Rate Trust (the Trust) as of
and for the year ended February 29, 2020, in accordance
with the standards of the Public Company Accounting
Oversight Board (United States), we considered the
Trust's internal control over financial reporting,
including controls over safeguarding securities, as a
basis for designing our auditing procedures for the
purpose of expressing our opinion on the financial
statements and to comply with the requirements of Form
N-CEN, but not for the purpose of expressing an opinion
on the effectiveness of the Trust's internal control over
financial reporting. Accordingly, we express no such
opinion.
The management of the Trust is responsible for
establishing and maintaining effective internal control
over financial reporting. In fulfilling this responsibility,
estimates and judgments by management are required to
assess the expected benefits and related costs of controls.
A company's internal control over financial reporting is
a process designed to provide reasonable assurance
regarding the reliability of financial reporting and the
preparation of financial statements for external purposes
in accordance with U.S. generally accepted accounting
principles. A company's internal control over financial
reporting includes those policies and procedures that (1)
pertain to the maintenance of records that, in reasonable
detail, accurately and fairly reflect the transactions and
dispositions of the assets of the company; (2) provide
reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in
accordance with U.S. generally accepted accounting
principles, and that receipts and expenditures of the
company are being made only in accordance with
authorizations of management and directors of the
company; and (3) provide reasonable assurance
regarding prevention or timely detection of unauthorized
acquisition, use or disposition of a company's assets that
could have a material effect on the financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect
misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that
controls may become inadequate because of changes in
conditions, or that the degree of compliance with the
policies or procedures may deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does not
allow management or employees, in the normal course
of performing their assigned functions, to prevent or
detect misstatements on a timely basis. A material
weakness is a deficiency, or a combination of
deficiencies, in internal control over financial reporting,
such that there is a reasonable possibility that a material
misstatement of the company's annual or interim
financial statements will not be prevented or detected on
a timely basis.
Our consideration of the Trust's internal control over
financial reporting was for the limited purpose described
in the first paragraph and would not necessarily disclose
all deficiencies in internal control that might be material
weaknesses under standards established by the Public
Company Accounting Oversight Board (United States).
However, we noted no deficiencies in the Trust's
internal control over financial reporting and its
operation, including controls over safeguarding
securities, that we consider to be a material weakness as
defined above as of February 29, 2020.
This report is intended solely for the information and use
of management and the Board of Trustees of Voya
Prime Rate Trust and the Securities and Exchange
Commission and is not intended to be and should not be
used by anyone other than these specified parties.
/s/ Ernst & Young LLP
Boston, Massachusetts
April 23, 2020