0001571049-14-005482.txt : 20141028 0001571049-14-005482.hdr.sgml : 20141028 20141028161639 ACCESSION NUMBER: 0001571049-14-005482 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20140831 FILED AS OF DATE: 20141028 DATE AS OF CHANGE: 20141028 EFFECTIVENESS DATE: 20141028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Voya PRIME RATE TRUST CENTRAL INDEX KEY: 0000826020 IRS NUMBER: 956874587 STATE OF INCORPORATION: MA FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05410 FILM NUMBER: 141177335 BUSINESS ADDRESS: STREET 1: VOYA PRIME RATE TRUST STREET 2: 7337 E. DOUBLETREE RANCH ROAD, STE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: 4804773000 MAIL ADDRESS: STREET 1: VOYA PRIME RATE TRUST STREET 2: 7337 E. DOUBLETREE RANCH ROAD, STE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 FORMER COMPANY: FORMER CONFORMED NAME: ING PRIME RATE TRUST DATE OF NAME CHANGE: 20020205 FORMER COMPANY: FORMER CONFORMED NAME: PILGRIM AMERICA PRIME RATE TRUST DATE OF NAME CHANGE: 19960518 FORMER COMPANY: FORMER CONFORMED NAME: PILGRIM PRIME RATE TRUST/ DATE OF NAME CHANGE: 19960518 NSAR-A 1 answer.fil NSAR-A PAGE 1 000 A000000 08/31/2014 000 C000000 0000826020 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 Voya Prime Rate Trust 001 B000000 811-5410 001 C000000 4804773000 002 A000000 7337 E Doubletree Ranch Rd, Suite 100 002 B000000 Scottsdale 002 C000000 AZ 002 D010000 85258 002 D020000 2034 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 008 A000001 Voya Investments, LLC 008 B000001 A 008 C000001 801-48282 008 D010001 Scottsdale 008 D020001 AZ 008 D030001 85258 008 D040001 2034 008 A000002 Voya Investment Management Co. 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A000008 ING Financial Markets LLC 014 B000008 8-00000000 014 A000009 Voya Financial Partners, Inc. 014 B000009 8-00000000 014 A000010 ING Fund Management B.V. 014 B000010 8-00000000 014 A000011 Voya Investments Distributor, LLC 014 B000011 8-00000000 014 A000012 ING Investment Management (Europe) B.V. 014 B000012 8-00000000 014 A000013 ING Luxembourg S.A. 014 B000013 8-00000000 014 A000014 ING Securities S.A. 014 B000014 8-00000000 014 A000015 PJSC ING Bank Ukraine 014 B000015 8-00000000 014 A000016 Systematized Benefits Administrators, Inc. 014 B000016 8-00000000 015 A000001 State Street Bank and Trust Company 015 B000001 C 015 C010001 Kanas City 015 C020001 MO 015 C030001 64105 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 159 019 C000000 Voya-funds 021 000000 0 022 A000001 Bank of America Corp. 022 B000001 56-2058405 022 C000001 126626 PAGE 3 022 D000001 74553 022 A000002 Deutsche Bank 022 B000002 13-2518466 022 C000002 115105 022 D000002 69391 022 A000003 Credit Suisse First 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F020000 0 087 A010000 COMMON STOCK 087 A020000 44977W106 087 A030000 PPR 088 A030000 N 088 B030000 N 088 C030000 N 088 D030000 N SIGNATURE Todd Modic TITLE CFO EX-99.77(C) 2 t1402022_ex99-77c.htm EXHIBIT 99.77(C)

Exhibit 99.77(C)

 

ITEM 77C - Matters submitted to a vote of security holders

  1. An annual meeting of shareholders of Voya Prime Rate Trust was held July 2, 2014 to: 1) elect 12 nominees to the Board of Trustees of Voya Prime Rate Trust.

 

  Proposal

Shares

Voted For

 Shares Voted Against or Withheld Shares Abstained Broker
non-vote		 Total Shares Voted
Colleen D. Baldwin 1 122,796,126.216 3,125,995.924 0.000 0.000 125,922,122.140
John V. Boyer 1 122,912,401.304 3,009,720.836 0.000 0.000 125,922,122.140
Patricia W. Chadwick 1 122,896,830.867 3,025,291.273 0.000 0.000 125,922,122.140
Albert E. DePrince, Jr. 1 122,821,472.590 3,100,649.550 0.000 0.000 125,922,122.140
Peter S. Drotch 1 70,688,413.115 55,233,709.025 0.000 0.000 125,922,122.140
J. Michael Earley 1 122,919,764.294 3,002,357.846 0.000 0.000 125,922,122.140
Russell H. Jones 1 122,801,736.395 3,120,385.745 0.000 0.000 125,922,122.140
Patrick W. Kenny 1 122,783,176.115 3,138,946.025 0.000 0.000 125,922,122.140
Shaun P. Mathews 1 77,845,961.113 48,076,161.027 0.000 0.000 125,922,122.140
Joseph E. Obermeyer 1 122,940,296.955 2,981,825.185 0.000 0.000 125,922,122.140
Sheryl K. Pressler 1 122,832,852.490 3,089,269.650 0.000 0.000 125,922,122.140
Roger B. Vincent 1 122,858,323.016 3,063,799.124 0.000 0.000 125,922,122.140

 

Proposal passed.

 

 

 

 EX-99.77(Q)(1) 3 t1402022_ex99-77q1.htm EXHIBIT 99.77(Q)(1)

Exhibit 99.77(Q)(1)

 

ITEM 77Q1 – Exhibits

 

(a)(1)     Amendment to the Agreement and Declaration of Trust dated January 23, 2014 – Filed as an exhibit to the Registrant’s Registration Statement on Form N-2 on June 24, 2014 and incorporated herein by reference.
   
(e)(1) Expense Limitation Agreement effective May 7, 2013 between Voya Investments, LLC and Voya Prime Rate Trust – Filed as an exhibit to the Registrant’s Registration Statement on Form N-2 on June 24, 2014 and incorporated herein by reference.