0001510281-24-000247.txt : 20240416 0001510281-24-000247.hdr.sgml : 20240416 20240416140539 ACCESSION NUMBER: 0001510281-24-000247 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240416 DATE AS OF CHANGE: 20240416 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Saba Capital Income & Opportunities Fund CENTRAL INDEX KEY: 0000826020 ORGANIZATION NAME: IRS NUMBER: 956874587 STATE OF INCORPORATION: MA FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 811-05410 FILM NUMBER: 24847141 BUSINESS ADDRESS: STREET 1: SABA CAPITAL INCOME & OPPORTUNITIES FUND STREET 2: 7337 E. DOUBLETREE RANCH ROAD, STE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: 4804773000 MAIL ADDRESS: STREET 1: SABA CAPITAL INCOME & OPPORTUNITIES FUND STREET 2: 7337 E. DOUBLETREE RANCH ROAD, STE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 FORMER COMPANY: FORMER CONFORMED NAME: Voya PRIME RATE TRUST DATE OF NAME CHANGE: 20140421 FORMER COMPANY: FORMER CONFORMED NAME: ING PRIME RATE TRUST DATE OF NAME CHANGE: 20020205 FORMER COMPANY: FORMER CONFORMED NAME: PILGRIM AMERICA PRIME RATE TRUST DATE OF NAME CHANGE: 19960518 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Saba Capital Management, L.P. CENTRAL INDEX KEY: 0001510281 ORGANIZATION NAME: IRS NUMBER: 800361690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 405 LEXINGTON AVENUE STREET 2: 58TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10174 BUSINESS PHONE: 212-542-4635 MAIL ADDRESS: STREET 1: 405 LEXINGTON AVENUE STREET 2: 58TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10174 144 1 primary_doc.xml 144 0001510281 XXXXXXXX LIVE 0000826020 Saba Capital Income & Opportunities Fund 811-05410 405 Lexington Avenue, 58th Floor New York NY 10174 2125423610 Saba Capital Management, L.P. Investment Manager Common Fidelity Capital Markets

155 Seaport Boulevard Boston MA 02210

212504 1498153.00 42529493 04/16/2024 NYSE Common CIBC Capital Markets

1 Battery Pl #10 New York NY 10004

212504 1498153.00 42529493 04/16/2024 NYSE Common FBN Securities

120 Broadway New York NY 10271

212504 1498153.00 42529493 04/16/2024 NYSE Common Sanford C Berstein & Co

1345 Avenue of the Americas New York NY 10105

212504 1498153.00 42529493 04/16/2024 NYSE Common BoA Securities Inc.

One Bryant Park New York NY 10036

212504 1498153.00 42529493 04/16/2024 NYSE Common 08/01/2018 Shares purchased in the open market at prevailing market price Various unaffiliated third party brokers N 212504 08/01/2018 Cash N Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 01/17/2024 43200 319423.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 01/18/2024 20201 147991.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 01/19/2024 17650 130617.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 01/31/2024 41098 308509.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 02/01/2024 74906 566144.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 02/02/2024 4155 31336.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 02/05/2024 16832 127064.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 02/06/2024 41810 315658.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 02/07/2024 19290 146414.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 02/09/2024 12753 94138.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 02/12/2024 5134 37444.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 02/13/2024 57291 414400.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 02/14/2024 10544 76155.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 02/15/2024 17694 128559.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 02/16/2024 37822 272069.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 02/20/2024 26690 191942.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 02/21/2024 91751 657883.00 Securities were purchased on various dates between 8/1/2018 and 4/30/2020. 04/16/2024 Benjamin D. Vice