0001510281-24-000021.txt : 20240108 0001510281-24-000021.hdr.sgml : 20240108 20240108152030 ACCESSION NUMBER: 0001510281-24-000021 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240108 DATE AS OF CHANGE: 20240108 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Saba Capital Income & Opportunities Fund CENTRAL INDEX KEY: 0000826020 ORGANIZATION NAME: IRS NUMBER: 956874587 STATE OF INCORPORATION: MA FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 811-05410 FILM NUMBER: 24519858 BUSINESS ADDRESS: STREET 1: SABA CAPITAL INCOME & OPPORTUNITIES FUND STREET 2: 7337 E. DOUBLETREE RANCH ROAD, STE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: 4804773000 MAIL ADDRESS: STREET 1: SABA CAPITAL INCOME & OPPORTUNITIES FUND STREET 2: 7337 E. DOUBLETREE RANCH ROAD, STE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 FORMER COMPANY: FORMER CONFORMED NAME: Voya PRIME RATE TRUST DATE OF NAME CHANGE: 20140421 FORMER COMPANY: FORMER CONFORMED NAME: ING PRIME RATE TRUST DATE OF NAME CHANGE: 20020205 FORMER COMPANY: FORMER CONFORMED NAME: PILGRIM AMERICA PRIME RATE TRUST DATE OF NAME CHANGE: 19960518 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Saba Capital Management, L.P. CENTRAL INDEX KEY: 0001510281 ORGANIZATION NAME: IRS NUMBER: 800361690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 405 LEXINGTON AVENUE STREET 2: 58TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10174 BUSINESS PHONE: 212-542-4635 MAIL ADDRESS: STREET 1: 405 LEXINGTON AVENUE STREET 2: 58TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10174 144 1 primary_doc.xml 144 0001510281 XXXXXXXX LIVE 0000826020 Saba Capital Income & Opportunities Fund 811-05410 405 Lexington Avenue, 58th Floor New York NY 10174 212-542-3610 Saba Capital Management, L.P. Investment Manager Common Fidelity Capital Markets

155 Seaport Boulevard Boston MA 02210

258302 2001841.00 42529494 01/08/2024 NYSE Common FBN Securities

120 Broadway New York NY 10271

258302 2001841.00 42529494 01/08/2024 NYSE Common Credit Suisse Securities

11 Madison Avenue New York NY 10010

258302 2001841.00 42529494 01/08/2024 NYSE Common Sanford C Bernstein & Co

1345 Avenue of the Americas New York NY 10105

258302 2001841.00 42529494 01/08/2024 NYSE Common BoA Securities Inc.

One Bryant Park New York NY 10036

258302 2001841.00 42529494 01/08/2024 NYSE Common 08/01/2018 Shares purchased in the open market at prevailing market price Various unaffiliated third party brokers N 258302 08/01/2018 Cash N Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 10/10/2023 26792 201931.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 10/11/2023 9204 69426.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 10/12/2023 3503 26402.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 10/13/2023 5814 43613.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 10/16/2023 8852 66397.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 10/17/2023 17406 129170.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 10/18/2023 33281 243611.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 10/19/2023 11819 86506.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 12/14/2023 112667 870710.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 12/15/2023 45406 347571.00 Saba Capital Management, L.P.

405 Lexington Avenue 58th Floor New York NY 10174

Common 12/18/2023 9528 72376.00 Securities were purchased on various dates between 8/1/2018 and 4/30/2020. 01/08/2024 Benjamin D. Vice