0001398344-24-016864.txt : 20240829 0001398344-24-016864.hdr.sgml : 20240829 20240829160756 ACCESSION NUMBER: 0001398344-24-016864 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240829 DATE AS OF CHANGE: 20240829 EFFECTIVENESS DATE: 20240829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Saba Capital Income & Opportunities Fund CENTRAL INDEX KEY: 0000826020 ORGANIZATION NAME: IRS NUMBER: 956874587 STATE OF INCORPORATION: MA FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-05410 FILM NUMBER: 241263686 BUSINESS ADDRESS: STREET 1: SABA CAPITAL INCOME & OPPORTUNITIES FUND STREET 2: 7337 E. DOUBLETREE RANCH ROAD, STE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: 4804773000 MAIL ADDRESS: STREET 1: SABA CAPITAL INCOME & OPPORTUNITIES FUND STREET 2: 7337 E. DOUBLETREE RANCH ROAD, STE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 FORMER COMPANY: FORMER CONFORMED NAME: Voya PRIME RATE TRUST DATE OF NAME CHANGE: 20140421 FORMER COMPANY: FORMER CONFORMED NAME: ING PRIME RATE TRUST DATE OF NAME CHANGE: 20020205 FORMER COMPANY: FORMER CONFORMED NAME: PILGRIM AMERICA PRIME RATE TRUST DATE OF NAME CHANGE: 19960518 N-PX 1 primary_doc.xml N-PX RMIC LIVE 0000826020 XXXXXXXX false false N-2 06/30/2024 YEAR 2024 Saba Capital Income & Opportunities Fund 212-542-4644

405 Lexington Avenue New York NY 10174

Michael Didiuk, Esq.

Schulte Roth & Zabel LLP 919 Third Avenue New York NY 10022

FUND VOTING REPORT 811-05410 333-224417 549300MGSUUJ7E55N746 N 1 1 028-14282 000154362 801-71740 YCZ8C13B1NIESD9DNZ63 Saba Capital Management, L.P. 0 Saba Capital Income & Opportunities Fund Nitin Sapru Nitin Sapru Vice President 08/28/2024 PROXY VOTING RECORD 2 proxytable.xml VISCOGLIOSI BROTHERS ACQUISITION CORP US92838K1007 07/03/2023 Extension Proposal: Amend the Company's amended and restated certificate of incorporation to allow the Company, to elect to extend the date by which the Company must consummate a business combination from July 11, 2023 to July 11, 2024. CORPORATE GOVERNANCE ISSUER 41703 0 Split 35956 FOR VISCOGLIOSI BROTHERS ACQUISITION CORP US92838K1007 07/03/2023 Extension Proposal: Amend the Company's amended and restated certificate of incorporation to allow the Company, to elect to extend the date by which the Company must consummate a business combination from July 11, 2023 to July 11, 2024. CORPORATE GOVERNANCE ISSUER 41703 0 Split 5747 AGAINST VISCOGLIOSI BROTHERS ACQUISITION CORP US92838K1007 07/03/2023 NTA Amendment Proposal: Amend Section 9.2 of the Company's amended and restated certificate of incorporation to state that the Company will not consummate any business combination unless it (i) has net tangible assets of at least $5,000,001 upon consummation of such business combination, or (ii) is otherwise exempt from the provisions of Rule 419 promulgated under the Securities Act of 1933, as amended. CORPORATE GOVERNANCE ISSUER 41703 0 Split 40773 FOR VISCOGLIOSI BROTHERS ACQUISITION CORP US92838K1007 07/03/2023 NTA Amendment Proposal: Amend Section 9.2 of the Company's amended and restated certificate of incorporation to state that the Company will not consummate any business combination unless it (i) has net tangible assets of at least $5,000,001 upon consummation of such business combination, or (ii) is otherwise exempt from the provisions of Rule 419 promulgated under the Securities Act of 1933, as amended. CORPORATE GOVERNANCE ISSUER 41703 0 Split 930 AGAINST VISCOGLIOSI BROTHERS ACQUISITION CORP US92838K1007 07/03/2023 Adjournment Proposal: Approve the adjournment of the Special Meeting by the Chairman thereof to a later date, if necessary, under certain circumstances, to solicit additional proxies (i) to approve the Extension Proposal, (ii) to approve NTA Amendment Proposal, (ii) if a quorum is not present at the Special Meeting, or (iii) to allow reasonable additional time for the filing or mailing of any supplemental or amended disclosure that the Company has determined in good faith after consultation with outside legal counsel is required under applicable law. CORPORATE GOVERNANCE ISSUER 41703 0 Split 35956 FOR VISCOGLIOSI BROTHERS ACQUISITION CORP US92838K1007 07/03/2023 Adjournment Proposal: Approve the adjournment of the Special Meeting by the Chairman thereof to a later date, if necessary, under certain circumstances, to solicit additional proxies (i) to approve the Extension Proposal, (ii) to approve NTA Amendment Proposal, (ii) if a quorum is not present at the Special Meeting, or (iii) to allow reasonable additional time for the filing or mailing of any supplemental or amended disclosure that the Company has determined in good faith after consultation with outside legal counsel is required under applicable law. CORPORATE GOVERNANCE ISSUER 41703 0 Split 5747 AGAINST GALATA ACQUISITION CORP. KYG3R23A1081 07/06/2023 Business Combination Proposal - a proposal to approve by ordinary resolution and adopt the Business Combination Agreement, dated as of July 29, 2022, as amended, by and among Galata Acquisition Corp., a Cayman Islands exempted company ("Galata"), Galata Merger Sub Inc., a Delaware corporation and direct, wholly owned subsidiary of Galata ("Merger Sub"), and Marti Technologies Inc., a Delaware corporation ("Marti"),a copy of which is attached to the accompanying proxy statement ...(due to space limits, see proxy material for full proposal). EXTRAORDINARY TRANSACTIONS ISSUER 53213 0 Split 43647 FOR GALATA ACQUISITION CORP. KYG3R23A1081 07/06/2023 Business Combination Proposal - a proposal to approve by ordinary resolution and adopt the Business Combination Agreement, dated as of July 29, 2022, as amended, by and among Galata Acquisition Corp., a Cayman Islands exempted company ("Galata"), Galata Merger Sub Inc., a Delaware corporation and direct, wholly owned subsidiary of Galata ("Merger Sub"), and Marti Technologies Inc., a Delaware corporation ("Marti"),a copy of which is attached to the accompanying proxy statement ...(due to space limits, see proxy material for full proposal). EXTRAORDINARY TRANSACTIONS ISSUER 53213 0 Split 9566 AGAINST GALATA ACQUISITION CORP. KYG3R23A1081 07/06/2023 To approve and adopt the Proposed Articles of Association changing the name of the company to "Marti Technologies, Inc." CORPORATE GOVERNANCE ISSUER 53213 0 Split 43646 FOR GALATA ACQUISITION CORP. KYG3R23A1081 07/06/2023 To approve and adopt the Proposed Articles of Association changing the name of the company to "Marti Technologies, Inc." CORPORATE GOVERNANCE ISSUER 53213 0 Split 9567 AGAINST GALATA ACQUISITION CORP. KYG3R23A1081 07/06/2023 To approve in all respects that upon the effective time of the Business Combination (the "Effective Time"), the effective change in authorized share capital from (i) the authorized share capital of Galata immediately prior to the Effective Time of $22,100 divided into 200,000,000 Class A ordinary shares of Galata of a par value of $0.0001 each ("Class A Ordinary Shares"), 20,000,000 Class B ordinary shares of Galata of a par value of $0.0001 each ("Founder Shares") and ...(due to space limits, see proxy material for full proposal). CAPITAL STRUCTURE ISSUER 53213 0 Split 43646 FOR GALATA ACQUISITION CORP. KYG3R23A1081 07/06/2023 To approve in all respects that upon the effective time of the Business Combination (the "Effective Time"), the effective change in authorized share capital from (i) the authorized share capital of Galata immediately prior to the Effective Time of $22,100 divided into 200,000,000 Class A ordinary shares of Galata of a par value of $0.0001 each ("Class A Ordinary Shares"), 20,000,000 Class B ordinary shares of Galata of a par value of $0.0001 each ("Founder Shares") and ...(due to space limits, see proxy material for full proposal). CAPITAL STRUCTURE ISSUER 53213 0 Split 9567 AGAINST GALATA ACQUISITION CORP. KYG3R23A1081 07/06/2023 To approve in all respects, upon the Effective Time the effective change from a three-class share structure of Galata immediately prior to the Effective Time, comprising Class A Ordinary Shares, Founder Shares and preference shares of Galata, to a two-class share structure of New Marti, comprised of Class A Ordinary Shares and preference shares of New Marti. CAPITAL STRUCTURE ISSUER 53213 0 Split 43646 FOR GALATA ACQUISITION CORP. KYG3R23A1081 07/06/2023 To approve in all respects, upon the Effective Time the effective change from a three-class share structure of Galata immediately prior to the Effective Time, comprising Class A Ordinary Shares, Founder Shares and preference shares of Galata, to a two-class share structure of New Marti, comprised of Class A Ordinary Shares and preference shares of New Marti. CAPITAL STRUCTURE ISSUER 53213 0 Split 9567 AGAINST GALATA ACQUISITION CORP. KYG3R23A1081 07/06/2023 To approve in all respects the effective change from the holders of Founder Shares having the power to appoint or remove any director of Galata (prior to the Business Combination) by ordinary resolution, to the holders of Class A Ordinary Shares having the power to appoint a director of New Marti by resolution of the New Marti shareholders at an annual general meeting under the terms of the Proposed Articles of Association, and remove a director of New Marti from office by special ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 53213 0 Split 43632 FOR GALATA ACQUISITION CORP. KYG3R23A1081 07/06/2023 To approve in all respects the effective change from the holders of Founder Shares having the power to appoint or remove any director of Galata (prior to the Business Combination) by ordinary resolution, to the holders of Class A Ordinary Shares having the power to appoint a director of New Marti by resolution of the New Marti shareholders at an annual general meeting under the terms of the Proposed Articles of Association, and remove a director of New Marti from office by special ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 53213 0 Split 9581 AGAINST GALATA ACQUISITION CORP. KYG3R23A1081 07/06/2023 To authorize all other changes arising from or in connection with the effective substitution of the Existing Articles of Association, by the Proposed Articles of Association, including the removal of certain provisions relating to Galata's status as a blank check company that will not be applicable following consummation of the Business Combination. CORPORATE GOVERNANCE ISSUER 53213 0 Split 43647 FOR GALATA ACQUISITION CORP. KYG3R23A1081 07/06/2023 To authorize all other changes arising from or in connection with the effective substitution of the Existing Articles of Association, by the Proposed Articles of Association, including the removal of certain provisions relating to Galata's status as a blank check company that will not be applicable following consummation of the Business Combination. CORPORATE GOVERNANCE ISSUER 53213 0 Split 9566 AGAINST GALATA ACQUISITION CORP. KYG3R23A1081 07/06/2023 The NYSE Proposal - a proposal to approve by ordinary resolution, for purposes of complying with applicable listing rules of the New York Stock Exchange, (a) the issuance of up to an aggregate of 54,000,000 Class A Ordinary Shares in connection with the Business Combination and (b) the issuance and sale of up to an aggregate of 90,909,091 Class A Ordinary Shares, which will be issued upon conversion of the Convertible Notes in connection with the Subscription (as defined in the accompanying proxy statement/prospectus). CAPITAL STRUCTURE ISSUER 53213 0 Split 43647 FOR GALATA ACQUISITION CORP. KYG3R23A1081 07/06/2023 The NYSE Proposal - a proposal to approve by ordinary resolution, for purposes of complying with applicable listing rules of the New York Stock Exchange, (a) the issuance of up to an aggregate of 54,000,000 Class A Ordinary Shares in connection with the Business Combination and (b) the issuance and sale of up to an aggregate of 90,909,091 Class A Ordinary Shares, which will be issued upon conversion of the Convertible Notes in connection with the Subscription (as defined in the accompanying proxy statement/prospectus). CAPITAL STRUCTURE ISSUER 53213 0 Split 9566 AGAINST GALATA ACQUISITION CORP. KYG3R23A1081 07/06/2023 The Incentive Plan Proposal - a proposal to approve by ordinary resolution and adopt the New Marti Incentive Award Plan and material terms thereunder, a copy of which is attached to the accompanying proxy statement/prospectus as Annex H. CORPORATE GOVERNANCE ISSUER 53213 0 Split 37652 FOR GALATA ACQUISITION CORP. KYG3R23A1081 07/06/2023 The Incentive Plan Proposal - a proposal to approve by ordinary resolution and adopt the New Marti Incentive Award Plan and material terms thereunder, a copy of which is attached to the accompanying proxy statement/prospectus as Annex H. CORPORATE GOVERNANCE ISSUER 53213 0 Split 15561 AGAINST GALATA ACQUISITION CORP. KYG3R23A1081 07/06/2023 Adjournment Proposal - a proposal to approve, as an ordinary resolution, to adjourn the extraordinary general meeting to a later date or dates to the extent reasonable (i) to ensure that any supplement or amendment to the proxy statement/prospectus is provided to Galata's shareholders, (ii) in order to solicit additional proxies from Galata's shareholders in favor of the Proposals, or (iii) in order to solicit additional proxies in order to consummate the transactions contemplated by, or for any ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 53213 0 Split 43638 FOR GALATA ACQUISITION CORP. KYG3R23A1081 07/06/2023 Adjournment Proposal - a proposal to approve, as an ordinary resolution, to adjourn the extraordinary general meeting to a later date or dates to the extent reasonable (i) to ensure that any supplement or amendment to the proxy statement/prospectus is provided to Galata's shareholders, (ii) in order to solicit additional proxies from Galata's shareholders in favor of the Proposals, or (iii) in order to solicit additional proxies in order to consummate the transactions contemplated by, or for any ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 53213 0 Split 9575 AGAINST ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 The Business Combination Proposal - to (a) adopt and approve the Business Combination Agreement, dated as of January 4, 2023 (the "Business Combination Agreement"), among Alpha Healthcare Acquisition Corp. III ("ALPA"), Candy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of ALPA ("Merger Sub"), and Carmell Therapeutics Corporation, a Delaware corporation ("Carmell"), pursuant to which Merger Sub will merge with and into Carmell, with Carmell surviving the merger as a ...(due to space limits, see proxy material for full proposal). EXTRAORDINARY TRANSACTIONS ISSUER 22899 0 Split 19707 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 The Business Combination Proposal - to (a) adopt and approve the Business Combination Agreement, dated as of January 4, 2023 (the "Business Combination Agreement"), among Alpha Healthcare Acquisition Corp. III ("ALPA"), Candy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of ALPA ("Merger Sub"), and Carmell Therapeutics Corporation, a Delaware corporation ("Carmell"), pursuant to which Merger Sub will merge with and into Carmell, with Carmell surviving the merger as a ...(due to space limits, see proxy material for full proposal). EXTRAORDINARY TRANSACTIONS ISSUER 22899 0 Split 3192 AGAINST ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 The Charter Amendment Proposal - to approve, assuming the Business Combination Proposal is approved and adopted, a proposed third amended and restated certificate of incorporation (the "Proposed Charter," a copy of which is attached to the accompanying proxy statement/prospectus as Annex C), which will amend and restate ALPA's current Amended and Restated Certificate of Incorporation (the "Current Charter"), and which Proposed Charter will be in effect upon the closing of the Business Combination. CORPORATE GOVERNANCE ISSUER 22899 0 Split 18951 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 The Charter Amendment Proposal - to approve, assuming the Business Combination Proposal is approved and adopted, a proposed third amended and restated certificate of incorporation (the "Proposed Charter," a copy of which is attached to the accompanying proxy statement/prospectus as Annex C), which will amend and restate ALPA's current Amended and Restated Certificate of Incorporation (the "Current Charter"), and which Proposed Charter will be in effect upon the closing of the Business Combination. CORPORATE GOVERNANCE ISSUER 22899 0 Split 3948 AGAINST ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 Advisory Charter Proposal A - to change the corporate name of the Combined Company to "Carmell Therapeutics Corporation". CORPORATE GOVERNANCE ISSUER 22899 0 Split 19707 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 Advisory Charter Proposal A - to change the corporate name of the Combined Company to "Carmell Therapeutics Corporation". CORPORATE GOVERNANCE ISSUER 22899 0 Split 3192 AGAINST ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 Advisory Charter Proposal B - to increase the authorized shares of ALPA Common Stock to 250,000,000 shares. CAPITAL STRUCTURE ISSUER 22899 0 Split 19707 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 Advisory Charter Proposal B - to increase the authorized shares of ALPA Common Stock to 250,000,000 shares. CAPITAL STRUCTURE ISSUER 22899 0 Split 3192 AGAINST ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 Advisory Charter Proposal C - to increase the authorized shares of "blank check" preferred stock that the Combined Company's board of directors could issue to 20,000,000 shares. CAPITAL STRUCTURE ISSUER 22899 0 Split 16526 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 Advisory Charter Proposal C - to increase the authorized shares of "blank check" preferred stock that the Combined Company's board of directors could issue to 20,000,000 shares. CAPITAL STRUCTURE ISSUER 22899 0 Split 6373 AGAINST ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 Advisory Charter Proposal D - provide that the removal of any director be only for cause and by the affirmative vote of at least 66 2/3% of the Combined Company's then-outstanding shares of capital stock entitled to vote generally in the election of directors. SHAREHOLDER RIGHTS AND DEFENSES ISSUER 22899 0 Split 15770 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 Advisory Charter Proposal D - provide that the removal of any director be only for cause and by the affirmative vote of at least 66 2/3% of the Combined Company's then-outstanding shares of capital stock entitled to vote generally in the election of directors. SHAREHOLDER RIGHTS AND DEFENSES ISSUER 22899 0 Split 7129 AGAINST ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 Advisory Charter Proposal E - to provide that certain amendments to provisions of the Proposed Charter will require the approval of at least 66 2/3% of the Combined Company's then-outstanding shares of capital stock entitled to vote on such amendment. SHAREHOLDER RIGHTS AND DEFENSES ISSUER 22899 0 Split 15770 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 Advisory Charter Proposal E - to provide that certain amendments to provisions of the Proposed Charter will require the approval of at least 66 2/3% of the Combined Company's then-outstanding shares of capital stock entitled to vote on such amendment. SHAREHOLDER RIGHTS AND DEFENSES ISSUER 22899 0 Split 7129 AGAINST ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 Advisory Charter Proposal F - to make the Combined Company's corporate existence perpetual instead of requiring ALPA to be dissolved and liquidated 24 months following the closing of its Initial Public Offering and to remove from the Proposed Charter the various provisions applicable only to special purpose acquisition companies. CORPORATE GOVERNANCE ISSUER 22899 0 Split 19707 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 Advisory Charter Proposal F - to make the Combined Company's corporate existence perpetual instead of requiring ALPA to be dissolved and liquidated 24 months following the closing of its Initial Public Offering and to remove from the Proposed Charter the various provisions applicable only to special purpose acquisition companies. CORPORATE GOVERNANCE ISSUER 22899 0 Split 3192 AGAINST ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 Advisory Charter Proposal G - to remove the provision that allows the Class B common stockholders to act by written consent as opposed to holding a stockholders meeting. SHAREHOLDER RIGHTS AND DEFENSES ISSUER 22899 0 Split 19707 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 Advisory Charter Proposal G - to remove the provision that allows the Class B common stockholders to act by written consent as opposed to holding a stockholders meeting. SHAREHOLDER RIGHTS AND DEFENSES ISSUER 22899 0 Split 3192 AGAINST ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 The Nasdaq Proposal - to approve, assuming the Business Combination Proposal is approved and adopted, for purposes of complying with the applicable provisions of Nasdaq Stock Exchange Listing Rule 5635, the issuance of up to 15,000,000 shares of New Carmell common stock in connection with the Business Combination, which amount will be determined as described in more detail in the accompanying proxy statement/prospectus. CAPITAL STRUCTURE ISSUER 22899 0 Split 19707 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 The Nasdaq Proposal - to approve, assuming the Business Combination Proposal is approved and adopted, for purposes of complying with the applicable provisions of Nasdaq Stock Exchange Listing Rule 5635, the issuance of up to 15,000,000 shares of New Carmell common stock in connection with the Business Combination, which amount will be determined as described in more detail in the accompanying proxy statement/prospectus. CAPITAL STRUCTURE ISSUER 22899 0 Split 3192 AGAINST ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 22899 0 Split 19707 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 22899 0 Split 3192 NONE ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 22899 0 Split 19707 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 22899 0 Split 3192 NONE ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 22899 0 Split 19707 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 22899 0 Split 3192 NONE ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 22899 0 Split 19707 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 22899 0 Split 3192 NONE ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 22899 0 Split 19707 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 22899 0 Split 3192 NONE ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 22899 0 Split 19707 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 22899 0 Split 3192 NONE ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 22899 0 Split 19707 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 22899 0 Split 3192 NONE ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 22899 0 Split 19707 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 22899 0 Split 3192 NONE ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 22899 0 Split 18951 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 22899 0 Split 3948 NONE ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 The Incentive Plan Proposal - to approve, assuming the Business Combination Proposal is approved and adopted, the Carmell Therapeutics Corporation 2023 Long- Term Incentive Plan, a copy of which is attached to the accompanying proxy statement/prospectus as Annex D, which will become effective as of and contingent on the consummation of the Business Combination. CORPORATE GOVERNANCE ISSUER 22899 0 Split 19707 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 The Incentive Plan Proposal - to approve, assuming the Business Combination Proposal is approved and adopted, the Carmell Therapeutics Corporation 2023 Long- Term Incentive Plan, a copy of which is attached to the accompanying proxy statement/prospectus as Annex D, which will become effective as of and contingent on the consummation of the Business Combination. CORPORATE GOVERNANCE ISSUER 22899 0 Split 3192 AGAINST ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 The Adjournment Proposal - to approve a proposal to adjourn the Special Meeting to a later date or dates if it is determined that more time is necessary or appropriate, in the judgment of the board of directors of ALPA or the officer presiding over the Special Meeting, for ALPA to consummate the Business Combination. CORPORATE GOVERNANCE ISSUER 22899 0 Split 19707 FOR ALPHA HEALTHCARE ACQUISITION CORP. III US02073F1049 07/11/2023 The Adjournment Proposal - to approve a proposal to adjourn the Special Meeting to a later date or dates if it is determined that more time is necessary or appropriate, in the judgment of the board of directors of ALPA or the officer presiding over the Special Meeting, for ALPA to consummate the Business Combination. CORPORATE GOVERNANCE ISSUER 22899 0 Split 3192 AGAINST FREEDOM ACQUISITION I CORP. KYG3663X1108 07/11/2023 The Business Combination Proposal - "RESOLVED, AS AN ORDINARY RESOLUTION, that FACT's entry into the Amended and Restated Business Combination Agreement, dated as of May 26, 2023 (as may be further amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among FACT, Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT ("First Merger Sub"), Jupiter Merger Sub II LLC, a Delaware limited liability company and a ...(due to space limits, see proxy material for full proposal). EXTRAORDINARY TRANSACTIONS ISSUER 18275 0 Split 18275 FOR FREEDOM ACQUISITION I CORP. KYG3663X1108 07/11/2023 The Domestication Proposal - "RESOLVED, AS A SPECIAL RESOLUTION, that FACT be transferred by way of continuation to Delaware pursuant to Part XII of the Companies Act (As Revised) of the Cayman Islands and Section 388 of the General Corporation Law of the State of Delaware and, immediately upon being de-registered in the Cayman Islands, FACT be continued and domesticated as a corporation under the laws of the State of Delaware and, conditional upon, and with effect from, the registration of FACT ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 18275 0 Split 18275 FOR FREEDOM ACQUISITION I CORP. KYG3663X1108 07/11/2023 The Governing Documents Proposal - "RESOLVED, AS A SPECIAL RESOLUTION, that the amended and restated memorandum and articles of association of FACT currently in effect (the "Articles of Association") be amended and restated by the deletion in their entirety and the substitution in their place of the Proposed Certificate of Incorporation and Proposed Bylaws (copies of each of which are attached to the proxy statement/prospectus as Annex B and Annex C, respectively), ... (due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 18275 0 Split 18275 FOR FREEDOM ACQUISITION I CORP. KYG3663X1108 07/11/2023 The Advisory Governing Documents Proposals - "RESOLVED, AS AN ORDINARY RESOLUTION, on an advisory non-binding basis, that the authorized share capital of FACT is increased from (i) 200,000,000 Class A Ordinary Shares, par value $0.0001 per share, 20,000,000 Class B Ordinary Shares, par value $0.0001 per share, and 1,000,000 preference shares, par value $0.0001 per share, to (ii) 1,000,000,000 shares of New Complete Solaria Common Stock, par value $0.0001 per share, and 10,000,000 shares ...(due to space limits, see proxy material for full proposal). CAPITAL STRUCTURE ISSUER 18275 0 Split 18275 FOR FREEDOM ACQUISITION I CORP. KYG3663X1108 07/11/2023 The Advisory Governing Documents Proposals - "RESOLVED, AS AN ORDINARY RESOLUTION, on an advisory non-binding basis, that the board of directors of New Complete Solaria (the "New Complete Solaria Board") is authorized to issue any or all shares of New Complete Solaria Preferred Stock in one or more classes or series, with such terms and conditions as may be expressly determined by the New Complete Solaria Board and as may be permitted by the Delaware General Corporation Law (the "DGCL")." CORPORATE GOVERNANCE ISSUER 18275 0 Split 18275 FOR FREEDOM ACQUISITION I CORP. KYG3663X1108 07/11/2023 The Advisory Governing Documents Proposals - "RESOLVED, AS AN ORDINARY RESOLUTION, on an advisory non-binding basis, that the Court of Chancery of the State of Delaware (or, if and only if the Court of Chancery of the State of Delaware lacks subject matter jurisdiction, any state court located within the State of Delaware or, if and only if all such state courts lack subject matter jurisdiction, the federal district court for the District of Delaware) and any appellate court therefrom will be the ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 18275 0 Split 18275 FOR FREEDOM ACQUISITION I CORP. KYG3663X1108 07/11/2023 The Advisory Governing Documents Proposals - "RESOLVED, AS AN ORDINARY RESOLUTION, on an advisory non-binding basis, that any action required or permitted to be taken by the stockholders of New Complete Solaria must be effected at a duly called annual or special meeting of stockholders of New Complete Solaria and may not be effected by any consent in writing by such stockholders." CORPORATE GOVERNANCE ISSUER 18275 0 Split 18275 FOR FREEDOM ACQUISITION I CORP. KYG3663X1108 07/11/2023 The Advisory Governing Documents Proposals - "RESOLVED, AS AN ORDINARY RESOLUTION, on an advisory non-binding basis, that, subject to the rights of holders of preferred stock of New Complete Solaria, any director of New Complete Solaria or the entire New Complete Solaria Board may be removed from office with or without cause by the affirmative vote of the holders of a majority of the then-issued and outstanding capital stock of New Complete Solaria entitled to vote in the election of directors, voting together as a single class." CORPORATE GOVERNANCE ISSUER 18275 0 Split 18275 FOR FREEDOM ACQUISITION I CORP. KYG3663X1108 07/11/2023 The Advisory Governing Documents Proposals - "RESOLVED, AS AN ORDINARY RESOLUTION, on an advisory non-binding basis, that the Proposed Certificate of Incorporation may be amended by stockholders in accordance with the voting standards set forth in the Proposed Certificate of Incorporation, and the Proposed Bylaws may be amended by stockholders in accordance with the voting standards set forth in the Proposed Certificate of Incorporation and Article XIII of the Proposed Bylaws." CORPORATE GOVERNANCE ISSUER 18275 0 Split 18275 FOR FREEDOM ACQUISITION I CORP. KYG3663X1108 07/11/2023 The Advisory Governing Documents Proposals - "RESOLVED, AS AN ORDINARY RESOLUTION, on an advisory non-binding basis, the removal of provisions in FACT's Articles of Association related to FACT's status as a blank check company that will no longer apply upon the Closing of the Business Combination be approved." CORPORATE GOVERNANCE ISSUER 18275 0 Split 18275 FOR FREEDOM ACQUISITION I CORP. KYG3663X1108 07/11/2023 The Listing Proposal - "RESOLVED, AS AN ORDINARY RESOLUTION, that for the purposes of complying with the applicable provisions of NYSE Listing Rule 312.03, the issuance of shares of New Complete Solaria Common Stock and New Complete Solaria Warrants (including the shares of New Complete Solaria Common Stock issuable upon the exercise thereof) in connection with the Business Combination, the Pre-Signing Convertible Notes, the Post-Signing Convertible Notes, and any Additional Transactions ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 18275 0 Split 18275 FOR FREEDOM ACQUISITION I CORP. KYG3663X1108 07/11/2023 The Incentive Equity Proposal - "RESOLVED, AS AN ORDINARY RESOLUTION, that FACT's adoption of the Complete Solaria, Inc. 2023 Incentive Equity Plan be approved, ratified and confirmed in all respects." Such proposal, the "Incentive Equity Plan Proposal". The Incentive Equity Plan Proposal is conditioned on the approval of the other Condition Precedent Proposals. CORPORATE GOVERNANCE ISSUER 18275 0 Split 18275 FOR FREEDOM ACQUISITION I CORP. KYG3663X1108 07/11/2023 The Employee Stock Purchase Plan Proposal - "RESOLVED, AS AN ORDINARY RESOLUTION, that FACT's adoption of the Complete Solaria, Inc. 2023 Employee Stock Purchase Plan be approved, ratified and confirmed in all respects." Such proposal, the "Employee Stock Purchase Plan Proposal". The Employee Stock Purchase Plan Proposal is conditioned on the approval of the other Condition Precedent Proposals. CORPORATE GOVERNANCE ISSUER 18275 0 Split 18275 FOR FREEDOM ACQUISITION I CORP. KYG3663X1108 07/11/2023 The Director Election Proposal - "RESOLVED, AS AN ORDINARY RESOLUTION, that effective as of the Closing of the Business Combination, the New Complete Solaria Board shall consist of no more than seven directors, and that Tidjane Thiam, Adam Gishen, William J. Anderson, Thurman J. Rodgers, Ronald Pasek, Antonio R. Alvarez and Devin Whatley be and are hereby elected as directors and serve on the New Complete Solaria Board until the expiration of their respective terms and until their respective successors are duly elected and qualified. CORPORATE GOVERNANCE ISSUER 18275 0 Split 18275 FOR FREEDOM ACQUISITION I CORP. KYG3663X1108 07/11/2023 The Adjournment Proposal - "RESOLVED, AS AN ORDINARY RESOLUTION, that the adjournment of the Special Meeting to a later date or dates if necessary, for any other reason in connection with the Business Combination Agreement or to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are insufficient FACT Ordinary Shares represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the Special ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 18275 0 Split 18275 FOR BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 158482 FOR BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 15507 AGAINST BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 134611 FOR BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 39378 AGAINST BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 158586 FOR BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 15403 AGAINST BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 167501 FOR BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 6488 AGAINST BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 167528 FOR BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 6461 AGAINST BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 149125 FOR BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 24864 AGAINST BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 67144 0 Split 64350 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 67144 0 Split 2794 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 67144 0 Split 61074 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 67144 0 Split 6070 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 67144 0 Split 64396 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 67144 0 Split 2748 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 67144 0 Split 61110 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 07/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 67144 0 Split 6034 NONE ECOFIN SUSTAINABLE & SOCIAL IMP TERM FD US27901F1093 07/11/2023 Election of Director to hold office for a term of three years: Conrad S. Ciccotello DIRECTOR ELECTIONS ISSUER 37011 0 Split 36163 FOR ECOFIN SUSTAINABLE & SOCIAL IMP TERM FD US27901F1093 07/11/2023 Election of Director to hold office for a term of three years: Conrad S. Ciccotello DIRECTOR ELECTIONS ISSUER 37011 0 Split 848 AGAINST ECOFIN SUSTAINABLE & SOCIAL IMP TERM FD US27901F1093 07/11/2023 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2023. AUDIT-RELATED ISSUER 37011 0 Split 36559 FOR ECOFIN SUSTAINABLE & SOCIAL IMP TERM FD US27901F1093 07/11/2023 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2023. AUDIT-RELATED ISSUER 37011 0 Split 147 AGAINST ECOFIN SUSTAINABLE & SOCIAL IMP TERM FD US27901F1093 07/11/2023 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2023. AUDIT-RELATED ISSUER 37011 0 Split 305 NONE TORTOISE ENERGY INFRASTRUCTURE FD, INC. US89147L8862 07/11/2023 Election of Director to hold office for a term of three years: Conrad S. Ciccotello DIRECTOR ELECTIONS ISSUER 14818 0 Split 14339 FOR TORTOISE ENERGY INFRASTRUCTURE FD, INC. US89147L8862 07/11/2023 Election of Director to hold office for a term of three years: Conrad S. Ciccotello DIRECTOR ELECTIONS ISSUER 14818 0 Split 479 NONE TORTOISE ENERGY INFRASTRUCTURE FD, INC. US89147L8862 07/11/2023 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2023. AUDIT-RELATED ISSUER 14818 0 Split 14625 FOR TORTOISE ENERGY INFRASTRUCTURE FD, INC. US89147L8862 07/11/2023 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2023. AUDIT-RELATED ISSUER 14818 0 Split 101 AGAINST TORTOISE ENERGY INFRASTRUCTURE FD, INC. US89147L8862 07/11/2023 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2023. AUDIT-RELATED ISSUER 14818 0 Split 92 NONE TORTOISE POWER & ENERGY INFRA FD, INC. US89147X1046 07/11/2023 Election of Director to hold office for a term of three years: Conrad S. Ciccotello DIRECTOR ELECTIONS ISSUER 42068 0 Split 33402 FOR TORTOISE POWER & ENERGY INFRA FD, INC. US89147X1046 07/11/2023 Election of Director to hold office for a term of three years: Conrad S. Ciccotello DIRECTOR ELECTIONS ISSUER 42068 0 Split 8666 NONE TORTOISE POWER & ENERGY INFRA FD, INC. US89147X1046 07/11/2023 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2023. AUDIT-RELATED ISSUER 42068 0 Split 35423 FOR TORTOISE POWER & ENERGY INFRA FD, INC. US89147X1046 07/11/2023 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2023. AUDIT-RELATED ISSUER 42068 0 Split 5193 AGAINST TORTOISE POWER & ENERGY INFRA FD, INC. US89147X1046 07/11/2023 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2023. AUDIT-RELATED ISSUER 42068 0 Split 1452 NONE TORTOISE MIDSTREAM ENERGY FUND, INC. US89148B2007 07/11/2023 Election of Director to hold office for a term of three years: Conrad S. Ciccotello DIRECTOR ELECTIONS ISSUER 56207 0 Split 53061 FOR TORTOISE MIDSTREAM ENERGY FUND, INC. US89148B2007 07/11/2023 Election of Director to hold office for a term of three years: Conrad S. Ciccotello DIRECTOR ELECTIONS ISSUER 56207 0 Split 3146 NONE TORTOISE MIDSTREAM ENERGY FUND, INC. US89148B2007 07/11/2023 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2023. AUDIT-RELATED ISSUER 56207 0 Split 55200 FOR TORTOISE MIDSTREAM ENERGY FUND, INC. US89148B2007 07/11/2023 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2023. AUDIT-RELATED ISSUER 56207 0 Split 578 AGAINST TORTOISE MIDSTREAM ENERGY FUND, INC. US89148B2007 07/11/2023 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2023. AUDIT-RELATED ISSUER 56207 0 Split 428 NONE TORTOISE PIPELINE & ENERGY FUND, INC. US89148H2076 07/11/2023 Election of Director to hold office for a term of three years: Conrad S. Ciccotello DIRECTOR ELECTIONS ISSUER 7795 0 Split 7365 FOR TORTOISE PIPELINE & ENERGY FUND, INC. US89148H2076 07/11/2023 Election of Director to hold office for a term of three years: Conrad S. Ciccotello DIRECTOR ELECTIONS ISSUER 7795 0 Split 430 NONE TORTOISE PIPELINE & ENERGY FUND, INC. US89148H2076 07/11/2023 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2023. AUDIT-RELATED ISSUER 7795 0 Split 7543 FOR TORTOISE PIPELINE & ENERGY FUND, INC. US89148H2076 07/11/2023 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2023. AUDIT-RELATED ISSUER 7795 0 Split 177 AGAINST TORTOISE PIPELINE & ENERGY FUND, INC. US89148H2076 07/11/2023 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2023. AUDIT-RELATED ISSUER 7795 0 Split 75 NONE TORTOISE ENERGY INDEPENDENCE FUND US89148K2006 07/11/2023 Election of Director to hold office for a term of three years: Conrad S. Ciccotello DIRECTOR ELECTIONS ISSUER 27292 0 Split 16350 FOR TORTOISE ENERGY INDEPENDENCE FUND US89148K2006 07/11/2023 Election of Director to hold office for a term of three years: Conrad S. Ciccotello DIRECTOR ELECTIONS ISSUER 27292 0 Split 10942 NONE TORTOISE ENERGY INDEPENDENCE FUND US89148K2006 07/11/2023 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2023. AUDIT-RELATED ISSUER 27292 0 Split 20717 FOR TORTOISE ENERGY INDEPENDENCE FUND US89148K2006 07/11/2023 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2023. AUDIT-RELATED ISSUER 27292 0 Split 6486 AGAINST TORTOISE ENERGY INDEPENDENCE FUND US89148K2006 07/11/2023 To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending November 30, 2023. AUDIT-RELATED ISSUER 27292 0 Split 88 NONE GALATA ACQUISITION CORP. KYG3R23A1081 07/12/2023 The Extension Amendment Proposal - to approve, as a special resolution, the amendment of the Company's amended and restated memorandum and articles of association (as may be amended from time to time, the "Articles") as provided by the first resolution in the form set forth in Annex A to this Proxy Statement (the "Extension Amendment" and, such proposal, the "Extension Amendment Proposal") to extend the date (the "Extension") by which the Company must (1) consummate a merger, ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 53213 0 Split 43244 FOR GALATA ACQUISITION CORP. KYG3R23A1081 07/12/2023 The Extension Amendment Proposal - to approve, as a special resolution, the amendment of the Company's amended and restated memorandum and articles of association (as may be amended from time to time, the "Articles") as provided by the first resolution in the form set forth in Annex A to this Proxy Statement (the "Extension Amendment" and, such proposal, the "Extension Amendment Proposal") to extend the date (the "Extension") by which the Company must (1) consummate a merger, ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 53213 0 Split 9969 AGAINST GALATA ACQUISITION CORP. KYG3R23A1081 07/12/2023 The Redemption Limitation Amendment Proposal - to approve, as a special resolution, the amendment of the Articles as provided by the second resolution in the form set forth in Annex A to this Proxy Statement (the "Redemption Limitation Amendment" and such proposal, the "Redemption Limitation Amendment Proposal") to eliminate from the Articles the limitation that the Company shall not redeem public shares to the extent that such redemption would cause the Company's net tangible assets to be ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 53213 0 Split 43244 FOR GALATA ACQUISITION CORP. KYG3R23A1081 07/12/2023 The Extension Amendment Proposal - to approve, as a special resolution, the amendment of the Company's amended and restated memorandum and articles of association (as may be amended from time to time, the "Articles") as provided by the first resolution in the form set forth in Annex A to this Proxy Statement (the "Extension Amendment" and, such proposal, the "Extension Amendment Proposal") to extend the date (the "Extension") by which the Company must (1) consummate a merger, ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 53213 0 Split 9969 AGAINST GALATA ACQUISITION CORP. KYG3R23A1081 07/12/2023 The Adjournment Proposal - to approve, as an ordinary resolution, the adjournment of the Extraordinary General Meeting to a later date or dates or indefinitely, if necessary or convenient, either (x) to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the foregoing proposals or (y) if our board determines before the Extraordinary General Meeting that it is not necessary or no ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 53213 0 Split 43244 FOR GALATA ACQUISITION CORP. KYG3R23A1081 07/12/2023 The Extension Amendment Proposal - to approve, as a special resolution, the amendment of the Company's amended and restated memorandum and articles of association (as may be amended from time to time, the "Articles") as provided by the first resolution in the form set forth in Annex A to this Proxy Statement (the "Extension Amendment" and, such proposal, the "Extension Amendment Proposal") to extend the date (the "Extension") by which the Company must (1) consummate a merger, ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 53213 0 Split 9969 AGAINST VOYA INFRA INDUSTRIALS AND MATERIALS FD US92912X1019 07/13/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 15769 0 Split 14395 FOR VOYA INFRA INDUSTRIALS AND MATERIALS FD US92912X1019 07/13/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 15769 0 Split 1374 NONE VOYA INFRA INDUSTRIALS AND MATERIALS FD US92912X1019 07/13/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 15769 0 Split 14171 FOR VOYA INFRA INDUSTRIALS AND MATERIALS FD US92912X1019 07/13/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 15769 0 Split 1598 NONE VOYA EMERGING MKTS HIGH DIVIDEND EY FD US92912P1084 07/13/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 55378 0 Split 40473 FOR VOYA EMERGING MKTS HIGH DIVIDEND EY FD US92912P1084 07/13/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 55378 0 Split 14905 NONE VOYA EMERGING MKTS HIGH DIVIDEND EY FD US92912P1084 07/13/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 55378 0 Split 40213 FOR VOYA EMERGING MKTS HIGH DIVIDEND EY FD US92912P1084 07/13/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 55378 0 Split 15165 NONE CONSILIUM ACQUISITION CORP I, LTD. KYG2365L1014 07/13/2023 The Name Change Proposal - to consider and vote upon a proposal by special resolution in the form set forth in Annex A of the accompanying proxy statement to amend the Company's amended and restated memorandum and articles of association adopted by special resolution dated January 5, 2022 (together, the "Existing Charter") to change the name of the Company from Consilium Acquisition Corp I LTD to CSLM Acquisition Corp. CORPORATE GOVERNANCE ISSUER 78220 0 Split 76530 FOR CONSILIUM ACQUISITION CORP I, LTD. KYG2365L1014 07/13/2023 The Name Change Proposal - to consider and vote upon a proposal by special resolution in the form set forth in Annex A of the accompanying proxy statement to amend the Company's amended and restated memorandum and articles of association adopted by special resolution dated January 5, 2022 (together, the "Existing Charter") to change the name of the Company from Consilium Acquisition Corp I LTD to CSLM Acquisition Corp. CORPORATE GOVERNANCE ISSUER 78220 0 Split 1690 AGAINST CONSILIUM ACQUISITION CORP I, LTD. KYG2365L1014 07/13/2023 Extension Proposal - A proposal to approve, by special resolution in the form set forth in Annex B of the accompanying proxy statement, an amendment to the company's amended and restated memorandum and articles of association adopted by special resolution dated January 5, 2022 and effective on January 12, 2022 (together, the "Existing Charter") to: extend from July 18, 2023 (the "Original Termination Date") on a month- to-month basis up to October 18, 2024 (the "Extended Date"). CORPORATE GOVERNANCE ISSUER 78220 0 Split 67248 FOR CONSILIUM ACQUISITION CORP I, LTD. KYG2365L1014 07/13/2023 Extension Proposal - A proposal to approve, by special resolution in the form set forth in Annex B of the accompanying proxy statement, an amendment to the company's amended and restated memorandum and articles of association adopted by special resolution dated January 5, 2022 and effective on January 12, 2022 (together, the "Existing Charter") to: extend from July 18, 2023 (the "Original Termination Date") on a month- to-month basis up to October 18, 2024 (the "Extended Date"). CORPORATE GOVERNANCE ISSUER 78220 0 Split 10972 AGAINST CONSILIUM ACQUISITION CORP I, LTD. KYG2365L1014 07/13/2023 Trust Amendment Proposal - A proposal to approve by special resolution, an amendment to the Company's investment management trust agreement, dated as of January 12, 2022 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company (the "Trustee"), allowing the Company to extend the Combination Period by fifteen (15) additional one (1) month periods until, October 18, 2024 (as amended, the "Trust Amendment"). INVESTMENT COMPANY MATTERS ISSUER 78220 0 Split 67248 FOR CONSILIUM ACQUISITION CORP I, LTD. KYG2365L1014 07/13/2023 Trust Amendment Proposal - A proposal to approve by special resolution, an amendment to the Company's investment management trust agreement, dated as of January 12, 2022 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company (the "Trustee"), allowing the Company to extend the Combination Period by fifteen (15) additional one (1) month periods until, October 18, 2024 (as amended, the "Trust Amendment"). INVESTMENT COMPANY MATTERS ISSUER 78220 0 Split 10972 AGAINST CONSILIUM ACQUISITION CORP I, LTD. KYG2365L1014 07/13/2023 Adjournment Proposal - To approve, by ordinary resolution, the adjournment of the General Meeting to solicit additional proxies for the purpose of approving the name change proposal and the extension proposal, to amend the name change proposal and the extension proposal, or to allow reasonable additional time for the filing or mailing of any supplemental or amended disclosure that the company has determined in good faith after consultation with outside legal counsel is required under applicable law. CORPORATE GOVERNANCE ISSUER 78220 0 Split 67248 FOR CONSILIUM ACQUISITION CORP I, LTD. KYG2365L1014 07/13/2023 Adjournment Proposal - To approve, by ordinary resolution, the adjournment of the General Meeting to solicit additional proxies for the purpose of approving the name change proposal and the extension proposal, to amend the name change proposal and the extension proposal, or to allow reasonable additional time for the filing or mailing of any supplemental or amended disclosure that the company has determined in good faith after consultation with outside legal counsel is required under applicable law. CORPORATE GOVERNANCE ISSUER 78220 0 Split 10972 AGAINST ANDRETTI ACQUISITION CORP. KYG267351032 07/14/2023 The Extension Amendment Proposal - to approve, as a special resolution, the amendment of the Company's amended and restated memorandum and articles of association (as may be amended from time to time, the "Articles") as provided by the first resolution in the form set forth in Annex A to the accompanying Proxy Statement (the "Extension Amendment" and, such proposal, the "Extension Amendment Proposal") to extend the date (the "Extension") by which the Company must (1) consummate a merger, ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 50274 0 Split 44881 FOR ANDRETTI ACQUISITION CORP. KYG267351032 07/14/2023 The Extension Amendment Proposal - to approve, as a special resolution, the amendment of the Company's amended and restated memorandum and articles of association (as may be amended from time to time, the "Articles") as provided by the first resolution in the form set forth in Annex A to the accompanying Proxy Statement (the "Extension Amendment" and, such proposal, the "Extension Amendment Proposal") to extend the date (the "Extension") by which the Company must (1) consummate a merger, ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 50274 0 Split 5393 AGAINST ANDRETTI ACQUISITION CORP. KYG267351032 07/14/2023 The Redemption Limitation Amendment Proposal - to approve, as a special resolution, the amendment of the Articles as provided by the second resolution in the form set forth in Annex A to the accompanying Proxy Statement (the "Redemption Limitation Amendment" and such proposal, the "Redemption Limitation Amendment Proposal") to eliminate from the Articles the limitation that the Company shall not redeem public shares to the extent that such redemption would cause the Company's net ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 50274 0 Split 44881 FOR ANDRETTI ACQUISITION CORP. KYG267351032 07/14/2023 The Redemption Limitation Amendment Proposal - to approve, as a special resolution, the amendment of the Articles as provided by the second resolution in the form set forth in Annex A to the accompanying Proxy Statement (the "Redemption Limitation Amendment" and such proposal, the "Redemption Limitation Amendment Proposal") to eliminate from the Articles the limitation that the Company shall not redeem public shares to the extent that such redemption would cause the Company's net ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 50274 0 Split 5393 AGAINST ANDRETTI ACQUISITION CORP. KYG267351032 07/14/2023 The Adjournment Proposal - to approve, as an ordinary resolution, the adjournment of the Extraordinary General Meeting to a later date or dates or indefinitely, if necessary or convenient, either (x) to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the foregoing proposals or (y) if our board determines before the Extraordinary General Meeting that it is not necessary or no ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 50274 0 Split 44881 FOR ANDRETTI ACQUISITION CORP. KYG267351032 07/14/2023 The Adjournment Proposal - to approve, as an ordinary resolution, the adjournment of the Extraordinary General Meeting to a later date or dates or indefinitely, if necessary or convenient, either (x) to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the foregoing proposals or (y) if our board determines before the Extraordinary General Meeting that it is not necessary or no ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 50274 0 Split 5393 AGAINST ENERGY TRANSITION PARTNERS B.V. NL0015000F82 07/18/2023 APPROVE EXTENSION OF THE BUSINESS COMBINATION DEADLINE EXTRAORDINARY TRANSACTIONS ISSUER 0 0 No Vote 0 NONE JPMORGAN EUROPEAN DISCOVERY TRUST PLC GB00BMTS0Z37 07/19/2023 TO RECEIVE THE DIRECTORS REPORT THE FINANCIAL STATEMENTS AND THE AUDITORS REPORT FOR THE YEAR ENDED 31ST MARCH 2023 AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE JPMORGAN EUROPEAN DISCOVERY TRUST PLC GB00BMTS0Z37 07/19/2023 TO APPROVE THE DIRECTORS REMUNERATION POLICY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE JPMORGAN EUROPEAN DISCOVERY TRUST PLC GB00BMTS0Z37 07/19/2023 TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31ST MARCH 2023 CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE JPMORGAN EUROPEAN DISCOVERY TRUST PLC GB00BMTS0Z37 07/19/2023 TO DECLARE A FINAL DIVIDEND OF 7.8 PENCE PER SHARE CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE JPMORGAN EUROPEAN DISCOVERY TRUST PLC GB00BMTS0Z37 07/19/2023 TO REAPPOINT MARC VAN GELDER AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE JPMORGAN EUROPEAN DISCOVERY TRUST PLC GB00BMTS0Z37 07/19/2023 TO REAPPOINT NICHOLAS SMITH AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE JPMORGAN EUROPEAN DISCOVERY TRUST PLC GB00BMTS0Z37 07/19/2023 TO REAPPOINT SARAH WATTERS AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE JPMORGAN EUROPEAN DISCOVERY TRUST PLC GB00BMTS0Z37 07/19/2023 TO REAPPOINT SUZY ROSS AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE JPMORGAN EUROPEAN DISCOVERY TRUST PLC GB00BMTS0Z37 07/19/2023 THAT ERNST AND YOUNG BE REAPPOINTED AS AUDITOR OF THE COMPANY AND THAT THEIR REMUNERATION BE FIXED BY THE DIRECTORS AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE JPMORGAN EUROPEAN DISCOVERY TRUST PLC GB00BMTS0Z37 07/19/2023 AUTHORITY TO ALLOT NEW SHARES CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE JPMORGAN EUROPEAN DISCOVERY TRUST PLC GB00BMTS0Z37 07/19/2023 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS ON ALLOTMENT OF RELEVANT SECURITIES CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE JPMORGAN EUROPEAN DISCOVERY TRUST PLC GB00BMTS0Z37 07/19/2023 AUTHORITY TO REPURCHASE THE COMPANYS SHARES CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE JPMORGAN EUROPEAN DISCOVERY TRUST PLC GB00BMTS0Z37 07/19/2023 ADOPTION OF NEW ARTICLES OF ASSOCIATION CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE JPMORGAN EUROPEAN DISCOVERY TRUST PLC GB00BMTS0Z37 07/19/2023 AUTHORITY TO HOLD GENERAL MEETINGS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE KEYARCH ACQUISITION CORP KYG5260A1040 07/20/2023 The Extension Amendment Proposal - RESOLVED, as a special resolution, that the Amended and Restated Memorandum and Articles of Association be amended, in order to give the Board the right to extend the Termination Date from July 27, 2023 to October 27, 2023 and to allow the Board, without another shareholder vote, to elect to further extend the Termination Date on a monthly basis up to three (3) times until January 27, 2024, or for a total of up to six (6) months after the Original Termination Date. CORPORATE GOVERNANCE ISSUER 20135 0 Split 19464 FOR KEYARCH ACQUISITION CORP KYG5260A1040 07/20/2023 The Extension Amendment Proposal - RESOLVED, as a special resolution, that the Amended and Restated Memorandum and Articles of Association be amended, in order to give the Board the right to extend the Termination Date from July 27, 2023 to October 27, 2023 and to allow the Board, without another shareholder vote, to elect to further extend the Termination Date on a monthly basis up to three (3) times until January 27, 2024, or for a total of up to six (6) months after the Original Termination Date. CORPORATE GOVERNANCE ISSUER 20135 0 Split 671 AGAINST KEYARCH ACQUISITION CORP KYG5260A1040 07/20/2023 The Founder Share Amendment Proposal - RESOLVED, as a special resolution, that the Amended and Restated Memorandum and Articles of Association be amended, in order to provide for the right of a holder of Class B Ordinary Shares to convert such shares into Class A Ordinary Shares on a one-for-one basis at any time prior to the closing of a Business Combination at the option of a holder of the Class B Ordinary Shares. CORPORATE GOVERNANCE ISSUER 20135 0 Split 19452 FOR KEYARCH ACQUISITION CORP KYG5260A1040 07/20/2023 The Founder Share Amendment Proposal - RESOLVED, as a special resolution, that the Amended and Restated Memorandum and Articles of Association be amended, in order to provide for the right of a holder of Class B Ordinary Shares to convert such shares into Class A Ordinary Shares on a one-for-one basis at any time prior to the closing of a Business Combination at the option of a holder of the Class B Ordinary Shares. CORPORATE GOVERNANCE ISSUER 20135 0 Split 671 AGAINST KEYARCH ACQUISITION CORP KYG5260A1040 07/20/2023 The Auditor Ratification Proposal - RESOLVED, as an ordinary resolution, that the appointment of UHY LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023 be ratified, approved and confirmed in all respects. AUDIT-RELATED ISSUER 20135 0 Split 20135 FOR KEYARCH ACQUISITION CORP KYG5260A1040 07/20/2023 The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the Meeting to a later date or dates to be determined by the chairman of the Meeting, or indefinitely, if necessary or convenient, to permit further solicitation and vote of proxies be confirmed, ratified and approved in all respects. CORPORATE GOVERNANCE ISSUER 20135 0 Split 20135 FOR KNIGHTSWAN ACQUISITION CORPORATION US4991031091 07/20/2023 The "Extension Amendment Proposal" - To amend the Company's amended and restated certificate of incorporation (the "Certificate of Incorporation") to extend the date by which the Company has to consummate a Business Combination (the "Extension") from July 25, 2023 to July 25, 2024 (or such earlier date as determined by the Board) (the "Extended Date") (the "Extension Amendment Proposal"). CORPORATE GOVERNANCE ISSUER 8994 0 Split 8496 FOR KNIGHTSWAN ACQUISITION CORPORATION US4991031091 07/20/2023 The "Extension Amendment Proposal" - To amend the Company's amended and restated certificate of incorporation (the "Certificate of Incorporation") to extend the date by which the Company has to consummate a Business Combination (the "Extension") from July 25, 2023 to July 25, 2024 (or such earlier date as determined by the Board) (the "Extended Date") (the "Extension Amendment Proposal"). CORPORATE GOVERNANCE ISSUER 8994 0 Split 498 AGAINST KNIGHTSWAN ACQUISITION CORPORATION US4991031091 07/20/2023 The "Adjournment Proposal" - To adjourn the Special Meeting to a later date or dates, if necessary to permit further solicitation and vote of proxies if, at the time of the Special Meeting, there are not sufficient votes to approve the Extension Amendment Proposal or if the Company determines that additional time is necessary to effectuate the Extension (the "Adjournment Proposal"). CORPORATE GOVERNANCE ISSUER 8994 0 Split 8496 FOR KNIGHTSWAN ACQUISITION CORPORATION US4991031091 07/20/2023 The "Adjournment Proposal" - To adjourn the Special Meeting to a later date or dates, if necessary to permit further solicitation and vote of proxies if, at the time of the Special Meeting, there are not sufficient votes to approve the Extension Amendment Proposal or if the Company determines that additional time is necessary to effectuate the Extension (the "Adjournment Proposal"). CORPORATE GOVERNANCE ISSUER 8994 0 Split 498 AGAINST SABA CAPITAL INCOME FUND US8801981064 07/20/2023 Election of Trustee: Garry Khasidy DIRECTOR ELECTIONS ISSUER 826356 0 Split 656788 FOR SABA CAPITAL INCOME FUND US8801981064 07/20/2023 Election of Trustee: Garry Khasidy DIRECTOR ELECTIONS ISSUER 826356 0 Split 169568 NONE SABA CAPITAL INCOME FUND US8801981064 07/20/2023 The ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2023 AUDIT-RELATED ISSUER 826356 0 Split 821373 FOR SABA CAPITAL INCOME FUND US8801981064 07/20/2023 The ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2023 AUDIT-RELATED ISSUER 826356 0 Split 2520 AGAINST SABA CAPITAL INCOME FUND US8801981064 07/20/2023 The ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2023 AUDIT-RELATED ISSUER 826356 0 Split 2463 NONE VAM INVESTMENTS SPAC B.V. NL0015000G40 07/21/2023 PROPOSAL TO APPROVE AND RESOLVE ON THE EXTENSION TRANSACTION, WHICH SINGLE ITEM WILL INCLUDE THE FOLLOWING RESOLUTIONS (THE "EXTENSION TRANSACTION RESOLUTIONS"): 2.A. APPROVAL OF THE EXTENSION 2.B. APPROVAL OF THE NIC RELEASE 2.C. APPROVAL OF THE TENDER OFFER BUYBACK 2.D. APPROVAL OF THE ESCROW AGREEMENT AMENDMENTS EXTRAORDINARY TRANSACTIONS ISSUER 0 0 No Vote 0 NONE HEALTHWELL ACQUISITION CORP. I US42227R1095 07/26/2023 Extension Amendment Proposal - Amend the Company's amended and restated certificate of incorporation (the "Charter") to extend the date by which the Company has to consummate a business combination from August 5, 2023 to December 5, 2023 (or such earlier date as determined by the Company's board of directors). CORPORATE GOVERNANCE ISSUER 2001 0 Split 1826 FOR HEALTHWELL ACQUISITION CORP. I US42227R1095 07/26/2023 Extension Amendment Proposal - Amend the Company's amended and restated certificate of incorporation (the "Charter") to extend the date by which the Company has to consummate a business combination from August 5, 2023 to December 5, 2023 (or such earlier date as determined by the Company's board of directors). CORPORATE GOVERNANCE ISSUER 2001 0 Split 175 AGAINST HEALTHWELL ACQUISITION CORP. I US42227R1095 07/26/2023 Section 242(b)(2) Amendment Proposal - Amend the Charter such that, subject to the rights of the holders of any outstanding class of preferred stock, the number of authorized shares of any class of common stock or preferred stock may be increased or decreased (but not below the number of shares thereof then outstanding) by the affirmative vote of the holders of a majority of the outstanding shares of the Company's capital stock entitled to vote thereon, irrespective of the provisions of Section 242(b)(2) of the Delaware General Corporation Law. CORPORATE GOVERNANCE ISSUER 2001 0 Split 1888 FOR HEALTHWELL ACQUISITION CORP. I US42227R1095 07/26/2023 Section 242(b)(2) Amendment Proposal - Amend the Charter such that, subject to the rights of the holders of any outstanding class of preferred stock, the number of authorized shares of any class of common stock or preferred stock may be increased or decreased (but not below the number of shares thereof then outstanding) by the affirmative vote of the holders of a majority of the outstanding shares of the Company's capital stock entitled to vote thereon, irrespective of the provisions of Section 242(b)(2) of the Delaware General Corporation Law. CORPORATE GOVERNANCE ISSUER 2001 0 Split 113 AGAINST HEALTHWELL ACQUISITION CORP. I US42227R1095 07/26/2023 Redemption Limitation Amendment Proposal - Amend the Charter to eliminate from the Charter the limitation that the Company may not redeem shares of the Company's Class A common stock issued as part of the units sold in its initial public offering ("public shares") to the extent that such redemption would result in the Company having net tangible assets (as determined in accordance with Rule 3a51-1(g)(1) of the Securities Exchange Act of 1934, as amended) of less than $5,000,001 (the "Redemption Limitation"). CORPORATE GOVERNANCE ISSUER 2001 0 Split 1888 FOR HEALTHWELL ACQUISITION CORP. I US42227R1095 07/26/2023 Redemption Limitation Amendment Proposal - Amend the Charter to eliminate from the Charter the limitation that the Company may not redeem shares of the Company's Class A common stock issued as part of the units sold in its initial public offering ("public shares") to the extent that such redemption would result in the Company having net tangible assets (as determined in accordance with Rule 3a51-1(g)(1) of the Securities Exchange Act of 1934, as amended) of less than $5,000,001 (the "Redemption Limitation"). CORPORATE GOVERNANCE ISSUER 2001 0 Split 113 AGAINST HEALTHWELL ACQUISITION CORP. I US42227R1095 07/26/2023 Auditor Ratification Proposal - Ratify the selection of Marcum LLP by the audit committee of the Company's board of directors to serve as the Company's independent registered public accounting firm for the year ending December 31, 2023. AUDIT-RELATED ISSUER 2001 0 Split 1888 FOR HEALTHWELL ACQUISITION CORP. I US42227R1095 07/26/2023 Auditor Ratification Proposal - Ratify the selection of Marcum LLP by the audit committee of the Company's board of directors to serve as the Company's independent registered public accounting firm for the year ending December 31, 2023. AUDIT-RELATED ISSUER 2001 0 Split 113 AGAINST HEALTHWELL ACQUISITION CORP. I US42227R1095 07/26/2023 Adjournment Proposal - Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1, Proposal 2, Proposal 3 or Proposal 4. CORPORATE GOVERNANCE ISSUER 2001 0 Split 1869 FOR HEALTHWELL ACQUISITION CORP. I US42227R1095 07/26/2023 Adjournment Proposal - Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1, Proposal 2, Proposal 3 or Proposal 4. CORPORATE GOVERNANCE ISSUER 2001 0 Split 132 AGAINST CHENGHE ACQUISITION CO. KYG2086M1078 07/26/2023 Extension Amendment Proposal - To amend by special resolution the MAA, in accordance with the form set forth in Annex B attached to the accompany proxy statement, to extend the date by which the Company must (i) consummate a business combination, or (ii) cease its operations except for the purpose of winding up if it fails to complete such business combination and redeem or repurchase 100% of the Company's public shares included as part of the units sold in the Company's IPO, for three months, from August 2, 2023 to November 2,2023, for a deposit. CORPORATE GOVERNANCE ISSUER 392 0 Split 352 FOR CHENGHE ACQUISITION CO. KYG2086M1078 07/26/2023 Extension Amendment Proposal - To amend by special resolution the MAA, in accordance with the form set forth in Annex B attached to the accompany proxy statement, to extend the date by which the Company must (i) consummate a business combination, or (ii) cease its operations except for the purpose of winding up if it fails to complete such business combination and redeem or repurchase 100% of the Company's public shares included as part of the units sold in the Company's IPO, for three months, from August 2, 2023 to November 2,2023, for a deposit. CORPORATE GOVERNANCE ISSUER 392 0 Split 40 AGAINST CHENGHE ACQUISITION CO. KYG2086M1078 07/26/2023 Founder Share Amendment Proposal - To amend by special resolution the MAA, in accordance with the form set forth in Annex B attached hereto, to provide for the right of a holder of the Company's Class B Ordinary Shares to convert into Class A Ordinary Shares on a one-for-one basis at any time before or concurrently with or immediately following the consummation of the Company's business combination at the election of the holder. CORPORATE GOVERNANCE ISSUER 392 0 Split 352 FOR CHENGHE ACQUISITION CO. KYG2086M1078 07/26/2023 Founder Share Amendment Proposal - To amend by special resolution the MAA, in accordance with the form set forth in Annex B attached hereto, to provide for the right of a holder of the Company's Class B Ordinary Shares to convert into Class A Ordinary Shares on a one-for-one basis at any time before or concurrently with or immediately following the consummation of the Company's business combination at the election of the holder. CORPORATE GOVERNANCE ISSUER 392 0 Split 40 AGAINST CHENGHE ACQUISITION CO. KYG2086M1078 07/26/2023 Adjournment Proposal - To approve the adjournment of the Extraordinary Meeting to a later date or dates, if necessary, (i) to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or the Founder Share Amendment Proposal, (ii) if the holders of Class A Ordinary Shares have elected to redeem an amount of shares in connection with the Extension Amendment Proposal such that the Company would not adhere to the continued listing requirements of Nasdaq. CORPORATE GOVERNANCE ISSUER 392 0 Split 352 FOR CHENGHE ACQUISITION CO. KYG2086M1078 07/26/2023 Adjournment Proposal - To approve the adjournment of the Extraordinary Meeting to a later date or dates, if necessary, (i) to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or the Founder Share Amendment Proposal, (ii) if the holders of Class A Ordinary Shares have elected to redeem an amount of shares in connection with the Extension Amendment Proposal such that the Company would not adhere to the continued listing requirements of Nasdaq. CORPORATE GOVERNANCE ISSUER 392 0 Split 40 AGAINST COMPUTE HEALTH ACQUISITION CORP. US2048331159 07/26/2023 Warrant Amendment Proposal - to consider and vote upon an amendment (the "Warrant Amendment") to the warrant agreement that governs all of Compute Health's outstanding warrants (the "Warrant Agreement"). The Warrant Amendment proposes to (i) amend the anti-dilution provisions of the Warrant Agreement by deleting section 4.5 of the Warrant Agreement, (ii) provide that, upon the completion of the Business Combination (as defined in the accompanying proxy statement/prospectus), each of ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 26926 0 Split 13749 FOR COMPUTE HEALTH ACQUISITION CORP. US2048331159 07/26/2023 Warrant Amendment Proposal - to consider and vote upon an amendment (the "Warrant Amendment") to the warrant agreement that governs all of Compute Health's outstanding warrants (the "Warrant Agreement"). The Warrant Amendment proposes to (i) amend the anti-dilution provisions of the Warrant Agreement by deleting section 4.5 of the Warrant Agreement, (ii) provide that, upon the completion of the Business Combination (as defined in the accompanying proxy statement/prospectus), each of ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 26926 0 Split 13147 AGAINST COMPUTE HEALTH ACQUISITION CORP. US2048331159 07/26/2023 Warrant Amendment Proposal - to consider and vote upon an amendment (the "Warrant Amendment") to the warrant agreement that governs all of Compute Health's outstanding warrants (the "Warrant Agreement"). The Warrant Amendment proposes to (i) amend the anti-dilution provisions of the Warrant Agreement by deleting section 4.5 of the Warrant Agreement, (ii) provide that, upon the completion of the Business Combination (as defined in the accompanying proxy statement/prospectus), each of ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 26926 0 Split 30 NONE COMPUTE HEALTH ACQUISITION CORP. US2048331159 07/26/2023 Warrant Holders Adjournment Proposal - to consider and vote upon a proposal to approve the adjournment of the Warrant Holders Meeting to a later date or dates, if necessary, to permit the further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Warrant Holders Meeting, the Warrant Amendment Proposal would not be duly approved and adopted by the requisite holders of each of (i) the Compute Health Public Warrants and (ii) the Compute Health Private Warrants. CORPORATE GOVERNANCE ISSUER 26926 0 Split 19884 FOR COMPUTE HEALTH ACQUISITION CORP. US2048331159 07/26/2023 Warrant Holders Adjournment Proposal - to consider and vote upon a proposal to approve the adjournment of the Warrant Holders Meeting to a later date or dates, if necessary, to permit the further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Warrant Holders Meeting, the Warrant Amendment Proposal would not be duly approved and adopted by the requisite holders of each of (i) the Compute Health Public Warrants and (ii) the Compute Health Private Warrants. CORPORATE GOVERNANCE ISSUER 26926 0 Split 6855 AGAINST COMPUTE HEALTH ACQUISITION CORP. US2048331159 07/26/2023 Warrant Holders Adjournment Proposal - to consider and vote upon a proposal to approve the adjournment of the Warrant Holders Meeting to a later date or dates, if necessary, to permit the further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Warrant Holders Meeting, the Warrant Amendment Proposal would not be duly approved and adopted by the requisite holders of each of (i) the Compute Health Public Warrants and (ii) the Compute Health Private Warrants. CORPORATE GOVERNANCE ISSUER 26926 0 Split 187 NONE TRANSITION FR00140039U7 07/26/2023 APPROVAL OF THE PROPOSED BUSINESS COMBINATION WITH ARVERNE GROUP IN ACCORDANCE WITH THE PROVISIONS OF ARTICLES 11.3 AND 20 OF THE COMPANY'S ARTICLES OF ASSOCIATION EXTRAORDINARY TRANSACTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 07/26/2023 POWERS FOR FORMALITIES CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE NOGIN, INC. US65528N2045 07/26/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 11264 0 Split 10880 FOR NOGIN, INC. US65528N2045 07/26/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 11264 0 Split 384 NONE NOGIN, INC. US65528N2045 07/26/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 11264 0 Split 6193 FOR NOGIN, INC. US65528N2045 07/26/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 11264 0 Split 5071 NONE NOGIN, INC. US65528N2045 07/26/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 11264 0 Split 10625 FOR NOGIN, INC. US65528N2045 07/26/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 11264 0 Split 639 NONE NOGIN, INC. US65528N2045 07/26/2023 The Plan Amendment Proposal: To approve an amendment to the Nogin, Inc. 2022 Incentive Award Plan (the "Plan"). CORPORATE GOVERNANCE ISSUER 11264 0 Split 7853 FOR NOGIN, INC. US65528N2045 07/26/2023 The Plan Amendment Proposal: To approve an amendment to the Nogin, Inc. 2022 Incentive Award Plan (the "Plan"). CORPORATE GOVERNANCE ISSUER 11264 0 Split 3385 AGAINST NOGIN, INC. US65528N2045 07/26/2023 The Plan Amendment Proposal: To approve an amendment to the Nogin, Inc. 2022 Incentive Award Plan (the "Plan"). CORPORATE GOVERNANCE ISSUER 11264 0 Split 26 NONE NOGIN, INC. US65528N2045 07/26/2023 The Independent Registered Public Accountant Proposal: To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2023. AUDIT-RELATED ISSUER 11264 0 Split 11256 FOR NOGIN, INC. US65528N2045 07/26/2023 The Independent Registered Public Accountant Proposal: To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2023. AUDIT-RELATED ISSUER 11264 0 Split 7 AGAINST NOGIN, INC. US65528N2045 07/26/2023 The Independent Registered Public Accountant Proposal: To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2023. AUDIT-RELATED ISSUER 11264 0 Split 1 NONE NEUBERGER BERMAN NY INTERM MUNI FD US64124K1025 07/26/2023 To approve the reorganization of Neuberger Berman New York Municipal Fund Inc. into Neuberger Berman Municipal Fund Inc. EXTRAORDINARY TRANSACTIONS ISSUER 350 0 FOR 350 FOR GENESIS UNICORN CAPITAL CORP. US37187C1009 07/26/2023 The Reincorporation Merger Proposal - to approve the merger of Genesis Unicorn Capital Corp. ("GUCC") with and into ESGL Holdings Limited, a Cayman Islands exempted company ("PubCo"), with PubCo remaining as the surviving publicly traded entity, and the Reincorporation Plan of Merger. We refer to the merger as Reincorporation Merger. EXTRAORDINARY TRANSACTIONS ISSUER 6940 0 Split 6336 FOR GENESIS UNICORN CAPITAL CORP. US37187C1009 07/26/2023 The Reincorporation Merger Proposal - to approve the merger of Genesis Unicorn Capital Corp. ("GUCC") with and into ESGL Holdings Limited, a Cayman Islands exempted company ("PubCo"), with PubCo remaining as the surviving publicly traded entity, and the Reincorporation Plan of Merger. We refer to the merger as Reincorporation Merger. EXTRAORDINARY TRANSACTIONS ISSUER 6940 0 Split 604 AGAINST GENESIS UNICORN CAPITAL CORP. US37187C1009 07/26/2023 The Acquisition Merger Proposal - to approve the transactions contemplated under the Merger Agreement, dated as of November 29, 2022 (as may be amended from time to time, the "Merger Agreement"), by and among GUCC, PubCo, ESGH Merger Sub Corp, a Cayman Islands exempted company and wholly-owned subsidiary of PubCo ("Merger Sub"), Environmental Solutions Group Holdings Limited, a Cayman Islands exempted company ("ESGL"), and Quek Leng Chuang, solely in his capacity as the shareholder representative, agent and attorney-in-fact of the shareholders. EXTRAORDINARY TRANSACTIONS ISSUER 6940 0 Split 6336 FOR GENESIS UNICORN CAPITAL CORP. US37187C1009 07/26/2023 The Acquisition Merger Proposal - to approve the transactions contemplated under the Merger Agreement, dated as of November 29, 2022 (as may be amended from time to time, the "Merger Agreement"), by and among GUCC, PubCo, ESGH Merger Sub Corp, a Cayman Islands exempted company and wholly-owned subsidiary of PubCo ("Merger Sub"), Environmental Solutions Group Holdings Limited, a Cayman Islands exempted company ("ESGL"), and Quek Leng Chuang, solely in his capacity as the shareholder representative, agent and attorney-in-fact of the shareholders. EXTRAORDINARY TRANSACTIONS ISSUER 6940 0 Split 604 AGAINST GENESIS UNICORN CAPITAL CORP. US37187C1009 07/26/2023 The Nasdaq Proposal - to approve for purposes of complying with Nasdaq Listing Rule 5635(a) and (b), the issuance of more than 20% of the issued and outstanding shares of GUCC Class A common stock and the resulting change in control in connection with the Business Combination. CAPITAL STRUCTURE ISSUER 6940 0 Split 6336 FOR GENESIS UNICORN CAPITAL CORP. US37187C1009 07/26/2023 The Nasdaq Proposal - to approve for purposes of complying with Nasdaq Listing Rule 5635(a) and (b), the issuance of more than 20% of the issued and outstanding shares of GUCC Class A common stock and the resulting change in control in connection with the Business Combination. CAPITAL STRUCTURE ISSUER 6940 0 Split 604 AGAINST GENESIS UNICORN CAPITAL CORP. US37187C1009 07/26/2023 The Charter Amendment Proposal - to approve on a non-binding advisory basis, certain differences between GUCC and PubCo including the governance provisions set forth in PubCo's Amended and Restated Memorandum and Articles of Association, a copy of which is attached to the proxy statement/prospectus as Annex B. CORPORATE GOVERNANCE ISSUER 6940 0 Split 6336 FOR GENESIS UNICORN CAPITAL CORP. US37187C1009 07/26/2023 The Charter Amendment Proposal - to approve on a non-binding advisory basis, certain differences between GUCC and PubCo including the governance provisions set forth in PubCo's Amended and Restated Memorandum and Articles of Association, a copy of which is attached to the proxy statement/prospectus as Annex B. CORPORATE GOVERNANCE ISSUER 6940 0 Split 604 AGAINST GENESIS UNICORN CAPITAL CORP. US37187C1009 07/26/2023 The Adjournment Proposal - to approve the adjournment of the Special Meeting of Stockholders by the chairman thereof to a later date, if necessary, under certain circumstances, including for the purpose of soliciting additional proxies in favor of the foregoing Proposals, in the event GUCC does not receive the requisite stockholder vote to approve Proposals 1, 2, 3 and 4. CORPORATE GOVERNANCE ISSUER 6940 0 Split 6336 FOR GENESIS UNICORN CAPITAL CORP. US37187C1009 07/26/2023 The Adjournment Proposal - to approve the adjournment of the Special Meeting of Stockholders by the chairman thereof to a later date, if necessary, under certain circumstances, including for the purpose of soliciting additional proxies in favor of the foregoing Proposals, in the event GUCC does not receive the requisite stockholder vote to approve Proposals 1, 2, 3 and 4. CORPORATE GOVERNANCE ISSUER 6940 0 Split 604 AGAINST ZALATORIS II ACQUISITION CORP KYG9831X1060 07/27/2023 The Extension Amendment Proposal - A proposal to amend, by way of special resolution, XPAC's amended and restated memorandum and articles of association (the "Articles"), as set forth in Annex A of the accompanying Proxy Statement to extend the date (the "Termination Date") by which XPAC has to consummate a Business Combination from August 3, 2023 (the date which is 24 months from the closing date of XPAC's initial public offering (the "IPO") (the "Original Termination Date") ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 11711 0 Split 10992 FOR ZALATORIS II ACQUISITION CORP KYG9831X1060 07/27/2023 The Extension Amendment Proposal - A proposal to amend, by way of special resolution, XPAC's amended and restated memorandum and articles of association (the "Articles"), as set forth in Annex A of the accompanying Proxy Statement to extend the date (the "Termination Date") by which XPAC has to consummate a Business Combination from August 3, 2023 (the date which is 24 months from the closing date of XPAC's initial public offering (the "IPO") (the "Original Termination Date") ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 11711 0 Split 629 AGAINST ZALATORIS II ACQUISITION CORP KYG9831X1060 07/27/2023 The Extension Amendment Proposal - A proposal to amend, by way of special resolution, XPAC's amended and restated memorandum and articles of association (the "Articles"), as set forth in Annex A of the accompanying Proxy Statement to extend the date (the "Termination Date") by which XPAC has to consummate a Business Combination from August 3, 2023 (the date which is 24 months from the closing date of XPAC's initial public offering (the "IPO") (the "Original Termination Date") ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 11711 0 Split 89 NONE ZALATORIS II ACQUISITION CORP KYG9831X1060 07/27/2023 The Redemption Limitation Amendment Proposal - To amend, by way of special resolution, the XPAC's Articles, as provided by the second resolution in the form set forth in Annex A to the accompanying proxy statement (the "Redemption Limitation Amendment") to eliminate from the Articles the limitation that XPAC shall not redeem XPAC's Class A ordinary shares, par value $0.0001 per share included as part of the units sold in the IPO (including any shares issued in exchange thereof, the ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 11711 0 Split 10992 FOR ZALATORIS II ACQUISITION CORP KYG9831X1060 07/27/2023 The Redemption Limitation Amendment Proposal - To amend, by way of special resolution, the XPAC's Articles, as provided by the second resolution in the form set forth in Annex A to the accompanying proxy statement (the "Redemption Limitation Amendment") to eliminate from the Articles the limitation that XPAC shall not redeem XPAC's Class A ordinary shares, par value $0.0001 per share included as part of the units sold in the IPO (including any shares issued in exchange thereof, the ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 11711 0 Split 629 AGAINST ZALATORIS II ACQUISITION CORP KYG9831X1060 07/27/2023 The Redemption Limitation Amendment Proposal - To amend, by way of special resolution, the XPAC's Articles, as provided by the second resolution in the form set forth in Annex A to the accompanying proxy statement (the "Redemption Limitation Amendment") to eliminate from the Articles the limitation that XPAC shall not redeem XPAC's Class A ordinary shares, par value $0.0001 per share included as part of the units sold in the IPO (including any shares issued in exchange thereof, the ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 11711 0 Split 89 NONE ZALATORIS II ACQUISITION CORP KYG9831X1060 07/27/2023 The Name Change Amendment Proposal - To amend, by way of special resolution, XPAC's Memorandum and Articles, as provided by the third resolution in the form set forth in Annex A to the accompanying Proxy Statement to change the name of XPAC from "XPAC Acquisition Corp." to "Zalatoris II Acquisition Corp", pursuant to the resolution set forth in Proposal No. 3 in the accompanying Proxy Statement. CORPORATE GOVERNANCE ISSUER 11711 0 Split 10992 FOR ZALATORIS II ACQUISITION CORP KYG9831X1060 07/27/2023 The Name Change Amendment Proposal - To amend, by way of special resolution, XPAC's Memorandum and Articles, as provided by the third resolution in the form set forth in Annex A to the accompanying Proxy Statement to change the name of XPAC from "XPAC Acquisition Corp." to "Zalatoris II Acquisition Corp", pursuant to the resolution set forth in Proposal No. 3 in the accompanying Proxy Statement. CORPORATE GOVERNANCE ISSUER 11711 0 Split 629 AGAINST ZALATORIS II ACQUISITION CORP KYG9831X1060 07/27/2023 The Name Change Amendment Proposal - To amend, by way of special resolution, XPAC's Memorandum and Articles, as provided by the third resolution in the form set forth in Annex A to the accompanying Proxy Statement to change the name of XPAC from "XPAC Acquisition Corp." to "Zalatoris II Acquisition Corp", pursuant to the resolution set forth in Proposal No. 3 in the accompanying Proxy Statement. CORPORATE GOVERNANCE ISSUER 11711 0 Split 89 NONE ZALATORIS II ACQUISITION CORP KYG9831X1060 07/27/2023 The Letter Agreement Amendment Proposal - To amend, by way of ordinary resolution, the Letter Agreement, dated July 29, 2021, by and among XPAC Sponsor LLC, a Cayman Islands limited liability company (the "Sponsor"), the officers and directors of XPAC and XPAC (the "Letter Agreement"), to allow the Sponsor to transfer its holdings in XPAC, directly or indirectly, to J. Streicher Holdings, LLC or its affiliates prior to the expiration of the applicable lock-up (the "Letter Agreement ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 11711 0 Split 10992 FOR ZALATORIS II ACQUISITION CORP KYG9831X1060 07/27/2023 The Letter Agreement Amendment Proposal - To amend, by way of ordinary resolution, the Letter Agreement, dated July 29, 2021, by and among XPAC Sponsor LLC, a Cayman Islands limited liability company (the "Sponsor"), the officers and directors of XPAC and XPAC (the "Letter Agreement"), to allow the Sponsor to transfer its holdings in XPAC, directly or indirectly, to J. Streicher Holdings, LLC or its affiliates prior to the expiration of the applicable lock-up (the "Letter Agreement ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 11711 0 Split 629 AGAINST ZALATORIS II ACQUISITION CORP KYG9831X1060 07/27/2023 The Letter Agreement Amendment Proposal - To amend, by way of ordinary resolution, the Letter Agreement, dated July 29, 2021, by and among XPAC Sponsor LLC, a Cayman Islands limited liability company (the "Sponsor"), the officers and directors of XPAC and XPAC (the "Letter Agreement"), to allow the Sponsor to transfer its holdings in XPAC, directly or indirectly, to J. Streicher Holdings, LLC or its affiliates prior to the expiration of the applicable lock-up (the "Letter Agreement ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 11711 0 Split 89 NONE ZALATORIS II ACQUISITION CORP KYG9831X1060 07/27/2023 The Adjournment Proposal - To adjourn, by way of ordinary resolution, the Shareholder Meeting to a later date or dates, or sine die, if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Ordinary Shares represented (either in person or by proxy) to approve the Extension Amendment Proposal, the Redemption Limitation Amendment Proposal, the Name Change Amendment Proposal or the ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 11711 0 Split 10991 FOR ZALATORIS II ACQUISITION CORP KYG9831X1060 07/27/2023 The Adjournment Proposal - To adjourn, by way of ordinary resolution, the Shareholder Meeting to a later date or dates, or sine die, if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Ordinary Shares represented (either in person or by proxy) to approve the Extension Amendment Proposal, the Redemption Limitation Amendment Proposal, the Name Change Amendment Proposal or the ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 11711 0 Split 631 AGAINST ZALATORIS II ACQUISITION CORP KYG9831X1060 07/27/2023 The Adjournment Proposal - To adjourn, by way of ordinary resolution, the Shareholder Meeting to a later date or dates, or sine die, if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Ordinary Shares represented (either in person or by proxy) to approve the Extension Amendment Proposal, the Redemption Limitation Amendment Proposal, the Name Change Amendment Proposal or the ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 11711 0 Split 89 NONE ALPHA PARTNERS TECHNOLOGY MERGER CORP. KYG632901115 07/27/2023 As a special resolution, to amend Company's Amended and Restated Memorandum and Articles of Association pursuant to an amendment in the form set forth in Part 1 of Annex A of the accompanying proxy statement to extend the date by which the Company must 1. consummate a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination, which we refer to as our initial business combination, (2) cease its operations except for the purpose of winding up and (3) redeem all of the Class A ordinary shares. CORPORATE GOVERNANCE ISSUER 19691 0 Split 19232 FOR ALPHA PARTNERS TECHNOLOGY MERGER CORP. KYG632901115 07/27/2023 As a special resolution, to amend Company's Amended and Restated Memorandum and Articles of Association pursuant to an amendment in the form set forth in Part 1 of Annex A of the accompanying proxy statement to extend the date by which the Company must 1. consummate a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination, which we refer to as our initial business combination, (2) cease its operations except for the purpose of winding up and (3) redeem all of the Class A ordinary shares. CORPORATE GOVERNANCE ISSUER 19691 0 Split 433 AGAINST ALPHA PARTNERS TECHNOLOGY MERGER CORP. KYG632901115 07/27/2023 As a special resolution, to amend Company's Amended and Restated Memorandum and Articles of Association pursuant to an amendment in the form set forth in Part 1 of Annex A of the accompanying proxy statement to extend the date by which the Company must 1. consummate a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination, which we refer to as our initial business combination, (2) cease its operations except for the purpose of winding up and (3) redeem all of the Class A ordinary shares. CORPORATE GOVERNANCE ISSUER 19691 0 Split 26 NONE ALPHA PARTNERS TECHNOLOGY MERGER CORP. KYG632901115 07/27/2023 As a special resolution, to amend the Company's Charter pursuant to an amendment in the form set forth in Part 2 of Annex A of the accompanying proxy statement to provide for the right of a holder of Class B ordinary shares of the Company (the "Founder Shares" or the "Class B Ordinary Shares") to convert such Class B Ordinary Shares into Class A ordinary shares (the "Class A Ordinary Shares") on a one-for-one basis prior to the closing of a business combination at the election of the holder (the "Founder Share Amendment Proposal"). CORPORATE GOVERNANCE ISSUER 19691 0 Split 19231 FOR ALPHA PARTNERS TECHNOLOGY MERGER CORP. KYG632901115 07/27/2023 As a special resolution, to amend the Company's Charter pursuant to an amendment in the form set forth in Part 2 of Annex A of the accompanying proxy statement to provide for the right of a holder of Class B ordinary shares of the Company (the "Founder Shares" or the "Class B Ordinary Shares") to convert such Class B Ordinary Shares into Class A ordinary shares (the "Class A Ordinary Shares") on a one-for-one basis prior to the closing of a business combination at the election of the holder (the "Founder Share Amendment Proposal"). CORPORATE GOVERNANCE ISSUER 19691 0 Split 434 AGAINST ALPHA PARTNERS TECHNOLOGY MERGER CORP. KYG632901115 07/27/2023 As a special resolution, to amend the Company's Charter pursuant to an amendment in the form set forth in Part 2 of Annex A of the accompanying proxy statement to provide for the right of a holder of Class B ordinary shares of the Company (the "Founder Shares" or the "Class B Ordinary Shares") to convert such Class B Ordinary Shares into Class A ordinary shares (the "Class A Ordinary Shares") on a one-for-one basis prior to the closing of a business combination at the election of the holder (the "Founder Share Amendment Proposal"). CORPORATE GOVERNANCE ISSUER 19691 0 Split 26 NONE ALPHA PARTNERS TECHNOLOGY MERGER CORP. KYG632901115 07/27/2023 As an ordinary resolution, to approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal (the "Adjournment Proposal"), which will only be presented at the Extraordinary General Meeting if, based on the tabulated votes, there are not sufficient votes at the time of the Extraordinary. CORPORATE GOVERNANCE ISSUER 19691 0 Split 19221 FOR ALPHA PARTNERS TECHNOLOGY MERGER CORP. KYG632901115 07/27/2023 As an ordinary resolution, to approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal (the "Adjournment Proposal"), which will only be presented at the Extraordinary General Meeting if, based on the tabulated votes, there are not sufficient votes at the time of the Extraordinary. CORPORATE GOVERNANCE ISSUER 19691 0 Split 444 AGAINST ALPHA PARTNERS TECHNOLOGY MERGER CORP. KYG632901115 07/27/2023 As an ordinary resolution, to approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal (the "Adjournment Proposal"), which will only be presented at the Extraordinary General Meeting if, based on the tabulated votes, there are not sufficient votes at the time of the Extraordinary. CORPORATE GOVERNANCE ISSUER 19691 0 Split 26 NONE ALPHA PARTNERS TECHNOLOGY MERGER CORP. KYG632901115 07/27/2023 As a special resolution, to amend the Company's Charter, as provided by the third resolution in the form set forth in Part 3 of Annex A to the accompanying proxy statement (the "Redemption Limitation Amendment Proposal") to eliminate from the Charter the limitation that the Company shall not redeem Class A Ordinary Shares included as part of the units sold in the IPO to the extent that such redemption would cause to the extent that such redemption would cause the Company's net tangible assets to be less than $5,000,001. CORPORATE GOVERNANCE ISSUER 19691 0 Split 19232 FOR ALPHA PARTNERS TECHNOLOGY MERGER CORP. KYG632901115 07/27/2023 As a special resolution, to amend the Company's Charter, as provided by the third resolution in the form set forth in Part 3 of Annex A to the accompanying proxy statement (the "Redemption Limitation Amendment Proposal") to eliminate from the Charter the limitation that the Company shall not redeem Class A Ordinary Shares included as part of the units sold in the IPO to the extent that such redemption would cause to the extent that such redemption would cause the Company's net tangible assets to be less than $5,000,001. CORPORATE GOVERNANCE ISSUER 19691 0 Split 433 AGAINST ALPHA PARTNERS TECHNOLOGY MERGER CORP. KYG632901115 07/27/2023 As a special resolution, to amend the Company's Charter, as provided by the third resolution in the form set forth in Part 3 of Annex A to the accompanying proxy statement (the "Redemption Limitation Amendment Proposal") to eliminate from the Charter the limitation that the Company shall not redeem Class A Ordinary Shares included as part of the units sold in the IPO to the extent that such redemption would cause to the extent that such redemption would cause the Company's net tangible assets to be less than $5,000,001. CORPORATE GOVERNANCE ISSUER 19691 0 Split 26 NONE BLACKROCK FUNDS US09260K1016 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 9706 0 Split 8336 FOR BLACKROCK FUNDS US09260K1016 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 9706 0 Split 1370 NONE BLACKROCK FUNDS US09260K1016 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 9706 0 Split 8295 FOR BLACKROCK FUNDS US09260K1016 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 9706 0 Split 1411 NONE BLACKROCK FUNDS US09260K1016 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 9706 0 Split 8339 FOR BLACKROCK FUNDS US09260K1016 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 9706 0 Split 1367 NONE BLACKROCK FUNDS US09260K1016 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 9706 0 Split 8296 FOR BLACKROCK FUNDS US09260K1016 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 9706 0 Split 1410 NONE BR MUNIYIELD MICHIGAN INSURED FUND US09254V1052 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 884 0 Split 770 FOR BR MUNIYIELD MICHIGAN INSURED FUND US09254V1052 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 884 0 Split 114 NONE BR MUNIYIELD MICHIGAN INSURED FUND US09254V1052 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 884 0 Split 503 FOR BR MUNIYIELD MICHIGAN INSURED FUND US09254V1052 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 884 0 Split 381 NONE BR MUNIYIELD MICHIGAN INSURED FUND US09254V1052 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 884 0 Split 771 FOR BR MUNIYIELD MICHIGAN INSURED FUND US09254V1052 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 884 0 Split 113 NONE BLACKROCK MUNIHOLDINGS NJ INSD FD INC US09254X1019 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 3842 0 Split 3466 FOR BLACKROCK MUNIHOLDINGS NJ INSD FD INC US09254X1019 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 3842 0 Split 376 NONE BLACKROCK MUNIHOLDINGS NJ INSD FD INC US09254X1019 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 3842 0 Split 2260 FOR BLACKROCK MUNIHOLDINGS NJ INSD FD INC US09254X1019 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 3842 0 Split 1582 NONE BLACKROCK MUNIHOLDINGS NJ INSD FD INC US09254X1019 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 3842 0 Split 3465 FOR BLACKROCK MUNIHOLDINGS NJ INSD FD INC US09254X1019 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 3842 0 Split 377 NONE BLACKROCK MUNIHOLDINGS NY INSD FD INC US09255C1062 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 241 0 Split 176 FOR BLACKROCK MUNIHOLDINGS NY INSD FD INC US09255C1062 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 241 0 Split 65 NONE BLACKROCK MUNIHOLDINGS NY INSD FD INC US09255C1062 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 241 0 Split 79 FOR BLACKROCK MUNIHOLDINGS NY INSD FD INC US09255C1062 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 241 0 Split 162 NONE BLACKROCK MUNIHOLDINGS NY INSD FD INC US09255C1062 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 241 0 Split 176 FOR BLACKROCK MUNIHOLDINGS NY INSD FD INC US09255C1062 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 241 0 Split 65 NONE BLACKROCK MUNIYIELD NY QUALITY FD INC US09255E1029 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 2178 0 Split 1634 FOR BLACKROCK MUNIYIELD NY QUALITY FD INC US09255E1029 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 2178 0 Split 544 NONE BLACKROCK MUNIYIELD NY QUALITY FD INC US09255E1029 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 2178 0 Split 890 FOR BLACKROCK MUNIYIELD NY QUALITY FD INC US09255E1029 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 2178 0 Split 1288 NONE BLACKROCK MUNIYIELD NY QUALITY FD INC US09255E1029 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 2178 0 Split 1639 FOR BLACKROCK MUNIYIELD NY QUALITY FD INC US09255E1029 07/31/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 2178 0 Split 539 NONE ARBE ROBOTICS LTD IL0011796625 08/07/2023 Election of Class II Director for a term of three years until the Company's annual general meeting of shareholders to be held in 2026: Dr. Boaz Schwartz DIRECTOR ELECTIONS ISSUER 68769 0 Split 59980 FOR ARBE ROBOTICS LTD IL0011796625 08/07/2023 Election of Class II Director for a term of three years until the Company's annual general meeting of shareholders to be held in 2026: Dr. Boaz Schwartz DIRECTOR ELECTIONS ISSUER 68769 0 Split 8759 AGAINST ARBE ROBOTICS LTD IL0011796625 08/07/2023 Election of Class II Director for a term of three years until the Company's annual general meeting of shareholders to be held in 2026: Dr. Boaz Schwartz DIRECTOR ELECTIONS ISSUER 68769 0 Split 30 NONE ARBE ROBOTICS LTD IL0011796625 08/07/2023 Election of Class II Director for a term of three years until the Company's annual general meeting of shareholders to be held in 2026: Mr. Thilo Koslowski DIRECTOR ELECTIONS ISSUER 68769 0 Split 59979 FOR ARBE ROBOTICS LTD IL0011796625 08/07/2023 Election of Class II Director for a term of three years until the Company's annual general meeting of shareholders to be held in 2026: Mr. Thilo Koslowski DIRECTOR ELECTIONS ISSUER 68769 0 Split 8760 AGAINST ARBE ROBOTICS LTD IL0011796625 08/07/2023 Election of Class II Director for a term of three years until the Company's annual general meeting of shareholders to be held in 2026: Mr. Thilo Koslowski DIRECTOR ELECTIONS ISSUER 68769 0 Split 30 NONE ARBE ROBOTICS LTD IL0011796625 08/07/2023 NON-EXECUTIVE DIRECTORS REMUNERATION: RESOLVED, To approve the grant of an equity-based award to the Company's Non-Executive Directors and Company's Industry Expert Directors as detailed in the Proxy Statement. CORPORATE GOVERNANCE ISSUER 68769 0 Split 58588 FOR ARBE ROBOTICS LTD IL0011796625 08/07/2023 NON-EXECUTIVE DIRECTORS REMUNERATION: RESOLVED, To approve the grant of an equity-based award to the Company's Non-Executive Directors and Company's Industry Expert Directors as detailed in the Proxy Statement. CORPORATE GOVERNANCE ISSUER 68769 0 Split 10105 AGAINST ARBE ROBOTICS LTD IL0011796625 08/07/2023 NON-EXECUTIVE DIRECTORS REMUNERATION: RESOLVED, To approve the grant of an equity-based award to the Company's Non-Executive Directors and Company's Industry Expert Directors as detailed in the Proxy Statement. CORPORATE GOVERNANCE ISSUER 68769 0 Split 76 NONE ARBE ROBOTICS LTD IL0011796625 08/07/2023 EXECUTIVES COMPENSATION: RESOLVED, to approve the annual cash bonus plan, as part of the compensation terms of Mr. Kobi Marenko, as the Company's Chief Executive Officer, as set forth in the Proxy Statement. COMPENSATION ISSUER 68769 0 Split 68471 FOR ARBE ROBOTICS LTD IL0011796625 08/07/2023 EXECUTIVES COMPENSATION: RESOLVED, to approve the annual cash bonus plan, as part of the compensation terms of Mr. Kobi Marenko, as the Company's Chief Executive Officer, as set forth in the Proxy Statement. COMPENSATION ISSUER 68769 0 Split 198 AGAINST ARBE ROBOTICS LTD IL0011796625 08/07/2023 EXECUTIVES COMPENSATION: RESOLVED, to approve the annual cash bonus plan, as part of the compensation terms of Mr. Kobi Marenko, as the Company's Chief Executive Officer, as set forth in the Proxy Statement. COMPENSATION ISSUER 68769 0 Split 100 NONE ARBE ROBOTICS LTD IL0011796625 08/07/2023 Are you a Controlling Shareholder in the Company, or do you have a Personal Interest in the approval of Proposal No. 3(a)? If you do not state whether or not you are a Controlling Shareholder or do not confirm whether or not you have Personal Interest, your shares will not be voted on Proposal No. 3(a). Mark "for" = yes or "against" = no. OTHER Instruction ISSUER 68769 0 Split 39704 FOR ARBE ROBOTICS LTD IL0011796625 08/07/2023 Are you a Controlling Shareholder in the Company, or do you have a Personal Interest in the approval of Proposal No. 3(a)? If you do not state whether or not you are a Controlling Shareholder or do not confirm whether or not you have Personal Interest, your shares will not be voted on Proposal No. 3(a). Mark "for" = yes or "against" = no. OTHER Instruction ISSUER 68769 0 Split 29065 AGAINST ARBE ROBOTICS LTD IL0011796625 08/07/2023 RESOLVED, to approve the annual cash bonus plan, as part of the compensation terms of Dr. Noam Arkind as the Company's Chief Technology Officer, as set forth in the Proxy Statement. COMPENSATION ISSUER 68769 0 Split 68467 FOR ARBE ROBOTICS LTD IL0011796625 08/07/2023 RESOLVED, to approve the annual cash bonus plan, as part of the compensation terms of Dr. Noam Arkind as the Company's Chief Technology Officer, as set forth in the Proxy Statement. COMPENSATION ISSUER 68769 0 Split 175 AGAINST ARBE ROBOTICS LTD IL0011796625 08/07/2023 RESOLVED, to approve the annual cash bonus plan, as part of the compensation terms of Dr. Noam Arkind as the Company's Chief Technology Officer, as set forth in the Proxy Statement. COMPENSATION ISSUER 68769 0 Split 127 NONE ARBE ROBOTICS LTD IL0011796625 08/07/2023 APPROVAL OF THE APPOINTMENT THE COMPANY'S INDEPENDENT AUDITORS: RESOLVED, that the appointment of Somekh Chaikin as independent auditors of the Company for the year ending December 31, 2023, be, and hereby is, ratified and approved by the shareholders of the Company, that and the Board is authorized to approve the compensation of such firm. AUDIT-RELATED ISSUER 68769 0 Split 68680 FOR ARBE ROBOTICS LTD IL0011796625 08/07/2023 APPROVAL OF THE APPOINTMENT THE COMPANY'S INDEPENDENT AUDITORS: RESOLVED, that the appointment of Somekh Chaikin as independent auditors of the Company for the year ending December 31, 2023, be, and hereby is, ratified and approved by the shareholders of the Company, that and the Board is authorized to approve the compensation of such firm. AUDIT-RELATED ISSUER 68769 0 Split 58 AGAINST ARBE ROBOTICS LTD IL0011796625 08/07/2023 APPROVAL OF THE APPOINTMENT THE COMPANY'S INDEPENDENT AUDITORS: RESOLVED, that the appointment of Somekh Chaikin as independent auditors of the Company for the year ending December 31, 2023, be, and hereby is, ratified and approved by the shareholders of the Company, that and the Board is authorized to approve the compensation of such firm. AUDIT-RELATED ISSUER 68769 0 Split 30 NONE RIGEL RESOURCE ACQUISITION CORP. KYG7573M1069 08/07/2023 The Extension Proposal: to amend the Company's amended and restated memorandum and articles of association ("Charter") (1) consummate a merger, share exchange, asset acquisition, share purchase, reorganisation or similar business combination involving the Company with one or more businesses (2) (i) cease its operations, except for purpose of winding up if it fails to complete an initial business combination (ii) redeem all Class A ordinary shares, included as part of units sold in the Company's IPO which was consummated on 11/09/21, from 8/09/23 to 8/09/24. CORPORATE GOVERNANCE ISSUER 60067 0 Split 53710 FOR RIGEL RESOURCE ACQUISITION CORP. KYG7573M1069 08/07/2023 The Extension Proposal: to amend the Company's amended and restated memorandum and articles of association ("Charter") (1) consummate a merger, share exchange, asset acquisition, share purchase, reorganisation or similar business combination involving the Company with one or more businesses (2) (i) cease its operations, except for purpose of winding up if it fails to complete an initial business combination (ii) redeem all Class A ordinary shares, included as part of units sold in the Company's IPO which was consummated on 11/09/21, from 8/09/23 to 8/09/24. CORPORATE GOVERNANCE ISSUER 60067 0 Split 6357 AGAINST RIGEL RESOURCE ACQUISITION CORP. KYG7573M1069 08/07/2023 The Redemption Limitation Amendment Proposal: to amend the Charter pursuant to an amendment to the Charter as set forth in Annex A of proxy statement to eliminate from the Charter the limitation that Company may not redeem Public Shares that would cause the Company's net tangible assets less than $5,000,001 following such redemptions ("Redemption Limitation") in order to allow Company to redeem Public Shares irrespective of whether such redemption would exceed Redemption Limitation ("Redemption Limitation Amendment Proposal" together with Extension Proposal) CORPORATE GOVERNANCE ISSUER 60067 0 Split 53710 FOR RIGEL RESOURCE ACQUISITION CORP. KYG7573M1069 08/07/2023 The Redemption Limitation Amendment Proposal: to amend the Charter pursuant to an amendment to the Charter as set forth in Annex A of proxy statement to eliminate from the Charter the limitation that Company may not redeem Public Shares that would cause the Company's net tangible assets less than $5,000,001 following such redemptions ("Redemption Limitation") in order to allow Company to redeem Public Shares irrespective of whether such redemption would exceed Redemption Limitation ("Redemption Limitation Amendment Proposal" together with Extension Proposal) CORPORATE GOVERNANCE ISSUER 60067 0 Split 6357 AGAINST RIGEL RESOURCE ACQUISITION CORP. KYG7573M1069 08/07/2023 The Adjournment Proposal: to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in event that there are insufficient votes for, or otherwise in connection with, the approval of either of the Charter Amendment Proposals, which will only be presented at Special Meeting if, based on the tabulated votes, there are not sufficient votes at the time of Special Meeting to approve either of the Charter Amendment Proposals, in which case Adjournment Proposal will be presented. CORPORATE GOVERNANCE ISSUER 60067 0 Split 53710 FOR RIGEL RESOURCE ACQUISITION CORP. KYG7573M1069 08/07/2023 The Adjournment Proposal: to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in event that there are insufficient votes for, or otherwise in connection with, the approval of either of the Charter Amendment Proposals, which will only be presented at Special Meeting if, based on the tabulated votes, there are not sufficient votes at the time of Special Meeting to approve either of the Charter Amendment Proposals, in which case Adjournment Proposal will be presented. CORPORATE GOVERNANCE ISSUER 60067 0 Split 6357 AGAINST GLOBAL BLOCKCHAIN ACQUISITION CORP. US37961B1044 08/08/2023 Extension Proposal: A proposal to amend the Company's amended and restated certificate of incorporation to extend the date by which the Company must consummate a business combination or, if it fails to do so, cease its operations and redeem or repurchase 100% of the shares of the Company's common stock issued in the Company's initial public offering, from August 12, 2023, monthly for up to nine additional months at the election of the Company, ultimately until as late as May 12, 2024, (the "Extension", and such extension date the "Extended Date"). CORPORATE GOVERNANCE ISSUER 40470 0 Split 34964 FOR GLOBAL BLOCKCHAIN ACQUISITION CORP. US37961B1044 08/08/2023 Extension Proposal: A proposal to amend the Company's amended and restated certificate of incorporation to extend the date by which the Company must consummate a business combination or, if it fails to do so, cease its operations and redeem or repurchase 100% of the shares of the Company's common stock issued in the Company's initial public offering, from August 12, 2023, monthly for up to nine additional months at the election of the Company, ultimately until as late as May 12, 2024, (the "Extension", and such extension date the "Extended Date"). CORPORATE GOVERNANCE ISSUER 40470 0 Split 5506 AGAINST GLOBAL BLOCKCHAIN ACQUISITION CORP. US37961B1044 08/08/2023 Trust Amendment Proposal: A proposal to amend the Investment Management Trust Agreement, dated May 9, 2022, (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Company (the "Trustee"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the accompanying proxy statement, to authorize the Extension and its implementation by the Company. INVESTMENT COMPANY MATTERS ISSUER 40470 0 Split 34964 FOR GLOBAL BLOCKCHAIN ACQUISITION CORP. US37961B1044 08/08/2023 Trust Amendment Proposal: A proposal to amend the Investment Management Trust Agreement, dated May 9, 2022, (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Company (the "Trustee"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the accompanying proxy statement, to authorize the Extension and its implementation by the Company. INVESTMENT COMPANY MATTERS ISSUER 40470 0 Split 5506 AGAINST GLOBAL BLOCKCHAIN ACQUISITION CORP. US37961B1044 08/08/2023 Adjournment Proposal: A proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the forgoing proposals. CORPORATE GOVERNANCE ISSUER 40470 0 Split 34945 FOR GLOBAL BLOCKCHAIN ACQUISITION CORP. US37961B1044 08/08/2023 Adjournment Proposal: A proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the forgoing proposals. CORPORATE GOVERNANCE ISSUER 40470 0 Split 5525 AGAINST NUVEEN MUNICIPAL CREDIT INCOME FUND US67070X1019 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 19 0 Split 16 FOR NUVEEN MUNICIPAL CREDIT INCOME FUND US67070X1019 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 19 0 Split 3 NONE NUVEEN MUNICIPAL CREDIT INCOME FUND US67070X1019 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 19 0 Split 16 FOR NUVEEN MUNICIPAL CREDIT INCOME FUND US67070X1019 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 19 0 Split 3 NONE NUVEEN MUNICIPAL CREDIT INCOME FUND US67070X1019 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 19 0 Split 16 FOR NUVEEN MUNICIPAL CREDIT INCOME FUND US67070X1019 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 19 0 Split 3 NONE NUVEEN MUNICIPAL CREDIT INCOME FUND US67070X1019 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 19 0 Split 16 FOR NUVEEN MUNICIPAL CREDIT INCOME FUND US67070X1019 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 19 0 Split 3 NONE NUVEEN NEW YORK QUALITY MUNICIPAL INC FD US67066X1072 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 1105 0 Split 862 FOR NUVEEN NEW YORK QUALITY MUNICIPAL INC FD US67066X1072 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 1105 0 Split 243 NONE NUVEEN NEW YORK QUALITY MUNICIPAL INC FD US67066X1072 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 1105 0 Split 860 FOR NUVEEN NEW YORK QUALITY MUNICIPAL INC FD US67066X1072 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 1105 0 Split 245 NONE NUVEEN NEW YORK QUALITY MUNICIPAL INC FD US67066X1072 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 1105 0 Split 860 FOR NUVEEN NEW YORK QUALITY MUNICIPAL INC FD US67066X1072 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 1105 0 Split 245 NONE NUVEEN NEW YORK QUALITY MUNICIPAL INC FD US67066X1072 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 1105 0 Split 861 FOR NUVEEN NEW YORK QUALITY MUNICIPAL INC FD US67066X1072 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 1105 0 Split 244 NONE NUVEEN NY AMT-FREE QUALITY MUNI INC FD US6706561072 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 926 0 Split 396 FOR NUVEEN NY AMT-FREE QUALITY MUNI INC FD US6706561072 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 926 0 Split 530 NONE NUVEEN NY AMT-FREE QUALITY MUNI INC FD US6706561072 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 926 0 Split 395 FOR NUVEEN NY AMT-FREE QUALITY MUNI INC FD US6706561072 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 926 0 Split 531 NONE NUVEEN NY AMT-FREE QUALITY MUNI INC FD US6706561072 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 926 0 Split 383 FOR NUVEEN NY AMT-FREE QUALITY MUNI INC FD US6706561072 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 926 0 Split 543 NONE NUVEEN NY AMT-FREE QUALITY MUNI INC FD US6706561072 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 926 0 Split 395 FOR NUVEEN NY AMT-FREE QUALITY MUNI INC FD US6706561072 08/09/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 926 0 Split 531 NONE WESTERN ASSET INTERMEDIATE MUNI FUND US9584351095 08/11/2023 To approve the merger of SBI with and into MMU in accordance with the Maryland General Corporation Law. EXTRAORDINARY TRANSACTIONS ISSUER 18474 0 Split 13653 FOR WESTERN ASSET INTERMEDIATE MUNI FUND US9584351095 08/11/2023 To approve the merger of SBI with and into MMU in accordance with the Maryland General Corporation Law. EXTRAORDINARY TRANSACTIONS ISSUER 18474 0 Split 4442 AGAINST WESTERN ASSET INTERMEDIATE MUNI FUND US9584351095 08/11/2023 To approve the merger of SBI with and into MMU in accordance with the Maryland General Corporation Law. EXTRAORDINARY TRANSACTIONS ISSUER 18474 0 Split 379 NONE WESTERN ASSET MUNI PARTNERS FD INC. US95766P1084 08/11/2023 To approve the merger of MNP with and into MMU in accordance with the Maryland General Corporation Law. EXTRAORDINARY TRANSACTIONS ISSUER 1938 0 Split 1799 FOR WESTERN ASSET MUNI PARTNERS FD INC. US95766P1084 08/11/2023 To approve the merger of MNP with and into MMU in accordance with the Maryland General Corporation Law. EXTRAORDINARY TRANSACTIONS ISSUER 1938 0 Split 76 AGAINST WESTERN ASSET MUNI PARTNERS FD INC. US95766P1084 08/11/2023 To approve the merger of MNP with and into MMU in accordance with the Maryland General Corporation Law. EXTRAORDINARY TRANSACTIONS ISSUER 1938 0 Split 63 NONE BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: Adrienne Elsner DIRECTOR ELECTIONS ISSUER 136711 0 Split 135183 FOR BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: Adrienne Elsner DIRECTOR ELECTIONS ISSUER 136711 0 Split 1442 AGAINST BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: Adrienne Elsner DIRECTOR ELECTIONS ISSUER 136711 0 Split 86 NONE BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: DeAnn Brunts DIRECTOR ELECTIONS ISSUER 136711 0 Split 134751 FOR BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: DeAnn Brunts DIRECTOR ELECTIONS ISSUER 136711 0 Split 1843 AGAINST BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: DeAnn Brunts DIRECTOR ELECTIONS ISSUER 136711 0 Split 118 NONE BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: J. Stephan Dolezalek DIRECTOR ELECTIONS ISSUER 136711 0 Split 119960 FOR BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: J. Stephan Dolezalek DIRECTOR ELECTIONS ISSUER 136711 0 Split 16634 AGAINST BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: J. Stephan Dolezalek DIRECTOR ELECTIONS ISSUER 136711 0 Split 118 NONE BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: Daniel Jacobi DIRECTOR ELECTIONS ISSUER 136711 0 Split 132718 FOR BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: Daniel Jacobi DIRECTOR ELECTIONS ISSUER 136711 0 Split 3878 AGAINST BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: Daniel Jacobi DIRECTOR ELECTIONS ISSUER 136711 0 Split 115 NONE BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: David J. Lee DIRECTOR ELECTIONS ISSUER 136711 0 Split 135262 FOR BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: David J. Lee DIRECTOR ELECTIONS ISSUER 136711 0 Split 1329 AGAINST BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: David J. Lee DIRECTOR ELECTIONS ISSUER 136711 0 Split 120 NONE BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: Richard Mack DIRECTOR ELECTIONS ISSUER 136711 0 Split 135504 FOR BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: Richard Mack DIRECTOR ELECTIONS ISSUER 136711 0 Split 1088 AGAINST BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: Richard Mack DIRECTOR ELECTIONS ISSUER 136711 0 Split 119 NONE BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: Molly Montgomery DIRECTOR ELECTIONS ISSUER 136711 0 Split 132619 FOR BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: Molly Montgomery DIRECTOR ELECTIONS ISSUER 136711 0 Split 3977 AGAINST BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: Molly Montgomery DIRECTOR ELECTIONS ISSUER 136711 0 Split 115 NONE BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: Craig Rohr DIRECTOR ELECTIONS ISSUER 136711 0 Split 132051 FOR BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: Craig Rohr DIRECTOR ELECTIONS ISSUER 136711 0 Split 1482 AGAINST BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: Craig Rohr DIRECTOR ELECTIONS ISSUER 136711 0 Split 3179 NONE BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: Linda Whitley-Taylor DIRECTOR ELECTIONS ISSUER 136711 0 Split 119554 FOR BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: Linda Whitley-Taylor DIRECTOR ELECTIONS ISSUER 136711 0 Split 17038 AGAINST BENSON HILL, INC. US0824901039 08/11/2023 Election of Director: Linda Whitley-Taylor DIRECTOR ELECTIONS ISSUER 136711 0 Split 119 NONE BENSON HILL, INC. US0824901039 08/11/2023 To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of Benson Hill, Inc. for the fiscal year ending December 31, 2023. AUDIT-RELATED ISSUER 136711 0 Split 136258 FOR BENSON HILL, INC. US0824901039 08/11/2023 To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of Benson Hill, Inc. for the fiscal year ending December 31, 2023. AUDIT-RELATED ISSUER 136711 0 Split 431 AGAINST BENSON HILL, INC. US0824901039 08/11/2023 To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of Benson Hill, Inc. for the fiscal year ending December 31, 2023. AUDIT-RELATED ISSUER 136711 0 Split 22 NONE EATON VANCE INSURED CA MUNI BD FD US27828A1007 08/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 53149 0 Split 34146 FOR EATON VANCE INSURED CA MUNI BD FD US27828A1007 08/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 53149 0 Split 19003 NONE EATON VANCE INSURED CA MUNI BD FD US27828A1007 08/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 53149 0 Split 34207 FOR EATON VANCE INSURED CA MUNI BD FD US27828A1007 08/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 53149 0 Split 18942 NONE EATON VANCE INSURED CA MUNI BD FD US27828A1007 08/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 53149 0 Split 34096 FOR EATON VANCE INSURED CA MUNI BD FD US27828A1007 08/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 53149 0 Split 19053 NONE EATON VANCE INSURED CA MUNI BD FD US27828A1007 08/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 53149 0 Split 34137 FOR EATON VANCE INSURED CA MUNI BD FD US27828A1007 08/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 53149 0 Split 19012 NONE EATON VANCE NY INSURED MUNI BOND FUND US27827Y1091 08/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 53099 0 Split 30534 FOR EATON VANCE NY INSURED MUNI BOND FUND US27827Y1091 08/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 53099 0 Split 22565 NONE EATON VANCE NY INSURED MUNI BOND FUND US27827Y1091 08/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 53099 0 Split 30483 FOR EATON VANCE NY INSURED MUNI BOND FUND US27827Y1091 08/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 53099 0 Split 22616 NONE EATON VANCE NY INSURED MUNI BOND FUND US27827Y1091 08/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 53099 0 Split 30576 FOR EATON VANCE NY INSURED MUNI BOND FUND US27827Y1091 08/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 53099 0 Split 22523 NONE EATON VANCE NY INSURED MUNI BOND FUND US27827Y1091 08/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 53099 0 Split 30557 FOR EATON VANCE NY INSURED MUNI BOND FUND US27827Y1091 08/11/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 53099 0 Split 22542 NONE EUREKING FR0014009ON9 08/11/2023 APPROVAL OF THE EXTENSION OF THE RECONCILIATION DATE AND LIFTING OF THE MINIMUM SIZE THRESHOLD CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE EUREKING FR0014009ON9 08/11/2023 AMENDMENT OF ARTICLES 12.4 AND 12.6 OF THE BYLAWS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE EUREKING FR0014009ON9 08/11/2023 AMENDMENT TO ANNEXE 1 OF THE BYLAWS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE EUREKING FR0014009ON9 08/11/2023 POWERS FOR FORMALITIES CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE EUREKING FR0014009ON9 08/11/2023 APPROVAL OF THE EXTENSION OF THE RECONCILIATION DATE AND LIFTING OF THE MINIMUM SIZE THRESHOLD CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE EUREKING FR0014009ON9 08/11/2023 AMENDMENT OF ARTICLES 12.4 AND 12.6 OF THE BYLAWS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE EUREKING FR0014009ON9 08/11/2023 AMENDMENT TO ANNEXE 1 OF THE BYLAWS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE EUREKING FR0014009ON9 08/11/2023 AMENDMENT TO THE TERMS AND CONDITIONS OF THE BSAR A CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE EUREKING FR0014009ON9 08/11/2023 AMENDMENT TO THE TERMS AND CONDITIONS OF THE BSAR B CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE EUREKING FR0014009ON9 08/11/2023 POWERS FOR FORMALITIES CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE EUREKING FR0014009OX8 08/11/2023 APPROVAL OF THE ACHIEVEMENT DATE EXTENSION OF THE MERGER WITH SKYEPHARMA AND REMOVAL OF THE MINIMUM SIZE THRESHOLD EXTRAORDINARY TRANSACTIONS ISSUER 0 0 No Vote 0 NONE EUREKING FR0014009OX8 08/11/2023 MODIFICATION TO THE TERMS AND CONDITIONS OF BSAR B CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE EUREKING FR0014009OX8 08/11/2023 POWER FOR FORMALITIES CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE KENSINGTON CAPITAL ACQUISITION CORP V KYG5251K1031 08/15/2023 Extension Amendment Proposal: Amend the Company's Amended and Restated Memorandum and Articles of Association to extend the date that the Company has to consummate a business combination from August 17, 2023 to August 17, 2024 or such earlier date as is determined by our Board to be in the best interests of the Company pursuant to the following resolution: "RESOLVED, as a special resolution THAT, effective immediately, the Amended and Restated Memorandum and Articles of Association of the Company ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 58885 0 Split 49389 FOR KENSINGTON CAPITAL ACQUISITION CORP V KYG5251K1031 08/15/2023 Extension Amendment Proposal: Amend the Company's Amended and Restated Memorandum and Articles of Association to extend the date that the Company has to consummate a business combination from August 17, 2023 to August 17, 2024 or such earlier date as is determined by our Board to be in the best interests of the Company pursuant to the following resolution: "RESOLVED, as a special resolution THAT, effective immediately, the Amended and Restated Memorandum and Articles of Association of the Company ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 58885 0 Split 9491 AGAINST KENSINGTON CAPITAL ACQUISITION CORP V KYG5251K1031 08/15/2023 Extension Amendment Proposal: Amend the Company's Amended and Restated Memorandum and Articles of Association to extend the date that the Company has to consummate a business combination from August 17, 2023 to August 17, 2024 or such earlier date as is determined by our Board to be in the best interests of the Company pursuant to the following resolution: "RESOLVED, as a special resolution THAT, effective immediately, the Amended and Restated Memorandum and Articles of Association of the Company ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 58885 0 Split 5 NONE KENSINGTON CAPITAL ACQUISITION CORP V KYG5251K1031 08/15/2023 Trust Amendment Proposal: Amend the Investment Management Trust Agreement, dated August 12, 2021, by and between the Company and Continental Stock Transfer & Trust Company ("Continental"), to extend the date on which Continental must liquidate the Trust Account established in connection with the Company's initial public offering if the Company has not completed its initial business combination from August 17, 2023 to August 17, 2024 or such earlier date as is determined by our Board to be in the ...(due to space limits, see proxy material for full proposal). INVESTMENT COMPANY MATTERS ISSUER 58885 0 Split 49389 FOR KENSINGTON CAPITAL ACQUISITION CORP V KYG5251K1031 08/15/2023 Trust Amendment Proposal: Amend the Investment Management Trust Agreement, dated August 12, 2021, by and between the Company and Continental Stock Transfer & Trust Company ("Continental"), to extend the date on which Continental must liquidate the Trust Account established in connection with the Company's initial public offering if the Company has not completed its initial business combination from August 17, 2023 to August 17, 2024 or such earlier date as is determined by our Board to be in the ...(due to space limits, see proxy material for full proposal). INVESTMENT COMPANY MATTERS ISSUER 58885 0 Split 9491 AGAINST KENSINGTON CAPITAL ACQUISITION CORP V KYG5251K1031 08/15/2023 Trust Amendment Proposal: Amend the Investment Management Trust Agreement, dated August 12, 2021, by and between the Company and Continental Stock Transfer & Trust Company ("Continental"), to extend the date on which Continental must liquidate the Trust Account established in connection with the Company's initial public offering if the Company has not completed its initial business combination from August 17, 2023 to August 17, 2024 or such earlier date as is determined by our Board to be in the ...(due to space limits, see proxy material for full proposal). INVESTMENT COMPANY MATTERS ISSUER 58885 0 Split 5 NONE KENSINGTON CAPITAL ACQUISITION CORP V KYG5251K1031 08/15/2023 Adjournment Proposal: Adjourn the Extraordinary General Meeting to a later date or dates or indefinitely, if necessary, (i) to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2 or (ii) if the Board determines before the Extraordinary General Meeting that it is not necessary or no longer desirable to proceed with the other proposals pursuant to the following ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 58885 0 Split 49389 FOR KENSINGTON CAPITAL ACQUISITION CORP V KYG5251K1031 08/15/2023 Adjournment Proposal: Adjourn the Extraordinary General Meeting to a later date or dates or indefinitely, if necessary, (i) to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2 or (ii) if the Board determines before the Extraordinary General Meeting that it is not necessary or no longer desirable to proceed with the other proposals pursuant to the following ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 58885 0 Split 9491 AGAINST KENSINGTON CAPITAL ACQUISITION CORP V KYG5251K1031 08/15/2023 Adjournment Proposal: Adjourn the Extraordinary General Meeting to a later date or dates or indefinitely, if necessary, (i) to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2 or (ii) if the Board determines before the Extraordinary General Meeting that it is not necessary or no longer desirable to proceed with the other proposals pursuant to the following ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 58885 0 Split 5 NONE CENTER COAST MLP & INFRASTRUCTURE FUND US1514612092 08/16/2023 To consider and approve an Agreement and Plan of Reorganization, which provides for (i) transfer of all of the assets of Center Coast Brookfield MLP & Energy Infra Fund ("Target Fund") to Center Coast Brookfield Midstream Focus Fund ("Acquiring Fund" or "FOCUS"), in exchange for the assumption by Acquiring Fund of all liabilities of Target Fund & issuance to the Target Fund of shares of Acquiring Fund; (ii) distribution of such shares of the Acquiring Fund to shareholders of the Target Fund; (iii) termination, dissolution & complete liquidation of Target fund. EXTRAORDINARY TRANSACTIONS ISSUER 146912 0 Split 143348 FOR CENTER COAST MLP & INFRASTRUCTURE FUND US1514612092 08/16/2023 To consider and approve an Agreement and Plan of Reorganization, which provides for (i) transfer of all of the assets of Center Coast Brookfield MLP & Energy Infra Fund ("Target Fund") to Center Coast Brookfield Midstream Focus Fund ("Acquiring Fund" or "FOCUS"), in exchange for the assumption by Acquiring Fund of all liabilities of Target Fund & issuance to the Target Fund of shares of Acquiring Fund; (ii) distribution of such shares of the Acquiring Fund to shareholders of the Target Fund; (iii) termination, dissolution & complete liquidation of Target fund. EXTRAORDINARY TRANSACTIONS ISSUER 146912 0 Split 1833 AGAINST CENTER COAST MLP & INFRASTRUCTURE FUND US1514612092 08/16/2023 To consider and approve an Agreement and Plan of Reorganization, which provides for (i) transfer of all of the assets of Center Coast Brookfield MLP & Energy Infra Fund ("Target Fund") to Center Coast Brookfield Midstream Focus Fund ("Acquiring Fund" or "FOCUS"), in exchange for the assumption by Acquiring Fund of all liabilities of Target Fund & issuance to the Target Fund of shares of Acquiring Fund; (ii) distribution of such shares of the Acquiring Fund to shareholders of the Target Fund; (iii) termination, dissolution & complete liquidation of Target fund. EXTRAORDINARY TRANSACTIONS ISSUER 146912 0 Split 1731 NONE FUTURETECH II ACQUISITION CORP. US36119D1037 08/17/2023 Extension Amendment Proposal - Amend the Company's Amended and Restated Certificate of Incorporation to extend the date by which the Company has to consummate a business combination for up to an additional six months, from August 18, 2023 to up to February 18, 2024, or such earlier date as determined by the board of directors of the Company, provided that the Sponsor (or its affiliates or permitted designees)will deposit into the Trust Account the Extension Payment for each such one-month extension. CORPORATE GOVERNANCE ISSUER 52279 0 Split 47454 FOR FUTURETECH II ACQUISITION CORP. US36119D1037 08/17/2023 Extension Amendment Proposal - Amend the Company's Amended and Restated Certificate of Incorporation to extend the date by which the Company has to consummate a business combination for up to an additional six months, from August 18, 2023 to up to February 18, 2024, or such earlier date as determined by the board of directors of the Company, provided that the Sponsor (or its affiliates or permitted designees)will deposit into the Trust Account the Extension Payment for each such one-month extension. CORPORATE GOVERNANCE ISSUER 52279 0 Split 4825 AGAINST FUTURETECH II ACQUISITION CORP. US36119D1037 08/17/2023 The Trust Amendment Proposal - Amend the Investment Management Trust Agreement, dated as of February 18, 2022, by and between the Company and Continental Stock Transfer & Trust Company, in the form set forth as Annex B to the accompanying proxy statement, to provide for the Extension to the Extended Date pursuant to the Charter Amendment. INVESTMENT COMPANY MATTERS ISSUER 52279 0 Split 47454 FOR FUTURETECH II ACQUISITION CORP. US36119D1037 08/17/2023 The Trust Amendment Proposal - Amend the Investment Management Trust Agreement, dated as of February 18, 2022, by and between the Company and Continental Stock Transfer & Trust Company, in the form set forth as Annex B to the accompanying proxy statement, to provide for the Extension to the Extended Date pursuant to the Charter Amendment. INVESTMENT COMPANY MATTERS ISSUER 52279 0 Split 4825 AGAINST FUTURETECH II ACQUISITION CORP. US36119D1037 08/17/2023 Adjournment Proposal - To direct the chairman of the special meeting to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the foregoing proposals. CORPORATE GOVERNANCE ISSUER 52279 0 Split 47454 FOR FUTURETECH II ACQUISITION CORP. US36119D1037 08/17/2023 Adjournment Proposal - To direct the chairman of the special meeting to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the foregoing proposals. CORPORATE GOVERNANCE ISSUER 52279 0 Split 4825 AGAINST FG MERGER CORP. US30324Y1010 08/18/2023 The FGMC Business Combination Proposal - to consider and vote upon a proposal to approve the Merger Agreement and Plan of Reorganization, dated as of January 5, 2023, by and among FGMC, FG Merger Sub Inc., a direct, wholly-owned subsidiary of FGMC and iCoreConnect Inc.and the transactions contemplated thereby, a copy of which is attached to the joint proxy statement/prospectus as Annex A. EXTRAORDINARY TRANSACTIONS ISSUER 1483 0 Split 1194 FOR FG MERGER CORP. US30324Y1010 08/18/2023 The FGMC Business Combination Proposal - to consider and vote upon a proposal to approve the Merger Agreement and Plan of Reorganization, dated as of January 5, 2023, by and among FGMC, FG Merger Sub Inc., a direct, wholly-owned subsidiary of FGMC and iCoreConnect Inc.and the transactions contemplated thereby, a copy of which is attached to the joint proxy statement/prospectus as Annex A. EXTRAORDINARY TRANSACTIONS ISSUER 1483 0 Split 289 AGAINST FG MERGER CORP. US30324Y1010 08/18/2023 The FGMC Common Conversion Proposal - to adopt an amendment and restatement (the "Second Amended and Restated Certificate") to the amended and restated certificate of incorporation of FGMC, whereby in connection with the Closing, FGMC and the stockholders of FGMC shall effectuate an equity conversion, in which the FGMC Common Stock outstanding as of the date thereof is converted into a single class of FGMC Preferred Stock with the rights and obligations outlined in the Second Amended and Restated Certificate. CORPORATE GOVERNANCE ISSUER 1483 0 Split 1194 FOR FG MERGER CORP. US30324Y1010 08/18/2023 The FGMC Common Conversion Proposal - to adopt an amendment and restatement (the "Second Amended and Restated Certificate") to the amended and restated certificate of incorporation of FGMC, whereby in connection with the Closing, FGMC and the stockholders of FGMC shall effectuate an equity conversion, in which the FGMC Common Stock outstanding as of the date thereof is converted into a single class of FGMC Preferred Stock with the rights and obligations outlined in the Second Amended and Restated Certificate. CORPORATE GOVERNANCE ISSUER 1483 0 Split 289 AGAINST FG MERGER CORP. US30324Y1010 08/18/2023 The FGMC Charter Amendment Proposal - to approve an amendment and restatement of FGMC's amended and restated certificate of incorporation (the "Current Charter") in the form of the Proposed Charter attached to the joint proxy statement/prospectus as Annex C-1 to, among other things, change the name of FGMC to iCoreConnect Inc. and effect the amendments relating to corporate governance described below in FGMC Proposal 4. CORPORATE GOVERNANCE ISSUER 1483 0 Split 1194 FOR FG MERGER CORP. US30324Y1010 08/18/2023 The FGMC Charter Amendment Proposal - to approve an amendment and restatement of FGMC's amended and restated certificate of incorporation (the "Current Charter") in the form of the Proposed Charter attached to the joint proxy statement/prospectus as Annex C-1 to, among other things, change the name of FGMC to iCoreConnect Inc. and effect the amendments relating to corporate governance described below in FGMC Proposal 4. CORPORATE GOVERNANCE ISSUER 1483 0 Split 289 AGAINST FG MERGER CORP. US30324Y1010 08/18/2023 FGMC Proposal 4(A) - that, upon the consummation of the Business Combination, the current Bylaws of FGMC be succeeded by the proposed new bylaws of the Combined Company, a copy of which is attached to the joint proxy statement/prospectus as Annex C-2. CORPORATE GOVERNANCE ISSUER 1483 0 Split 1194 FOR FG MERGER CORP. US30324Y1010 08/18/2023 FGMC Proposal 4(A) - that, upon the consummation of the Business Combination, the current Bylaws of FGMC be succeeded by the proposed new bylaws of the Combined Company, a copy of which is attached to the joint proxy statement/prospectus as Annex C-2. CORPORATE GOVERNANCE ISSUER 1483 0 Split 289 AGAINST FG MERGER CORP. US30324Y1010 08/18/2023 FGMC Proposal 4(B) - that the authorized capital of the Combined Company will be (a) 100,000,000 shares of common stock, par value $0.0001 per share, and (b) 40,000,000 shares of preferred stock, par value $0.0001 per share. CAPITAL STRUCTURE ISSUER 1483 0 Split 1168 FOR FG MERGER CORP. US30324Y1010 08/18/2023 FGMC Proposal 4(B) - that the authorized capital of the Combined Company will be (a) 100,000,000 shares of common stock, par value $0.0001 per share, and (b) 40,000,000 shares of preferred stock, par value $0.0001 per share. CAPITAL STRUCTURE ISSUER 1483 0 Split 315 AGAINST FG MERGER CORP. US30324Y1010 08/18/2023 FGMC Proposal 4(C) - that the Combined Company's corporate existence will be perpetual, and to omit from the Proposed Charter the various provisions applicable only to special purpose acquisition companies. CORPORATE GOVERNANCE ISSUER 1483 0 Split 1194 FOR FG MERGER CORP. US30324Y1010 08/18/2023 FGMC Proposal 4(C) - that the Combined Company's corporate existence will be perpetual, and to omit from the Proposed Charter the various provisions applicable only to special purpose acquisition companies. CORPORATE GOVERNANCE ISSUER 1483 0 Split 289 AGAINST FG MERGER CORP. US30324Y1010 08/18/2023 FGMC Proposal 4(D) - that, upon the consummation of the Business Combination, all other changes necessary or desirable in connection with the approval of the Proposed Charter and Proposed Bylaws as part of the Business Combination are approved. CORPORATE GOVERNANCE ISSUER 1483 0 Split 1194 FOR FG MERGER CORP. US30324Y1010 08/18/2023 FGMC Proposal 4(D) - that, upon the consummation of the Business Combination, all other changes necessary or desirable in connection with the approval of the Proposed Charter and Proposed Bylaws as part of the Business Combination are approved. CORPORATE GOVERNANCE ISSUER 1483 0 Split 289 AGAINST FG MERGER CORP. US30324Y1010 08/18/2023 The FGMC Nasdaq Proposal- to consider and vote upon a proposal to approve the issuance of more than 20% of the issued and outstanding shares of FGMC Common Stock in connection with the issuance of a maximum of 9,800,000 shares of FGMC Common Stock (subject to adjustment) pursuant to the terms of the Merger Agreement, which will result in a change of control, as required by Nasdaq Listing Rules. CAPITAL STRUCTURE ISSUER 1483 0 Split 1194 FOR FG MERGER CORP. US30324Y1010 08/18/2023 The FGMC Nasdaq Proposal- to consider and vote upon a proposal to approve the issuance of more than 20% of the issued and outstanding shares of FGMC Common Stock in connection with the issuance of a maximum of 9,800,000 shares of FGMC Common Stock (subject to adjustment) pursuant to the terms of the Merger Agreement, which will result in a change of control, as required by Nasdaq Listing Rules. CAPITAL STRUCTURE ISSUER 1483 0 Split 289 AGAINST FG MERGER CORP. US30324Y1010 08/18/2023 Election of Director: Robert McDermott DIRECTOR ELECTIONS ISSUER 1483 0 Split 1194 FOR FG MERGER CORP. US30324Y1010 08/18/2023 Election of Director: Robert McDermott DIRECTOR ELECTIONS ISSUER 1483 0 Split 289 NONE FG MERGER CORP. US30324Y1010 08/18/2023 Election of Director: Kevin Patrick McDermott DIRECTOR ELECTIONS ISSUER 1483 0 Split 1194 FOR FG MERGER CORP. US30324Y1010 08/18/2023 Election of Director: Kevin Patrick McDermott DIRECTOR ELECTIONS ISSUER 1483 0 Split 289 NONE FG MERGER CORP. US30324Y1010 08/18/2023 Election of Director: Harry Joseph Travis DIRECTOR ELECTIONS ISSUER 1483 0 Split 1194 FOR FG MERGER CORP. US30324Y1010 08/18/2023 Election of Director: Harry Joseph Travis DIRECTOR ELECTIONS ISSUER 1483 0 Split 289 NONE FG MERGER CORP. US30324Y1010 08/18/2023 Election of Director: John Robert Pasqual DIRECTOR ELECTIONS ISSUER 1483 0 Split 1194 FOR FG MERGER CORP. US30324Y1010 08/18/2023 Election of Director: John Robert Pasqual DIRECTOR ELECTIONS ISSUER 1483 0 Split 289 NONE FG MERGER CORP. US30324Y1010 08/18/2023 Election of Director: Joseph Anthony Gitto DIRECTOR ELECTIONS ISSUER 1483 0 Split 1194 FOR FG MERGER CORP. US30324Y1010 08/18/2023 Election of Director: Joseph Anthony Gitto DIRECTOR ELECTIONS ISSUER 1483 0 Split 289 NONE FG MERGER CORP. US30324Y1010 08/18/2023 The FGMC Incentive Plan Proposal - to approve the 2023 Stock Plan, a copy of which is attached to the joint proxy statement/prospectus as Annex D, in connection with the Business Combination. CORPORATE GOVERNANCE ISSUER 1483 0 Split 1194 FOR FG MERGER CORP. US30324Y1010 08/18/2023 The FGMC Incentive Plan Proposal - to approve the 2023 Stock Plan, a copy of which is attached to the joint proxy statement/prospectus as Annex D, in connection with the Business Combination. CORPORATE GOVERNANCE ISSUER 1483 0 Split 289 AGAINST FG MERGER CORP. US30324Y1010 08/18/2023 The NTA Requirement Amendment Proposal - to amend the Current Charter to expand the methods that FGMC may employ to not become subject to the "penny stock" rules of the Securities and Exchange Commission. CORPORATE GOVERNANCE ISSUER 1483 0 Split 1194 FOR FG MERGER CORP. US30324Y1010 08/18/2023 The NTA Requirement Amendment Proposal - to amend the Current Charter to expand the methods that FGMC may employ to not become subject to the "penny stock" rules of the Securities and Exchange Commission. CORPORATE GOVERNANCE ISSUER 1483 0 Split 289 AGAINST FG MERGER CORP. US30324Y1010 08/18/2023 The FGMC Adjournment Proposal - to consider and vote upon a proposal to approve the adjournment of the FGMC Special Meeting by the chairman thereof to a later date, if necessary, under certain circumstances. CORPORATE GOVERNANCE ISSUER 1483 0 Split 1194 FOR FG MERGER CORP. US30324Y1010 08/18/2023 The FGMC Adjournment Proposal - to consider and vote upon a proposal to approve the adjournment of the FGMC Special Meeting by the chairman thereof to a later date, if necessary, under certain circumstances. CORPORATE GOVERNANCE ISSUER 1483 0 Split 289 AGAINST FTAC ZEUS ACQUISITION CORP. US30320F1066 08/21/2023 The Charter Amendment Proposal: to approve the adoption of an amendment to the Company's Amended and Restated Certificate of Incorporation to extend the date by which the Company has to consummate its initial business combination from August 23, 2023 to February 23, 2024 (or such earlier date as determined by the Company's Board of Directors). CORPORATE GOVERNANCE ISSUER 71310 0 Split 45561 FOR FTAC ZEUS ACQUISITION CORP. US30320F1066 08/21/2023 The Charter Amendment Proposal: to approve the adoption of an amendment to the Company's Amended and Restated Certificate of Incorporation to extend the date by which the Company has to consummate its initial business combination from August 23, 2023 to February 23, 2024 (or such earlier date as determined by the Company's Board of Directors). CORPORATE GOVERNANCE ISSUER 71310 0 Split 25678 AGAINST FTAC ZEUS ACQUISITION CORP. US30320F1066 08/21/2023 The Charter Amendment Proposal: to approve the adoption of an amendment to the Company's Amended and Restated Certificate of Incorporation to extend the date by which the Company has to consummate its initial business combination from August 23, 2023 to February 23, 2024 (or such earlier date as determined by the Company's Board of Directors). CORPORATE GOVERNANCE ISSUER 71310 0 Split 71 NONE FTAC ZEUS ACQUISITION CORP. US30320F1066 08/21/2023 The Trust Amendment Proposal: to approve the adoption of an amendment to the Investment Management Trust Agreement, dated 11/18/21, by & between the Company & Continental Stock Transfer & Trust Company ("Continental"), to allow the trustee to liquidate the trust account established in connection with the Company's IPO at such time as may be determined by the Company as set forth in Proposal 1. Proposal 2 is conditioned on the approval of Proposal 1.If Proposal 2 is approved by stockholders & Proposal 1 is not, neither proposal will take effect. INVESTMENT COMPANY MATTERS ISSUER 71310 0 Split 45561 FOR FTAC ZEUS ACQUISITION CORP. US30320F1066 08/21/2023 The Trust Amendment Proposal: to approve the adoption of an amendment to the Investment Management Trust Agreement, dated 11/18/21, by & between the Company & Continental Stock Transfer & Trust Company ("Continental"), to allow the trustee to liquidate the trust account established in connection with the Company's IPO at such time as may be determined by the Company as set forth in Proposal 1. Proposal 2 is conditioned on the approval of Proposal 1.If Proposal 2 is approved by stockholders & Proposal 1 is not, neither proposal will take effect. INVESTMENT COMPANY MATTERS ISSUER 71310 0 Split 25678 AGAINST FTAC ZEUS ACQUISITION CORP. US30320F1066 08/21/2023 The Trust Amendment Proposal: to approve the adoption of an amendment to the Investment Management Trust Agreement, dated 11/18/21, by & between the Company & Continental Stock Transfer & Trust Company ("Continental"), to allow the trustee to liquidate the trust account established in connection with the Company's IPO at such time as may be determined by the Company as set forth in Proposal 1. Proposal 2 is conditioned on the approval of Proposal 1.If Proposal 2 is approved by stockholders & Proposal 1 is not, neither proposal will take effect. INVESTMENT COMPANY MATTERS ISSUER 71310 0 Split 71 NONE FTAC ZEUS ACQUISITION CORP. US30320F1066 08/21/2023 The Adjournment Proposal: to approve adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. CORPORATE GOVERNANCE ISSUER 71310 0 Split 45561 FOR FTAC ZEUS ACQUISITION CORP. US30320F1066 08/21/2023 The Adjournment Proposal: to approve adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. CORPORATE GOVERNANCE ISSUER 71310 0 Split 25678 AGAINST FTAC ZEUS ACQUISITION CORP. US30320F1066 08/21/2023 The Adjournment Proposal: to approve adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. CORPORATE GOVERNANCE ISSUER 71310 0 Split 71 NONE INFINITE ACQUISITION CORP. KYG480281073 08/22/2023 The Extension Amendment Proposal - RESOLVED, as a special resolution that, subject to and conditional upon the approval of the Redemption Limitation Amendment Proposal or Infinite having at least $5,000,001 of net tangible assets following approval of the Extension Amendment Proposal, after taking into account the Redemptions: a) Article 38.8 of Infinite's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 38.8: ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 24755 0 Split 15699 FOR INFINITE ACQUISITION CORP. KYG480281073 08/22/2023 The Extension Amendment Proposal - RESOLVED, as a special resolution that, subject to and conditional upon the approval of the Redemption Limitation Amendment Proposal or Infinite having at least $5,000,001 of net tangible assets following approval of the Extension Amendment Proposal, after taking into account the Redemptions: a) Article 38.8 of Infinite's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 38.8: ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 24755 0 Split 9056 AGAINST INFINITE ACQUISITION CORP. KYG480281073 08/22/2023 The Class B Share Proposal - RESOLVED, as a special resolution, that, subject to and conditional upon (i) the approval of the Extension Amendment Proposal and (ii) either, (a) the approval of the Redemption Limitation Amendment Proposal or (b) Infinite having at least $5,000,001 of net tangible assets following approval of the Extension Amendment Proposal, after taking into account the Redemptions: a) Article 12.2 of Infinite's Amended and Restated Memorandum and Articles of Association be deleted ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 24755 0 Split 21972 FOR INFINITE ACQUISITION CORP. KYG480281073 08/22/2023 The Class B Share Proposal - RESOLVED, as a special resolution, that, subject to and conditional upon (i) the approval of the Extension Amendment Proposal and (ii) either, (a) the approval of the Redemption Limitation Amendment Proposal or (b) Infinite having at least $5,000,001 of net tangible assets following approval of the Extension Amendment Proposal, after taking into account the Redemptions: a) Article 12.2 of Infinite's Amended and Restated Memorandum and Articles of Association be deleted ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 24755 0 Split 2783 AGAINST INFINITE ACQUISITION CORP. KYG480281073 08/22/2023 The Redemption Limitation Amendment Proposal - RESOLVED, as a special resolution, that, subject to and conditional upon the approval of the Extension Amendment Proposal: a) Article 38.2 of Infinite's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 38.2: "38.2 Prior to the consummation of any Business Combination, the Company shall either: (a) submit such Business Combination to its Members for approval; ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 24755 0 Split 21972 FOR INFINITE ACQUISITION CORP. KYG480281073 08/22/2023 The Redemption Limitation Amendment Proposal - RESOLVED, as a special resolution, that, subject to and conditional upon the approval of the Extension Amendment Proposal: a) Article 38.2 of Infinite's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 38.2: "38.2 Prior to the consummation of any Business Combination, the Company shall either: (a) submit such Business Combination to its Members for approval; ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 24755 0 Split 2783 AGAINST INFINITE ACQUISITION CORP. KYG480281073 08/22/2023 The Adjournment Proposal - In a Temporary Adjournment Scenario: "RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates to be determined by the chairman of the Shareholder Meeting, if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value $0.0001 per share (the "Public Shares") ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 24755 0 Split 15699 FOR INFINITE ACQUISITION CORP. KYG480281073 08/22/2023 The Adjournment Proposal - In a Temporary Adjournment Scenario: "RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates to be determined by the chairman of the Shareholder Meeting, if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value $0.0001 per share (the "Public Shares") ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 24755 0 Split 9056 AGAINST VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/22/2023 APPROVAL OF AN AMENDMENT AND RESTATEMENT TO THE COMPANY'S AMENDED AND RESTATED MEMORANDUM & ARTICLES OF ASSOCIATION in the form set forth in Annex A to the accompanying Proxy Statement: to modify the monthly amount that Vahanna LLC or its affiliates or designees must deposit into Company's trust account in order to extend period of time to consummate a business combination, in the event that the Company does not consummate a business combination by 8/26/23, to the lesser of $0.033 per outstanding share & $225,000, and provide up to nine, one-month extensions. CORPORATE GOVERNANCE ISSUER 132585 0 Split 132585 FOR VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/22/2023 APPROVAL OF AN AMENDMENT AND RESTATMENT TO THE COMPANY'S INVESTMENT MANAGEMENT TRUST AGREEMENT: to allow the Company to extend the Combination Period up to nine (9) times for an additional one (1) month each time from August 26, 2023 to the Extended Termination Date by depositing into the Trust Account, for each one-month extension, the lesser of $0.033 per outstanding share and $225,000. CORPORATE GOVERNANCE ISSUER 132585 0 Split 132585 FOR VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/22/2023 APPROVAL OF ADJOURNMENT: to direct the Chairman of the extraordinary general meeting to adjourn the extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the meeting, there are not sufficient votes to approve the Proposals 1 and 2. CORPORATE GOVERNANCE ISSUER 132585 0 Split 132558 FOR VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/22/2023 APPROVAL OF ADJOURNMENT: to direct the Chairman of the extraordinary general meeting to adjourn the extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the meeting, there are not sufficient votes to approve the Proposals 1 and 2. CORPORATE GOVERNANCE ISSUER 132585 0 Split 27 AGAINST EVEREST CONSOLIDATOR ACQUISITION CORP US29978K1025 08/24/2023 A proposal to amend the Company's Amended and Restated Certificate of Incorporation (as amended, the "Charter") to provide the Company's Board of Directors with the right to extend (the "Extension") the date by which the Company has to consummate a business combination (the "Combination Period") up to an additional six (6) times for one (1) month each time, from August 28, 2023 to February 28, 2024. (the "Extension Amendment Proposal") CORPORATE GOVERNANCE ISSUER 100984 0 Split 98760 FOR EVEREST CONSOLIDATOR ACQUISITION CORP US29978K1025 08/24/2023 A proposal to amend the Company's Amended and Restated Certificate of Incorporation (as amended, the "Charter") to provide the Company's Board of Directors with the right to extend (the "Extension") the date by which the Company has to consummate a business combination (the "Combination Period") up to an additional six (6) times for one (1) month each time, from August 28, 2023 to February 28, 2024. (the "Extension Amendment Proposal") CORPORATE GOVERNANCE ISSUER 100984 0 Split 2224 AGAINST EVEREST CONSOLIDATOR ACQUISITION CORP US29978K1025 08/24/2023 To approve adoption of an amendment to that certain Investment Management Trust Agreement, dated as of 11/23/21, by and between the Company and American Stock Transfer & Trust Company, LLC, as trustee, to allow the Company to extend the Combination Period up to an additional six (6) times for one (1) month each time from 08/28/23 to 02/28/24, by depositing into the trust account established by the Company in connection with its initial public offering ("IPO"), for each one-month extension, the lesser of (a) $280,000 and (b) $0.035 per share for each. INVESTMENT COMPANY MATTERS ISSUER 100984 0 Split 98760 FOR EVEREST CONSOLIDATOR ACQUISITION CORP US29978K1025 08/24/2023 To approve adoption of an amendment to that certain Investment Management Trust Agreement, dated as of 11/23/21, by and between the Company and American Stock Transfer & Trust Company, LLC, as trustee, to allow the Company to extend the Combination Period up to an additional six (6) times for one (1) month each time from 08/28/23 to 02/28/24, by depositing into the trust account established by the Company in connection with its initial public offering ("IPO"), for each one-month extension, the lesser of (a) $280,000 and (b) $0.035 per share for each. INVESTMENT COMPANY MATTERS ISSUER 100984 0 Split 2224 AGAINST EVEREST CONSOLIDATOR ACQUISITION CORP US29978K1025 08/24/2023 A proposal to amend (the "Redemption Limitation Amendment") the Charter to eliminate from the Charter the limitation that the Company shall not redeem public shares to the extent that such redemption would cause the Company's net tangible assets to be less than $5,000,001 (the "Redemption Limitation"). The Redemption Limitation Amendment would allow the Company to redeem public shares irrespective of whether such redemption would exceed the Redemption Limitation (the "Redemption Limitation Amendment Proposal"). CORPORATE GOVERNANCE ISSUER 100984 0 Split 98760 FOR EVEREST CONSOLIDATOR ACQUISITION CORP US29978K1025 08/24/2023 A proposal to amend (the "Redemption Limitation Amendment") the Charter to eliminate from the Charter the limitation that the Company shall not redeem public shares to the extent that such redemption would cause the Company's net tangible assets to be less than $5,000,001 (the "Redemption Limitation"). The Redemption Limitation Amendment would allow the Company to redeem public shares irrespective of whether such redemption would exceed the Redemption Limitation (the "Redemption Limitation Amendment Proposal"). CORPORATE GOVERNANCE ISSUER 100984 0 Split 2224 AGAINST EVEREST CONSOLIDATOR ACQUISITION CORP US29978K1025 08/24/2023 A proposal to approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal and/or the Redemption Limitation Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension. CORPORATE GOVERNANCE ISSUER 100984 0 Split 98760 FOR EVEREST CONSOLIDATOR ACQUISITION CORP US29978K1025 08/24/2023 A proposal to approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal and/or the Redemption Limitation Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension. CORPORATE GOVERNANCE ISSUER 100984 0 Split 2224 AGAINST VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/25/2023 Business Combination Proposal - to consider and vote upon a proposal to approve the transactions contemplated under the Agreement and Plan of Merger, dated as of February 10, 2023, (as amended on June 29, 2023, the "Merger Agreement"), by and among Vahanna, Vahanna Merger Sub Corp., a Delaware corporation and wholly-owned subsidiary of Vahanna ("Merger Sub") and Roadzen, Inc., a Delaware corporation, (the "merger"), a copy of which is attached to the proxy statement/prospectus as Annex A. EXTRAORDINARY TRANSACTIONS ISSUER 0 0 No Vote 0 NONE VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/25/2023 The Charter Proposal - to consider and vote upon a proposal to adopt the Amended and Restated Memorandum and Articles of Association of Vahanna (the "Proposed Charter"), which will replace Vahanna's memorandum and articles of understanding currently registered by the Registrar of Corporate Affairs in the British Virgin Islands (the "Existing Charter"). A copy of the Proposed Charter is attached to the proxy statement/prospectus as Annex B. CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/25/2023 The Governance Proposal - to approve and adopt, on a non-binding advisory basis, certain differences, in the governance provisions set forth in the Proposed Charter, as compared to the company's Existing Charter, which are being presented in accordance with the requirements of the U.S. Securities and Exchange Commission (the "SEC") as: Elimination of Class B Ordinary Shares - to eliminate Class B ordinary shares and any rights of holders thereof. CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/25/2023 The Governance Proposal - to approve and adopt, on a non-binding advisory basis, certain differences, in the governance provisions set forth in the Proposed Charter, as compared to the company's Existing Charter, which are being presented in accordance with the requirements of the U.S. Securities and Exchange Commission (the "SEC") as: Ability to Bring Matters for Discussion Before a General Meeting - to authorize that New Roadzen may, but shall not be obliged to, in each year hold ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/25/2023 The Governance Proposal - to approve and adopt, on a non-binding advisory basis, certain differences, in the governance provisions set forth in the Proposed Charter, as compared to the company's Existing Charter, which are being presented in accordance with the requirements of the U.S. Securities and Exchange Commission (the "SEC") as: Removal of Directors - to authorize that a director may be removed only for cause and by either i) a resolution of all New Roadzen directors (except for ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/25/2023 The Governance Proposal - to approve and adopt, on a non-binding advisory basis, certain differences, in the governance provisions set forth in the Proposed Charter, as compared to the company's Existing Charter, which are being presented in accordance with the requirements of the U.S. Securities and Exchange Commission (the "SEC") as: Quorum - to authorize that no business shall be transacted at any general meeting unless a quorum is present. The holders of fifty percent (50%) of the New ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/25/2023 The Domestication Proposal - to consider and vote upon a proposal to adopt the certificate of incorporation, a copy of which is attached to the proxy statement/prospectus as Annex I (the "Interim Charter"), which will replace or remove certain provisions of the Existing Charter, which are no longer valid or otherwise applicable as a result of the Domestication (but without substantively changing such ongoing rights) and file the same with the Secretary of State of the State of Delaware ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/25/2023 The Delaware Charter Proposal - to consider and vote upon a proposal to adopt the proposed amended and restated certificate of incorporation of Vahanna, a copy of which is attached to the proxy statement/prospectus as Annex J (the "Proposed Delaware Charter"). Pursuant to the terms and conditions of the merger agreement, the Delaware Charter Proposal will only be presented and voted upon in the event that elections to redeem Class A Ordinary Shares in connection with the Extraordinary General ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/25/2023 The Delaware Governance Proposal - to approve and adopt, on a non-binding advisory basis, certain differences, in the governance provisions set forth in the Interim Charter, Proposed Delaware Charter and Proposed Bylaws, copies of which are attached to the proxy statement/prospectus as Annex I, Annex J and Annex K, respectively, which are being presented in accordance with the requirements of the SEC as: Elimination of Class A and Class B Shares - to authorize one single class of common stock. CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/25/2023 The Delaware Governance Proposal - to approve and adopt, on a non-binding advisory basis, certain differences, in the governance provisions set forth in the Interim Charter, Proposed Delaware Charter and Proposed Bylaws, copies of which are attached to the proxy statement/prospectus as Annex I, Annex J and Annex K, respectively, which are being presented in accordance with the requirements of the SEC as: Ability to Bring Matters for Discussion Before a General Meeting - to authorize ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/25/2023 The Delaware Governance Proposal - to approve and adopt, on a non-binding advisory basis, certain differences, in the governance provisions set forth in the Interim Charter, Proposed Delaware Charter and Proposed Bylaws, copies of which are attached to the proxy statement/prospectus as Annex I, Annex J and Annex K, respectively, which are being presented in accordance with the requirements of the SEC as: Removal of Directors - to authorize that a director may be removed only for ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/25/2023 The Delaware Governance Proposal - to approve and adopt, on a non-binding advisory basis, certain differences, in the governance provisions set forth in the Interim Charter, Proposed Delaware Charter and Proposed Bylaws, copies of which are attached to the proxy statement/prospectus as Annex I, Annex J and Annex K, respectively, which are being presented in accordance with the requirements of the SEC as: Quorum - to authorize that the stockholders representing at least 50% of New Roadzen's voting power will constitute a quorum. CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/25/2023 The Nasdaq Proposal - to consider and vote upon a proposal to approve, for purposes of complying with Rule 5635(a), (b) and (d) of the Nasdaq Listing Rules, the issuance of (i) 68,300,000 New Roadzen ordinary shares in connection with the merger and (ii) 5,530,000 New Roadzen ordinary shares in connection with the PIPE investment. CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/25/2023 The Incentive Plan Proposal - to consider and vote upon a proposal to adopt the New Roadzen 2023 Equity Incentive Plan, a copy of which is attached to the proxy statement/prospectus as Annex F. The Incentive Plan Proposal is dependent on the approval of the Business Combination Proposal, the Charter Proposal and the Nasdaq Proposal. Therefore, if the Business Combination Proposal, the Charter Proposal and the Nasdaq Proposal are not approved, the Incentive Plan Proposal will have ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/25/2023 The ESPP Proposal - to consider and vote upon a proposal to adopt the New Roadzen 2023 Employee Stock Purchase Plan, a copy of which is attached to the proxy statement/prospectus as Annex H. The ESPP Proposal is dependent on the approval of the Business Combination Proposal, the Charter Proposal and the Nasdaq Proposal. Therefore, if the Business Combination Proposal, the Charter Proposal and the Nasdaq Proposal are not approved, the ESPP Proposal will have no effect, even if approved by holders of Vahanna's ordinary shares. CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE VAHANNA TECH EDGE ACQUSITION I CORP. VGG9320Z1099 08/25/2023 The Adjournment Proposal - to consider and vote upon a proposal to adopt the adjournment of the Extraordinary General Meeting by the chairman thereof to a later date, if necessary, under certain circumstances, including for the purpose of soliciting additional proxies in favor of the foregoing Proposals, in the event the company does not receive the requisite stockholder vote to approve the proposals. The Adjournment Proposal is not conditioned on the approval of any other proposal. CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE BLUE OCEAN ACQUISITION CORP. KYG1330L1059 08/29/2023 The Extension Amendment Proposal: Amend the Company's amended and restated memorandum and articles of association to extend the date by which the Company must: (i) consummate an initial business combination; (ii) cease its operations, except for the purpose of winding up, if it fails to complete such initial business combination; and (iii) redeem 100% of the public shares from the September 7, 2023 to June 7, 2024, by electing to extend the date to consummate an initial business combination on ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 50459 0 Split 50459 FOR BLUE OCEAN ACQUISITION CORP. KYG1330L1059 08/29/2023 The Founder Share Amendment Proposal: Amend the Company's amended and restated memorandum and articles of association to permit for the issuance of Class A ordinary shares to holders of Class B ordinary shares upon the exercise of the right of a holder of the Company's Class B ordinary shares to convert such holder's Class B ordinary shares into Class A ordinary shares on a one-for-one basis at any time and from time to time prior to the closing of an initial business combination at the election of the holder. CORPORATE GOVERNANCE ISSUER 50459 0 Split 50459 FOR BLUE OCEAN ACQUISITION CORP. KYG1330L1059 08/29/2023 The Redemption Limitation Amendment Proposal: Amend the Company's amended and restated memorandum and articles of association to eliminate (i) the limitation that the Company may not redeem public shares in an amount that would cause the Company's net tangible assets to be less than $5,000,001 and (ii) the limitation that the Company shall not consummate a business combination unless the Company has net tangible assets of at least $5,000,001 immediately prior to, or upon ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 50459 0 Split 50459 FOR BLUE OCEAN ACQUISITION CORP. KYG1330L1059 08/29/2023 The Auditor Ratification Proposal: Ratify the selection by the audit committee of the board of directors of the Company of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. AUDIT-RELATED ISSUER 50459 0 Split 50459 FOR BLUE OCEAN ACQUISITION CORP. KYG1330L1059 08/29/2023 The Adjournment Proposal: Approve the adjournment of the extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal, the Founder Share Amendment Proposal, the Redemption Limitation Amendment Proposal, the Director Appointment Proposal or the Auditor Ratification Proposal or if the Board of ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 50459 0 Split 50457 FOR BLUE OCEAN ACQUISITION CORP. KYG1330L1059 08/29/2023 The Adjournment Proposal: Approve the adjournment of the extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal, the Founder Share Amendment Proposal, the Redemption Limitation Amendment Proposal, the Director Appointment Proposal or the Auditor Ratification Proposal or if the Board of ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 50459 0 Split 2 AGAINST FEDERATED FUND US31423P1084 09/08/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 1993 0 Split 1303 FOR FEDERATED FUND US31423P1084 09/08/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 1993 0 Split 690 NONE FEDERATED FUND US31423P1084 09/08/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 1993 0 Split 1162 FOR FEDERATED FUND US31423P1084 09/08/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 1993 0 Split 831 NONE FEDERATED FUND US31423P1084 09/08/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 1993 0 Split 1239 FOR FEDERATED FUND US31423P1084 09/08/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 1993 0 Split 754 NONE M3-BRIGADE ACQUISITION III CORP. US55407R1032 09/11/2023 To approve the Business Combination Agreement, dated 12/14/2022, as amended on 4/21/2023 and 6/15/2023 (i) Canadian Merger Sub will amalgamate with and into Greenfire pursuant to the Plan of Arrangement, except that the legal existence of Greenfire will not cease and Greenfire will survive the Amalgamation, and Surviving Greenfire will become a wholly-owned subsidiary of New Greenfire, and (ii) DE Merger Sub will merge with and into MBSC, with MBSC continuing as the surviving corporation following the Merger as fully described in the proxy statement. EXTRAORDINARY TRANSACTIONS ISSUER 14905 0 Split 12874 FOR M3-BRIGADE ACQUISITION III CORP. US55407R1032 09/11/2023 To approve the Business Combination Agreement, dated 12/14/2022, as amended on 4/21/2023 and 6/15/2023 (i) Canadian Merger Sub will amalgamate with and into Greenfire pursuant to the Plan of Arrangement, except that the legal existence of Greenfire will not cease and Greenfire will survive the Amalgamation, and Surviving Greenfire will become a wholly-owned subsidiary of New Greenfire, and (ii) DE Merger Sub will merge with and into MBSC, with MBSC continuing as the surviving corporation following the Merger as fully described in the proxy statement. EXTRAORDINARY TRANSACTIONS ISSUER 14905 0 Split 976 AGAINST M3-BRIGADE ACQUISITION III CORP. US55407R1032 09/11/2023 To approve the Business Combination Agreement, dated 12/14/2022, as amended on 4/21/2023 and 6/15/2023 (i) Canadian Merger Sub will amalgamate with and into Greenfire pursuant to the Plan of Arrangement, except that the legal existence of Greenfire will not cease and Greenfire will survive the Amalgamation, and Surviving Greenfire will become a wholly-owned subsidiary of New Greenfire, and (ii) DE Merger Sub will merge with and into MBSC, with MBSC continuing as the surviving corporation following the Merger as fully described in the proxy statement. EXTRAORDINARY TRANSACTIONS ISSUER 14905 0 Split 1055 NONE M3-BRIGADE ACQUISITION III CORP. US55407R1032 09/11/2023 To approve the adjournment of the MBSC Stockholders' Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal. CORPORATE GOVERNANCE ISSUER 14905 0 Split 12874 FOR M3-BRIGADE ACQUISITION III CORP. US55407R1032 09/11/2023 To approve the adjournment of the MBSC Stockholders' Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal. CORPORATE GOVERNANCE ISSUER 14905 0 Split 976 AGAINST M3-BRIGADE ACQUISITION III CORP. US55407R1032 09/11/2023 To approve the adjournment of the MBSC Stockholders' Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal. CORPORATE GOVERNANCE ISSUER 14905 0 Split 1055 NONE FIRST TRUST ADVISORS LP US33741Q1076 09/11/2023 Election of Class I Trustee for a three-year term: Richard E. Erickson DIRECTOR ELECTIONS ISSUER 2599 0 Split 2370 FOR FIRST TRUST ADVISORS LP US33741Q1076 09/11/2023 Election of Class I Trustee for a three-year term: Richard E. Erickson DIRECTOR ELECTIONS ISSUER 2599 0 Split 229 NONE FIRST TRUST ADVISORS LP US33741Q1076 09/11/2023 Election of Class I Trustee for a three-year term: Thomas R. Kadlec DIRECTOR ELECTIONS ISSUER 2599 0 Split 2356 FOR FIRST TRUST ADVISORS LP US33741Q1076 09/11/2023 Election of Class I Trustee for a three-year term: Thomas R. Kadlec DIRECTOR ELECTIONS ISSUER 2599 0 Split 243 NONE AGRINAM ACQUISITION CORP CA00857H1064 09/14/2023 TO CONSIDER, AND IF DEEMED ADVISABLE, TO APPROVE, A SPECIAL RESOLUTION OF THE CLASS A RESTRICTED VOTING SHAREHOLDERS AND THE CLASS B SHAREHOLDERS AUTHORIZING AN AMENDMENT TO THE EXISTING AMENDED AND RESTATED ARTICLES OF AGRI DATED JUNE 10, 2022 (THE "ARTICLES") TO AMEND THE DEFINITION OF "THREE- MONTH EXTENSION OPTION" CONTAINED IN SECTION 28.2 OF THE ARTICLES IN ORDER TO PERMIT AGRI TO DEPOSIT AN AGGREGATE OF U.S.CAD400,000 IN CASH INTO THE ESCROW ACCOUNT INSTEAD OF U.S.CAD0.10 PER CLASS A RESTRICTED VOTING SHARE EACH TIME AGRI WISHES TO EXERCISE A THREE-MONTH EXTENSION OPTION TO EXTEND THE PERMITTED TIMELINE WITHIN WHICH AGRI MUST CONSUMMATE ITS QUALIFYING ACQUISITION BY THREE MONTHS (FROM 15 MONTHS UP TO 18 MONTHS AND FROM 18 MONTHS UP TO 21 MONTHS), UP TO A MAXIMUM OF TWO SUCCESSIVE THREE MONTH PERIODS, AS FURTHER DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR INCLUDED HEREWITH CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE AGRINAM ACQUISITION CORP CA00857H1064 09/14/2023 TO CONSIDER, AND IF DEEMED ADVISABLE, TO APPROVE, A SPECIAL SEPARATE RESOLUTION OF THE CLASS A RESTRICTED VOTING SHAREHOLDERS (I.E. A RESOLUTION PASSED BY NOT LESS THAN TWO-THIRDS OF THE VOTES CAST BY THE CLASS A RESTRICTED VOTING SHAREHOLDERS THAT ATTEND THE MEETING OR THAT ARE REPRESENTED BY PROXY AT THE MEETING) AUTHORIZING AN AMENDMENT TO THE ARTICLES TO AMEND THE DEFINITION OF "THREE-MONTH EXTENSION OPTION" CONTAINED IN SECTION 28.2 OF THE ARTICLES IN ORDER TO PERMIT AGRI TO DEPOSIT AN AGGREGATE OF U.S.CAD400,000 IN CASH INTO THE ESCROW ACCOUNT INSTEAD OF U.S.CAD0.10 PER CLASS A RESTRICTED VOTING SHARE EACH TIME AGRI WISHES TO EXERCISE A THREE-MONTH EXTENSION OPTION TO EXTEND THE PERMITTED TIMELINE WITHIN WHICH AGRI MUST CONSUMMATE ITS QUALIFYING ACQUISITION BY THREE MONTHS (FROM 15 MONTHS UP TO 18 MONTHS AND FROM 18 MONTHS UP TO 21 MONTHS, UP TO A MAXIMUM OF TWO SUCCESSIVE THREE MONTH PERIODS, AS FURTHER DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR INCLUDED HEREWITH CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE NEUBERGER BERMAN NY INTERM MUNI FD US64124K1025 09/14/2023 Election of Class III Director: Martha C. Goss DIRECTOR ELECTIONS ISSUER 530 0 Split 359 FOR NEUBERGER BERMAN NY INTERM MUNI FD US64124K1025 09/14/2023 Election of Class III Director: Martha C. Goss DIRECTOR ELECTIONS ISSUER 530 0 Split 171 NONE NEUBERGER BERMAN NY INTERM MUNI FD US64124K1025 09/14/2023 Election of Class III Director: Franklyn E. Smith DIRECTOR ELECTIONS ISSUER 530 0 Split 359 FOR NEUBERGER BERMAN NY INTERM MUNI FD US64124K1025 09/14/2023 Election of Class III Director: Franklyn E. Smith DIRECTOR ELECTIONS ISSUER 530 0 Split 171 NONE NEUBERGER BERMAN NY INTERM MUNI FD US64124K1025 09/14/2023 Election of Class III Director: James G. Stavridis DIRECTOR ELECTIONS ISSUER 530 0 Split 360 FOR NEUBERGER BERMAN NY INTERM MUNI FD US64124K1025 09/14/2023 Election of Class III Director: James G. Stavridis DIRECTOR ELECTIONS ISSUER 530 0 Split 170 NONE NEUBERGER BERMAN NY INTERM MUNI FD US64124K1025 09/14/2023 Election of Class III Director: Joseph V. Amato DIRECTOR ELECTIONS ISSUER 530 0 Split 357 FOR NEUBERGER BERMAN NY INTERM MUNI FD US64124K1025 09/14/2023 Election of Class III Director: Joseph V. Amato DIRECTOR ELECTIONS ISSUER 530 0 Split 173 NONE NEUBERGER BERMAN NY INTERM MUNI FD US64124K1025 09/14/2023 Election of Class II Director: Ami Kaplan DIRECTOR ELECTIONS ISSUER 530 0 Split 361 FOR NEUBERGER BERMAN NY INTERM MUNI FD US64124K1025 09/14/2023 Election of Class II Director: Ami Kaplan DIRECTOR ELECTIONS ISSUER 530 0 Split 169 NONE TRANSITION FR00140039U7 09/14/2023 ACKNOWLEDGEMENT OF THE RESIGNATION OF MR. XAVIER CAITUCOLI FROM HIS TERM OF OFFICE AS MEMBER OF THE BOARD OF DIRECTORS DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 ACKNOWLEDGEMENT OF THE RESIGNATION OF SCHUMAN INVEST FROM ITS TERM OF OFFICE AS MEMBER OF THE BOARD OF DIRECTORS DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 ACKNOWLEDGEMENT OF THE RESIGNATION OF MR. FABRICE DUMONTEIL FROM HIS TERM OF OFFICE AS MEMBER OF THE BOARD OF DIRECTORS DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 ACKNOWLEDGEMENT OF THE RESIGNATION OF MRS. BEATRICE DUMURGIER FROM HER TERM OF OFFICE AS MEMBER OF THE BOARD OF DIRECTORS DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 ACKNOWLEDGEMENT OF THE RESIGNATION OF MRS. CHRISTINE KOLB FROM HER TERM OF OFFICE AS MEMBER OF THE BOARD OF DIRECTORS DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 ACKNOWLEDGEMENT OF THE RESIGNATION OF COWIN FROM ITS TERM OF OFFICE AS MEMBER OF THE BOARD OF DIRECTORS DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 ACKNOWLEDGEMENT OF THE RESIGNATION OF MRS. MONIQUE ROOSMALE NEPVEU FROM HER TERM OF OFFICE AS MEMBER OF THE BOARD OF DIRECTORS DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 APPOINTMENT OF MR. PIERRE BROSSOLLET AS MEMBER OF THE BOARD OF DIRECTORS DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 APPOINTMENT OF MR. XAVIER CAITUCOL AS MEMBER OF THE BOARD OF DIRECTORS DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 APPOINTMENT OF ADEME INVESTISSEMENT REPRESENTED BY MRS. KARINE MERERE AS MEMBER OF THE BOARD OF DIRECTORS DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 APPOINTMENT OF MRS. TIPHAINE AUZIERE AS MEMBER OF THE BOARD OF DIRECTORS DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 APPOINTMENT OF COWIN REPRESENTED BY MRS. COLETTE LEWINER AS MEMBER OF THE BOARD OF DIRECTORS DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 APPOINTMENT OF MRS. FRANCOISE MALRIEU AS MEMBER OF THE BOARD OF DIRECTORS DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 APPOINTMENT OF MRS. KARINE CHARBONNIER AS MEMBER OF THE BOARD OF DIRECTORS DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 APPOINTMENT OF AROSCO REPRESENTED BY MR. FREDERIC HOUSSAY AS MEMBER OF THE BOARD OF DIRECTORS DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 APPOINTMENT OF MR. FABRICE DUMONTEIL AS CENSOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 APPOINTMENT OF KPMG SA AS PRINCIPAL CO- STATUTORY AUDITOR OF THE COMPANY AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 SETTING OF THE TOTAL MAXIMUM ANNUAL AMOUNT ALLOCATED TO DIRECTORS AS FROM THE DATE OF THE DEFINITIVE COMPLETION OF THE MERGER BY ABSORPTION OF ARVERNE BY THE COMPANY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS AS FROM THE DATE OF THE DEFINITIVE COMPLETION OF THE MERGER BY ABSORPTION OF ARVERNE BY THE COMPANY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER AS FROM THE DATE OF THE DEFINITIVE COMPLETION OF THE MERGER BY ABSORPTION OF ARVERNE BY THE COMPANY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 APPROVAL OF THE REMUNERATION POLICY FOR THE DEPUTY CHIEF EXECUTIVE OFFICER AS FROM THE DATE OF THE DEFINITIVE COMPLETION OF THE MERGER BY ABSORPTION OF ARVERNE BY THE COMPANY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO TRADE IN THE COMPANY'S COMMON SHARES AT A MAXIMUM PRICE OF 20 EUROS PER SHARE CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES HELD UNDER THE AUTHORIZATION FOR THE COMPANY TO BUY BACK ITS OWN SHARES CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 APPROVAL OF THE MERGER BY ABSORPTION OF ARVERNE BY THE COMPANY; APPROVAL OF THE TERMS AND CONDITIONS OF THE MERGER AGREEMENT; APPROVAL OF THE CONTRIBUTIONS, THEIR VALUATION AND REMUNERATION EXTRAORDINARY TRANSACTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 INCREASE IN THE COMPANY'S SHARE CAPITAL IN CONSIDERATION FOR THE MERGER BY ABSORPTION OF ARVERNE BY THE COMPANY, AND DELEGATION OF POWERS TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THIS PURPOSE CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL IN CASH BY A MAXIMUM NOMINAL AMOUNT OF 64,121.50 EUROS THROUGH THE ISSUE OF COMMON SHARES, WITH CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF PERSONS SPECIFICALLY DESIGNATED CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF ADEME INVESTISSEMENT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF CREDIT MUTUEL EQUITY SCR CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF UNION CHIMIQUE CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF GOLDMAN SACHS BANK EUROPE SE CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF HERRENKNECHT AG CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF GROUPE IDEC INVEST INNOVATION S.A.S CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF SICAV MARIGNAN CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF SEB ALLIANCE CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF ESTIMO S.A CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF SOCIETE CIVILE DE L' ERMITAGE SAINT-JOSEPH CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL IN CASH BY A MAXIMUM NOMINAL AMOUNT OF 28,803.78 EUROS THROUGH THE ISSUE OF COMMON SHARES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF DESIGNATED PERSONS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF RENAULT SAS COMPANY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF CRESCEND GREEN COMPANY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF SCHUMAN INVEST COMPANY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF EIFFEL ESSENTIEL SLP COMPANY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL IN CASH BY A MAXIMUM NOMINAL AMOUNT OF 68,878.50 EUROS THROUGH THE ISSUE OF COMMON SHARES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF A CATEGORY OF PERSONS MEETING SPECIFIED CHARACTERISTICS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 SETTING OF THE OVERALL LIMITS ON THE AMOUNT OF ISSUES CARRIED OUT PURSUANT TO DELEGATIONS TO INCREASE THE SHARE CAPITAL TO BE GRANTED UNDER THE TERMS OF THE ABOVE RESOLUTIONS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 AMENDMENT TO THE COMPANY'S CORPORATE PURPOSE AS OF THE DATE OF THE DEFINITIVE COMPLETION OF THE MERGER BY ABSORPTION OF ARVERNE BY THE COMPANY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 AMENDMENT TO THE COMPANY'S NAME AS OF THE DATE OF THE DEFINITIVE COMPLETION OF THE MERGER BY ABSORPTION OF ARVERNE BY THE COMPANY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 ADOPTION BY THE COMPANY OF THE STATUS COMPANY WITH A MISSION CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 TRANSFER OF THE COMPANY'S REGISTERED OFFICE AS OF THE DATE OF THE DEFINITIVE COMPLETION OF THE MERGER BY ABSORPTION OF ARVERNE BY THE COMPANY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 INTRODUCTION OF THE POSSIBILITY FOR THE BOARD OF DIRECTORS TO APPOINT ONE OR MORE CENSORS AS OF THE DATE OF THE DEFINITIVE COMPLETION OF THE MERGER BY ABSORPTION OF ARVERNE BY THE COMPANY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 INTRODUCTION OF THE POSSIBILITY TO APPOINT THE COMPANY'S DIRECTORS FOR A PERIOD OF LESS THAN THREE (3) YEARS AS OF THE DATE OF THE DEFINITIVE COMPLETION OF THE MERGER BY ABSORPTION OF ARVERNE BY THE COMPANY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 AMENDMENT TO THE AGE LIMIT APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE CHIEF EXECUTIVE OFFICER AS OF THE DATE OF THE DEFINITIVE COMPLETION OF THE MERGER BY ABSORPTION OF ARVERNE BY THE COMPANY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 INTRODUCTION OF DOUBLE VOTING RIGHT IN THE COMPANY'S BYLAWS AS OF THE DATE OF THE DEFINITIVE COMPLETION OF THE MERGER BY ABSORPTION OF ARVERNE BY THE COMPANY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 REVISION OF THE COMPANY'S BYLAWS AS OF THE DATE OF THE DEFINITIVE COMPLETION OF THE MERGER BY ABSORPTION OF ARVERNE BY THE COMPANY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF COMPANY'S SHARES AND/OR ANY OTHER TRANSFERABLE SECURITIES CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF COMPANY'S SHARES AND/OR TRANSFERABLE SECURITIES, BY MEANS OF PUBLIC OFFERINGS OTHER THAN THOSE REFERRED TO IN PARAGRAPH 1 OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF THE COMPANY'S COMMON SHARES AND/OR TRANSFERABLE SECURITIES, BY MEANS OF PUBLIC OFFERINGS AS REFERRED TO IN PARAGRAPH 1 OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS, IN THE EVENT OF THE ISSUE OF SHARES OR ANY TRANSFERABLE SECURITY GRANTING ACCESS TO THE CAPITAL WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, TO SET THE ISSUE PRICE WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL, SUBJECT TO THE LIMITS SET BY THE GENERAL MEETING CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, OF SHARES AND/OR TRANSFERABLE SECURITIES, AS COMPENSATION FOR CONTRIBUTIONS IN KIND RELATING TO EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THIRD-PARTY COMPANIES, OUTSIDE A PUBLIC EXCHANGE OFFER CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, IN THE EVENT OF A PUBLIC OFFER INCLUDING AN EXCHANGE COMPONENT INITIATED BY THE COMPANY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING COMMON SHARES AND/OR ANY OTHER TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF A CATEGORY OF PERSONS MEETING SPECIFIED CHARACTERISTICS (INVESTORS ACTIVE IN THE FIELDS OF ENERGY, CRITICAL METALS, INFRASTRUCTURE AND/OR ELECTRIC MOBILITY) CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING COMMON SHARES AND/OR ANY OTHER TRANSFERABLE SECURITIES, WITH CANCELATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF A CATEGORY OF PERSONS MEETING SPECIFIED CHARACTERISTICS (STRATEGIC, COMMERCIAL OR FINANCIAL PARTNERS) CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHER ITEMS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 SETTING OF THE OVERALL LIMITS ON THE AMOUNT OF ISSUES CARRIED OUT BY VIRTUE OF DELEGATIONS TO INCREASE THE SHARE CAPITAL TO BE GRANTED UNDER THE TERMS OF THE ABOVE RESOLUTIONS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ALLOCATION OF THE COMPANY'S COMMON SHARES, IN ACCORDANCE WITH ARTICLES L. 225-197-1 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE, WITH OR WITHOUT PERFORMANCE CONDITIONS, FOR THE BENEFIT OF CORPORATE OFFICERS AND EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO GRANT SHARE SUBSCRIPTION OR SHARE PURCHASE OPTIONS TO EMPLOYEES OR ELIGIBLE CORPORATE OFFICERS OF THE COMPANY AND/OR RELATED COMPANIES CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE AND ALLOCATE SHARE SUBSCRIPTION WARRANTS FOR THE BENEFIT OF A CATEGORY OF PERSONS MEETING SPECIFIED CHARACTERISTICS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 SETTING OF THE OVERALL LIMITS ON THE AMOUNT OF ISSUES CARRIED OUT PURSUANT TO THE AUTHORIZATIONS TO GRANT OPTIONS TO SUBSCRIBE FOR OR PURCHASE THE COMPANY'S SHARES AND TO PROCEED WITH THE FREE ALLOCATION OF SHARES, AND OF THE DELEGATION TO ISSUE SHARE SUBSCRIPTION WARRANTS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES THROUGH THE ISSUE OF COMMON SHARES TO BE ISSUED OR OTHER TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE COMPANY'S CAPITAL, RESERVED FOR MEMBERS OF A COMPANY SAVINGS PLAN CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 APPOINTMENT OF RENAULT SAS, AS MEMBER OF THE BOARD OF DIRECTORS, REPRESENTED BY MR. JEROME GOUET DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE TRANSITION FR00140039U7 09/14/2023 POWERS TO CARRY OUT LEGAL FORMALITIES CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE NEXT GENERATION CONNECTIVITY FUND US64133Q1085 09/14/2023 Election of Class III Director: Martha C. Goss DIRECTOR ELECTIONS ISSUER 165408 0 Split 33527 FOR NEXT GENERATION CONNECTIVITY FUND US64133Q1085 09/14/2023 Election of Class III Director: Martha C. Goss DIRECTOR ELECTIONS ISSUER 165408 0 Split 131881 NONE NEXT GENERATION CONNECTIVITY FUND US64133Q1085 09/14/2023 Election of Class III Director: Franklyn E. Smith DIRECTOR ELECTIONS ISSUER 165408 0 Split 97018 FOR NEXT GENERATION CONNECTIVITY FUND US64133Q1085 09/14/2023 Election of Class III Director: Franklyn E. Smith DIRECTOR ELECTIONS ISSUER 165408 0 Split 68390 NONE NEXT GENERATION CONNECTIVITY FUND US64133Q1085 09/14/2023 Election of Class III Director: James G. Stavridis DIRECTOR ELECTIONS ISSUER 165408 0 Split 33765 FOR NEXT GENERATION CONNECTIVITY FUND US64133Q1085 09/14/2023 Election of Class III Director: James G. Stavridis DIRECTOR ELECTIONS ISSUER 165408 0 Split 131643 NONE NEXT GENERATION CONNECTIVITY FUND US64133Q1085 09/14/2023 Election of Class III Director: Joseph V. Amato DIRECTOR ELECTIONS ISSUER 165408 0 Split 97139 FOR NEXT GENERATION CONNECTIVITY FUND US64133Q1085 09/14/2023 Election of Class III Director: Joseph V. Amato DIRECTOR ELECTIONS ISSUER 165408 0 Split 68269 NONE NEXT GENERATION CONNECTIVITY FUND US64133Q1085 09/14/2023 Election of Class II Director: Ami Kaplan DIRECTOR ELECTIONS ISSUER 165408 0 Split 97124 FOR NEXT GENERATION CONNECTIVITY FUND US64133Q1085 09/14/2023 Election of Class II Director: Ami Kaplan DIRECTOR ELECTIONS ISSUER 165408 0 Split 68284 NONE MOUNTAIN & CO. I ACQUISITION CORP. KYG6301J1040 09/14/2023 The Extension Amendment Proposal - RESOLVED, as a special resolution that subject to the approval of Proposal No. 2 - the Trust Agreement Amendment Proposal: In the event that the Company does not consummate a Business Combination upon the date which is the later of (i) March 9, 2024 (or such earlier date as determined by the board of Directors), and (ii) such later date as may be approved by the Members in accordance with the Articles (in any case, such date being referred to as the "Termination Date"). INVESTMENT COMPANY MATTERS ISSUER 56744 0 Split 49009 FOR MOUNTAIN & CO. I ACQUISITION CORP. KYG6301J1040 09/14/2023 The Extension Amendment Proposal - RESOLVED, as a special resolution that subject to the approval of Proposal No. 2 - the Trust Agreement Amendment Proposal: In the event that the Company does not consummate a Business Combination upon the date which is the later of (i) March 9, 2024 (or such earlier date as determined by the board of Directors), and (ii) such later date as may be approved by the Members in accordance with the Articles (in any case, such date being referred to as the "Termination Date"). INVESTMENT COMPANY MATTERS ISSUER 56744 0 Split 7735 AGAINST MOUNTAIN & CO. I ACQUISITION CORP. KYG6301J1040 09/14/2023 Trust Agreement Amendment Proposal - RESOLVED, (subject to the approval of Proposal No. 1 - the Extension Amendment Proposal), that the amendment to the Company's investment management trust agreement, dated as of November 4, 2021 (as amended by Amendment No. 1 dated February 6, 2023, the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company (the "Trustee"), to allow the Articles Extension (the "Trust Agreement Amendment"), be approved, ratified and confirmed in all respects. INVESTMENT COMPANY MATTERS ISSUER 56744 0 Split 49009 FOR MOUNTAIN & CO. I ACQUISITION CORP. KYG6301J1040 09/14/2023 Trust Agreement Amendment Proposal - RESOLVED, (subject to the approval of Proposal No. 1 - the Extension Amendment Proposal), that the amendment to the Company's investment management trust agreement, dated as of November 4, 2021 (as amended by Amendment No. 1 dated February 6, 2023, the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company (the "Trustee"), to allow the Articles Extension (the "Trust Agreement Amendment"), be approved, ratified and confirmed in all respects. INVESTMENT COMPANY MATTERS ISSUER 56744 0 Split 7735 AGAINST MOUNTAIN & CO. I ACQUISITION CORP. KYG6301J1040 09/14/2023 The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient votes cast by the holders of Class A ordinary shares, par value $0.0001 per share, and Class B ordinary shares, par value $0.0001 per share, in the capital of the Company represented in favor of the approval of the Extension Amendment Proposal or the Trust Agreement. CORPORATE GOVERNANCE ISSUER 56744 0 Split 49009 FOR MOUNTAIN & CO. I ACQUISITION CORP. KYG6301J1040 09/14/2023 The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient votes cast by the holders of Class A ordinary shares, par value $0.0001 per share, and Class B ordinary shares, par value $0.0001 per share, in the capital of the Company represented in favor of the approval of the Extension Amendment Proposal or the Trust Agreement. CORPORATE GOVERNANCE ISSUER 56744 0 Split 7735 AGAINST NEUBERGER BERMAN US64129H1041 09/14/2023 Election of Class III Director: Martha C. Goss DIRECTOR ELECTIONS ISSUER 268634 0 Split 144813 FOR NEUBERGER BERMAN US64129H1041 09/14/2023 Election of Class III Director: Martha C. Goss DIRECTOR ELECTIONS ISSUER 268634 0 Split 123821 NONE NEUBERGER BERMAN US64129H1041 09/14/2023 Election of Class III Director: Franklyn E. Smith DIRECTOR ELECTIONS ISSUER 268634 0 Split 145232 FOR NEUBERGER BERMAN US64129H1041 09/14/2023 Election of Class III Director: Franklyn E. Smith DIRECTOR ELECTIONS ISSUER 268634 0 Split 123402 NONE NEUBERGER BERMAN US64129H1041 09/14/2023 Election of Class III Director: James G. Stavridis DIRECTOR ELECTIONS ISSUER 268634 0 Split 145030 FOR NEUBERGER BERMAN US64129H1041 09/14/2023 Election of Class III Director: James G. Stavridis DIRECTOR ELECTIONS ISSUER 268634 0 Split 123604 NONE NEUBERGER BERMAN US64129H1041 09/14/2023 Election of Class III Director: Joseph V. Amato DIRECTOR ELECTIONS ISSUER 268634 0 Split 145248 FOR NEUBERGER BERMAN US64129H1041 09/14/2023 Election of Class III Director: Joseph V. Amato DIRECTOR ELECTIONS ISSUER 268634 0 Split 123386 NONE NEUBERGER BERMAN US64129H1041 09/14/2023 Election of Class II Director: Ami Kaplan DIRECTOR ELECTIONS ISSUER 268634 0 Split 145232 FOR NEUBERGER BERMAN US64129H1041 09/14/2023 Election of Class II Director: Ami Kaplan DIRECTOR ELECTIONS ISSUER 268634 0 Split 123402 NONE MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 To consider and vote upon a proposal to approve the business combination (the "Business Combination") described in this proxy statement/prospectus, including the Agreement and Plan of Merger, dated as of November 8, 2022 and as amended on January 27, 2023 and May 11, 2023 (the "Merger Agreement"), by and among Murphy Canyon Acquisition Corp., a Delaware corporation ("MURF"), Conduit Pharmaceuticals Limited, a Cayman Islands exempted company ("Conduit") and Conduit Merger Sub, Inc., a ...(due to space limits, see proxy material for full proposal). EXTRAORDINARY TRANSACTIONS ISSUER 51468 0 Split 38697 FOR MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 To consider and vote upon a proposal to approve the business combination (the "Business Combination") described in this proxy statement/prospectus, including the Agreement and Plan of Merger, dated as of November 8, 2022 and as amended on January 27, 2023 and May 11, 2023 (the "Merger Agreement"), by and among Murphy Canyon Acquisition Corp., a Delaware corporation ("MURF"), Conduit Pharmaceuticals Limited, a Cayman Islands exempted company ("Conduit") and Conduit Merger Sub, Inc., a ...(due to space limits, see proxy material for full proposal). EXTRAORDINARY TRANSACTIONS ISSUER 51468 0 Split 12771 AGAINST MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 Charter Amendment Proposal A - To change the name of the public entity from "Murphy Canyon Acquisition Corp." to "Conduit Pharmaceuticals Inc.". CORPORATE GOVERNANCE ISSUER 51468 0 Split 33571 FOR MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 Charter Amendment Proposal A - To change the name of the public entity from "Murphy Canyon Acquisition Corp." to "Conduit Pharmaceuticals Inc.". CORPORATE GOVERNANCE ISSUER 51468 0 Split 17897 AGAINST MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 Charter Amendment Proposal B - To provide for one class of authorized common stock. CORPORATE GOVERNANCE ISSUER 51468 0 Split 33571 FOR MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 Charter Amendment Proposal B - To provide for one class of authorized common stock. CORPORATE GOVERNANCE ISSUER 51468 0 Split 17897 AGAINST MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 Charter Amendment Proposal C - To delete the various provisions in MURF's current amended and restated certificate of incorporation applicable only to special purpose acquisition corporations (such as the obligation to dissolve and liquidate if a business combination is not consummated within a certain period of time). CORPORATE GOVERNANCE ISSUER 51468 0 Split 33571 FOR MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 Charter Amendment Proposal C - To delete the various provisions in MURF's current amended and restated certificate of incorporation applicable only to special purpose acquisition corporations (such as the obligation to dissolve and liquidate if a business combination is not consummated within a certain period of time). CORPORATE GOVERNANCE ISSUER 51468 0 Split 17897 AGAINST MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 Charter Amendment Proposal D - To increase the number of authorized shares of common stock to 250,000,000. CORPORATE GOVERNANCE ISSUER 51468 0 Split 33571 FOR MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 Charter Amendment Proposal D - To increase the number of authorized shares of common stock to 250,000,000. CORPORATE GOVERNANCE ISSUER 51468 0 Split 17897 AGAINST MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 Charter Amendment Proposal E - To fix the number of directors at seven (7), a majority of whom shall be independent directors in accordance with The Nasdaq Stock Market LLC's requirements. CORPORATE GOVERNANCE ISSUER 51468 0 Split 33571 FOR MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 Charter Amendment Proposal E - To fix the number of directors at seven (7), a majority of whom shall be independent directors in accordance with The Nasdaq Stock Market LLC's requirements. CORPORATE GOVERNANCE ISSUER 51468 0 Split 17897 AGAINST MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 To consider and vote upon, on a non-binding advisory basis, certain governance provisions in the Proposed Charter, presented separately in accordance with U.S. Securities and Exchange Commission ("SEC") requirements - we refer to this proposal as the "advisory charter amendments proposals". CORPORATE GOVERNANCE ISSUER 51468 0 Split 33571 FOR MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 To consider and vote upon, on a non-binding advisory basis, certain governance provisions in the Proposed Charter, presented separately in accordance with U.S. Securities and Exchange Commission ("SEC") requirements - we refer to this proposal as the "advisory charter amendments proposals". CORPORATE GOVERNANCE ISSUER 51468 0 Split 17897 AGAINST MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 To elect seven (7) directors who, upon consummation of the Business Combination, will be the directors of New Conduit - we refer to this proposal as the "director election proposal". DIRECTOR ELECTIONS ISSUER 51468 0 Split 33571 FOR MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 To elect seven (7) directors who, upon consummation of the Business Combination, will be the directors of New Conduit - we refer to this proposal as the "director election proposal". DIRECTOR ELECTIONS ISSUER 51468 0 Split 17897 AGAINST MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 To consider and vote upon a proposal to approve the Conduit Pharmaceuticals Inc. 2023 Stock Incentive Plan (named in anticipation of the Business Combination), which is an incentive compensation plan for employees of New Conduit and its subsidiaries, including Conduit - we refer to this proposal as the "incentive plan proposal". CORPORATE GOVERNANCE ISSUER 51468 0 Split 29037 FOR MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 To consider and vote upon a proposal to approve the Conduit Pharmaceuticals Inc. 2023 Stock Incentive Plan (named in anticipation of the Business Combination), which is an incentive compensation plan for employees of New Conduit and its subsidiaries, including Conduit - we refer to this proposal as the "incentive plan proposal". CORPORATE GOVERNANCE ISSUER 51468 0 Split 22431 AGAINST MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 To consider and vote upon a proposal to approve, for purposes of complying with applicable listing rules of Nasdaq, the issuance of New Conduit common stock and warrants to purchase New Conduit common stock, par value $0.0001 per share, to Prospect Science Ventures Limited (the "Private Placement Investor") in the Private Placement, the proceeds of which will be used to finance the Business Combination and related transactions and the costs and expenses incurred in connection ...(due to space limits, see proxy material for full proposal). CAPITAL STRUCTURE ISSUER 51468 0 Split 33571 FOR MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 To consider and vote upon a proposal to approve, for purposes of complying with applicable listing rules of Nasdaq, the issuance of New Conduit common stock and warrants to purchase New Conduit common stock, par value $0.0001 per share, to Prospect Science Ventures Limited (the "Private Placement Investor") in the Private Placement, the proceeds of which will be used to finance the Business Combination and related transactions and the costs and expenses incurred in connection ...(due to space limits, see proxy material for full proposal). CAPITAL STRUCTURE ISSUER 51468 0 Split 17897 AGAINST MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 To consider and vote upon a proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if MURF does not have sufficient proxies to approve one or more of the foregoing proposals - we refer to this proposal as the "adjournment proposal." CORPORATE GOVERNANCE ISSUER 51468 0 Split 33571 FOR MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 To consider and vote upon a proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if MURF does not have sufficient proxies to approve one or more of the foregoing proposals - we refer to this proposal as the "adjournment proposal." CORPORATE GOVERNANCE ISSUER 51468 0 Split 17897 AGAINST MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 Charter Amendment Proposal F - To require that stockholders only act at annual and special meetings of the corporation and not by written consent. CORPORATE GOVERNANCE ISSUER 51468 0 Split 33571 FOR MURPHY CANYON ACQUISITION CORP US6266421105 09/20/2023 Charter Amendment Proposal F - To require that stockholders only act at annual and special meetings of the corporation and not by written consent. CORPORATE GOVERNANCE ISSUER 51468 0 Split 17897 AGAINST GOLDENSTONE ACQUISITION LIMITED US38136Y1029 09/21/2023 EXTENSION AMENDMENT - APPROVAL OF A SECOND AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION FROM SEPTEMBER 21, 2023 TO June 21, 2024. CORPORATE GOVERNANCE ISSUER 5405 0 Split 5370 FOR GOLDENSTONE ACQUISITION LIMITED US38136Y1029 09/21/2023 EXTENSION AMENDMENT - APPROVAL OF A SECOND AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION FROM SEPTEMBER 21, 2023 TO June 21, 2024. CORPORATE GOVERNANCE ISSUER 5405 0 Split 35 AGAINST GOLDENSTONE ACQUISITION LIMITED US38136Y1029 09/21/2023 TRUST AMENDMENT - To amend Company's investment management trust agreement, dated as of 3/16/22 (Trust Agreement), by & between Company & Continental Stock Transfer & Trust Company, to provide that the time for the Company to complete its initial business combination (Business Combination Period) under Trust Agreement (Trust Amendment) provided that Company deposits into trust account established in connection with the Company's IPO (Trust Account) sum of $100,000 for each one month extended (we refer to this proposal as the "Trust Amendment Proposal"). INVESTMENT COMPANY MATTERS ISSUER 5405 0 Split 5370 FOR GOLDENSTONE ACQUISITION LIMITED US38136Y1029 09/21/2023 TRUST AMENDMENT - To amend Company's investment management trust agreement, dated as of 3/16/22 (Trust Agreement), by & between Company & Continental Stock Transfer & Trust Company, to provide that the time for the Company to complete its initial business combination (Business Combination Period) under Trust Agreement (Trust Amendment) provided that Company deposits into trust account established in connection with the Company's IPO (Trust Account) sum of $100,000 for each one month extended (we refer to this proposal as the "Trust Amendment Proposal"). INVESTMENT COMPANY MATTERS ISSUER 5405 0 Split 35 AGAINST GOLDENSTONE ACQUISITION LIMITED US38136Y1029 09/21/2023 NTA AMENDMENT - APPROVAL OF OF A SECOND AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO AMEND ARTICLE SIXTH, SECTION TO STATE THAT THE COMPANY WILL NOT CONSUMMATE ANY BUSINESS COMBINATION UNLESS IT (I) HAS NET TANGIBLE ASSETS OF AT LEAST $5,000,001 UPON CONSUMMATION OF SUCH BUSINESS COMBINATION, OR (II) IS OTHERWISE EXEMPT FROM THE PROVISIONS OF RULE 419 PROMULGATED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. CORPORATE GOVERNANCE ISSUER 5405 0 Split 5370 FOR GOLDENSTONE ACQUISITION LIMITED US38136Y1029 09/21/2023 NTA AMENDMENT - APPROVAL OF OF A SECOND AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO AMEND ARTICLE SIXTH, SECTION TO STATE THAT THE COMPANY WILL NOT CONSUMMATE ANY BUSINESS COMBINATION UNLESS IT (I) HAS NET TANGIBLE ASSETS OF AT LEAST $5,000,001 UPON CONSUMMATION OF SUCH BUSINESS COMBINATION, OR (II) IS OTHERWISE EXEMPT FROM THE PROVISIONS OF RULE 419 PROMULGATED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. CORPORATE GOVERNANCE ISSUER 5405 0 Split 35 AGAINST GOLDENSTONE ACQUISITION LIMITED US38136Y1029 09/21/2023 ADJOURNMENT - APPROVAL TO DIRECT THE CHAIRMAN OF THE SPECIAL MEETING TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1, PROPOSAL 2 OR PROPOSAL 3. CORPORATE GOVERNANCE ISSUER 5405 0 Split 5370 FOR GOLDENSTONE ACQUISITION LIMITED US38136Y1029 09/21/2023 ADJOURNMENT - APPROVAL TO DIRECT THE CHAIRMAN OF THE SPECIAL MEETING TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1, PROPOSAL 2 OR PROPOSAL 3. CORPORATE GOVERNANCE ISSUER 5405 0 Split 35 AGAINST CREDIT SUISSE HIGH YIELD BOND FUND US22544F1030 09/26/2023 To approve a new investment advisory agreement between your Fund and Credit Suisse Asset Management, LLC. INVESTMENT COMPANY MATTERS ISSUER 5819 0 Split 4114 FOR CREDIT SUISSE HIGH YIELD BOND FUND US22544F1030 09/26/2023 To approve a new investment advisory agreement between your Fund and Credit Suisse Asset Management, LLC. INVESTMENT COMPANY MATTERS ISSUER 5819 0 Split 1549 AGAINST CREDIT SUISSE HIGH YIELD BOND FUND US22544F1030 09/26/2023 To approve a new investment advisory agreement between your Fund and Credit Suisse Asset Management, LLC. INVESTMENT COMPANY MATTERS ISSUER 5819 0 Split 156 NONE MILLER/HOWARD HIGH INCOME EQUITY FUND US6003791018 09/26/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 333513 0 Split 181872 FOR MILLER/HOWARD HIGH INCOME EQUITY FUND US6003791018 09/26/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 333513 0 Split 151641 NONE MILLER/HOWARD HIGH INCOME EQUITY FUND US6003791018 09/26/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 333513 0 Split 181852 FOR MILLER/HOWARD HIGH INCOME EQUITY FUND US6003791018 09/26/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 333513 0 Split 151661 NONE SCHRODER BRITISH OPPORTUNITIES TRUST PLC GB00BN7JZR28 09/27/2023 REPORT OF THE DIRECTORS AND AUDITED ACCOUNTS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE SCHRODER BRITISH OPPORTUNITIES TRUST PLC GB00BN7JZR28 09/27/2023 DIRECTORS REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE SCHRODER BRITISH OPPORTUNITIES TRUST PLC GB00BN7JZR28 09/27/2023 NO FINANCIAL DIVIDEND TO BE PAID CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE SCHRODER BRITISH OPPORTUNITIES TRUST PLC GB00BN7JZR28 09/27/2023 RE-ELECTION OF NEIL ENGLAND DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE SCHRODER BRITISH OPPORTUNITIES TRUST PLC GB00BN7JZR28 09/27/2023 RE-ELECTION OF DIANA DYER BARTLETT DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE SCHRODER BRITISH OPPORTUNITIES TRUST PLC GB00BN7JZR28 09/27/2023 RE-ELECTION OF TIM JENKINSON DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE SCHRODER BRITISH OPPORTUNITIES TRUST PLC GB00BN7JZR28 09/27/2023 RE-APPOINTMENT OF ERNST AND YOUNG LLP AS AUDITOR AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE SCHRODER BRITISH OPPORTUNITIES TRUST PLC GB00BN7JZR28 09/27/2023 AUTHORITY TO DETERMINE AUDITORS REMUNERATION AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE SCHRODER BRITISH OPPORTUNITIES TRUST PLC GB00BN7JZR28 09/27/2023 AUTHORITY TO ALLOT SHARES CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE SCHRODER BRITISH OPPORTUNITIES TRUST PLC GB00BN7JZR28 09/27/2023 DISAPPLICATION OF PRE-EMPTION RIGHTS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE SCHRODER BRITISH OPPORTUNITIES TRUST PLC GB00BN7JZR28 09/27/2023 AUTHORITY TO PURCHASE OWN ORDINARY SHARES CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE SCHRODER BRITISH OPPORTUNITIES TRUST PLC GB00BN7JZR28 09/27/2023 NOTICE OF GENERAL MEETING CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE PIONEER MUNICIPAL HIGH INCOME ADVANTAGE US7237621005 09/27/2023 Election of Director to serve until the third annual meeting: Diane Durnin DIRECTOR ELECTIONS ISSUER 959 0 Split 807 FOR PIONEER MUNICIPAL HIGH INCOME ADVANTAGE US7237621005 09/27/2023 Election of Director to serve until the third annual meeting: Diane Durnin DIRECTOR ELECTIONS ISSUER 959 0 Split 137 AGAINST PIONEER MUNICIPAL HIGH INCOME ADVANTAGE US7237621005 09/27/2023 Election of Director to serve until the third annual meeting: Diane Durnin DIRECTOR ELECTIONS ISSUER 959 0 Split 15 NONE PIONEER MUNICIPAL HIGH INCOME ADVANTAGE US7237621005 09/27/2023 Election of Director to serve until the third annual meeting: Benjamin M. Friedman DIRECTOR ELECTIONS ISSUER 959 0 Split 776 FOR PIONEER MUNICIPAL HIGH INCOME ADVANTAGE US7237621005 09/27/2023 Election of Director to serve until the third annual meeting: Benjamin M. Friedman DIRECTOR ELECTIONS ISSUER 959 0 Split 167 AGAINST PIONEER MUNICIPAL HIGH INCOME ADVANTAGE US7237621005 09/27/2023 Election of Director to serve until the third annual meeting: Benjamin M. Friedman DIRECTOR ELECTIONS ISSUER 959 0 Split 16 NONE PIONEER MUNICIPAL HIGH INCOME ADVANTAGE US7237621005 09/27/2023 Election of Director to serve until the third annual meeting: Kenneth J. Taubes DIRECTOR ELECTIONS ISSUER 959 0 Split 813 FOR PIONEER MUNICIPAL HIGH INCOME ADVANTAGE US7237621005 09/27/2023 Election of Director to serve until the third annual meeting: Kenneth J. Taubes DIRECTOR ELECTIONS ISSUER 959 0 Split 129 AGAINST PIONEER MUNICIPAL HIGH INCOME ADVANTAGE US7237621005 09/27/2023 Election of Director to serve until the third annual meeting: Kenneth J. Taubes DIRECTOR ELECTIONS ISSUER 959 0 Split 17 NONE PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT US7237601049 09/27/2023 Election of Director to serve until the third annual meeting: Diane Durnin DIRECTOR ELECTIONS ISSUER 4604 0 Split 941 FOR PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT US7237601049 09/27/2023 Election of Director to serve until the third annual meeting: Diane Durnin DIRECTOR ELECTIONS ISSUER 4604 0 Split 3617 AGAINST PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT US7237601049 09/27/2023 Election of Director to serve until the third annual meeting: Diane Durnin DIRECTOR ELECTIONS ISSUER 4604 0 Split 45 NONE PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT US7237601049 09/27/2023 Election of Director to serve until the third annual meeting: Benjamin M. Friedman DIRECTOR ELECTIONS ISSUER 4604 0 Split 2200 FOR PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT US7237601049 09/27/2023 Election of Director to serve until the third annual meeting: Benjamin M. Friedman DIRECTOR ELECTIONS ISSUER 4604 0 Split 2361 AGAINST PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT US7237601049 09/27/2023 Election of Director to serve until the third annual meeting: Benjamin M. Friedman DIRECTOR ELECTIONS ISSUER 4604 0 Split 44 NONE PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT US7237601049 09/27/2023 Election of Director to serve until the third annual meeting: Kenneth J. Taubes DIRECTOR ELECTIONS ISSUER 4604 0 Split 2529 FOR PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT US7237601049 09/27/2023 Election of Director to serve until the third annual meeting: Kenneth J. Taubes DIRECTOR ELECTIONS ISSUER 4604 0 Split 2031 AGAINST PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT US7237601049 09/27/2023 Election of Director to serve until the third annual meeting: Kenneth J. Taubes DIRECTOR ELECTIONS ISSUER 4604 0 Split 44 NONE PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT US7237601049 09/27/2023 Election of Director to serve until the third annual meeting: Diane Durnin DIRECTOR ELECTIONS ISSUER 18014 0 Split 3684 FOR PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT US7237601049 09/27/2023 Election of Director to serve until the third annual meeting: Diane Durnin DIRECTOR ELECTIONS ISSUER 18014 0 Split 14153 AGAINST PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT US7237601049 09/27/2023 Election of Director to serve until the third annual meeting: Diane Durnin DIRECTOR ELECTIONS ISSUER 18014 0 Split 178 NONE PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT US7237601049 09/27/2023 Election of Director to serve until the third annual meeting: Benjamin M. Friedman DIRECTOR ELECTIONS ISSUER 18014 0 Split 8608 FOR PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT US7237601049 09/27/2023 Election of Director to serve until the third annual meeting: Benjamin M. Friedman DIRECTOR ELECTIONS ISSUER 18014 0 Split 9236 AGAINST PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT US7237601049 09/27/2023 Election of Director to serve until the third annual meeting: Benjamin M. Friedman DIRECTOR ELECTIONS ISSUER 18014 0 Split 170 NONE PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT US7237601049 09/27/2023 Election of Director to serve until the third annual meeting: Kenneth J. Taubes DIRECTOR ELECTIONS ISSUER 18014 0 Split 9895 FOR PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT US7237601049 09/27/2023 Election of Director to serve until the third annual meeting: Kenneth J. Taubes DIRECTOR ELECTIONS ISSUER 18014 0 Split 7948 AGAINST PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT US7237601049 09/27/2023 Election of Director to serve until the third annual meeting: Kenneth J. Taubes DIRECTOR ELECTIONS ISSUER 18014 0 Split 170 NONE PIONEER MUNICIPAL HIGH INCOME TRUST US7237631087 09/27/2023 Election of Director to serve until the third annual meeting: Diane Durnin DIRECTOR ELECTIONS ISSUER 701 0 Split 598 FOR PIONEER MUNICIPAL HIGH INCOME TRUST US7237631087 09/27/2023 Election of Director to serve until the third annual meeting: Diane Durnin DIRECTOR ELECTIONS ISSUER 701 0 Split 96 AGAINST PIONEER MUNICIPAL HIGH INCOME TRUST US7237631087 09/27/2023 Election of Director to serve until the third annual meeting: Diane Durnin DIRECTOR ELECTIONS ISSUER 701 0 Split 7 NONE PIONEER MUNICIPAL HIGH INCOME TRUST US7237631087 09/27/2023 Election of Director to serve until the third annual meeting: Benjamin M. Friedman DIRECTOR ELECTIONS ISSUER 701 0 Split 516 FOR PIONEER MUNICIPAL HIGH INCOME TRUST US7237631087 09/27/2023 Election of Director to serve until the third annual meeting: Benjamin M. Friedman DIRECTOR ELECTIONS ISSUER 701 0 Split 177 AGAINST PIONEER MUNICIPAL HIGH INCOME TRUST US7237631087 09/27/2023 Election of Director to serve until the third annual meeting: Benjamin M. Friedman DIRECTOR ELECTIONS ISSUER 701 0 Split 8 NONE PIONEER MUNICIPAL HIGH INCOME TRUST US7237631087 09/27/2023 Election of Director to serve until the third annual meeting: Kenneth J. Taubes DIRECTOR ELECTIONS ISSUER 701 0 Split 602 FOR PIONEER MUNICIPAL HIGH INCOME TRUST US7237631087 09/27/2023 Election of Director to serve until the third annual meeting: Kenneth J. Taubes DIRECTOR ELECTIONS ISSUER 701 0 Split 91 AGAINST PIONEER MUNICIPAL HIGH INCOME TRUST US7237631087 09/27/2023 Election of Director to serve until the third annual meeting: Kenneth J. Taubes DIRECTOR ELECTIONS ISSUER 701 0 Split 8 NONE MAINSTAY CBRE GLOB INFRA MEGATRENDS FD US56064Q1076 09/28/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 33785 0 Split 20818 FOR MAINSTAY CBRE GLOB INFRA MEGATRENDS FD US56064Q1076 09/28/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 33785 0 Split 12967 NONE MAINSTAY CBRE GLOB INFRA MEGATRENDS FD US56064Q1076 09/28/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 33785 0 Split 21210 FOR MAINSTAY CBRE GLOB INFRA MEGATRENDS FD US56064Q1076 09/28/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 33785 0 Split 12575 NONE MFF CAPITAL INVESTMENTS LTD AU000000MFF6 09/29/2023 REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE MFF CAPITAL INVESTMENTS LTD AU000000MFF6 09/29/2023 TO RE-ELECT PETER GUY MONTGOMERY AS A DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE ATHENA CONSUMER ACQUISITION CORP. US04684M1146 09/29/2023 The Warrant Amendment Proposal - To consider and vote upon an amendment to the public warrant agreement that governs all of Athena's outstanding Public Warrants (the "Public Warrant Agreement" and, the proposed amendment, the "Warrant Amendment"). The Warrant Amendment proposes to amend the Public Warrant Agreement to provide that, upon the closing of the transactions contemplated by the Business Combination Agreement (as defined in the accompanying proxy statement, such closing, ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 33717 0 Split 31619 FOR ATHENA CONSUMER ACQUISITION CORP. US04684M1146 09/29/2023 The Warrant Amendment Proposal - To consider and vote upon an amendment to the public warrant agreement that governs all of Athena's outstanding Public Warrants (the "Public Warrant Agreement" and, the proposed amendment, the "Warrant Amendment"). The Warrant Amendment proposes to amend the Public Warrant Agreement to provide that, upon the closing of the transactions contemplated by the Business Combination Agreement (as defined in the accompanying proxy statement, such closing, ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 33717 0 Split 1809 AGAINST ATHENA CONSUMER ACQUISITION CORP. US04684M1146 09/29/2023 The Warrant Amendment Proposal - To consider and vote upon an amendment to the public warrant agreement that governs all of Athena's outstanding Public Warrants (the "Public Warrant Agreement" and, the proposed amendment, the "Warrant Amendment"). The Warrant Amendment proposes to amend the Public Warrant Agreement to provide that, upon the closing of the transactions contemplated by the Business Combination Agreement (as defined in the accompanying proxy statement, such closing, ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 33717 0 Split 288 NONE ATHENA CONSUMER ACQUISITION CORP. US04684M1146 09/29/2023 The Warrant Holders Adjournment Proposal - To consider and vote upon a proposal to approve the adjournment of the Warrant Holders Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Warrant Holders Meeting, the Warrant Amendment Proposal would not be duly approved and adopted by the holders of the requisite amount of the then outstanding Public Warrants or we determine that one ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 33717 0 Split 31619 FOR ATHENA CONSUMER ACQUISITION CORP. US04684M1146 09/29/2023 The Warrant Holders Adjournment Proposal - To consider and vote upon a proposal to approve the adjournment of the Warrant Holders Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Warrant Holders Meeting, the Warrant Amendment Proposal would not be duly approved and adopted by the holders of the requisite amount of the then outstanding Public Warrants or we determine that one ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 33717 0 Split 1809 AGAINST ATHENA CONSUMER ACQUISITION CORP. US04684M1146 09/29/2023 The Warrant Holders Adjournment Proposal - To consider and vote upon a proposal to approve the adjournment of the Warrant Holders Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Warrant Holders Meeting, the Warrant Amendment Proposal would not be duly approved and adopted by the holders of the requisite amount of the then outstanding Public Warrants or we determine that one ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 33717 0 Split 288 NONE DEUTSCHE DWS STRATEGIC MUN INC TR US23342Q1013 09/29/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 59 0 Split 30 FOR DEUTSCHE DWS STRATEGIC MUN INC TR US23342Q1013 09/29/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 59 0 Split 29 NONE DEUTSCHE DWS STRATEGIC MUN INC TR US23342Q1013 09/29/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 59 0 Split 31 FOR DEUTSCHE DWS STRATEGIC MUN INC TR US23342Q1013 09/29/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 59 0 Split 28 NONE DEUTSCHE MUNICIPAL INCOME TRUST US2333681094 09/29/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 3827 0 Split 1735 FOR DEUTSCHE MUNICIPAL INCOME TRUST US2333681094 09/29/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 3827 0 Split 2092 NONE DEUTSCHE MUNICIPAL INCOME TRUST US2333681094 09/29/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 3827 0 Split 2183 FOR DEUTSCHE MUNICIPAL INCOME TRUST US2333681094 09/29/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 3827 0 Split 1644 NONE MFS HIGH INCOME MUNICIPAL TRUST FD US59318D1046 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 2100 0 Split 1528 FOR MFS HIGH INCOME MUNICIPAL TRUST FD US59318D1046 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 2100 0 Split 572 NONE MFS HIGH INCOME MUNICIPAL TRUST FD US59318D1046 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 2100 0 Split 1599 FOR MFS HIGH INCOME MUNICIPAL TRUST FD US59318D1046 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 2100 0 Split 501 NONE MFS HIGH INCOME MUNICIPAL TRUST FD US59318D1046 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 2100 0 Split 1606 FOR MFS HIGH INCOME MUNICIPAL TRUST FD US59318D1046 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 2100 0 Split 494 NONE MFS HIGH YIELD MUNICIPAL TRUST FD US59318E1029 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 12874 0 Split 7675 FOR MFS HIGH YIELD MUNICIPAL TRUST FD US59318E1029 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 12874 0 Split 5199 NONE MFS HIGH YIELD MUNICIPAL TRUST FD US59318E1029 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 12874 0 Split 7675 FOR MFS HIGH YIELD MUNICIPAL TRUST FD US59318E1029 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 12874 0 Split 5199 NONE MFS HIGH YIELD MUNICIPAL TRUST FD US59318E1029 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 12874 0 Split 7686 FOR MFS HIGH YIELD MUNICIPAL TRUST FD US59318E1029 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 12874 0 Split 5188 NONE MFS HIGH YIELD MUNICIPAL TRUST FD US59318E1029 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 86805 0 Split 51750 FOR MFS HIGH YIELD MUNICIPAL TRUST FD US59318E1029 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 86805 0 Split 35055 NONE MFS HIGH YIELD MUNICIPAL TRUST FD US59318E1029 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 86805 0 Split 51751 FOR MFS HIGH YIELD MUNICIPAL TRUST FD US59318E1029 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 86805 0 Split 35054 NONE MFS HIGH YIELD MUNICIPAL TRUST FD US59318E1029 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 86805 0 Split 51822 FOR MFS HIGH YIELD MUNICIPAL TRUST FD US59318E1029 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 86805 0 Split 34983 NONE ALTC ACQUISITION CORP. US02156V1098 10/05/2023 The "Extension Amendment Proposal" - To amend the amended and restated certificate of incorporation of AltC Acquisition Corp. ("AltC") (the "Certificate of Incorporation"), in the form set forth in Annex A to the proxy statement to extend the date by which AltC must consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses from October 12, 2023, to July 12, 2024 (or such earlier date as determined by the board of directors of AltC). CORPORATE GOVERNANCE ISSUER 38589 0 Split 34730 FOR ALTC ACQUISITION CORP. US02156V1098 10/05/2023 The "Extension Amendment Proposal" - To amend the amended and restated certificate of incorporation of AltC Acquisition Corp. ("AltC") (the "Certificate of Incorporation"), in the form set forth in Annex A to the proxy statement to extend the date by which AltC must consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses from October 12, 2023, to July 12, 2024 (or such earlier date as determined by the board of directors of AltC). CORPORATE GOVERNANCE ISSUER 38589 0 Split 3859 AGAINST ALTC ACQUISITION CORP. US02156V1098 10/05/2023 The "Adjournment Proposal" - To adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, at the time of the special meeting, there are not sufficient votes to approve the Extension Amendment Proposal or if AltC determines that additional time is necessary to effectuate the Extension. CORPORATE GOVERNANCE ISSUER 38589 0 Split 34730 FOR ALTC ACQUISITION CORP. US02156V1098 10/05/2023 The "Adjournment Proposal" - To adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, at the time of the special meeting, there are not sufficient votes to approve the Extension Amendment Proposal or if AltC determines that additional time is necessary to effectuate the Extension. CORPORATE GOVERNANCE ISSUER 38589 0 Split 3859 AGAINST MFS INVESTMENT GRADE MUNICIPAL TRUST US59318B1089 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 57289 0 Split 38576 FOR MFS INVESTMENT GRADE MUNICIPAL TRUST US59318B1089 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 57289 0 Split 18713 NONE MFS INVESTMENT GRADE MUNICIPAL TRUST US59318B1089 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 57289 0 Split 38576 FOR MFS INVESTMENT GRADE MUNICIPAL TRUST US59318B1089 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 57289 0 Split 18713 NONE MFS INVESTMENT GRADE MUNICIPAL TRUST US59318B1089 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 57289 0 Split 38576 FOR MFS INVESTMENT GRADE MUNICIPAL TRUST US59318B1089 10/05/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 57289 0 Split 18713 NONE DENALI CAPITAL ACQUISITION CORP. KYG6256B1068 10/11/2023 The Extension Amendment Proposal - Amend the Company's amended & restated memorandum and articles of association to extend date by Company must: (i) consummate an initial business combination; (ii) cease its operations, except for purpose of winding up, if it fails to complete such initial business combination; & (iii) redeem 100% of public from 10/11/2023 to 7/11/2024 by electing to extend date to consummate an initial business combination on a monthly basis for up to 9 times by an additional 1 month each time, unless closing of an initial business combination. CORPORATE GOVERNANCE ISSUER 27621 0 Split 24835 FOR DENALI CAPITAL ACQUISITION CORP. KYG6256B1068 10/11/2023 The Extension Amendment Proposal - Amend the Company's amended & restated memorandum and articles of association to extend date by Company must: (i) consummate an initial business combination; (ii) cease its operations, except for purpose of winding up, if it fails to complete such initial business combination; & (iii) redeem 100% of public from 10/11/2023 to 7/11/2024 by electing to extend date to consummate an initial business combination on a monthly basis for up to 9 times by an additional 1 month each time, unless closing of an initial business combination. CORPORATE GOVERNANCE ISSUER 27621 0 Split 2786 AGAINST DENALI CAPITAL ACQUISITION CORP. KYG6256B1068 10/11/2023 The Founder Share Amendment Proposal - Amend the Company's amended and restated memorandum and articles of association to permit for the issuance of Class A ordinary shares to holders of Class B ordinary shares upon the exercise of the right of a holder of the Company's Class B ordinary shares to convert such holder's Class B ordinary shares into Class A ordinary shares on a one-for-one basis at any time and from time to time prior to the closing of an initial business combination at the election of the holder. CORPORATE GOVERNANCE ISSUER 27621 0 Split 24835 FOR DENALI CAPITAL ACQUISITION CORP. KYG6256B1068 10/11/2023 The Founder Share Amendment Proposal - Amend the Company's amended and restated memorandum and articles of association to permit for the issuance of Class A ordinary shares to holders of Class B ordinary shares upon the exercise of the right of a holder of the Company's Class B ordinary shares to convert such holder's Class B ordinary shares into Class A ordinary shares on a one-for-one basis at any time and from time to time prior to the closing of an initial business combination at the election of the holder. CORPORATE GOVERNANCE ISSUER 27621 0 Split 2786 AGAINST DENALI CAPITAL ACQUISITION CORP. KYG6256B1068 10/11/2023 Redemption Limitation Amendment Proposal - Amend the Company's amended and restated memorandum and articles of association to eliminate (i) the limitation that Company may not redeem Public Shares in an amount that would cause the Company's net tangible assets to be less than $5,000,001 & (ii) limitation that Company shall not consummate a business combination unless Company has net tangible assets of at least $5,000,001 immediately prior to, or upon consummation of, or any greater net tangible asset or cash requirement that may be contained in agreement relating. CORPORATE GOVERNANCE ISSUER 27621 0 Split 24835 FOR DENALI CAPITAL ACQUISITION CORP. KYG6256B1068 10/11/2023 Redemption Limitation Amendment Proposal - Amend the Company's amended and restated memorandum and articles of association to eliminate (i) the limitation that Company may not redeem Public Shares in an amount that would cause the Company's net tangible assets to be less than $5,000,001 & (ii) limitation that Company shall not consummate a business combination unless Company has net tangible assets of at least $5,000,001 immediately prior to, or upon consummation of, or any greater net tangible asset or cash requirement that may be contained in agreement relating. CORPORATE GOVERNANCE ISSUER 27621 0 Split 2786 AGAINST DENALI CAPITAL ACQUISITION CORP. KYG6256B1068 10/11/2023 Adjournment Proposal - Approve the adjournment of extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation & vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Extension Amendment Proposal, the Founder Share Amendment Proposal or the Redemption Limitation Amendment Proposal or if the Board of Directors of the Company determines before extraordinary general meeting that it is not necessary or no longer desirable to proceed with the other proposals. CORPORATE GOVERNANCE ISSUER 27621 0 Split 24829 FOR DENALI CAPITAL ACQUISITION CORP. KYG6256B1068 10/11/2023 Adjournment Proposal - Approve the adjournment of extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation & vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Extension Amendment Proposal, the Founder Share Amendment Proposal or the Redemption Limitation Amendment Proposal or if the Board of Directors of the Company determines before extraordinary general meeting that it is not necessary or no longer desirable to proceed with the other proposals. CORPORATE GOVERNANCE ISSUER 27621 0 Split 2792 AGAINST FORBION EUROPEAN ACQUISITION CORP. KYG3619H1020 10/24/2023 The Business Combination Proposal - To consider and vote upon a proposal to approve and adopt by special resolution the Business Combination Agreement, dated as of May 16, 2023, by and among Forbion European Acquisition Corp. ("FEAC") enGene Inc. a corporation incorporated under laws of Canada ("enGene"), and enGene Holdings Inc., a corporation incorporated under the laws of Canada ("New enGene"),and the transactions contemplated therein, whereby, among other things, FEAC, enGene & New enGene will complete a business combination ("Business Combination"). EXTRAORDINARY TRANSACTIONS ISSUER 22181 0 Split 20465 FOR FORBION EUROPEAN ACQUISITION CORP. KYG3619H1020 10/24/2023 The Business Combination Proposal - To consider and vote upon a proposal to approve and adopt by special resolution the Business Combination Agreement, dated as of May 16, 2023, by and among Forbion European Acquisition Corp. ("FEAC") enGene Inc. a corporation incorporated under laws of Canada ("enGene"), and enGene Holdings Inc., a corporation incorporated under the laws of Canada ("New enGene"),and the transactions contemplated therein, whereby, among other things, FEAC, enGene & New enGene will complete a business combination ("Business Combination"). EXTRAORDINARY TRANSACTIONS ISSUER 22181 0 Split 1716 AGAINST FORBION EUROPEAN ACQUISITION CORP. KYG3619H1020 10/24/2023 The Governing Documents Proposal: To consider & vote to approve the material differences between the proposed articles of New enGene & FEAC's current Amended & Restated Memorandum & AOA described in FEAC's proxy statement dated September 29, 2023. CORPORATE GOVERNANCE ISSUER 22181 0 Split 18818 FOR FORBION EUROPEAN ACQUISITION CORP. KYG3619H1020 10/24/2023 The Governing Documents Proposal: To consider & vote to approve the material differences between the proposed articles of New enGene & FEAC's current Amended & Restated Memorandum & AOA described in FEAC's proxy statement dated September 29, 2023. CORPORATE GOVERNANCE ISSUER 22181 0 Split 3363 AGAINST FORBION EUROPEAN ACQUISITION CORP. KYG3619H1020 10/24/2023 The Nasdaq Proposal - To consider and vote upon a proposal to approve, for purposes of complying with Nasdaq Listing Rule 5635(a), (b) and (d), the issuance of more than 20% of the issued and outstanding FEAC Class A Shares and the resulting change in control in connection with the Business Combination (we refer to this proposal as the "Nasdaq Proposal"). CAPITAL STRUCTURE ISSUER 22181 0 Split 20465 FOR FORBION EUROPEAN ACQUISITION CORP. KYG3619H1020 10/24/2023 The Nasdaq Proposal - To consider and vote upon a proposal to approve, for purposes of complying with Nasdaq Listing Rule 5635(a), (b) and (d), the issuance of more than 20% of the issued and outstanding FEAC Class A Shares and the resulting change in control in connection with the Business Combination (we refer to this proposal as the "Nasdaq Proposal"). CAPITAL STRUCTURE ISSUER 22181 0 Split 1716 AGAINST FORBION EUROPEAN ACQUISITION CORP. KYG3619H1020 10/24/2023 The Incentive Equity Plan Proposal - To consider and vote upon a proposal to approve the enGene Holdings Inc. 2023 Incentive Equity Plan (we refer to this proposal as the "Incentive Equity Plan Proposal"). CORPORATE GOVERNANCE ISSUER 22181 0 Split 16299 FOR FORBION EUROPEAN ACQUISITION CORP. KYG3619H1020 10/24/2023 The Incentive Equity Plan Proposal - To consider and vote upon a proposal to approve the enGene Holdings Inc. 2023 Incentive Equity Plan (we refer to this proposal as the "Incentive Equity Plan Proposal"). CORPORATE GOVERNANCE ISSUER 22181 0 Split 5882 AGAINST FORBION EUROPEAN ACQUISITION CORP. KYG3619H1020 10/24/2023 The Adjournment Proposal - To consider and vote upon a proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, any of the condition precedent proposals would not be duly approved and adopted by FEAC Shareholders or we determine that one or more of the closing conditions under the Business Combination Agreement is not satisfied or waived (we refer to this proposal as the "Adjournment Proposal"). CORPORATE GOVERNANCE ISSUER 22181 0 Split 20465 FOR FORBION EUROPEAN ACQUISITION CORP. KYG3619H1020 10/24/2023 The Adjournment Proposal - To consider and vote upon a proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, any of the condition precedent proposals would not be duly approved and adopted by FEAC Shareholders or we determine that one or more of the closing conditions under the Business Combination Agreement is not satisfied or waived (we refer to this proposal as the "Adjournment Proposal"). CORPORATE GOVERNANCE ISSUER 22181 0 Split 1716 AGAINST WAM GLOBAL LTD AU0000009649 10/25/2023 TO ADOPT THE REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE WAM GLOBAL LTD AU0000009649 10/25/2023 TO RE-ELECT MS GABRIELLE TRAINOR AO AS A DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE FORTUNE RISE ACQUISITION CORPORATION US34969G1022 10/25/2023 Extension Amendment Proposal - Amend the Company's charter, to extend the date by which the Company has to allow up to twelve (12) one-month extensions, as more fully described in the proxy statement, the "Extension Amendment Proposal." CORPORATE GOVERNANCE ISSUER 29156 0 Split 26025 FOR FORTUNE RISE ACQUISITION CORPORATION US34969G1022 10/25/2023 Extension Amendment Proposal - Amend the Company's charter, to extend the date by which the Company has to allow up to twelve (12) one-month extensions, as more fully described in the proxy statement, the "Extension Amendment Proposal." CORPORATE GOVERNANCE ISSUER 29156 0 Split 3131 AGAINST FORTUNE RISE ACQUISITION CORPORATION US34969G1022 10/25/2023 Redemption Limitation Amendment Proposal - Amend the Company's charter to remove the Company's net tangible asset test as more fully described in the proxy statement, the "Redemption Limitation Amendment Proposal." CORPORATE GOVERNANCE ISSUER 29156 0 Split 29156 FOR FORTUNE RISE ACQUISITION CORPORATION US34969G1022 10/25/2023 Trust Amendment Proposal - Amend the Company's investment management trust agreement, to allow up to twelve (12) one-month extensions, as more fully described in the proxy statement, the "Trust Amendment Proposal." INVESTMENT COMPANY MATTERS ISSUER 29156 0 Split 26025 FOR FORTUNE RISE ACQUISITION CORPORATION US34969G1022 10/25/2023 Trust Amendment Proposal - Amend the Company's investment management trust agreement, to allow up to twelve (12) one-month extensions, as more fully described in the proxy statement, the "Trust Amendment Proposal." INVESTMENT COMPANY MATTERS ISSUER 29156 0 Split 3131 AGAINST FORTUNE RISE ACQUISITION CORPORATION US34969G1022 10/25/2023 Adjournment Proposal - Approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, one or more of the proposals, the "Adjournment Proposal." CORPORATE GOVERNANCE ISSUER 29156 0 Split 26025 FOR FORTUNE RISE ACQUISITION CORPORATION US34969G1022 10/25/2023 Adjournment Proposal - Approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, one or more of the proposals, the "Adjournment Proposal." CORPORATE GOVERNANCE ISSUER 29156 0 Split 3131 AGAINST SABA CAPITAL INCOME FUND US8801981064 10/25/2023 To approve the New Management Agreement between the Fund and Saba Capital Management, L.P. in connection with the Adviser Transition as defined in the Proxy Statement. INVESTMENT COMPANY MATTERS ISSUER 826356 0 Split 670001 FOR SABA CAPITAL INCOME FUND US8801981064 10/25/2023 To approve the New Management Agreement between the Fund and Saba Capital Management, L.P. in connection with the Adviser Transition as defined in the Proxy Statement. INVESTMENT COMPANY MATTERS ISSUER 826356 0 Split 147405 AGAINST SABA CAPITAL INCOME FUND US8801981064 10/25/2023 To approve the New Management Agreement between the Fund and Saba Capital Management, L.P. in connection with the Adviser Transition as defined in the Proxy Statement. INVESTMENT COMPANY MATTERS ISSUER 826356 0 Split 8949 NONE SABA CAPITAL INCOME FUND US8801981064 10/25/2023 To make the Fund's investment objective non-fundamental. INVESTMENT COMPANY MATTERS ISSUER 826356 0 Split 589539 FOR SABA CAPITAL INCOME FUND US8801981064 10/25/2023 To make the Fund's investment objective non-fundamental. INVESTMENT COMPANY MATTERS ISSUER 826356 0 Split 227496 AGAINST SABA CAPITAL INCOME FUND US8801981064 10/25/2023 To make the Fund's investment objective non-fundamental. INVESTMENT COMPANY MATTERS ISSUER 826356 0 Split 9321 NONE SABA CAPITAL INCOME FUND US8801981064 10/25/2023 To remove the Fund's fundamental policy mandating that at least 65% of the Fund's total assets be invested in at least three countries and in various types of debt instruments. INVESTMENT COMPANY MATTERS ISSUER 826356 0 Split 669150 FOR SABA CAPITAL INCOME FUND US8801981064 10/25/2023 To remove the Fund's fundamental policy mandating that at least 65% of the Fund's total assets be invested in at least three countries and in various types of debt instruments. INVESTMENT COMPANY MATTERS ISSUER 826356 0 Split 150108 AGAINST SABA CAPITAL INCOME FUND US8801981064 10/25/2023 To remove the Fund's fundamental policy mandating that at least 65% of the Fund's total assets be invested in at least three countries and in various types of debt instruments. INVESTMENT COMPANY MATTERS ISSUER 826356 0 Split 7098 NONE THE KOREA FUND, INC. US5006342092 10/26/2023 Election of Class II Director: Matthew Sippel DIRECTOR ELECTIONS ISSUER 26272 0 Split 25734 FOR THE KOREA FUND, INC. US5006342092 10/26/2023 Election of Class II Director: Matthew Sippel DIRECTOR ELECTIONS ISSUER 26272 0 Split 497 AGAINST THE KOREA FUND, INC. US5006342092 10/26/2023 Election of Class II Director: Matthew Sippel DIRECTOR ELECTIONS ISSUER 26272 0 Split 41 NONE PLATINUM CAPITAL LIMITED PMC AU000000PMC2 10/26/2023 RE-ELECTION OF MARGARET TOWERS AS A NON-EXECUTIVE DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE PLATINUM CAPITAL LIMITED PMC AU000000PMC2 10/26/2023 ADOPTION OF THE REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE KAYNE ANDERSON MIDSTREAM/ENERGY FUND INC US48661E1082 11/01/2023 THE APPROVAL OF THE MERGER. EXTRAORDINARY TRANSACTIONS ISSUER 103652 0 Split 99723 FOR KAYNE ANDERSON MIDSTREAM/ENERGY FUND INC US48661E1082 11/01/2023 THE APPROVAL OF THE MERGER. EXTRAORDINARY TRANSACTIONS ISSUER 103652 0 Split 1578 AGAINST KAYNE ANDERSON MIDSTREAM/ENERGY FUND INC US48661E1082 11/01/2023 THE APPROVAL OF THE MERGER. EXTRAORDINARY TRANSACTIONS ISSUER 103652 0 Split 2352 NONE JP MORGAN MID CAP INVESTMENT TRUST PLC GB0002357613 11/01/2023 ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE JP MORGAN MID CAP INVESTMENT TRUST PLC GB0002357613 11/01/2023 APPROVE REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE JP MORGAN MID CAP INVESTMENT TRUST PLC GB0002357613 11/01/2023 APPROVE REMUNERATION POLICY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE JP MORGAN MID CAP INVESTMENT TRUST PLC GB0002357613 11/01/2023 APPROVE FINAL DIVIDEND CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE JP MORGAN MID CAP INVESTMENT TRUST PLC GB0002357613 11/01/2023 RE-ELECT JOHN EVANS AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE JP MORGAN MID CAP INVESTMENT TRUST PLC GB0002357613 11/01/2023 RE-ELECT LISA GORDON AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE JP MORGAN MID CAP INVESTMENT TRUST PLC GB0002357613 11/01/2023 RE-ELECT RICHARD GUBBINS AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE JP MORGAN MID CAP INVESTMENT TRUST PLC GB0002357613 11/01/2023 RE-ELECT MARGARET PAYN AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE JP MORGAN MID CAP INVESTMENT TRUST PLC GB0002357613 11/01/2023 RE-ELECT HANNAH PHILP AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE JP MORGAN MID CAP INVESTMENT TRUST PLC GB0002357613 11/01/2023 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND AUTHORISE THEIR REMUNERATION AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE JP MORGAN MID CAP INVESTMENT TRUST PLC GB0002357613 11/01/2023 AUTHORISE ISSUE OF EQUITY CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE JP MORGAN MID CAP INVESTMENT TRUST PLC GB0002357613 11/01/2023 AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE JP MORGAN MID CAP INVESTMENT TRUST PLC GB0002357613 11/01/2023 AUTHORISE MARKET PURCHASE OF ORDINARY SHARES CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE JP MORGAN MID CAP INVESTMENT TRUST PLC GB0002357613 11/01/2023 AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE CITADEL INCOME FUND CA17286A1066 11/07/2023 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AN EXTRAORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS INCLUDED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR OF THE TRUST DATED OCTOBER 2, 2023 AT SCHEDULE "A", AUTHORIZING THE TRUST TO REDEEM AN AGGREGATE OF NOT LESS THAN 7,186,900 UNITS WITH EACH SUCH UNIT BEING REDEEMED FOR A PRICE EQUAL TO THE NET ASSET VALUE PER UNIT (THE "NAV") LESS ANY REDEMPTION COSTS AND FEES WHICH SHALL BE EQUAL TO NO GREATER THAN 4.5% OF THE NAV PER UNIT, PLUS APPLICABLE TAXES EXTRAORDINARY TRANSACTIONS ISSUER 0 0 No Vote 0 NONE PENGANA INTERNATIONAL EQUITIES LTD AU000000PIA4 11/09/2023 RE-ELECTION OF DIRECTOR: MR DAVID GROVES DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE PENGANA INTERNATIONAL EQUITIES LTD AU000000PIA4 11/09/2023 REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE PENGANA INTERNATIONAL EQUITIES LTD AU000000PIA4 11/09/2023 RE-ELECTION OF DIRECTOR: MR DAVID GROVES DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE PENGANA INTERNATIONAL EQUITIES LTD AU000000PIA4 11/09/2023 REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE BELLEVUE LIFE SCIENCES ACQUISITION CORP. US0791741087 11/09/2023 A proposal to amend (the "First Extension Amendment") the Amended and Restated Certificate of Incorporation (the "charter") of Bellevue Life Sciences Acquisition Corp. (the "Company") to allow the Company to extend the date by which the Company must consummate a business combination (the "First Extension") from November 14, 2023 to February 14, 2024. CORPORATE GOVERNANCE ISSUER 14638 0 Split 13734 FOR BELLEVUE LIFE SCIENCES ACQUISITION CORP. US0791741087 11/09/2023 A proposal to amend (the "First Extension Amendment") the Amended and Restated Certificate of Incorporation (the "charter") of Bellevue Life Sciences Acquisition Corp. (the "Company") to allow the Company to extend the date by which the Company must consummate a business combination (the "First Extension") from November 14, 2023 to February 14, 2024. CORPORATE GOVERNANCE ISSUER 14638 0 Split 904 AGAINST BELLEVUE LIFE SCIENCES ACQUISITION CORP. US0791741087 11/09/2023 A proposal to give the Company's Board of Directors the authority in its discretion to amend (the "Second Extension Amendment") the Company's charter to extend the date by which the Company must consummate a business combination from February 14, 2024 to May 14, 2024. CORPORATE GOVERNANCE ISSUER 14638 0 Split 13553 FOR BELLEVUE LIFE SCIENCES ACQUISITION CORP. US0791741087 11/09/2023 A proposal to give the Company's Board of Directors the authority in its discretion to amend (the "Second Extension Amendment") the Company's charter to extend the date by which the Company must consummate a business combination from February 14, 2024 to May 14, 2024. CORPORATE GOVERNANCE ISSUER 14638 0 Split 1085 AGAINST BELLEVUE LIFE SCIENCES ACQUISITION CORP. US0791741087 11/09/2023 A proposal to amend (the "Trust Amendment") the Investment Management Trust Agreement, dated February 7, 2023, by and between the Company and Continental Stock Transfer & Trust Company (the "Trustee"), to allow the Company to extend the date on which the Trustee must liquidate the trust account established by the Company in connection with the IPO if the Company has not completed its initial business combination from November 14, 2023 to May 14, 2024. INVESTMENT COMPANY MATTERS ISSUER 14638 0 Split 13734 FOR BELLEVUE LIFE SCIENCES ACQUISITION CORP. US0791741087 11/09/2023 A proposal to amend (the "Trust Amendment") the Investment Management Trust Agreement, dated February 7, 2023, by and between the Company and Continental Stock Transfer & Trust Company (the "Trustee"), to allow the Company to extend the date on which the Trustee must liquidate the trust account established by the Company in connection with the IPO if the Company has not completed its initial business combination from November 14, 2023 to May 14, 2024. INVESTMENT COMPANY MATTERS ISSUER 14638 0 Split 904 AGAINST BELLEVUE LIFE SCIENCES ACQUISITION CORP. US0791741087 11/09/2023 A proposal to approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the First Extension Amendment Proposal or the Trust Amendment Proposal or if the Company determines that additional time is necessary to effectuate the First Extension. CORPORATE GOVERNANCE ISSUER 14638 0 Split 13734 FOR BELLEVUE LIFE SCIENCES ACQUISITION CORP. US0791741087 11/09/2023 A proposal to approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the First Extension Amendment Proposal or the Trust Amendment Proposal or if the Company determines that additional time is necessary to effectuate the First Extension. CORPORATE GOVERNANCE ISSUER 14638 0 Split 904 AGAINST DISTOKEN ACQUISITION CORPORATION KYG277401108 11/10/2023 Extension Amendment Proposal - To approve, as a special resolution, an amendment to Company's Amended and Restated Memorandum and Articles of Association to give Company's board the right to extend the date by which Company has to consummate a merger, share exchange, asset acquisition, share purchase, recapitalization, reorganization or similar business combination involving Company, with one or more businesses from 11/17/23 on a monthly basis up to (12) times until 11/18/24. CORPORATE GOVERNANCE ISSUER 5419 0 Split 5054 FOR DISTOKEN ACQUISITION CORPORATION KYG277401108 11/10/2023 Extension Amendment Proposal - To approve, as a special resolution, an amendment to Company's Amended and Restated Memorandum and Articles of Association to give Company's board the right to extend the date by which Company has to consummate a merger, share exchange, asset acquisition, share purchase, recapitalization, reorganization or similar business combination involving Company, with one or more businesses from 11/17/23 on a monthly basis up to (12) times until 11/18/24. CORPORATE GOVERNANCE ISSUER 5419 0 Split 238 AGAINST DISTOKEN ACQUISITION CORPORATION KYG277401108 11/10/2023 Extension Amendment Proposal - To approve, as a special resolution, an amendment to Company's Amended and Restated Memorandum and Articles of Association to give Company's board the right to extend the date by which Company has to consummate a merger, share exchange, asset acquisition, share purchase, recapitalization, reorganization or similar business combination involving Company, with one or more businesses from 11/17/23 on a monthly basis up to (12) times until 11/18/24. CORPORATE GOVERNANCE ISSUER 5419 0 Split 127 NONE DISTOKEN ACQUISITION CORPORATION KYG277401108 11/10/2023 Adjournment Proposal - To approve, as an ordinary resolution, the adjournment of the meeting to a later date or dates or indefinitely, if necessary, (i) to permit further solicitation & vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, approval of any of foregoing proposals or (ii) if the Board determines before the meeting that it is not necessary or no longer desirable to proceed with the proposals. CORPORATE GOVERNANCE ISSUER 5419 0 Split 5054 FOR DISTOKEN ACQUISITION CORPORATION KYG277401108 11/10/2023 Adjournment Proposal - To approve, as an ordinary resolution, the adjournment of the meeting to a later date or dates or indefinitely, if necessary, (i) to permit further solicitation & vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, approval of any of foregoing proposals or (ii) if the Board determines before the meeting that it is not necessary or no longer desirable to proceed with the proposals. CORPORATE GOVERNANCE ISSUER 5419 0 Split 238 AGAINST DISTOKEN ACQUISITION CORPORATION KYG277401108 11/10/2023 Adjournment Proposal - To approve, as an ordinary resolution, the adjournment of the meeting to a later date or dates or indefinitely, if necessary, (i) to permit further solicitation & vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, approval of any of foregoing proposals or (ii) if the Board determines before the meeting that it is not necessary or no longer desirable to proceed with the proposals. CORPORATE GOVERNANCE ISSUER 5419 0 Split 127 NONE HNR ACQUISITION CORP US40472A1025 11/13/2023 The Purchase Proposal: To approve and adopt the Amended and Restated Membership Interest Purchase Agreement, dated August 28, 2023, attached to the Proxy Statement as Annex A (the "MIPA"), and the transactions contemplated by the MIPA (the "Purchase Proposal"). CORPORATE GOVERNANCE ISSUER 44874 0 Split 36683 FOR HNR ACQUISITION CORP US40472A1025 11/13/2023 The Purchase Proposal: To approve and adopt the Amended and Restated Membership Interest Purchase Agreement, dated August 28, 2023, attached to the Proxy Statement as Annex A (the "MIPA"), and the transactions contemplated by the MIPA (the "Purchase Proposal"). CORPORATE GOVERNANCE ISSUER 44874 0 Split 8191 AGAINST HNR ACQUISITION CORP US40472A1025 11/13/2023 The Incentive Plan Proposal: To approve and adopt Incentive Plan attached to the Proxy Statement as Annex B (the "Incentive Plan Proposal"). CORPORATE GOVERNANCE ISSUER 44874 0 Split 43468 FOR HNR ACQUISITION CORP US40472A1025 11/13/2023 The Incentive Plan Proposal: To approve and adopt Incentive Plan attached to the Proxy Statement as Annex B (the "Incentive Plan Proposal"). CORPORATE GOVERNANCE ISSUER 44874 0 Split 1406 AGAINST HNR ACQUISITION CORP US40472A1025 11/13/2023 The NYSE American Proposal: To approve, for purposes of complying with NYSE American Rule 713(a), the potential and likely issuance of more than 19.99% of the Company's shares of Class A Common Stock including securities convertible into Class A Common Stock pursuant to the Purchase transactions and issuances which may be made pursuant to a potential Preferred Stock PIPE Investment (the "NYSE American Proposal"). CAPITAL STRUCTURE ISSUER 44874 0 Split 36683 FOR HNR ACQUISITION CORP US40472A1025 11/13/2023 The NYSE American Proposal: To approve, for purposes of complying with NYSE American Rule 713(a), the potential and likely issuance of more than 19.99% of the Company's shares of Class A Common Stock including securities convertible into Class A Common Stock pursuant to the Purchase transactions and issuances which may be made pursuant to a potential Preferred Stock PIPE Investment (the "NYSE American Proposal"). CAPITAL STRUCTURE ISSUER 44874 0 Split 8191 AGAINST HNR ACQUISITION CORP US40472A1025 11/13/2023 The Charter Proposal: To consider and vote upon a proposal to approve and adopt, assuming the Purchase Proposal and the NYSE American Proposal are approved and adopted, the second amended and restated certificate of incorporation (the "Proposed Second A&R Charter"), a copy of the form of which is attached to the accompanying proxy statement as Annex I (the "Charter Proposal") which, if approved, would take effect upon Closing. CORPORATE GOVERNANCE ISSUER 44874 0 Split 36683 FOR HNR ACQUISITION CORP US40472A1025 11/13/2023 The Charter Proposal: To consider and vote upon a proposal to approve and adopt, assuming the Purchase Proposal and the NYSE American Proposal are approved and adopted, the second amended and restated certificate of incorporation (the "Proposed Second A&R Charter"), a copy of the form of which is attached to the accompanying proxy statement as Annex I (the "Charter Proposal") which, if approved, would take effect upon Closing. CORPORATE GOVERNANCE ISSUER 44874 0 Split 8191 AGAINST HNR ACQUISITION CORP US40472A1025 11/13/2023 The Adjournment Proposal: To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the condition precedent proposals (the "Adjournment Proposal"). CORPORATE GOVERNANCE ISSUER 44874 0 Split 36683 FOR HNR ACQUISITION CORP US40472A1025 11/13/2023 The Adjournment Proposal: To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the condition precedent proposals (the "Adjournment Proposal"). CORPORATE GOVERNANCE ISSUER 44874 0 Split 8191 AGAINST NAOS SMALL CAP OPPORTUNITIES COMPANY LTD AU000000NSC4 11/14/2023 TO ADOPT THE REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE NAOS SMALL CAP OPPORTUNITIES COMPANY LTD AU000000NSC4 11/14/2023 RE-ELECTION OF DIRECTOR - MR WARWICK EVANS DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE NAOS SMALL CAP OPPORTUNITIES COMPANY LTD AU000000NSC4 11/14/2023 RE-ELECTION OF DIRECTOR - MR DAVID RICKARDS OAM DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE NAOS SMALL CAP OPPORTUNITIES COMPANY LTD AU000000NSC4 11/14/2023 APPROVAL OF ADDITIONAL 10% PLACEMENT FACILITY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE HNR ACQUISITION CORP US40472A1025 11/14/2023 The Extension Amendment Proposal: To amend HNRA's amended and restated certificate of incorporation (the "Certificate of Incorporation"), in the form set forth in Annex A to the accompanying proxy statement, which we refer to as the "Extension Amendment" and such proposal the "Extension Amendment Proposal", to extend the date by which HNRA must consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses. CORPORATE GOVERNANCE ISSUER 44874 0 Split 39011 FOR HNR ACQUISITION CORP US40472A1025 11/14/2023 The Extension Amendment Proposal: To amend HNRA's amended and restated certificate of incorporation (the "Certificate of Incorporation"), in the form set forth in Annex A to the accompanying proxy statement, which we refer to as the "Extension Amendment" and such proposal the "Extension Amendment Proposal", to extend the date by which HNRA must consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses. CORPORATE GOVERNANCE ISSUER 44874 0 Split 5863 AGAINST HNR ACQUISITION CORP US40472A1025 11/14/2023 The Adjournment Proposal: To adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, at the time of the Special Meeting, there are not sufficient votes to approve the Extension Amendment Proposal or if HNRA determines that additional time is necessary to effectuate the Extension Amendment (the "Adjournment Proposal"). CORPORATE GOVERNANCE ISSUER 44874 0 Split 39011 FOR HNR ACQUISITION CORP US40472A1025 11/14/2023 The Adjournment Proposal: To adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, at the time of the Special Meeting, there are not sufficient votes to approve the Extension Amendment Proposal or if HNRA determines that additional time is necessary to effectuate the Extension Amendment (the "Adjournment Proposal"). CORPORATE GOVERNANCE ISSUER 44874 0 Split 5863 AGAINST EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT THE REPORT OF THE DIRECTORS AND THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 MAY 2023 BE RECEIVED CORPORATE GOVERNANCE ISSUER 664550 0 FOR 664550 FOR EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT THE DIRECTORS' REMUNERATION POLICY BE APPROVED CORPORATE GOVERNANCE ISSUER 664550 0 AGAINST 664550 AGAINST EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 MAY 2023 BE APPROVED CORPORATE GOVERNANCE ISSUER 664550 0 FOR 664550 FOR EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT A FINAL DIVIDEND OF 3.5P PER ORDINARY SHARE BE PAID IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MAY 2023 CAPITAL STRUCTURE ISSUER 664550 0 FOR 664550 FOR EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT MATTHEW DOBBS BE RE-ELECTED AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 664550 0 AGAINST 664550 AGAINST EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT JEROEN HUYSINGA BE RE-ELECTED AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 664550 0 AGAINST 664550 AGAINST EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT SHARON BROWN BE RE-ELECTED AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 664550 0 AGAINST 664550 AGAINST EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT THE RT HON LORD LAMONT OFLERWICK BE RE-ELECTED AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 664550 0 AGAINST 664550 AGAINST EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT MANISHA SHUKLA BE ELECTED AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 664550 0 AGAINST 664550 AGAINST EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT PRICEWATERHOUSECOOPERS LLP BE RE-APPOINTED AS AUDITORS OF THE COMPANY AUDIT-RELATED ISSUER 664550 0 FOR 664550 FOR EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT THE DIRECTORS BE AUTHORISED TO AGREE THE REMUNERATION OF THE AUDITORS AUDIT-RELATED ISSUER 664550 0 FOR 664550 FOR EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT THE COMPANY CONTINUE IN BEING AS AN INVESTMENT TRUST INVESTMENT COMPANY MATTERS ISSUER 664550 0 AGAINST 664550 AGAINST EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT THE DIRECTORS BE AUTHORISED TO ALLOT SHARES IN THE CAPITAL OF THE COMPANY UP TO A MAXIMUM AGGREGATE NOMINAL AMOUNT OF 320,000 GBP CORPORATE GOVERNANCE ISSUER 664550 0 FOR 664550 FOR EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT THE DIRECTORS BE GRANTED POWER TO ALLOT EQUITY SECURITIES FOR CASH EITHER PURSUANT TO RESOLUTION 13 OR BY WAY OF A SALE OF TREASURY SHARES CORPORATE GOVERNANCE ISSUER 664550 0 FOR 664550 FOR EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT THE COMPANY BE AUTHORISED IN ACCORDANCE WITH SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE ONE OR MORE MARKET PURCHASES OF ORDINARY SHARES CORPORATE GOVERNANCE ISSUER 664550 0 FOR 664550 FOR EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT A GENERAL MEETING OTHER THAN THE ANNUAL GENERAL MEETING MAY BECALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE CORPORATE GOVERNANCE ISSUER 664550 0 FOR 664550 FOR EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT THE REPORT OF THE DIRECTORS AND THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 MAY 2023 BE RECEIVED CORPORATE GOVERNANCE ISSUER 664443 0 FOR 664443 FOR EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT THE DIRECTORS' REMUNERATION POLICY BE APPROVED CORPORATE GOVERNANCE ISSUER 664443 0 AGAINST 664443 AGAINST EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 MAY 2023 BE APPROVED CORPORATE GOVERNANCE ISSUER 664443 0 FOR 664443 FOR EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT A FINAL DIVIDEND OF 3.5P PER ORDINARY SHARE BE PAID IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MAY 2023 CAPITAL STRUCTURE ISSUER 664443 0 FOR 664443 FOR EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT MATTHEW DOBBS BE RE-ELECTED AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 664443 0 AGAINST 664443 AGAINST EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT JEROEN HUYSINGA BE RE-ELECTED AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 664443 0 AGAINST 664443 AGAINST EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT SHARON BROWN BE RE-ELECTED AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 664443 0 AGAINST 664443 AGAINST EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT THE RT HON LORD LAMONT OFLERWICK BE RE-ELECTED AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 664443 0 AGAINST 664443 AGAINST EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT MANISHA SHUKLA BE ELECTED AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 664443 0 AGAINST 664443 AGAINST EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT PRICEWATERHOUSECOOPERS LLP BE RE-APPOINTED AS AUDITORS OF THE COMPANY AUDIT-RELATED ISSUER 664443 0 FOR 664443 FOR EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT THE DIRECTORS BE AUTHORISED TO AGREE THE REMUNERATION OF THE AUDITORS CORPORATE GOVERNANCE ISSUER 664443 0 FOR 664443 FOR EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT THE COMPANY CONTINUE IN BEING AS AN INVESTMENT TRUST INVESTMENT COMPANY MATTERS ISSUER 664443 0 AGAINST 664443 AGAINST EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT THE DIRECTORS BE AUTHORISED TO ALLOT SHARES IN THE CAPITAL OF THE COMPANY UP TO A MAXIMUM AGGREGATE NOMINAL AMOUNT OF 320,000 GBP CORPORATE GOVERNANCE ISSUER 664443 0 FOR 664443 FOR EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT THE DIRECTORS BE GRANTED POWER TO ALLOT EQUITY SECURITIES FOR CASH EITHER PURSUANT TO RESOLUTION 13 OR BY WAY OF A SALE OF TREASURY SHARES CORPORATE GOVERNANCE ISSUER 664443 0 FOR 664443 FOR EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT THE COMPANY BE AUTHORISED IN ACCORDANCE WITH SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE ONE OR MORE MARKET PURCHASES OF ORDINARY SHARES CORPORATE GOVERNANCE ISSUER 664443 0 FOR 664443 FOR EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 11/15/2023 THAT A GENERAL MEETING OTHER THAN THE ANNUAL GENERAL MEETING MAY BECALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE CORPORATE GOVERNANCE ISSUER 664443 0 FOR 664443 FOR WCM GLOBAL GROWTH LTD AU0000017071 11/15/2023 ADOPTION OF REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE WCM GLOBAL GROWTH LTD AU0000017071 11/15/2023 RE-ELECTION OF NON-EXECUTIVE DIRECTOR - MS VALENTINA STOJANOVSKA CAL DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE WCM GLOBAL GROWTH LTD AU0000017071 11/15/2023 RE- ELECTION OF NON-EXECUTIVE DIRECTOR - MR PAUL RICKARD DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE WCM GLOBAL GROWTH LTD AU0000017071 11/15/2023 RENEWAL OF PROPORTIONAL TAKEOVER PROVISION CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE WCM GLOBAL GROWTH LTD AU0000017071 11/15/2023 AMENDMENT TO THE CONSTITUTION CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE SCULPTOR CAPITAL MANAGEMENT, INC. US8112461079 11/16/2023 To adopt Agreement and Plan of Merger, dated as of 07/23/23 (amended on 10/12/23 by Amendment No. 1 to Agreement and Plan of Merger, and as it may be amended from time to time, the "Merger Agreement"), by and among Sculptor Capital Management, Inc., Sculptor Capital LP, ("Capital LP"), Sculptor Capital Advisors LP, ("Advisors LP"), Sculptor Capital Advisors II LP, ("Advisors II LP"), Rithm Capital Corp., Calder Sub, Inc., ("Merger Sub Inc."), Calder Sub I, LP, ("Merger Sub I"), Calder Sub II, LP, ("Merger Sub II") and Calder Sub III, LP, ("Merger sub III"). EXTRAORDINARY TRANSACTIONS ISSUER 708589 0 Split 591977 FOR SCULPTOR CAPITAL MANAGEMENT, INC. US8112461079 11/16/2023 To adopt Agreement and Plan of Merger, dated as of 07/23/23 (amended on 10/12/23 by Amendment No. 1 to Agreement and Plan of Merger, and as it may be amended from time to time, the "Merger Agreement"), by and among Sculptor Capital Management, Inc., Sculptor Capital LP, ("Capital LP"), Sculptor Capital Advisors LP, ("Advisors LP"), Sculptor Capital Advisors II LP, ("Advisors II LP"), Rithm Capital Corp., Calder Sub, Inc., ("Merger Sub Inc."), Calder Sub I, LP, ("Merger Sub I"), Calder Sub II, LP, ("Merger Sub II") and Calder Sub III, LP, ("Merger sub III"). EXTRAORDINARY TRANSACTIONS ISSUER 708589 0 Split 114770 AGAINST SCULPTOR CAPITAL MANAGEMENT, INC. US8112461079 11/16/2023 To adopt Agreement and Plan of Merger, dated as of 07/23/23 (amended on 10/12/23 by Amendment No. 1 to Agreement and Plan of Merger, and as it may be amended from time to time, the "Merger Agreement"), by and among Sculptor Capital Management, Inc., Sculptor Capital LP, ("Capital LP"), Sculptor Capital Advisors LP, ("Advisors LP"), Sculptor Capital Advisors II LP, ("Advisors II LP"), Rithm Capital Corp., Calder Sub, Inc., ("Merger Sub Inc."), Calder Sub I, LP, ("Merger Sub I"), Calder Sub II, LP, ("Merger Sub II") and Calder Sub III, LP, ("Merger sub III"). EXTRAORDINARY TRANSACTIONS ISSUER 708589 0 Split 1842 NONE SCULPTOR CAPITAL MANAGEMENT, INC. US8112461079 11/16/2023 To approve, by non-binding, advisory vote, certain compensation that will or may become payable by the Company to its named executive officers in connection with the Mergers (the "Non-Binding Compensation Proposal"). SECTION 14A SAY-ON-PAY VOTES ISSUER 708589 0 Split 597015 FOR SCULPTOR CAPITAL MANAGEMENT, INC. US8112461079 11/16/2023 To approve, by non-binding, advisory vote, certain compensation that will or may become payable by the Company to its named executive officers in connection with the Mergers (the "Non-Binding Compensation Proposal"). SECTION 14A SAY-ON-PAY VOTES ISSUER 708589 0 Split 108853 AGAINST SCULPTOR CAPITAL MANAGEMENT, INC. US8112461079 11/16/2023 To approve, by non-binding, advisory vote, certain compensation that will or may become payable by the Company to its named executive officers in connection with the Mergers (the "Non-Binding Compensation Proposal"). SECTION 14A SAY-ON-PAY VOTES ISSUER 708589 0 Split 2721 NONE SCULPTOR CAPITAL MANAGEMENT, INC. US8112461079 11/16/2023 To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Special Meeting (the "Adjournment Proposal"). CORPORATE GOVERNANCE ISSUER 708589 0 Split 565234 FOR SCULPTOR CAPITAL MANAGEMENT, INC. US8112461079 11/16/2023 To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Special Meeting (the "Adjournment Proposal"). CORPORATE GOVERNANCE ISSUER 708589 0 Split 140690 AGAINST SCULPTOR CAPITAL MANAGEMENT, INC. US8112461079 11/16/2023 To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Special Meeting (the "Adjournment Proposal"). CORPORATE GOVERNANCE ISSUER 708589 0 Split 2664 NONE JAPAN SMALLER CAPITALIZATION FUND, INC. US47109U1043 11/20/2023 Election of Director to serve for a term of one year: Rodney A. Buck DIRECTOR ELECTIONS ISSUER 7794 0 Split 5686 FOR JAPAN SMALLER CAPITALIZATION FUND, INC. US47109U1043 11/20/2023 Election of Director to serve for a term of one year: Rodney A. Buck DIRECTOR ELECTIONS ISSUER 7794 0 Split 2078 AGAINST JAPAN SMALLER CAPITALIZATION FUND, INC. US47109U1043 11/20/2023 Election of Director to serve for a term of one year: Rodney A. Buck DIRECTOR ELECTIONS ISSUER 7794 0 Split 30 NONE JAPAN SMALLER CAPITALIZATION FUND, INC. US47109U1043 11/20/2023 Election of Director to serve for a term of one year: David B. Chemidlin DIRECTOR ELECTIONS ISSUER 7794 0 Split 5681 FOR JAPAN SMALLER CAPITALIZATION FUND, INC. US47109U1043 11/20/2023 Election of Director to serve for a term of one year: David B. Chemidlin DIRECTOR ELECTIONS ISSUER 7794 0 Split 2088 AGAINST JAPAN SMALLER CAPITALIZATION FUND, INC. US47109U1043 11/20/2023 Election of Director to serve for a term of one year: David B. Chemidlin DIRECTOR ELECTIONS ISSUER 7794 0 Split 25 NONE JAPAN SMALLER CAPITALIZATION FUND, INC. US47109U1043 11/20/2023 Election of Director to serve for a term of one year: Marcia L. MacHarg DIRECTOR ELECTIONS ISSUER 7794 0 Split 5692 FOR JAPAN SMALLER CAPITALIZATION FUND, INC. US47109U1043 11/20/2023 Election of Director to serve for a term of one year: Marcia L. MacHarg DIRECTOR ELECTIONS ISSUER 7794 0 Split 2073 AGAINST JAPAN SMALLER CAPITALIZATION FUND, INC. US47109U1043 11/20/2023 Election of Director to serve for a term of one year: Marcia L. MacHarg DIRECTOR ELECTIONS ISSUER 7794 0 Split 29 NONE JAPAN SMALLER CAPITALIZATION FUND, INC. US47109U1043 11/20/2023 Election of Director to serve for a term of one year: Yuichi Nomoto DIRECTOR ELECTIONS ISSUER 7794 0 Split 5694 FOR JAPAN SMALLER CAPITALIZATION FUND, INC. US47109U1043 11/20/2023 Election of Director to serve for a term of one year: Yuichi Nomoto DIRECTOR ELECTIONS ISSUER 7794 0 Split 2075 AGAINST JAPAN SMALLER CAPITALIZATION FUND, INC. US47109U1043 11/20/2023 Election of Director to serve for a term of one year: Yuichi Nomoto DIRECTOR ELECTIONS ISSUER 7794 0 Split 24 NONE JAPAN SMALLER CAPITALIZATION FUND, INC. US47109U1043 11/20/2023 Election of Director to serve for a term of one year: Paige P. Ouimet DIRECTOR ELECTIONS ISSUER 7794 0 Split 7249 FOR JAPAN SMALLER CAPITALIZATION FUND, INC. US47109U1043 11/20/2023 Election of Director to serve for a term of one year: Paige P. Ouimet DIRECTOR ELECTIONS ISSUER 7794 0 Split 522 AGAINST JAPAN SMALLER CAPITALIZATION FUND, INC. US47109U1043 11/20/2023 Election of Director to serve for a term of one year: Paige P. Ouimet DIRECTOR ELECTIONS ISSUER 7794 0 Split 23 NONE JAPAN SMALLER CAPITALIZATION FUND, INC. US47109U1043 11/20/2023 Shareholder Proposal: To consider and vote upon a shareholder proposal to reduce the ownership threshold required for shareholders to call a special meeting to 10%. SHAREHOLDER RIGHTS AND DEFENSES SECURITY HOLDER 7794 0 Split 4473 FOR JAPAN SMALLER CAPITALIZATION FUND, INC. US47109U1043 11/20/2023 Shareholder Proposal: To consider and vote upon a shareholder proposal to reduce the ownership threshold required for shareholders to call a special meeting to 10%. SHAREHOLDER RIGHTS AND DEFENSES SECURITY HOLDER 7794 0 Split 3309 AGAINST JAPAN SMALLER CAPITALIZATION FUND, INC. US47109U1043 11/20/2023 Shareholder Proposal: To consider and vote upon a shareholder proposal to reduce the ownership threshold required for shareholders to call a special meeting to 10%. SHAREHOLDER RIGHTS AND DEFENSES SECURITY HOLDER 7794 0 Split 12 NONE ABRDN SMALLER COMPANIES INCOME TRUST PLC GB0008063728 11/20/2023 TO APPROVE THE RELATED PARTY TRANSACTION AS DEFINED IN THE CIRCULAR TO SHAREHOLDERS OF THE COMPANY DATED 17 OCTOBER 2023 CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE ABRDN SMALLER COMPANIES INCOME TRUST PLC GB0008063728 11/20/2023 THE RECLASSIFICATION OF THE SHARES AS SHARES WITH A B AND C RIGHTS AND TO APPROVE CHANGES REQUIRED TO BE MADE TO THE COMPANY ARTICLES OF ASSOCIATION IN RELATION THERETO CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE ABRDN SMALLER COMPANIES INCOME TRUST PLC GB0008063728 11/20/2023 TO APPROVE THE I SCHEME SET IN PART 4 OF THE CIRCULAR II IMPLEMENT THE SCHEME BY THE LIQUIDATORS III CHANGES TO THE COMPANY ARTICLES OF ASSOCIATION TO IMPLEMENT THE SCHEME CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE QUADRO ACQUISITION ONE CORP. KYG528071072 11/20/2023 The Extension Amendment Proposal - To, subject to and conditional upon the Trust Account having net tangible assets of at least US$5,000,001 as of the date of the special resolution, amend the Second Amended and Restated Memorandum of Association and Articles of Association of the Company, in order to give the Board of Directors the right to extend, on a monthly basis, the Termination Date (as defined therein) from November 22, 2023 to May 22, 2024 (or such earlier date as determined by the Board of Directors), with immediate effect. CORPORATE GOVERNANCE ISSUER 39461 0 Split 39199 FOR QUADRO ACQUISITION ONE CORP. KYG528071072 11/20/2023 The Extension Amendment Proposal - To, subject to and conditional upon the Trust Account having net tangible assets of at least US$5,000,001 as of the date of the special resolution, amend the Second Amended and Restated Memorandum of Association and Articles of Association of the Company, in order to give the Board of Directors the right to extend, on a monthly basis, the Termination Date (as defined therein) from November 22, 2023 to May 22, 2024 (or such earlier date as determined by the Board of Directors), with immediate effect. CORPORATE GOVERNANCE ISSUER 39461 0 Split 262 AGAINST QUADRO ACQUISITION ONE CORP. KYG528071072 11/20/2023 The Director Election Proposal: To re-elect Clifford Tompsett as a Class I director (to serve until the annual general meeting of shareholders to be held in 2026 or until a successor is elected and qualified or their earlier resignation or removal). DIRECTOR ELECTIONS ISSUER 39461 0 Split 39199 FOR QUADRO ACQUISITION ONE CORP. KYG528071072 11/20/2023 The Director Election Proposal: To re-elect Clifford Tompsett as a Class I director (to serve until the annual general meeting of shareholders to be held in 2026 or until a successor is elected and qualified or their earlier resignation or removal). DIRECTOR ELECTIONS ISSUER 39461 0 Split 262 AGAINST QUADRO ACQUISITION ONE CORP. KYG528071072 11/20/2023 The Auditor Ratification Proposal - To ratify the selection by the Audit Committee of WithumSmith+Brown, PC to serve as the Company's independent registered public accounting firm for the year ending December 31, 2023. AUDIT-RELATED ISSUER 39461 0 Split 39461 FOR QUADRO ACQUISITION ONE CORP. KYG528071072 11/20/2023 The Adjournment Proposal - To instruct the chairman of the extraordinary general meeting to adjourn the extraordinary general meeting of the Company's shareholders to a later date or dates, if necessary. CORPORATE GOVERNANCE ISSUER 39461 0 Split 39199 FOR QUADRO ACQUISITION ONE CORP. KYG528071072 11/20/2023 The Adjournment Proposal - To instruct the chairman of the extraordinary general meeting to adjourn the extraordinary general meeting of the Company's shareholders to a later date or dates, if necessary. CORPORATE GOVERNANCE ISSUER 39461 0 Split 262 AGAINST CLEAN EARTH ACQUISITIONS CORP. US1844931048 11/24/2023 The Extension Amendment Proposal - a proposal to amend the Existing Charter in the form set forth in Annex A to the Proxy Statement. The Extension Amendment proposes to extend the date by which the Company must consummate a Business Combination, from November 28, 2023 to May 28, 2024. CORPORATE GOVERNANCE ISSUER 99174 0 Split 99174 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 11/24/2023 The Adjournment Proposal - a proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal. The Adjournment Proposal will only be presented at the Special Meeting if there are not sufficient votes to approve the Extension Amendment Proposal. CORPORATE GOVERNANCE ISSUER 99174 0 Split 98912 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 11/24/2023 The Adjournment Proposal - a proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal. The Adjournment Proposal will only be presented at the Special Meeting if there are not sufficient votes to approve the Extension Amendment Proposal. CORPORATE GOVERNANCE ISSUER 99174 0 Split 262 AGAINST THE EUROPEAN SMALLER COMPANIES TRUST PLC GB00BMCF8689 11/27/2023 TO RECEIVE THE ANNUAL REPORT AND AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2023 CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE THE EUROPEAN SMALLER COMPANIES TRUST PLC GB00BMCF8689 11/27/2023 TO APPROVE THE COMPANYS REMUNERATION POLICY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE THE EUROPEAN SMALLER COMPANIES TRUST PLC GB00BMCF8689 11/27/2023 TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2023 CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE THE EUROPEAN SMALLER COMPANIES TRUST PLC GB00BMCF8689 11/27/2023 TO APPROVE A FINAL DIVIDEND OF 3.25P PER ORDINARY SHARE CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE THE EUROPEAN SMALLER COMPANIES TRUST PLC GB00BMCF8689 11/27/2023 TO ELECT JAMES WILLIAMS AS A DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE THE EUROPEAN SMALLER COMPANIES TRUST PLC GB00BMCF8689 11/27/2023 TO RE-ELECT CHRISTOPHER CASEY AS A DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 AGAINST THE EUROPEAN SMALLER COMPANIES TRUST PLC GB00BMCF8689 11/27/2023 TO RE-ELECT DANIEL BURGESS AS A DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE THE EUROPEAN SMALLER COMPANIES TRUST PLC GB00BMCF8689 11/27/2023 TO RE-ELECT ANN GREVELIUS AS A DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE THE EUROPEAN SMALLER COMPANIES TRUST PLC GB00BMCF8689 11/27/2023 TO RE-ELECT SIMONA HEIDEMPERGHER AS A DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE THE EUROPEAN SMALLER COMPANIES TRUST PLC GB00BMCF8689 11/27/2023 TO RE-APPOINT ERNST AND YOUNG LLP AS THE AUDITOR TO THE COMPANY AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE THE EUROPEAN SMALLER COMPANIES TRUST PLC GB00BMCF8689 11/27/2023 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE THE EUROPEAN SMALLER COMPANIES TRUST PLC GB00BMCF8689 11/27/2023 TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE THE EUROPEAN SMALLER COMPANIES TRUST PLC GB00BMCF8689 11/27/2023 TO DISAPPLY PRE-EMPTION RIGHTS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE THE EUROPEAN SMALLER COMPANIES TRUST PLC GB00BMCF8689 11/27/2023 TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE THE EUROPEAN SMALLER COMPANIES TRUST PLC GB00BMCF8689 11/27/2023 TO ALLOW GENERAL MEETINGS TO BE HELD ON 14 DAYS NOTICE CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE BEARD ENERGY TRANSITION ACQ CORP. US07402Q1013 11/29/2023 The Extension Amendment Proposal - To amend the Company's Second Amended and Restated Certificate of Incorporation to extend the date by which the Company must consummate a business combination (the "Extension") from 25 months to 36 months from the closing of the Company's initial public offering or such earlier date as determined by our board of directors (the "Board" and such amendment, the "Extension Amendment" and such proposal, the "Extension Amendment Proposal" or "Proposal No. 1"). CORPORATE GOVERNANCE ISSUER 120587 0 Split 88207 FOR BEARD ENERGY TRANSITION ACQ CORP. US07402Q1013 11/29/2023 The Extension Amendment Proposal - To amend the Company's Second Amended and Restated Certificate of Incorporation to extend the date by which the Company must consummate a business combination (the "Extension") from 25 months to 36 months from the closing of the Company's initial public offering or such earlier date as determined by our board of directors (the "Board" and such amendment, the "Extension Amendment" and such proposal, the "Extension Amendment Proposal" or "Proposal No. 1"). CORPORATE GOVERNANCE ISSUER 120587 0 Split 32380 AGAINST BEARD ENERGY TRANSITION ACQ CORP. US07402Q1013 11/29/2023 The Trust Amendment Proposal - To amend the Amended and Restated Investment Management Trust Agreement, dated May 26, 2023, by and between the Company and Continental Stock Transfer & Trust Company, to reflect the Extension (the "Trust Amendment" and, together with the Extension Amendment, the "Amendments" and such proposal, the "Trust Amendment Proposal" or "Proposal No. 2," and, together with the Extension Amendment Proposal, the "Proposals"). INVESTMENT COMPANY MATTERS ISSUER 120587 0 Split 88207 FOR BEARD ENERGY TRANSITION ACQ CORP. US07402Q1013 11/29/2023 The Trust Amendment Proposal - To amend the Amended and Restated Investment Management Trust Agreement, dated May 26, 2023, by and between the Company and Continental Stock Transfer & Trust Company, to reflect the Extension (the "Trust Amendment" and, together with the Extension Amendment, the "Amendments" and such proposal, the "Trust Amendment Proposal" or "Proposal No. 2," and, together with the Extension Amendment Proposal, the "Proposals"). INVESTMENT COMPANY MATTERS ISSUER 120587 0 Split 32380 AGAINST BEARD ENERGY TRANSITION ACQ CORP. US07402Q1013 11/29/2023 The Adjournment Proposal - To approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Proposals or if the Company determines that additional time is necessary to effectuate the Amendments (the "Adjournment Proposal" or "Proposal No. 3"). The Adjournment Proposal will only be presented at special meeting if there are not sufficient votes for, or otherwise in connection with, approval of Proposals. CORPORATE GOVERNANCE ISSUER 120587 0 Split 88207 FOR BEARD ENERGY TRANSITION ACQ CORP. US07402Q1013 11/29/2023 The Adjournment Proposal - To approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Proposals or if the Company determines that additional time is necessary to effectuate the Amendments (the "Adjournment Proposal" or "Proposal No. 3"). The Adjournment Proposal will only be presented at special meeting if there are not sufficient votes for, or otherwise in connection with, approval of Proposals. CORPORATE GOVERNANCE ISSUER 120587 0 Split 32380 AGAINST VGI PARTNERS GLOBAL INVESTMENTS LTD AU000000VG15 11/30/2023 ADOPTION OF THE 2023 REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE VGI PARTNERS GLOBAL INVESTMENTS LTD AU000000VG15 11/30/2023 RE-ELECTION OF DIRECTOR - MR. DAVID JONES AM DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE VGI PARTNERS GLOBAL INVESTMENTS LTD AU000000VG15 11/30/2023 RE-ELECTION OF DIRECTOR - MS. ADELAIDE MCDONALD DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE VGI PARTNERS GLOBAL INVESTMENTS LTD AU000000VG15 11/30/2023 APPROVAL OF ADDITIONAL CAPACITY FOR ON-MARKET BUY-BACK CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE VGI PARTNERS GLOBAL INVESTMENTS LTD AU000000VG15 11/30/2023 APPROVAL FOR THE ISSUE OF SHARES UNDER THE REINVESTMENT AGREEMENT CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE VGI PARTNERS GLOBAL INVESTMENTS LTD AU000000VG15 11/30/2023 ADOPTION OF THE 2023 REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE VGI PARTNERS GLOBAL INVESTMENTS LTD AU000000VG15 11/30/2023 RE-ELECTION OF DIRECTOR - MR. DAVID JONES AM DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE VGI PARTNERS GLOBAL INVESTMENTS LTD AU000000VG15 11/30/2023 RE-ELECTION OF DIRECTOR - MS. ADELAIDE MCDONALD DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE VGI PARTNERS GLOBAL INVESTMENTS LTD AU000000VG15 11/30/2023 APPROVAL OF ADDITIONAL CAPACITY FOR ON-MARKET BUY-BACK CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE VGI PARTNERS GLOBAL INVESTMENTS LTD AU000000VG15 11/30/2023 APPROVAL FOR THE ISSUE OF SHARES UNDER THE REINVESTMENT AGREEMENT CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE HEARTS AND MINDS INVESTMENTS LTD AU0000026569 11/30/2023 ADOPTION OF THE REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE HEARTS AND MINDS INVESTMENTS LTD AU0000026569 11/30/2023 RE-ELECTION OF DIRECTOR - MR CHRISTOPHER CUFFE DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE HEARTS AND MINDS INVESTMENTS LTD AU0000026569 11/30/2023 RE-ELECTION OF DIRECTOR - MR DAVID WRIGHT DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE HEARTS AND MINDS INVESTMENTS LTD AU0000026569 11/30/2023 RE-ELECTION OF DIRECTOR - MR GUY FOWLER DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE HEARTS AND MINDS INVESTMENTS LTD AU0000026569 11/30/2023 ADOPTION OF THE REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE HEARTS AND MINDS INVESTMENTS LTD AU0000026569 11/30/2023 RE-ELECTION OF DIRECTOR - MR CHRISTOPHER CUFFE DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE HEARTS AND MINDS INVESTMENTS LTD AU0000026569 11/30/2023 RE-ELECTION OF DIRECTOR - MR DAVID WRIGHT DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE HEARTS AND MINDS INVESTMENTS LTD AU0000026569 11/30/2023 RE-ELECTION OF DIRECTOR - MR GUY FOWLER DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE ABRDN SMALLER COMPANIES INCOME TRUST PLC GB0008063728 12/01/2023 TO APPROVE THE MEMBERS VOLUNTARY WINDING UP OF THE COMPANY AND THE APPOINTMENT OF GARETH RUTT MORRISAND ANDREW MARTIN SHERIDAN OF FRP ADVISORY TRADING LIMITED EXTRAORDINARY TRANSACTIONS ISSUER 0 0 No Vote 0 NONE CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 A proposal to approve and adopt the Business Combination Agreement, dated as of October 12, 2022, as amended on April 12, 2023 (the "Business Combination Agreement"), a copy of which is attached to the accompanying proxy statement as Annex A, to approve the transactions contemplated by the Business Combination Agreement (the "business combination"), which provides that, among other things, Alternus, as the sole beneficial and record holder of all of the "Alternus Interests" ...(due to space limits, see proxy material for full proposal). EXTRAORDINARY TRANSACTIONS ISSUER 99174 0 Split 73035 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 A proposal to approve and adopt the Business Combination Agreement, dated as of October 12, 2022, as amended on April 12, 2023 (the "Business Combination Agreement"), a copy of which is attached to the accompanying proxy statement as Annex A, to approve the transactions contemplated by the Business Combination Agreement (the "business combination"), which provides that, among other things, Alternus, as the sole beneficial and record holder of all of the "Alternus Interests" ...(due to space limits, see proxy material for full proposal). EXTRAORDINARY TRANSACTIONS ISSUER 99174 0 Split 26139 AGAINST CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 A proposal to amend and restate the Company's certificate of incorporation, dated February 23, 2022, as amended on May 26, 2023 (the "Current Charter") in the form attached to the accompanying proxy statements as Annex C (such amended and restated certificate of incorporation referred to herein as the "Proposed Charter"), (the "Charter Proposal"). CORPORATE GOVERNANCE ISSUER 99174 0 Split 73035 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 A proposal to amend and restate the Company's certificate of incorporation, dated February 23, 2022, as amended on May 26, 2023 (the "Current Charter") in the form attached to the accompanying proxy statements as Annex C (such amended and restated certificate of incorporation referred to herein as the "Proposed Charter"), (the "Charter Proposal"). CORPORATE GOVERNANCE ISSUER 99174 0 Split 26139 AGAINST CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 Proposals to approve and adopt, on a non-binding advisory basis, certain governance provisions in the Proposed Charter: Proposal to authorize the issuance of 151,000,000 shares of common stock and 1,000,000 shares of preferred stock. CAPITAL STRUCTURE ISSUER 99174 0 Split 73033 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 Proposals to approve and adopt, on a non-binding advisory basis, certain governance provisions in the Proposed Charter: Proposal to authorize the issuance of 151,000,000 shares of common stock and 1,000,000 shares of preferred stock. CAPITAL STRUCTURE ISSUER 99174 0 Split 26141 AGAINST CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 Proposals to approve and adopt, on a non-binding advisory basis, certain governance provisions in the Proposed Charter: Proposal to permit the authorized shares of any class to be increased or decreased (but not below the number of shares thereof then outstanding) by the affirmative vote of the holders of a majority of the Company's stock entitled to vote, irrespective of the provisions of Section 242(b)(2) of the DGCL. CORPORATE GOVERNANCE ISSUER 99174 0 Split 73033 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 Proposals to approve and adopt, on a non-binding advisory basis, certain governance provisions in the Proposed Charter: Proposal to permit the authorized shares of any class to be increased or decreased (but not below the number of shares thereof then outstanding) by the affirmative vote of the holders of a majority of the Company's stock entitled to vote, irrespective of the provisions of Section 242(b)(2) of the DGCL. CORPORATE GOVERNANCE ISSUER 99174 0 Split 26141 AGAINST CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 Proposals to approve and adopt, on a non-binding advisory basis, certain governance provisions in the Proposed Charter: Proposal to elect not to be governed by Section 203 of the DGCL. CORPORATE GOVERNANCE ISSUER 99174 0 Split 73033 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 Proposals to approve and adopt, on a non-binding advisory basis, certain governance provisions in the Proposed Charter: Proposal to elect not to be governed by Section 203 of the DGCL. CORPORATE GOVERNANCE ISSUER 99174 0 Split 26141 AGAINST CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 Proposals to approve and adopt, on a non-binding advisory basis, certain governance provisions in the Proposed Charter: Proposal to remove blank check provisions. CORPORATE GOVERNANCE ISSUER 99174 0 Split 73032 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 Proposals to approve and adopt, on a non-binding advisory basis, certain governance provisions in the Proposed Charter: Proposal to remove blank check provisions. CORPORATE GOVERNANCE ISSUER 99174 0 Split 26141 AGAINST CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 Proposals to approve and adopt, on a non-binding advisory basis, certain governance provisions in the Proposed Charter: Proposal to remove blank check provisions. CORPORATE GOVERNANCE ISSUER 99174 0 Split 1 NONE CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 Proposals to approve and adopt, on a non-binding advisory basis, certain governance provisions in the Proposed Charter: Proposal to limit the liability of officers to the fullest extent permitted by law. CORPORATE GOVERNANCE ISSUER 99174 0 Split 58548 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 Proposals to approve and adopt, on a non-binding advisory basis, certain governance provisions in the Proposed Charter: Proposal to limit the liability of officers to the fullest extent permitted by law. CORPORATE GOVERNANCE ISSUER 99174 0 Split 40625 AGAINST CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 Proposals to approve and adopt, on a non-binding advisory basis, certain governance provisions in the Proposed Charter: Proposal to limit the liability of officers to the fullest extent permitted by law. CORPORATE GOVERNANCE ISSUER 99174 0 Split 1 NONE CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 A proposal to approve, for purposes of complying with applicable listing rules of the Nasdaq Stock Market ("Nasdaq"), (x) the issuance of more than 20% of the Company's issued and outstanding common stock in connection with the business combination, consisting of the issuance of shares of common stock to Alternus pursuant to the terms of the Business Combination Agreement, including any Earnout Shares and shares of common stock issued pursuant to the working capital ...(due to space limits, see proxy material for full proposal). CAPITAL STRUCTURE ISSUER 99174 0 Split 73032 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 A proposal to approve, for purposes of complying with applicable listing rules of the Nasdaq Stock Market ("Nasdaq"), (x) the issuance of more than 20% of the Company's issued and outstanding common stock in connection with the business combination, consisting of the issuance of shares of common stock to Alternus pursuant to the terms of the Business Combination Agreement, including any Earnout Shares and shares of common stock issued pursuant to the working capital ...(due to space limits, see proxy material for full proposal). CAPITAL STRUCTURE ISSUER 99174 0 Split 26141 AGAINST CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 A proposal to approve, for purposes of complying with applicable listing rules of the Nasdaq Stock Market ("Nasdaq"), (x) the issuance of more than 20% of the Company's issued and outstanding common stock in connection with the business combination, consisting of the issuance of shares of common stock to Alternus pursuant to the terms of the Business Combination Agreement, including any Earnout Shares and shares of common stock issued pursuant to the working capital ...(due to space limits, see proxy material for full proposal). CAPITAL STRUCTURE ISSUER 99174 0 Split 1 NONE CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 A proposal to approve and adopt the 2023 Equity Incentive Plan (the "Incentive Plan"), a copy of which is attached to the accompanying proxy statement as Annex F (the "Incentive Plan Proposal"). CORPORATE GOVERNANCE ISSUER 99174 0 Split 52682 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 A proposal to approve and adopt the 2023 Equity Incentive Plan (the "Incentive Plan"), a copy of which is attached to the accompanying proxy statement as Annex F (the "Incentive Plan Proposal"). CORPORATE GOVERNANCE ISSUER 99174 0 Split 46492 AGAINST CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 99174 0 Split 73035 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 99174 0 Split 26139 NONE CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 99174 0 Split 73035 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 99174 0 Split 26139 NONE CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 99174 0 Split 73035 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 99174 0 Split 26139 NONE CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 99174 0 Split 73035 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 99174 0 Split 26139 NONE CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 99174 0 Split 67224 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 99174 0 Split 31950 NONE CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 99174 0 Split 73035 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 99174 0 Split 26139 NONE CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 99174 0 Split 73035 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 99174 0 Split 26139 NONE CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 A proposal to approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the Condition Precedent Proposals (as defined in the accompanying proxy statement) or we determine that one or more of the Closing conditions under the Business Combination Agreement is not satisfied or waived (the "Adjournment Proposal"). CORPORATE GOVERNANCE ISSUER 99174 0 Split 73032 FOR CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 A proposal to approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the Condition Precedent Proposals (as defined in the accompanying proxy statement) or we determine that one or more of the Closing conditions under the Business Combination Agreement is not satisfied or waived (the "Adjournment Proposal"). CORPORATE GOVERNANCE ISSUER 99174 0 Split 26141 AGAINST CLEAN EARTH ACQUISITIONS CORP. US1844931048 12/04/2023 A proposal to approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the Condition Precedent Proposals (as defined in the accompanying proxy statement) or we determine that one or more of the Closing conditions under the Business Combination Agreement is not satisfied or waived (the "Adjournment Proposal"). CORPORATE GOVERNANCE ISSUER 99174 0 Split 1 NONE INVESTCORP EUROPE ACQUISITION CORP. I KYG4923T1058 12/05/2023 The Extension Amendment Proposal - To approve, as a special resolution, the amendment of the Company's amended and restated memorandum and articles of association (as may be amended from time to time, the "Articles") as provided by the first resolution in the form set forth in Annex A to the accompanying Proxy Statement (the "Extension Amendment" and, such proposal, the "Extension Amendment Proposal") to extend the date (the "Extension") by which the Company must (1) consummate a merger, ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 55193 0 Split 53995 FOR INVESTCORP EUROPE ACQUISITION CORP. I KYG4923T1058 12/05/2023 The Extension Amendment Proposal - To approve, as a special resolution, the amendment of the Company's amended and restated memorandum and articles of association (as may be amended from time to time, the "Articles") as provided by the first resolution in the form set forth in Annex A to the accompanying Proxy Statement (the "Extension Amendment" and, such proposal, the "Extension Amendment Proposal") to extend the date (the "Extension") by which the Company must (1) consummate a merger, ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 55193 0 Split 1198 AGAINST INVESTCORP EUROPE ACQUISITION CORP. I KYG4923T1058 12/05/2023 The Adjournment Proposal - To approve, as an ordinary resolution, the adjournment of the Extraordinary General Meeting to a later date or dates or indefinitely, if necessary or convenient, either (x) to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the foregoing proposal or (y) if our board determines before the Extraordinary General Meeting that it is not necessary or no ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 55193 0 Split 53995 FOR INVESTCORP EUROPE ACQUISITION CORP. I KYG4923T1058 12/05/2023 The Adjournment Proposal - To approve, as an ordinary resolution, the adjournment of the Extraordinary General Meeting to a later date or dates or indefinitely, if necessary or convenient, either (x) to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the foregoing proposal or (y) if our board determines before the Extraordinary General Meeting that it is not necessary or no ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 55193 0 Split 1198 AGAINST RCF ACQUISITION CORP KYG7330C1024 12/05/2023 Extension Proposal - To amend the Company's Amended and Restated MOA & AOA ("Charter") pursuant to an amendment to Charter in the form set forth in Annex A of accompanying proxy statement share exchange, asset acquisition, share purchase, reorganization or similar business combination 5/15/2024 ("Current Outside Date") to 11/15/2024 provided that Company make a payment into trust account established in connection with Company's IPO for first 3 month extension (12/15/23 through 3/15/24) equal to lesser of $150,000 or $0.045 per share of Class A Ordinary Shares. CORPORATE GOVERNANCE ISSUER 9504 0 Split 8165 FOR RCF ACQUISITION CORP KYG7330C1024 12/05/2023 Extension Proposal - To amend the Company's Amended and Restated MOA & AOA ("Charter") pursuant to an amendment to Charter in the form set forth in Annex A of accompanying proxy statement share exchange, asset acquisition, share purchase, reorganization or similar business combination 5/15/2024 ("Current Outside Date") to 11/15/2024 provided that Company make a payment into trust account established in connection with Company's IPO for first 3 month extension (12/15/23 through 3/15/24) equal to lesser of $150,000 or $0.045 per share of Class A Ordinary Shares. CORPORATE GOVERNANCE ISSUER 9504 0 Split 1339 AGAINST RCF ACQUISITION CORP KYG7330C1024 12/05/2023 The Name Change Proposal - as a special resolution, to (i) change the name of the Company from RCF Acquisition Corp. to "Perception Capital Corp. IV" and (ii) amend the Company's Charter pursuant to an amendment to the Charter in the form set forth in Annex A of the accompanying proxy statement to change the name ("Name Change Amendment") of the Company from RCF Acquisition Corp. to "Perception Capital Corp. IV" (the "Name Change Proposal"). CORPORATE GOVERNANCE ISSUER 9504 0 Split 9504 FOR RCF ACQUISITION CORP KYG7330C1024 12/05/2023 The Adjournment Proposal - as an ordinary resolution, to approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary or convenient, (i) to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal or the Name Change Proposal, or (ii) if the Chairman of the Extraordinary General Meeting otherwise deems it necessary (the "Adjournment Proposal"). CORPORATE GOVERNANCE ISSUER 9504 0 Split 8165 FOR RCF ACQUISITION CORP KYG7330C1024 12/05/2023 The Adjournment Proposal - as an ordinary resolution, to approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary or convenient, (i) to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal or the Name Change Proposal, or (ii) if the Chairman of the Extraordinary General Meeting otherwise deems it necessary (the "Adjournment Proposal"). CORPORATE GOVERNANCE ISSUER 9504 0 Split 1339 AGAINST NABORS ENERGY TRANSITION CORP. US6295671084 12/08/2023 Extension Amendment Proposal - To amend and restate the Company's Second Amended and Restated Certificate of Incorporation to allow the Company's board of directors, without another stockholder vote, to elect to extend the date by which the Company has to consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination, involving the Company and one or more businesses or entities up to three times for an additional one month each time (each such month, a "Monthly Extension Period"). CORPORATE GOVERNANCE ISSUER 152733 0 Split 123610 FOR NABORS ENERGY TRANSITION CORP. US6295671084 12/08/2023 Extension Amendment Proposal - To amend and restate the Company's Second Amended and Restated Certificate of Incorporation to allow the Company's board of directors, without another stockholder vote, to elect to extend the date by which the Company has to consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination, involving the Company and one or more businesses or entities up to three times for an additional one month each time (each such month, a "Monthly Extension Period"). CORPORATE GOVERNANCE ISSUER 152733 0 Split 29123 AGAINST NABORS ENERGY TRANSITION CORP. US6295671084 12/08/2023 Trust Amendment Proposal - To amend and restate the Amended and Restated Investment Management Trust Agreement, dated as of May 12, 2023, by and between the Company and Continental Stock Transfer & Trust Company, as trustee, to reflect the Monthly Extension Option (the "Trust Amendment Proposal"). A copy of the form of the proposed Second Amended and Restated Investment Management Trust Agreement is set forth in Annex B to the accompanying proxy statement. INVESTMENT COMPANY MATTERS ISSUER 152733 0 Split 123610 FOR NABORS ENERGY TRANSITION CORP. US6295671084 12/08/2023 Trust Amendment Proposal - To amend and restate the Amended and Restated Investment Management Trust Agreement, dated as of May 12, 2023, by and between the Company and Continental Stock Transfer & Trust Company, as trustee, to reflect the Monthly Extension Option (the "Trust Amendment Proposal"). A copy of the form of the proposed Second Amended and Restated Investment Management Trust Agreement is set forth in Annex B to the accompanying proxy statement. INVESTMENT COMPANY MATTERS ISSUER 152733 0 Split 29123 AGAINST NABORS ENERGY TRANSITION CORP. US6295671084 12/08/2023 Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of Class A common stock, par value $0.0001 per share, shares of Class B common stock, par value $0.0001 per share, and shares of Class F common stock, par value $0.0001 per share, in the capital of the Company represented (either virtually or by proxy). CORPORATE GOVERNANCE ISSUER 152733 0 Split 123610 FOR NABORS ENERGY TRANSITION CORP. US6295671084 12/08/2023 Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of Class A common stock, par value $0.0001 per share, shares of Class B common stock, par value $0.0001 per share, and shares of Class F common stock, par value $0.0001 per share, in the capital of the Company represented (either virtually or by proxy). CORPORATE GOVERNANCE ISSUER 152733 0 Split 29123 AGAINST INTEGRATED WELLNESS ACQUISITION CORP KYG4828B1005 12/11/2023 The Extension Amendment Proposal - "RESOLVED, as a special resolution, that subject to & conditional upon Trust Account having net tangible assets of at least US$5,000,001 as at date of this special resolution and the approval of Liquidation Amendment Proposal, with effect from the date that directors of Company determine in their sole discretion, the date by which Company would be required to consummate a business combination be extended to 12/13/24 & each amendment to amended and restated memorandum and articles of association of the Company. EXTRAORDINARY TRANSACTIONS ISSUER 58193 0 Split 49842 FOR INTEGRATED WELLNESS ACQUISITION CORP KYG4828B1005 12/11/2023 The Extension Amendment Proposal - "RESOLVED, as a special resolution, that subject to & conditional upon Trust Account having net tangible assets of at least US$5,000,001 as at date of this special resolution and the approval of Liquidation Amendment Proposal, with effect from the date that directors of Company determine in their sole discretion, the date by which Company would be required to consummate a business combination be extended to 12/13/24 & each amendment to amended and restated memorandum and articles of association of the Company. EXTRAORDINARY TRANSACTIONS ISSUER 58193 0 Split 8351 AGAINST INTEGRATED WELLNESS ACQUISITION CORP KYG4828B1005 12/11/2023 The Liquidation Amendment Proposal - "RESOLVED, as a special resolution, that subject to and conditional upon Trust Account having net tangible assets of at least US$5,000,001 as at date of this special resolution and approval of Extension Amendment Proposal, with effect from date that directors of Company determine in their sole discretion, the Board of Company, in its sole discretion, is authorized to elect to wind up operations of Company on a date on or prior to 12/13/24 & each amendment to the amended & restated memorandum & AOA of the company. EXTRAORDINARY TRANSACTIONS ISSUER 58193 0 Split 58193 FOR INTEGRATED WELLNESS ACQUISITION CORP KYG4828B1005 12/11/2023 The Auditor Ratification Proposal - "RESOLVED, as an ordinary resolution, that the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023 be and is hereby confirmed, ratified and approved in all respects." AUDIT-RELATED ISSUER 58193 0 Split 58193 FOR INTEGRATED WELLNESS ACQUISITION CORP KYG4828B1005 12/11/2023 The Adjournment Proposal - In a Temporary Adjournment Scenario: "RESOLVED, as an ordinary resolution, that the adjournment of the general meeting to a later date or dates to be determined by the chairman of the general meeting to permit further solicitation of proxies be confirmed, adopted, approved and ratified in all respects." In an Indefinite Adjournment Scenario: "RESOLVED, as an ordinary resolution, that the adjournment of the Meeting sine die be confirmed, adopted, approved and ratified in all respects." CORPORATE GOVERNANCE ISSUER 58193 0 Split 49842 FOR INTEGRATED WELLNESS ACQUISITION CORP KYG4828B1005 12/11/2023 The Adjournment Proposal - In a Temporary Adjournment Scenario: "RESOLVED, as an ordinary resolution, that the adjournment of the general meeting to a later date or dates to be determined by the chairman of the general meeting to permit further solicitation of proxies be confirmed, adopted, approved and ratified in all respects." In an Indefinite Adjournment Scenario: "RESOLVED, as an ordinary resolution, that the adjournment of the Meeting sine die be confirmed, adopted, approved and ratified in all respects." CORPORATE GOVERNANCE ISSUER 58193 0 Split 8351 AGAINST NUVEEN PENNSYLVANIA QLTY MUNI INC FD INC US6709721087 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 3583 0 Split 2618 FOR NUVEEN PENNSYLVANIA QLTY MUNI INC FD INC US6709721087 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 3583 0 Split 965 NONE NUVEEN PENNSYLVANIA QLTY MUNI INC FD INC US6709721087 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 3583 0 Split 2616 FOR NUVEEN PENNSYLVANIA QLTY MUNI INC FD INC US6709721087 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 3583 0 Split 967 NONE NUVEEN PENNSYLVANIA QLTY MUNI INC FD INC US6709721087 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 3583 0 Split 2609 FOR NUVEEN PENNSYLVANIA QLTY MUNI INC FD INC US6709721087 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 3583 0 Split 974 NONE NUVEEN PENNSYLVANIA QLTY MUNI INC FD INC US6709721087 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 3583 0 Split 2618 FOR NUVEEN PENNSYLVANIA QLTY MUNI INC FD INC US6709721087 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 3583 0 Split 965 NONE NUVEEN NJ DIVIDEND ADV MUNI FUND US67069Y1029 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 12711 0 Split 8327 FOR NUVEEN NJ DIVIDEND ADV MUNI FUND US67069Y1029 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 12711 0 Split 4384 NONE NUVEEN NJ DIVIDEND ADV MUNI FUND US67069Y1029 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 12711 0 Split 8289 FOR NUVEEN NJ DIVIDEND ADV MUNI FUND US67069Y1029 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 12711 0 Split 4422 NONE NUVEEN NJ DIVIDEND ADV MUNI FUND US67069Y1029 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 12711 0 Split 8307 FOR NUVEEN NJ DIVIDEND ADV MUNI FUND US67069Y1029 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 12711 0 Split 4404 NONE NUVEEN NJ DIVIDEND ADV MUNI FUND US67069Y1029 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 12711 0 Split 8320 FOR NUVEEN NJ DIVIDEND ADV MUNI FUND US67069Y1029 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 12711 0 Split 4391 NONE NUVEEN CALIFORNIA QUALITY MUNI INC FD US67066Y1055 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 33042 0 Split 23594 FOR NUVEEN CALIFORNIA QUALITY MUNI INC FD US67066Y1055 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 33042 0 Split 9448 NONE NUVEEN CALIFORNIA QUALITY MUNI INC FD US67066Y1055 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 33042 0 Split 23618 FOR NUVEEN CALIFORNIA QUALITY MUNI INC FD US67066Y1055 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 33042 0 Split 9424 NONE NUVEEN CALIFORNIA QUALITY MUNI INC FD US67066Y1055 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 33042 0 Split 23542 FOR NUVEEN CALIFORNIA QUALITY MUNI INC FD US67066Y1055 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 33042 0 Split 9500 NONE NUVEEN CALIFORNIA QUALITY MUNI INC FD US67066Y1055 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 33042 0 Split 23539 FOR NUVEEN CALIFORNIA QUALITY MUNI INC FD US67066Y1055 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 33042 0 Split 9503 NONE NUVEEN MASSACHUSETTS QUALITY MUNI INC FD US67061E1047 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 655 0 Split 271 FOR NUVEEN MASSACHUSETTS QUALITY MUNI INC FD US67061E1047 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 655 0 Split 384 NONE NUVEEN MASSACHUSETTS QUALITY MUNI INC FD US67061E1047 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 655 0 Split 271 FOR NUVEEN MASSACHUSETTS QUALITY MUNI INC FD US67061E1047 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 655 0 Split 384 NONE NUVEEN MASSACHUSETTS QUALITY MUNI INC FD US67061E1047 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 655 0 Split 271 FOR NUVEEN MASSACHUSETTS QUALITY MUNI INC FD US67061E1047 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 655 0 Split 384 NONE NUVEEN MASSACHUSETTS QUALITY MUNI INC FD US67061E1047 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 655 0 Split 271 FOR NUVEEN MASSACHUSETTS QUALITY MUNI INC FD US67061E1047 12/12/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 655 0 Split 384 NONE NABORS ENERGY TRANSITION CORP. US6295671084 12/13/2023 Business Combination Proposal - Approve and adopt the Business Combination Agreement, dated as of 2/14/23 ("Business Combination Agreement"), among NETC, Vast Renewables Limited, ("Vast"), Neptune Merger Sub, Inc., ("Merger Sub"), Nabors Energy Transition Sponsor LLC, ("NETC Sponsor"), and Nabors Industries Ltd. ("Nabors") & transactions contemplated thereby ("Business Combination"). EXTRAORDINARY TRANSACTIONS ISSUER 152733 0 Split 136808 FOR NABORS ENERGY TRANSITION CORP. US6295671084 12/13/2023 Business Combination Proposal - Approve and adopt the Business Combination Agreement, dated as of 2/14/23 ("Business Combination Agreement"), among NETC, Vast Renewables Limited, ("Vast"), Neptune Merger Sub, Inc., ("Merger Sub"), Nabors Energy Transition Sponsor LLC, ("NETC Sponsor"), and Nabors Industries Ltd. ("Nabors") & transactions contemplated thereby ("Business Combination"). EXTRAORDINARY TRANSACTIONS ISSUER 152733 0 Split 15925 AGAINST NABORS ENERGY TRANSITION CORP. US6295671084 12/13/2023 The Vast Constitution Proposal - On a non-binding advisory basis, to approve the governance provisions contained in the amended and restated constitution of Vast (the "Constitution") that materially affect NETC stockholder rights, presented separately in accordance with the U.S. Securities and Exchange Commission (the "SEC") guidance. SHAREHOLDER RIGHTS AND DEFENSES ISSUER 152733 0 Split 136808 FOR NABORS ENERGY TRANSITION CORP. US6295671084 12/13/2023 The Vast Constitution Proposal - On a non-binding advisory basis, to approve the governance provisions contained in the amended and restated constitution of Vast (the "Constitution") that materially affect NETC stockholder rights, presented separately in accordance with the U.S. Securities and Exchange Commission (the "SEC") guidance. SHAREHOLDER RIGHTS AND DEFENSES ISSUER 152733 0 Split 15925 AGAINST NABORS ENERGY TRANSITION CORP. US6295671084 12/13/2023 Adjournment Proposal - To approve the adjournment of the NETC special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal. CORPORATE GOVERNANCE ISSUER 152733 0 Split 136808 FOR NABORS ENERGY TRANSITION CORP. US6295671084 12/13/2023 Adjournment Proposal - To approve the adjournment of the NETC special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal. CORPORATE GOVERNANCE ISSUER 152733 0 Split 15925 AGAINST KAIROUS ACQUISITION CORP. LIMITED KYG521311368 12/14/2023 CHARTER AMENDMENT - TO APPROVE AS A SPECIAL RESOLUTION THAT THE COMPANY'S SECOND AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION BE DELETED IN THEIR ENTIRETY AND THE SUBSTITUTION IN THEIR PLACE OF THE THIRD AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY IN THE FORM ATTACHED AS ANNEX [A] TO THE NOTICE OF MEETING WHICH REFLECTS THE EXTENSION OF THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") A ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 13555 0 Split 12608 FOR KAIROUS ACQUISITION CORP. LIMITED KYG521311368 12/14/2023 CHARTER AMENDMENT - TO APPROVE AS A SPECIAL RESOLUTION THAT THE COMPANY'S SECOND AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION BE DELETED IN THEIR ENTIRETY AND THE SUBSTITUTION IN THEIR PLACE OF THE THIRD AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY IN THE FORM ATTACHED AS ANNEX [A] TO THE NOTICE OF MEETING WHICH REFLECTS THE EXTENSION OF THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") A ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 13555 0 Split 947 AGAINST KAIROUS ACQUISITION CORP. LIMITED KYG521311368 12/14/2023 TRUST AMENDMENT - TO APPROVE AS AN ORDINARY RESOLUTION THAT THE COMPANY'S INVESTMENT MANAGEMENT TRUST AGREEMENT, DATED AS OF DECEMBER 13, 2021 (THE "TRUST AGREEMENT"), AS AMENDED, BY AND BETWEEN THE COMPANY AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY (THE "TRUSTEE"), BE AMENDED TO EXTEND THE DATE ON WHICH TO COMMENCE LIQUIDATING THE TRUST ACCOUNT ESTABLISHED IN CONNECTION WITH THE COMPANY'S INITIAL PUBLIC OFFERING A TOTAL OF TWELVE (12) TIMES FOR AN ADDITIONAL ONE (1) MONTH EACH TIME FROM ...(due to space limits, see proxy material for full proposal). INVESTMENT COMPANY MATTERS ISSUER 13555 0 Split 12608 FOR KAIROUS ACQUISITION CORP. LIMITED KYG521311368 12/14/2023 TRUST AMENDMENT - TO APPROVE AS AN ORDINARY RESOLUTION THAT THE COMPANY'S INVESTMENT MANAGEMENT TRUST AGREEMENT, DATED AS OF DECEMBER 13, 2021 (THE "TRUST AGREEMENT"), AS AMENDED, BY AND BETWEEN THE COMPANY AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY (THE "TRUSTEE"), BE AMENDED TO EXTEND THE DATE ON WHICH TO COMMENCE LIQUIDATING THE TRUST ACCOUNT ESTABLISHED IN CONNECTION WITH THE COMPANY'S INITIAL PUBLIC OFFERING A TOTAL OF TWELVE (12) TIMES FOR AN ADDITIONAL ONE (1) MONTH EACH TIME FROM ...(due to space limits, see proxy material for full proposal). INVESTMENT COMPANY MATTERS ISSUER 13555 0 Split 947 AGAINST KAIROUS ACQUISITION CORP. LIMITED KYG521311368 12/14/2023 ADJOURNMENT - TO APPROVE AS AN ORDINARY RESOLUTION THAT THE CHAIRMAN OF THE ANNUAL MEETING BE DIRECTED TO ADJOURN THE ANNUAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE CHARTER AMENDMENT AND THE TRUST AMENDMENT. CORPORATE GOVERNANCE ISSUER 13555 0 Split 12608 FOR KAIROUS ACQUISITION CORP. LIMITED KYG521311368 12/14/2023 ADJOURNMENT - TO APPROVE AS AN ORDINARY RESOLUTION THAT THE CHAIRMAN OF THE ANNUAL MEETING BE DIRECTED TO ADJOURN THE ANNUAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE CHARTER AMENDMENT AND THE TRUST AMENDMENT. CORPORATE GOVERNANCE ISSUER 13555 0 Split 947 AGAINST DUET ACQUISITION CORP. US26431Q1067 12/18/2023 Extension Amendment Proposal: Amend the amended and restated certificate of incorporation to extend the date by which the Company has to complete a business combination from 1/24/24 to 1/24/25 provided that the Sponsor will deposit into the Trust Account the lesser of (x) $40,000 or (y) $0.04 per share for each public share that is not redeemed in connection with the Special Meeting for each such one-month extension commencing 12/24/23 until 1/24/25, unless the Closing of the Business Combination shall have occurred "Extension Amendment Proposal". CORPORATE GOVERNANCE ISSUER 5996 0 Split 5051 FOR DUET ACQUISITION CORP. US26431Q1067 12/18/2023 Extension Amendment Proposal: Amend the amended and restated certificate of incorporation to extend the date by which the Company has to complete a business combination from 1/24/24 to 1/24/25 provided that the Sponsor will deposit into the Trust Account the lesser of (x) $40,000 or (y) $0.04 per share for each public share that is not redeemed in connection with the Special Meeting for each such one-month extension commencing 12/24/23 until 1/24/25, unless the Closing of the Business Combination shall have occurred "Extension Amendment Proposal". CORPORATE GOVERNANCE ISSUER 5996 0 Split 945 AGAINST DUET ACQUISITION CORP. US26431Q1067 12/18/2023 Trust Amendment Proposal: Amend the Company's investment management trust agreement, dated as of January 19, 2022, by and between the Company and Continental Stock Transfer & Trust Company, (i) allowing the Company to extend the Proposed Business Combination period from January 24, 2024 to January 24, 2025 pursuant to twelve one-month extensions and (ii) updating certain defined terms in the Trust Agreement. INVESTMENT COMPANY MATTERS ISSUER 5996 0 Split 5051 FOR DUET ACQUISITION CORP. US26431Q1067 12/18/2023 Trust Amendment Proposal: Amend the Company's investment management trust agreement, dated as of January 19, 2022, by and between the Company and Continental Stock Transfer & Trust Company, (i) allowing the Company to extend the Proposed Business Combination period from January 24, 2024 to January 24, 2025 pursuant to twelve one-month extensions and (ii) updating certain defined terms in the Trust Agreement. INVESTMENT COMPANY MATTERS ISSUER 5996 0 Split 945 AGAINST DUET ACQUISITION CORP. US26431Q1067 12/18/2023 Founder Share Amendment Proposal: A proposal to amend the Existing DUET Charter, to provide for the right of the holders of DUET Class B Common Stock to convert such shares of DUET Class B Common Stock into shares of DUET Class A Common Stock on a one-to-one basis at the election of such holders. CORPORATE GOVERNANCE SECURITY HOLDER 5996 0 Split 5184 FOR DUET ACQUISITION CORP. US26431Q1067 12/18/2023 Founder Share Amendment Proposal: A proposal to amend the Existing DUET Charter, to provide for the right of the holders of DUET Class B Common Stock to convert such shares of DUET Class B Common Stock into shares of DUET Class A Common Stock on a one-to-one basis at the election of such holders. CORPORATE GOVERNANCE SECURITY HOLDER 5996 0 Split 812 AGAINST DUET ACQUISITION CORP. US26431Q1067 12/18/2023 Action by Written Consent Amendment Proposal: A proposal to amend the Existing DUET Charter, to provide for action by written consent executed by a majority of the Board or a majority of committee members. CORPORATE GOVERNANCE ISSUER 5996 0 Split 5184 FOR DUET ACQUISITION CORP. US26431Q1067 12/18/2023 Action by Written Consent Amendment Proposal: A proposal to amend the Existing DUET Charter, to provide for action by written consent executed by a majority of the Board or a majority of committee members. CORPORATE GOVERNANCE ISSUER 5996 0 Split 812 AGAINST DUET ACQUISITION CORP. US26431Q1067 12/18/2023 Adjournment Proposal: Approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal and the Trust Amendment Proposal, which we refer to as the "Adjournment Proposal." CORPORATE GOVERNANCE ISSUER 5996 0 Split 5051 FOR DUET ACQUISITION CORP. US26431Q1067 12/18/2023 Adjournment Proposal: Approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal and the Trust Amendment Proposal, which we refer to as the "Adjournment Proposal." CORPORATE GOVERNANCE ISSUER 5996 0 Split 945 AGAINST DESTRA MULTI ALTERNATIVE FUND US25065A5020 12/19/2023 Election of Class II Trustee: Jeffrey S. Murphy DIRECTOR ELECTIONS ISSUER 56768 0 Split 47792 FOR DESTRA MULTI ALTERNATIVE FUND US25065A5020 12/19/2023 Election of Class II Trustee: Jeffrey S. Murphy DIRECTOR ELECTIONS ISSUER 56768 0 Split 8976 NONE DESTRA MULTI ALTERNATIVE FUND US25065A5020 12/19/2023 Election of Class II Trustee: Paul Kazarian DIRECTOR ELECTIONS SECURITY HOLDER 56768 0 Split 54529 FOR DESTRA MULTI ALTERNATIVE FUND US25065A5020 12/19/2023 Election of Class II Trustee: Paul Kazarian DIRECTOR ELECTIONS SECURITY HOLDER 56768 0 Split 2239 NONE ATHENA TECHNOLOGY ACQUISITION CORP. II US04687C1137 12/19/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 36968 0 Split 32697 FOR ATHENA TECHNOLOGY ACQUISITION CORP. II US04687C1137 12/19/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 36968 0 Split 4271 NONE ATHENA TECHNOLOGY ACQUISITION CORP. II US04687C1137 12/19/2023 DIRECTOR DIRECTOR ELECTIONS ISSUER 36968 0 Split 36968 FOR ATHENA TECHNOLOGY ACQUISITION CORP. II US04687C1137 12/19/2023 Ratification of the appointment of WithumSmith+Brown as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2023. AUDIT-RELATED ISSUER 36968 0 Split 36968 FOR EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 12/21/2023 AUTHORISE MARKET PURCHASE OF ORDINARY SHARES PURSUANT TO THE TENDER OFFER CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE EUROPEAN OPPORTUNITIES TRUST PLC GB0000197722 12/21/2023 AUTHORISE MARKET PURCHASE OF ORDINARY SHARES CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE SLAM CORP. KYG8210L1059 12/22/2023 The Extension Amendment Proposal - RESOLVED, as a special resolution that: a) Article 49.7 of Slam's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 49.7: "In the event that the Company does not consummate a Business Combination upon the date which is the later of (i) 25 January 2024 (or 25 December 2024, if applicable under the provisions of this Article 49.7) and (ii) such later date as may be approved ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 26398 0 Split 20391 FOR SLAM CORP. KYG8210L1059 12/22/2023 The Extension Amendment Proposal - RESOLVED, as a special resolution that: a) Article 49.7 of Slam's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 49.7: "In the event that the Company does not consummate a Business Combination upon the date which is the later of (i) 25 January 2024 (or 25 December 2024, if applicable under the provisions of this Article 49.7) and (ii) such later date as may be approved ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 26398 0 Split 6007 AGAINST SLAM CORP. KYG8210L1059 12/22/2023 The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value US$0.0001 per share (the "Public Shares") and Class B ordinary shares, par value US$0.0001 per share in the capital of Slam represented (either in person or by proxy) ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 26398 0 Split 20391 FOR SLAM CORP. KYG8210L1059 12/22/2023 The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value US$0.0001 per share (the "Public Shares") and Class B ordinary shares, par value US$0.0001 per share in the capital of Slam represented (either in person or by proxy) ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 26398 0 Split 6007 AGAINST FUTURE HEALTH ESG CORP. US36118W1100 12/29/2023 Extension Amendment Proposal - Amend the Company's Amended and Restated Certificate of Incorporation, giving the Company the right to extend the date by which it has to consummate a business combination from December 31, 2023 to December 31, 2024. CORPORATE GOVERNANCE ISSUER 37402 0 Split 32159 FOR FUTURE HEALTH ESG CORP. US36118W1100 12/29/2023 Extension Amendment Proposal - Amend the Company's Amended and Restated Certificate of Incorporation, giving the Company the right to extend the date by which it has to consummate a business combination from December 31, 2023 to December 31, 2024. CORPORATE GOVERNANCE ISSUER 37402 0 Split 5243 AGAINST FUTURE HEALTH ESG CORP. US36118W1100 12/29/2023 Adjournment Proposal - To adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are insufficient shares of outstanding capital stock of the Company represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the special meeting or at the time of the special meeting to approve the Extension Amendment Proposal. CORPORATE GOVERNANCE ISSUER 37402 0 Split 34032 FOR FUTURE HEALTH ESG CORP. US36118W1100 12/29/2023 Adjournment Proposal - To adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are insufficient shares of outstanding capital stock of the Company represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the special meeting or at the time of the special meeting to approve the Extension Amendment Proposal. CORPORATE GOVERNANCE ISSUER 37402 0 Split 3370 AGAINST CF ACQUISITION CORP. VII US12521H1077 12/29/2023 Auditor Ratification Proposal - Ratification of the selection of WithumSmith+Brown, PC by the audit committee of the Company's board of directors to serve as the Company's independent registered public accounting firm for the year ending December 31, 2023. AUDIT-RELATED ISSUER 21449 0 Split 21449 FOR PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The SPAC Continuance (Proposal 1) - To consider and vote upon a proposal (the "SPAC Continuance Proposal") to approve the continuance of Pono as a company existing under the laws of the Province of British Columbia, Canada (the "SPAC Continuance"), and in connection therewith, the adoption of the new articles of Pono effective upon the SPAC Continuance in substantially the form attached to this proxy statement/prospectus as Annex B (the "post-continuance Pono Articles"). CORPORATE GOVERNANCE ISSUER 11690 0 Split 9102 FOR PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The SPAC Continuance (Proposal 1) - To consider and vote upon a proposal (the "SPAC Continuance Proposal") to approve the continuance of Pono as a company existing under the laws of the Province of British Columbia, Canada (the "SPAC Continuance"), and in connection therewith, the adoption of the new articles of Pono effective upon the SPAC Continuance in substantially the form attached to this proxy statement/prospectus as Annex B (the "post-continuance Pono Articles"). CORPORATE GOVERNANCE ISSUER 11690 0 Split 2588 AGAINST PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Business Combination Proposal (Proposal 2) - To consider and vote upon a proposal to adopt the Business Combination Agreement, dated as of August 15, 2023 (as it may be amended or supplemented from time to time, the "BCA"), by and among Pono, Pono Three Merger Acquisitions Corp., a British Columbia company and wholly-owned subsidiary of Pono ("Merger Sub"), and Robinson Aircraft Ltd. (due to space limits, see proxy material for full proposal). EXTRAORDINARY TRANSACTIONS ISSUER 11690 0 Split 9518 FOR PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Business Combination Proposal (Proposal 2) - To consider and vote upon a proposal to adopt the Business Combination Agreement, dated as of August 15, 2023 (as it may be amended or supplemented from time to time, the "BCA"), by and among Pono, Pono Three Merger Acquisitions Corp., a British Columbia company and wholly-owned subsidiary of Pono ("Merger Sub"), and Robinson Aircraft Ltd. (due to space limits, see proxy material for full proposal). EXTRAORDINARY TRANSACTIONS ISSUER 11690 0 Split 2172 AGAINST PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Advisory Charter Amendment Proposal: Name Change - To provide that the name of Pono shall be changed to "New Horizon Aircraft Ltd." (Advisory Proposal 3a). CORPORATE GOVERNANCE ISSUER 11690 0 Split 9518 FOR PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Advisory Charter Amendment Proposal: Name Change - To provide that the name of Pono shall be changed to "New Horizon Aircraft Ltd." (Advisory Proposal 3a). CORPORATE GOVERNANCE ISSUER 11690 0 Split 2172 AGAINST PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Advisory Charter Amendment Proposal: Amendment of Blank Check Provisions - To remove and change certain provisions in the Pono Charter related to Pono's status as a special purpose acquisition company (Advisory Proposal 3b). CORPORATE GOVERNANCE ISSUER 11690 0 Split 9518 FOR PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Advisory Charter Amendment Proposal: Amendment of Blank Check Provisions - To remove and change certain provisions in the Pono Charter related to Pono's status as a special purpose acquisition company (Advisory Proposal 3b). CORPORATE GOVERNANCE ISSUER 11690 0 Split 2172 AGAINST PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Advisory Charter Amendment Proposal: Removal of Preferred Shares - To remove Pono's ability to issue preferred shares (Advisory Proposal 3c). CAPITAL STRUCTURE ISSUER 11690 0 Split 9518 FOR PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Advisory Charter Amendment Proposal: Removal of Preferred Shares - To remove Pono's ability to issue preferred shares (Advisory Proposal 3c). CAPITAL STRUCTURE ISSUER 11690 0 Split 2172 AGAINST PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Advisory Charter Amendment Proposal: Change in Authorized Shares - To authorize an unlimited number of Class A ordinary shares without par value and Class B ordinary shares without par value (Advisory Proposal 3d). CAPITAL STRUCTURE ISSUER 11690 0 Split 9518 FOR PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Advisory Charter Amendment Proposal: Change in Authorized Shares - To authorize an unlimited number of Class A ordinary shares without par value and Class B ordinary shares without par value (Advisory Proposal 3d). CAPITAL STRUCTURE ISSUER 11690 0 Split 2172 AGAINST PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Advisory Charter Amendment Proposal: Change in Quorum - To provide that the quorum required for shareholder meetings is a minimum of 331/3% of shares entitled to vote thereon (Advisory Proposal 3e). CORPORATE GOVERNANCE ISSUER 11690 0 Split 9518 FOR PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Advisory Charter Amendment Proposal: Change in Quorum - To provide that the quorum required for shareholder meetings is a minimum of 331/3% of shares entitled to vote thereon (Advisory Proposal 3e). CORPORATE GOVERNANCE ISSUER 11690 0 Split 2172 AGAINST PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Advisory Charter Amendment Proposal: Removal of Directors - To provide that shareholders may remove a director by resolution of not less than 3/4% of the votes entitled to vote thereon (Advisory Proposal 3f). CORPORATE GOVERNANCE ISSUER 11690 0 Split 8989 FOR PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Advisory Charter Amendment Proposal: Removal of Directors - To provide that shareholders may remove a director by resolution of not less than 3/4% of the votes entitled to vote thereon (Advisory Proposal 3f). CORPORATE GOVERNANCE ISSUER 11690 0 Split 2701 AGAINST PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Advisory Charter Amendment Proposal: Shareholder Nominations - To provide that shareholder nominations for the board of directors must be given not less than 30 nor more than 65 days prior to the date of the annual meeting of shareholders (Advisory Proposal 3g). CORPORATE GOVERNANCE ISSUER 11690 0 Split 8989 FOR PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Advisory Charter Amendment Proposal: Shareholder Nominations - To provide that shareholder nominations for the board of directors must be given not less than 30 nor more than 65 days prior to the date of the annual meeting of shareholders (Advisory Proposal 3g). CORPORATE GOVERNANCE ISSUER 11690 0 Split 2701 AGAINST PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Incentive Plan Proposal (Proposal 4) - To consider and vote upon a proposal to adopt the New Horizon Aircraft Ltd. 2023 Equity Incentive Plan (the "2023 Equity Incentive Plan"), and the issuance of shares equal to 10% of the fully diluted, and as converted, amount of New Pono Class A ordinary shares to be outstanding immediately following consummation of the Business Combination as equity awards in accordance with the 2023 Equity Incentive Plan, if such plan is approved in accordance with the Incentive Plan Proposal. CORPORATE GOVERNANCE ISSUER 11690 0 Split 8573 FOR PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Incentive Plan Proposal (Proposal 4) - To consider and vote upon a proposal to adopt the New Horizon Aircraft Ltd. 2023 Equity Incentive Plan (the "2023 Equity Incentive Plan"), and the issuance of shares equal to 10% of the fully diluted, and as converted, amount of New Pono Class A ordinary shares to be outstanding immediately following consummation of the Business Combination as equity awards in accordance with the 2023 Equity Incentive Plan, if such plan is approved in accordance with the Incentive Plan Proposal. CORPORATE GOVERNANCE ISSUER 11690 0 Split 3117 AGAINST PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Nasdaq Proposal (Proposal 5) - To consider and vote upon a proposal to approve, for purposes of complying with Nasdaq Listing Rule 5635, the issuance of newly issued New Pono Class A ordinary shares in the Business Combination, which amounts will be determined as described in more detail in the accompanying proxy statement/prospectus. CORPORATE GOVERNANCE ISSUER 11690 0 Split 9102 FOR PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Nasdaq Proposal (Proposal 5) - To consider and vote upon a proposal to approve, for purposes of complying with Nasdaq Listing Rule 5635, the issuance of newly issued New Pono Class A ordinary shares in the Business Combination, which amounts will be determined as described in more detail in the accompanying proxy statement/prospectus. CORPORATE GOVERNANCE ISSUER 11690 0 Split 2588 AGAINST PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Adjournment Proposal (Proposal 6) - To consider and vote upon a proposal to adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Extraordinary General Meeting, there are not sufficient votes to approve the SPAC Continuance Proposal, the Business Combination Proposal, the Incentive Plan Proposal or the Nasdaq Proposal. EXTRAORDINARY TRANSACTIONS ISSUER 11690 0 Split 9102 FOR PONO CAPITAL THREE, INC. KYG717041035 01/04/2024 The Adjournment Proposal (Proposal 6) - To consider and vote upon a proposal to adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Extraordinary General Meeting, there are not sufficient votes to approve the SPAC Continuance Proposal, the Business Combination Proposal, the Incentive Plan Proposal or the Nasdaq Proposal. EXTRAORDINARY TRANSACTIONS ISSUER 11690 0 Split 2588 AGAINST ISRAEL ACQUISITIONS CORP KYG496671010 01/08/2024 Extension Amendment Proposal - To amend Israel Acquisitions Corp's Second Amended & Restated MOA & AOA, dated as of 11/17/22 ("Existing Charter") by adopting, Third Amended & Restated MOA & AOA in form set forth in Annex A of accompanying Proxy Statement ("Extension Amendment") which reflects extension date by Company must consummate a business combination up to 12 times 1/18/24 ("Termination Date") to 1/18/25, with each extension comprised 1 month (i.e., for a period of time ending up to 24 months after consummation of its ("IPO") 12 months after Termination Date. CORPORATE GOVERNANCE ISSUER 8683 0 Split 8273 FOR ISRAEL ACQUISITIONS CORP KYG496671010 01/08/2024 Extension Amendment Proposal - To amend Israel Acquisitions Corp's Second Amended & Restated MOA & AOA, dated as of 11/17/22 ("Existing Charter") by adopting, Third Amended & Restated MOA & AOA in form set forth in Annex A of accompanying Proxy Statement ("Extension Amendment") which reflects extension date by Company must consummate a business combination up to 12 times 1/18/24 ("Termination Date") to 1/18/25, with each extension comprised 1 month (i.e., for a period of time ending up to 24 months after consummation of its ("IPO") 12 months after Termination Date. CORPORATE GOVERNANCE ISSUER 8683 0 Split 410 AGAINST ISRAEL ACQUISITIONS CORP KYG496671010 01/08/2024 Trust Agreement Amendment Proposal - To amend certain Investment Management Trust Agreement, dated as of 1/12/23, by and between Company and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company) ("Trustee"), allow Company to extend Termination Date up to 12 times for an additional one month each time from the Termination Date to 1/18/25 by providing 5 days' advance notice to Trustee prior to the applicable Extended Date & depositing into trust account lesser of (i) $50,000 or (ii) $0.02 per Class A ordinary share, par value $0.0001 per share. INVESTMENT COMPANY MATTERS ISSUER 8683 0 Split 8273 FOR ISRAEL ACQUISITIONS CORP KYG496671010 01/08/2024 Trust Agreement Amendment Proposal - To amend certain Investment Management Trust Agreement, dated as of 1/12/23, by and between Company and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company) ("Trustee"), allow Company to extend Termination Date up to 12 times for an additional one month each time from the Termination Date to 1/18/25 by providing 5 days' advance notice to Trustee prior to the applicable Extended Date & depositing into trust account lesser of (i) $50,000 or (ii) $0.02 per Class A ordinary share, par value $0.0001 per share. INVESTMENT COMPANY MATTERS ISSUER 8683 0 Split 410 AGAINST ISRAEL ACQUISITIONS CORP KYG496671010 01/08/2024 Adjournment Proposal - It is resolved as an ordinary resolution that chairman of the Extraordinary General Meeting be directed to adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Extraordinary General Meeting, there are not sufficient votes to approve the Extension Amendment Proposal or the Trust Agreement Amendment Proposal, or to provide additional time to effectuate the Extension, Extension Amendment & Trust Agreement Amendment. CORPORATE GOVERNANCE ISSUER 8683 0 Split 8273 FOR ISRAEL ACQUISITIONS CORP KYG496671010 01/08/2024 Adjournment Proposal - It is resolved as an ordinary resolution that chairman of the Extraordinary General Meeting be directed to adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Extraordinary General Meeting, there are not sufficient votes to approve the Extension Amendment Proposal or the Trust Agreement Amendment Proposal, or to provide additional time to effectuate the Extension, Extension Amendment & Trust Agreement Amendment. CORPORATE GOVERNANCE ISSUER 8683 0 Split 410 AGAINST GORES HOLDINGS IX, INC. US38287A1016 01/09/2024 To amend and restate the Company's amended and restated certificate of incorporation ("Certificate of Incorporation"), in the form set forth in Annex A to the accompanying proxy statement ("Extension Amendment" & such proposal the "Extension Amendment Proposal"), to extend the date by which Company must consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, from 1/14/24 to 12/6/24 (or such earlier date as determined by the Board). CORPORATE GOVERNANCE ISSUER 121520 0 Split 98889 FOR GORES HOLDINGS IX, INC. US38287A1016 01/09/2024 To amend and restate the Company's amended and restated certificate of incorporation ("Certificate of Incorporation"), in the form set forth in Annex A to the accompanying proxy statement ("Extension Amendment" & such proposal the "Extension Amendment Proposal"), to extend the date by which Company must consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, from 1/14/24 to 12/6/24 (or such earlier date as determined by the Board). CORPORATE GOVERNANCE ISSUER 121520 0 Split 22631 AGAINST GORES HOLDINGS IX, INC. US38287A1016 01/09/2024 To consider and vote upon a proposal to allow the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates in the event there are not sufficient votes at the time of the Special Meeting to approve the Extension Amendment Proposal or if the Company determines that additional time is necessary to effectuate the Extension (the "Adjournment Proposal" and, together with the Extension Amendment Proposal, the "Proposals"). CORPORATE GOVERNANCE ISSUER 121520 0 Split 98854 FOR GORES HOLDINGS IX, INC. US38287A1016 01/09/2024 To consider and vote upon a proposal to allow the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates in the event there are not sufficient votes at the time of the Special Meeting to approve the Extension Amendment Proposal or if the Company determines that additional time is necessary to effectuate the Extension (the "Adjournment Proposal" and, together with the Extension Amendment Proposal, the "Proposals"). CORPORATE GOVERNANCE ISSUER 121520 0 Split 22666 AGAINST SPRING VALLEY ACQUISITION CORP. II KYG837521080 01/10/2024 The Extension Amendment Proposal - to amend, by way of special resolution, the Company's amended and restated memorandum and articles of association (the "Articles") as provided by the resolution in the form set forth on Annex A to the accompanying Proxy Statement (the "Extension Amendment" and, such proposal, the "Extension Amendment Proposal") to extend the date by which the Company must (1) consummate an initial merger, share exchange, asset acquisition, share purchase, ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 26917 0 Split 22825 FOR SPRING VALLEY ACQUISITION CORP. II KYG837521080 01/10/2024 The Extension Amendment Proposal - to amend, by way of special resolution, the Company's amended and restated memorandum and articles of association (the "Articles") as provided by the resolution in the form set forth on Annex A to the accompanying Proxy Statement (the "Extension Amendment" and, such proposal, the "Extension Amendment Proposal") to extend the date by which the Company must (1) consummate an initial merger, share exchange, asset acquisition, share purchase, ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 26917 0 Split 4092 AGAINST SPRING VALLEY ACQUISITION CORP. II KYG837521080 01/10/2024 The Conversion Amendment Proposal - to amend, by way of special resolution, the Articles as provided by the resolution in the form set forth on Annex A to the accompanying Proxy Statement to change certain provisions which restrict the Class B ordinary shares, par value $0.0001, of the Company (the "Class B ordinary shares" or the "Founder Shares") from converting to Class A ordinary shares prior to the consummation of an initial business combination (the "Conversion Amendment" and, such proposal, the "Conversion Amendment Proposal"). CORPORATE GOVERNANCE ISSUER 26917 0 Split 24301 FOR SPRING VALLEY ACQUISITION CORP. II KYG837521080 01/10/2024 The Conversion Amendment Proposal - to amend, by way of special resolution, the Articles as provided by the resolution in the form set forth on Annex A to the accompanying Proxy Statement to change certain provisions which restrict the Class B ordinary shares, par value $0.0001, of the Company (the "Class B ordinary shares" or the "Founder Shares") from converting to Class A ordinary shares prior to the consummation of an initial business combination (the "Conversion Amendment" and, such proposal, the "Conversion Amendment Proposal"). CORPORATE GOVERNANCE ISSUER 26917 0 Split 2616 AGAINST SPRING VALLEY ACQUISITION CORP. II KYG837521080 01/10/2024 The Redemption Limitation Amendment Proposal - to amend, by way of special resolution, the Articles as provided by the resolution in the form set forth on Annex A to the accompanying Proxy Statement to eliminate from the Articles the limitation that the Company may not redeem Public Shares to the extent that such redemption would result in the Company having net tangible assets (as determined in accordance with Rule 3a51-1(g)(1) of the Securities Exchange Act of 1934, as amended (the "Exchange ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 26917 0 Split 24301 FOR SPRING VALLEY ACQUISITION CORP. II KYG837521080 01/10/2024 The Redemption Limitation Amendment Proposal - to amend, by way of special resolution, the Articles as provided by the resolution in the form set forth on Annex A to the accompanying Proxy Statement to eliminate from the Articles the limitation that the Company may not redeem Public Shares to the extent that such redemption would result in the Company having net tangible assets (as determined in accordance with Rule 3a51-1(g)(1) of the Securities Exchange Act of 1934, as amended (the "Exchange ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 26917 0 Split 2616 AGAINST SPRING VALLEY ACQUISITION CORP. II KYG837521080 01/10/2024 The Letter Agreement Amendment Proposal - to approve, as an ordinary resolution, the amendment of that certain Letter Agreement, dated as of October 12, 2022 (the "Letter Agreement"), entered into by the Company, Spring Valley Acquisition Sponsor II, LLC (the "Sponsor") and the Company's directors and officers, in the form set forth on Annex B, to modify the vesting period for a portion of the Founder Shares (as defined herein) held by the Sponsor at the close of a ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 26917 0 Split 22825 FOR SPRING VALLEY ACQUISITION CORP. II KYG837521080 01/10/2024 The Letter Agreement Amendment Proposal - to approve, as an ordinary resolution, the amendment of that certain Letter Agreement, dated as of October 12, 2022 (the "Letter Agreement"), entered into by the Company, Spring Valley Acquisition Sponsor II, LLC (the "Sponsor") and the Company's directors and officers, in the form set forth on Annex B, to modify the vesting period for a portion of the Founder Shares (as defined herein) held by the Sponsor at the close of a ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 26917 0 Split 4092 AGAINST SPRING VALLEY ACQUISITION CORP. II KYG837521080 01/10/2024 Election of Class I Director to serve for a three-year term: Richard Thompson DIRECTOR ELECTIONS ISSUER 26917 0 Split 24678 FOR SPRING VALLEY ACQUISITION CORP. II KYG837521080 01/10/2024 Election of Class I Director to serve for a three-year term: Richard Thompson DIRECTOR ELECTIONS ISSUER 26917 0 Split 2239 AGAINST SPRING VALLEY ACQUISITION CORP. II KYG837521080 01/10/2024 Election of Class I Director to serve for a three-year term: Sharon Youngblood DIRECTOR ELECTIONS ISSUER 26917 0 Split 24678 FOR SPRING VALLEY ACQUISITION CORP. II KYG837521080 01/10/2024 Election of Class I Director to serve for a three-year term: Sharon Youngblood DIRECTOR ELECTIONS ISSUER 26917 0 Split 2239 AGAINST SPRING VALLEY ACQUISITION CORP. II KYG837521080 01/10/2024 The Adjournment Proposal - to approve, as an ordinary resolution, the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, (i) to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the proposals presented at the Extraordinary General Meeting or (ii) if the board determines before the Extraordinary General Meeting that it is not necessary or no longer desirable ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 26917 0 Split 22825 FOR SPRING VALLEY ACQUISITION CORP. II KYG837521080 01/10/2024 The Adjournment Proposal - to approve, as an ordinary resolution, the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, (i) to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the proposals presented at the Extraordinary General Meeting or (ii) if the board determines before the Extraordinary General Meeting that it is not necessary or no longer desirable ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 26917 0 Split 4092 AGAINST ALPHA PARTNERS TECHNOLOGY MERGER CORP. KYG632901115 01/29/2024 Extension Amendment Proposal - To approve, as a special resolution, an amendment to Company's Amended and Restated Memorandum and Articles of Association ("Charter") as provided by first resolution in the form set forth in Annex A to the accompanying proxy statement, to extend date by which it has to consummate a business combination from 7/30/24 ("Termination Date") to 1/30/25, or such earlier date as shall be determined by Company's board of directors ("Board") in its sole discretion This proposal is referred to as "Extension Amendment Proposal". CORPORATE GOVERNANCE ISSUER 19691 0 Split 14362 FOR ALPHA PARTNERS TECHNOLOGY MERGER CORP. KYG632901115 01/29/2024 Extension Amendment Proposal - To approve, as a special resolution, an amendment to Company's Amended and Restated Memorandum and Articles of Association ("Charter") as provided by first resolution in the form set forth in Annex A to the accompanying proxy statement, to extend date by which it has to consummate a business combination from 7/30/24 ("Termination Date") to 1/30/25, or such earlier date as shall be determined by Company's board of directors ("Board") in its sole discretion This proposal is referred to as "Extension Amendment Proposal". CORPORATE GOVERNANCE ISSUER 19691 0 Split 5329 AGAINST ALPHA PARTNERS TECHNOLOGY MERGER CORP. KYG632901115 01/29/2024 Name Change Proposal - To approve, as a special resolution, an amendment to the Charter as provided by the second resolution in the form set forth in Annex A to the accompanying proxy statement, to provide that the name of the Company shall be changed from "Alpha Partners Technology Merger Corp." to "Plum Acquisition Corp. III". This proposal is referred to as the "Name Change Proposal". CORPORATE GOVERNANCE ISSUER 19691 0 Split 17150 FOR ALPHA PARTNERS TECHNOLOGY MERGER CORP. KYG632901115 01/29/2024 Name Change Proposal - To approve, as a special resolution, an amendment to the Charter as provided by the second resolution in the form set forth in Annex A to the accompanying proxy statement, to provide that the name of the Company shall be changed from "Alpha Partners Technology Merger Corp." to "Plum Acquisition Corp. III". This proposal is referred to as the "Name Change Proposal". CORPORATE GOVERNANCE ISSUER 19691 0 Split 2541 AGAINST ALPHA PARTNERS TECHNOLOGY MERGER CORP. KYG632901115 01/29/2024 Adjournment Proposal - To approve, as an ordinary resolution, the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Extraordinary General Meeting, there are not sufficient votes to approve the Extension Amendment Proposal. This proposal is referred to as the "Adjournment Proposal." CORPORATE GOVERNANCE ISSUER 19691 0 Split 14362 FOR ALPHA PARTNERS TECHNOLOGY MERGER CORP. KYG632901115 01/29/2024 Adjournment Proposal - To approve, as an ordinary resolution, the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Extraordinary General Meeting, there are not sufficient votes to approve the Extension Amendment Proposal. This proposal is referred to as the "Adjournment Proposal." CORPORATE GOVERNANCE ISSUER 19691 0 Split 5329 AGAINST MARS ACQUISITION CORP. KYG5870E1089 01/30/2024 The Extension Amendment Proposal - RESOLVED, as a special resolution: a) Article 37.8 of Mars's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 37.8: "The Company has until 21 months from the closing of the IPO to consummate a Business Combination, provided however that if the Board of Directors anticipates that the Company may not be able to consummate a Business Combination within 21 months from the ...(due to space limits, see proxy material for full proposal). EXTRAORDINARY TRANSACTIONS ISSUER 10247 0 Split 8499 FOR MARS ACQUISITION CORP. KYG5870E1089 01/30/2024 The Extension Amendment Proposal - RESOLVED, as a special resolution: a) Article 37.8 of Mars's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 37.8: "The Company has until 21 months from the closing of the IPO to consummate a Business Combination, provided however that if the Board of Directors anticipates that the Company may not be able to consummate a Business Combination within 21 months from the ...(due to space limits, see proxy material for full proposal). EXTRAORDINARY TRANSACTIONS ISSUER 10247 0 Split 1748 AGAINST MARS ACQUISITION CORP. KYG5870E1089 01/30/2024 The Redemption Limitation Amendment Proposal - RESOLVED, as a special resolution: a) Article 37.2(b) of Mars's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 37.2(b): "provide Members with the opportunity to have their Shares repurchased by means of a tender offer (a Tender Offer) for a per-Share repurchase price payable in cash, equal to the aggregate amount then on deposit in the Trust Account, ...(due to space limits, see proxy material for full proposal). CAPITAL STRUCTURE ISSUER 10247 0 Split 8499 FOR MARS ACQUISITION CORP. KYG5870E1089 01/30/2024 The Redemption Limitation Amendment Proposal - RESOLVED, as a special resolution: a) Article 37.2(b) of Mars's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 37.2(b): "provide Members with the opportunity to have their Shares repurchased by means of a tender offer (a Tender Offer) for a per-Share repurchase price payable in cash, equal to the aggregate amount then on deposit in the Trust Account, ...(due to space limits, see proxy material for full proposal). CAPITAL STRUCTURE ISSUER 10247 0 Split 1748 AGAINST MARS ACQUISITION CORP. KYG5870E1089 01/30/2024 The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Ordinary Shares, par value $0.000125 each in the capital of Mars represented (either in person or by proxy) at the Shareholder Meeting to approve the Extension Amendment Proposal and the Redemption ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 10247 0 Split 8499 FOR MARS ACQUISITION CORP. KYG5870E1089 01/30/2024 The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates if necessary, (i) to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Ordinary Shares, par value $0.000125 each in the capital of Mars represented (either in person or by proxy) at the Shareholder Meeting to approve the Extension Amendment Proposal and the Redemption ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 10247 0 Split 1748 AGAINST L CATTERTON ASIA ACQUISITION CORP KYG5346G1257 02/02/2024 The NTA Proposal - a proposal ("NTA Proposal") to approve and adopt the amendment to the second amended & restated memorandum and articles of association of LCAA ("LCAA Articles"), which amendment ("NTA Amendment") shall become effective immediately prior to the consummation of the proposed Business Combination. The NTA Proposal is conditioned upon the approval of the Business Combination Proposal. Therefore, if the Business Combination Proposal is not approved, then the NTA Proposal will have no effect, even if approved by LCAA shareholders. CORPORATE GOVERNANCE ISSUER 1609 0 Split 1609 FOR L CATTERTON ASIA ACQUISITION CORP KYG5346G1257 02/02/2024 The Business Combination Proposal - to consider and vote upon, as an ordinary resolution, a proposal ("Business Combination Proposal") to approve and authorize the Agreement and Plan of Merger, dated as of 1/31/23, by and among LCAA, Lotus Technology Inc., ("LTC"), Lotus Temp Limited, ("Merger Sub 1"), and Lotus EV Limited, ("Merger Sub 2"), and the transactions contemplated therein EXTRAORDINARY TRANSACTIONS ISSUER 1609 0 Split 1504 FOR L CATTERTON ASIA ACQUISITION CORP KYG5346G1257 02/02/2024 The Business Combination Proposal - to consider and vote upon, as an ordinary resolution, a proposal ("Business Combination Proposal") to approve and authorize the Agreement and Plan of Merger, dated as of 1/31/23, by and among LCAA, Lotus Technology Inc., ("LTC"), Lotus Temp Limited, ("Merger Sub 1"), and Lotus EV Limited, ("Merger Sub 2"), and the transactions contemplated therein EXTRAORDINARY TRANSACTIONS ISSUER 1609 0 Split 105 AGAINST L CATTERTON ASIA ACQUISITION CORP KYG5346G1257 02/02/2024 The Merger Proposal - to consider and vote upon, as a special resolution, a proposal to approve and authorize the First Merger and the plan of merger for the First Merger. EXTRAORDINARY TRANSACTIONS ISSUER 1609 0 Split 1504 FOR L CATTERTON ASIA ACQUISITION CORP KYG5346G1257 02/02/2024 The Merger Proposal - to consider and vote upon, as a special resolution, a proposal to approve and authorize the First Merger and the plan of merger for the First Merger. EXTRAORDINARY TRANSACTIONS ISSUER 1609 0 Split 105 AGAINST L CATTERTON ASIA ACQUISITION CORP KYG5346G1257 02/02/2024 Adjournment Proposal - a proposal to adjourn the extraordinary general meeting to a later date or dates to be determined by the chairman of EGM, if necessary, to permit further solicitation & vote of proxies if, based upon the tabulated vote at the time of EGM, there are not sufficient votes to approve one or more proposals presented to shareholders for a vote or if holders of LCAA Public Shares, have elected to redeem an amount of LCAA Public Shares such that minimum available cash condition. CORPORATE GOVERNANCE ISSUER 1609 0 Split 1504 FOR L CATTERTON ASIA ACQUISITION CORP KYG5346G1257 02/02/2024 Adjournment Proposal - a proposal to adjourn the extraordinary general meeting to a later date or dates to be determined by the chairman of EGM, if necessary, to permit further solicitation & vote of proxies if, based upon the tabulated vote at the time of EGM, there are not sufficient votes to approve one or more proposals presented to shareholders for a vote or if holders of LCAA Public Shares, have elected to redeem an amount of LCAA Public Shares such that minimum available cash condition. CORPORATE GOVERNANCE ISSUER 1609 0 Split 105 AGAINST CHENGHE ACQUISITION CO. KYG2086M1078 02/02/2024 The Business Combination Proposal - to consider and vote upon, as an ordinary resolution, a proposal to approve and adopt the business combination agreement dated as of July 21, 2023 (as it may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Chenghe, Semilux International Ltd., a Cayman Islands exempted company with limited liability ("CayCo"), SEMILUX LTD., a Cayman Islands exempted company with limited liability and a direct ...(due to space limits, see proxy material for full proposal). EXTRAORDINARY TRANSACTIONS ISSUER 392 0 Split 355 FOR CHENGHE ACQUISITION CO. KYG2086M1078 02/02/2024 The Business Combination Proposal - to consider and vote upon, as an ordinary resolution, a proposal to approve and adopt the business combination agreement dated as of July 21, 2023 (as it may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Chenghe, Semilux International Ltd., a Cayman Islands exempted company with limited liability ("CayCo"), SEMILUX LTD., a Cayman Islands exempted company with limited liability and a direct ...(due to space limits, see proxy material for full proposal). EXTRAORDINARY TRANSACTIONS ISSUER 392 0 Split 37 AGAINST CHENGHE ACQUISITION CO. KYG2086M1078 02/02/2024 The Merger Proposal - to consider and vote upon, as a special resolution, a proposal to approve and adopt the plan of merger to be filed with the Registrar of Companies of the Cayman Islands (the "Plan of Merger") and approve the transactions contemplated thereby, including, without limitation the Merger. A copy of the Plan of Merger is attached as Annex A-1 to the accompanying Registration Statement/Proxy Statement. EXTRAORDINARY TRANSACTIONS ISSUER 392 0 Split 355 FOR CHENGHE ACQUISITION CO. KYG2086M1078 02/02/2024 The Merger Proposal - to consider and vote upon, as a special resolution, a proposal to approve and adopt the plan of merger to be filed with the Registrar of Companies of the Cayman Islands (the "Plan of Merger") and approve the transactions contemplated thereby, including, without limitation the Merger. A copy of the Plan of Merger is attached as Annex A-1 to the accompanying Registration Statement/Proxy Statement. EXTRAORDINARY TRANSACTIONS ISSUER 392 0 Split 37 AGAINST CHENGHE ACQUISITION CO. KYG2086M1078 02/02/2024 The Authorized Share Capital Amendment Proposal - to consider and vote upon, as an ordinary resolution, a proposal to approve, with effect from the effective time of the Merger, the reclassification and re-designation of (a) 500,000,000 issued and unissued Class A ordinary shares of a par value of $0.0001 each to 500,000,000 issued and unissued ordinary shares of a par value of $0.0001 each; (b) 50,000,000 issued and unissued Class B ordinary shares of a par value of $0.0001 each to ...(due to space limits, see proxy material for full proposal). CAPITAL STRUCTURE ISSUER 392 0 Split 355 FOR CHENGHE ACQUISITION CO. KYG2086M1078 02/02/2024 The Authorized Share Capital Amendment Proposal - to consider and vote upon, as an ordinary resolution, a proposal to approve, with effect from the effective time of the Merger, the reclassification and re-designation of (a) 500,000,000 issued and unissued Class A ordinary shares of a par value of $0.0001 each to 500,000,000 issued and unissued ordinary shares of a par value of $0.0001 each; (b) 50,000,000 issued and unissued Class B ordinary shares of a par value of $0.0001 each to ...(due to space limits, see proxy material for full proposal). CAPITAL STRUCTURE ISSUER 392 0 Split 37 AGAINST CHENGHE ACQUISITION CO. KYG2086M1078 02/02/2024 The Articles Amendment Proposal - to consider and vote upon, as special resolution, to approve, with effect from the effective time of the Merger: the change of name of Chenghe from "Chenghe Acquisition Co." to "SEMILUX LTD." CORPORATE GOVERNANCE ISSUER 392 0 Split 355 FOR CHENGHE ACQUISITION CO. KYG2086M1078 02/02/2024 The Articles Amendment Proposal - to consider and vote upon, as special resolution, to approve, with effect from the effective time of the Merger: the change of name of Chenghe from "Chenghe Acquisition Co." to "SEMILUX LTD." CORPORATE GOVERNANCE ISSUER 392 0 Split 37 AGAINST CHENGHE ACQUISITION CO. KYG2086M1078 02/02/2024 The Articles Amendment Proposal - to consider and vote upon, as special resolution, to approve, with effect from the effective time of the Merger: the amended and restated memorandum and articles of association of SPAC currently in effect be amended and restated by the deletion in their entirety and the substitution in their place of the proposed second amended and restated memorandum and articles of association of Chenghe (the "Restated M&A"). A copy of the Restated M&A is attached as Annex H to the accompanying Registration Statement/Proxy Statement. CORPORATE GOVERNANCE ISSUER 392 0 Split 355 FOR CHENGHE ACQUISITION CO. KYG2086M1078 02/02/2024 The Articles Amendment Proposal - to consider and vote upon, as special resolution, to approve, with effect from the effective time of the Merger: the amended and restated memorandum and articles of association of SPAC currently in effect be amended and restated by the deletion in their entirety and the substitution in their place of the proposed second amended and restated memorandum and articles of association of Chenghe (the "Restated M&A"). A copy of the Restated M&A is attached as Annex H to the accompanying Registration Statement/Proxy Statement. CORPORATE GOVERNANCE ISSUER 392 0 Split 37 AGAINST CHENGHE ACQUISITION CO. KYG2086M1078 02/02/2024 The Adjournment Proposal - to consider and vote upon, as an ordinary resolution, a proposal to adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Extraordinary General Meeting, there are not sufficient votes to approve one or more proposals presented to the shareholders for vote. CORPORATE GOVERNANCE ISSUER 392 0 Split 355 FOR CHENGHE ACQUISITION CO. KYG2086M1078 02/02/2024 The Adjournment Proposal - to consider and vote upon, as an ordinary resolution, a proposal to adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Extraordinary General Meeting, there are not sufficient votes to approve one or more proposals presented to the shareholders for vote. CORPORATE GOVERNANCE ISSUER 392 0 Split 37 AGAINST NB GLOBAL CORPORATE INCOME TRUST AU0000022477 02/05/2024 REMOVAL OF THE TRUST FROM THE OFFICIAL LIST OF ASX UNDER LISTING RULE 17.11 CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE NB GLOBAL CORPORATE INCOME TRUST AU0000022477 02/05/2024 AMENDED CONSTITUTION CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE NB GLOBAL CORPORATE INCOME TRUST AU0000022477 02/05/2024 REMOVAL OF THE TRUST FROM THE OFFICIAL LIST OF ASX UNDER LISTING RULE 17.11 CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE NB GLOBAL CORPORATE INCOME TRUST AU0000022477 02/05/2024 AMENDED CONSTITUTION CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE PONO CAPITAL TWO, INC. US73245B1070 02/05/2024 EXTENSION AMENDMENT - APPROVAL TO AMEND THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION (AS AMENDED) TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION FROM FEBRUARY 9, 2024 TO NOVEMBER 9, 2024. CORPORATE GOVERNANCE ISSUER 9738 0 Split 8224 FOR PONO CAPITAL TWO, INC. US73245B1070 02/05/2024 EXTENSION AMENDMENT - APPROVAL TO AMEND THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION (AS AMENDED) TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION FROM FEBRUARY 9, 2024 TO NOVEMBER 9, 2024. CORPORATE GOVERNANCE ISSUER 9738 0 Split 1514 AGAINST PONO CAPITAL TWO, INC. US73245B1070 02/05/2024 ADJOURNMENT - APPROVAL TO DIRECT THE CHAIRPERSON OF THE SPECIAL MEETING TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE SPECIAL MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1. CORPORATE GOVERNANCE ISSUER 9738 0 Split 8224 FOR PONO CAPITAL TWO, INC. US73245B1070 02/05/2024 ADJOURNMENT - APPROVAL TO DIRECT THE CHAIRPERSON OF THE SPECIAL MEETING TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE SPECIAL MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1. CORPORATE GOVERNANCE ISSUER 9738 0 Split 1514 AGAINST INTEGRATED RAIL & RESOURCES ACQUI CORP US45827R1068 02/12/2024 "Extension Amendment Proposal" - Amend IRRX's A&R certificate of incorporation to extend date IRRX must (1) close merger or other business combination, (2) cease operations except for winding up (if no biz combo), and (3) redeem 100% of IRRX's Class A stock, from Feb 15 to March 15, 2024, by depositing into trust $50K by Feb 15, 2024, and allow IRRX, w/o stockholder vote, to further extend date up to 8 times by 1 month each time after March 15th or later deadline date until November 15, 2024 by depositing in trust account $50,000 for each additional one-month extension EXTRAORDINARY TRANSACTIONS ISSUER 150756 0 Split 141709 FOR INTEGRATED RAIL & RESOURCES ACQUI CORP US45827R1068 02/12/2024 "Extension Amendment Proposal" - Amend IRRX's A&R certificate of incorporation to extend date IRRX must (1) close merger or other business combination, (2) cease operations except for winding up (if no biz combo), and (3) redeem 100% of IRRX's Class A stock, from Feb 15 to March 15, 2024, by depositing into trust $50K by Feb 15, 2024, and allow IRRX, w/o stockholder vote, to further extend date up to 8 times by 1 month each time after March 15th or later deadline date until November 15, 2024 by depositing in trust account $50,000 for each additional one-month extension EXTRAORDINARY TRANSACTIONS ISSUER 150756 0 Split 9047 AGAINST INTEGRATED RAIL & RESOURCES ACQUI CORP US45827R1068 02/12/2024 Re-election of Class II Director until the third annual meeting of stockholders: Brian Feldott DIRECTOR ELECTIONS ISSUER 150756 0 Split 150756 FOR INTEGRATED RAIL & RESOURCES ACQUI CORP US45827R1068 02/12/2024 The "Auditor Proposal" - Ratify the selection by our Audit Committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 150756 0 Split 150756 FOR INTEGRATED RAIL & RESOURCES ACQUI CORP US45827R1068 02/12/2024 The "Adjournment Proposal" - Adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve one or more proposals presented to stockholders for vote. CORPORATE GOVERNANCE ISSUER 150756 0 Split 141709 FOR INTEGRATED RAIL & RESOURCES ACQUI CORP US45827R1068 02/12/2024 The "Adjournment Proposal" - Adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve one or more proposals presented to stockholders for vote. CORPORATE GOVERNANCE ISSUER 150756 0 Split 9047 AGAINST JP MORGAN MID CAP INVESTMENT TRUST PLC GB0002357613 02/12/2024 APPROVE MATTERS RELATING TO THE RECLASSIFICATION OF SHARES CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE JP MORGAN MID CAP INVESTMENT TRUST PLC GB0002357613 02/12/2024 APPROVE MATTERS RELATING TO THE SCHEME OF RECONSTRUCTION CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE FUTURETECH II ACQUISITION CORP. US36119D1037 02/14/2024 Extension Amendment Proposal: Amend the Company's Amended and Restated Certificate of Incorporation to extend the date by which the Company has to consummate a business combination for up to an additional nine months, from February 18, 2024 to up to November 18, 2024, or such earlier date as determined by the board of directors of the Company, provided that the Sponsor (or its affiliates or permitted designees) will deposit into the Trust Account the Extension Payment for each such one-month extension. CORPORATE GOVERNANCE ISSUER 52279 0 Split 44363 FOR FUTURETECH II ACQUISITION CORP. US36119D1037 02/14/2024 Extension Amendment Proposal: Amend the Company's Amended and Restated Certificate of Incorporation to extend the date by which the Company has to consummate a business combination for up to an additional nine months, from February 18, 2024 to up to November 18, 2024, or such earlier date as determined by the board of directors of the Company, provided that the Sponsor (or its affiliates or permitted designees) will deposit into the Trust Account the Extension Payment for each such one-month extension. CORPORATE GOVERNANCE ISSUER 52279 0 Split 7916 AGAINST FUTURETECH II ACQUISITION CORP. US36119D1037 02/14/2024 Adjournment Proposal: To direct the chairman of the special meeting to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the foregoing proposals. CORPORATE GOVERNANCE ISSUER 52279 0 Split 48404 FOR FUTURETECH II ACQUISITION CORP. US36119D1037 02/14/2024 Adjournment Proposal: To direct the chairman of the special meeting to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the foregoing proposals. CORPORATE GOVERNANCE ISSUER 52279 0 Split 3875 AGAINST JP MORGAN MID CAP INVESTMENT TRUST PLC GB0002357613 02/27/2024 APPROVE MATTERS RELATING TO THE VOLUNTARY WINDING-UP OF THE COMPANY EXTRAORDINARY TRANSACTIONS ISSUER 0 0 No Vote 0 NONE ABRDN DIVERSIFIED INCOME AND GROWTH PLC GB0001297562 02/27/2024 ADOPT THE NEW INVESTMENT OBJECTIVE AND POLICY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE ABRDN DIVERSIFIED INCOME AND GROWTH PLC GB0001297562 02/27/2024 APPROVE CAPITAL REDUCTION AND CANCELLATION OF THE CAPITAL REDEMPTION RESERVE CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE ABRDN DIVERSIFIED INCOME AND GROWTH PLC GB0001297562 02/27/2024 ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE ABRDN DIVERSIFIED INCOME AND GROWTH PLC GB0001297562 02/27/2024 APPROVE REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE ABRDN DIVERSIFIED INCOME AND GROWTH PLC GB0001297562 02/27/2024 APPROVE THE COMPANY'S DIVIDEND POLICY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE ABRDN DIVERSIFIED INCOME AND GROWTH PLC GB0001297562 02/27/2024 RE-ELECT ALISTAIR MACKINTOSH AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE ABRDN DIVERSIFIED INCOME AND GROWTH PLC GB0001297562 02/27/2024 RE-ELECT TREVOR BRADLEY AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE ABRDN DIVERSIFIED INCOME AND GROWTH PLC GB0001297562 02/27/2024 RE-ELECT TOM CHALLENOR AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE ABRDN DIVERSIFIED INCOME AND GROWTH PLC GB0001297562 02/27/2024 RE-ELECT DAVINA WALTER AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE ABRDN DIVERSIFIED INCOME AND GROWTH PLC GB0001297562 02/27/2024 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE ABRDN DIVERSIFIED INCOME AND GROWTH PLC GB0001297562 02/27/2024 AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE ABRDN DIVERSIFIED INCOME AND GROWTH PLC GB0001297562 02/27/2024 APPROVE CONTINUATION OF COMPANY AS INVESTMENT TRUST CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE ABRDN DIVERSIFIED INCOME AND GROWTH PLC GB0001297562 02/27/2024 AUTHORISE ISSUE OF EQUITY CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE ABRDN DIVERSIFIED INCOME AND GROWTH PLC GB0001297562 02/27/2024 AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE ABRDN DIVERSIFIED INCOME AND GROWTH PLC GB0001297562 02/27/2024 AUTHORISE MARKET PURCHASE OF ORDINARY SHARES CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE ABRDN DIVERSIFIED INCOME AND GROWTH PLC GB0001297562 02/27/2024 AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE ABRDN DIVERSIFIED INCOME AND GROWTH PLC GB0001297562 02/27/2024 APPROVE CANCELLATION OF THE SHARE PREMIUM ACCOUNT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TEMPLETON EMERGING MARKETS FUND US8801911012 03/04/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 1314 0 Split 1226 FOR TEMPLETON EMERGING MARKETS FUND US8801911012 03/04/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 1314 0 Split 88 AGAINST TEMPLETON EMERGING MARKETS FUND US8801911012 03/04/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 1314 0 Split 1225 FOR TEMPLETON EMERGING MARKETS FUND US8801911012 03/04/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 1314 0 Split 89 AGAINST TEMPLETON EMERGING MARKETS FUND US8801911012 03/04/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 1314 0 Split 1218 FOR TEMPLETON EMERGING MARKETS FUND US8801911012 03/04/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 1314 0 Split 96 AGAINST TEMPLETON EMERGING MARKETS FUND US8801911012 03/04/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 1314 0 Split 1199 FOR TEMPLETON EMERGING MARKETS FUND US8801911012 03/04/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 1314 0 Split 115 AGAINST TEMPLETON EMERGING MARKETS FUND US8801911012 03/04/2024 The ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending August 31, 2024. AUDIT-RELATED ISSUER 1314 0 Split 1215 FOR TEMPLETON EMERGING MARKETS FUND US8801911012 03/04/2024 The ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending August 31, 2024. AUDIT-RELATED ISSUER 1314 0 Split 93 AGAINST TEMPLETON EMERGING MARKETS FUND US8801911012 03/04/2024 The ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending August 31, 2024. AUDIT-RELATED ISSUER 1314 0 Split 6 NONE HENDERSON OPPORTUNITIES TRUST PLC GB0008536574 03/07/2024 ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE HENDERSON OPPORTUNITIES TRUST PLC GB0008536574 03/07/2024 TO APPROVE A FINAL DIVIDEND OF 13.0 P PER SHARE CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE HENDERSON OPPORTUNITIES TRUST PLC GB0008536574 03/07/2024 APPROVE REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE HENDERSON OPPORTUNITIES TRUST PLC GB0008536574 03/07/2024 RE-ELECT WENDY COLQUHOUN AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE HENDERSON OPPORTUNITIES TRUST PLC GB0008536574 03/07/2024 RE-ELECT DAVINA CURLING AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE HENDERSON OPPORTUNITIES TRUST PLC GB0008536574 03/07/2024 RE-ELECT FRANCES DALEY AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE HENDERSON OPPORTUNITIES TRUST PLC GB0008536574 03/07/2024 RE-ELECT HARRY MORGAN AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE HENDERSON OPPORTUNITIES TRUST PLC GB0008536574 03/07/2024 REAPPOINT BDO LLP AS AUDITORS AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE HENDERSON OPPORTUNITIES TRUST PLC GB0008536574 03/07/2024 AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE HENDERSON OPPORTUNITIES TRUST PLC GB0008536574 03/07/2024 APPROVE INCREASE IN THE MAXIMUM AGGREGATE FEES PAYABLE TO DIRECTORS COMPENSATION ISSUER 0 0 No Vote 0 NONE HENDERSON OPPORTUNITIES TRUST PLC GB0008536574 03/07/2024 APPROVE SHARE SUB-DIVISION CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE HENDERSON OPPORTUNITIES TRUST PLC GB0008536574 03/07/2024 AUTHORISE ISSUE OF EQUITY CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE HENDERSON OPPORTUNITIES TRUST PLC GB0008536574 03/07/2024 AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE HENDERSON OPPORTUNITIES TRUST PLC GB0008536574 03/07/2024 AUTHORISE MARKET PURCHASE OF ORDINARY SHARES CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE HENDERSON OPPORTUNITIES TRUST PLC GB0008536574 03/07/2024 AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE SCHRODER UK MID CAP FUND PLC GB0006108418 03/08/2024 ANNUAL REPORT AND ACCOUNTS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE SCHRODER UK MID CAP FUND PLC GB0006108418 03/08/2024 FINAL DIVIDEND CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE SCHRODER UK MID CAP FUND PLC GB0006108418 03/08/2024 REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE SCHRODER UK MID CAP FUND PLC GB0006108418 03/08/2024 ELECTION OF HARRY MORLEY DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE SCHRODER UK MID CAP FUND PLC GB0006108418 03/08/2024 RE-ELECTION OF WENDY COLQUHOUN DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE SCHRODER UK MID CAP FUND PLC GB0006108418 03/08/2024 RE-ELECTION OF HELEN GALBRAITH DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE SCHRODER UK MID CAP FUND PLC GB0006108418 03/08/2024 RE-ELECTION OF ROBERT TALBUT DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE SCHRODER UK MID CAP FUND PLC GB0006108418 03/08/2024 RE-APPOINTMENT OF KPMG LLP AS AUDITOR AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE SCHRODER UK MID CAP FUND PLC GB0006108418 03/08/2024 AUTHORITY TO DETERMINE THE AUDITORS REMUNERATION AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE SCHRODER UK MID CAP FUND PLC GB0006108418 03/08/2024 AUTHORITY TO ALLOT SHARES CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE SCHRODER UK MID CAP FUND PLC GB0006108418 03/08/2024 DIS-APPLICATION OF PRE-EMPTION RIGHTS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE SCHRODER UK MID CAP FUND PLC GB0006108418 03/08/2024 AUTHORITY TO PURCHASE OWN SHARES CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE SCHRODER UK MID CAP FUND PLC GB0006108418 03/08/2024 AUTHORITY TO HOLD A GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS NOTICE CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE TRUGOLF HOLDINGS, INC. US2437331026 03/11/2024 Nasdaq Proposal: To approve, for purposes of complying with Nasdaq Listing Rule 5635(d), our issuance of all of the shares of our Class A common stock upon conversion of the PIPE Convertible Notes & upon exercise of the PIPE Warrants, without regard to any imitations on conversion or exercise set forth in the PIPE Convertible Notes or PIPE Warrants, respectively, and assuming all Additional Notes (defined herein) have been issued and all adjustments with respect to such issuances shall have been made to the PIPE Convertible Notes and PIPE Warrants. CAPITAL STRUCTURE ISSUER 681 0 Split 648 FOR TRUGOLF HOLDINGS, INC. US2437331026 03/11/2024 Nasdaq Proposal: To approve, for purposes of complying with Nasdaq Listing Rule 5635(d), our issuance of all of the shares of our Class A common stock upon conversion of the PIPE Convertible Notes & upon exercise of the PIPE Warrants, without regard to any imitations on conversion or exercise set forth in the PIPE Convertible Notes or PIPE Warrants, respectively, and assuming all Additional Notes (defined herein) have been issued and all adjustments with respect to such issuances shall have been made to the PIPE Convertible Notes and PIPE Warrants. CAPITAL STRUCTURE ISSUER 681 0 Split 33 AGAINST TRUGOLF HOLDINGS, INC. US2437331026 03/11/2024 Adjournment Proposal: To approve an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of the Nasdaq Proposal (the "Adjournment Proposal"). CORPORATE GOVERNANCE ISSUER 681 0 Split 678 FOR TRUGOLF HOLDINGS, INC. US2437331026 03/11/2024 Adjournment Proposal: To approve an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of the Nasdaq Proposal (the "Adjournment Proposal"). CORPORATE GOVERNANCE ISSUER 681 0 Split 3 AGAINST EATON VANCE CA MUNICIPAL INCOME TRUST US27826F1012 03/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 7057 0 Split 3559 FOR EATON VANCE CA MUNICIPAL INCOME TRUST US27826F1012 03/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 7057 0 Split 3498 NONE EATON VANCE CA MUNICIPAL INCOME TRUST US27826F1012 03/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 7057 0 Split 3578 FOR EATON VANCE CA MUNICIPAL INCOME TRUST US27826F1012 03/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 7057 0 Split 3479 NONE EATON VANCE CA MUNICIPAL INCOME TRUST US27826F1012 03/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 7057 0 Split 3575 FOR EATON VANCE CA MUNICIPAL INCOME TRUST US27826F1012 03/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 7057 0 Split 3482 NONE EATON VANCE CA MUNICIPAL INCOME TRUST US27826F1012 03/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 7057 0 Split 3584 FOR EATON VANCE CA MUNICIPAL INCOME TRUST US27826F1012 03/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 7057 0 Split 3473 NONE EATON VANCE CA MUNICIPAL INCOME TRUST US27826F1012 03/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 7671 0 Split 3869 FOR EATON VANCE CA MUNICIPAL INCOME TRUST US27826F1012 03/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 7671 0 Split 3802 NONE EATON VANCE CA MUNICIPAL INCOME TRUST US27826F1012 03/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 7671 0 Split 3889 FOR EATON VANCE CA MUNICIPAL INCOME TRUST US27826F1012 03/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 7671 0 Split 3782 NONE EATON VANCE CA MUNICIPAL INCOME TRUST US27826F1012 03/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 7671 0 Split 3886 FOR EATON VANCE CA MUNICIPAL INCOME TRUST US27826F1012 03/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 7671 0 Split 3785 NONE EATON VANCE CA MUNICIPAL INCOME TRUST US27826F1012 03/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 7671 0 Split 3896 FOR EATON VANCE CA MUNICIPAL INCOME TRUST US27826F1012 03/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 7671 0 Split 3775 NONE ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 903 0 Split 703 FOR ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 903 0 Split 200 NONE ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 903 0 Split 622 FOR ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 903 0 Split 281 NONE ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 903 0 Split 703 FOR ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 903 0 Split 200 NONE ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 903 0 Split 700 FOR ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 903 0 Split 203 NONE ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 903 0 Split 699 FOR ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 903 0 Split 204 NONE ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 903 0 Split 699 FOR ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 903 0 Split 204 NONE ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 903 0 Split 586 FOR ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 903 0 Split 317 NONE ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm to audit the books and accounts of the Fund for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 903 0 Split 851 FOR ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm to audit the books and accounts of the Fund for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 903 0 Split 31 AGAINST ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm to audit the books and accounts of the Fund for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 903 0 Split 22 NONE ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 41742 0 Split 32491 FOR ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 41742 0 Split 9251 NONE ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 41742 0 Split 28751 FOR ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 41742 0 Split 12991 NONE ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 41742 0 Split 32498 FOR ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 41742 0 Split 9244 NONE ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 41742 0 Split 32344 FOR ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 41742 0 Split 9398 NONE ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 41742 0 Split 32324 FOR ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 41742 0 Split 9418 NONE ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 41742 0 Split 32312 FOR ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 41742 0 Split 9430 NONE ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 41742 0 Split 27105 FOR ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 41742 0 Split 14637 NONE ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm to audit the books and accounts of the Fund for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 41742 0 Split 39327 FOR ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm to audit the books and accounts of the Fund for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 41742 0 Split 1415 AGAINST ADAMS DIVERSIFIED EQUITY FUND, INC. US0062121043 03/25/2024 Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm to audit the books and accounts of the Fund for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 41742 0 Split 1000 NONE FIDELITY EMERGING MARKETS LIMITED GG00B4L0PD47 03/25/2024 AUTHORISE MARKET PURCHASE OF PARTICIPATING REDEEMABLE PREFERENCE SHARES PURSUANT TO THE TENDER OFFER CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE DEE TECH FR0014003G01 03/26/2024 ESTABLISHMENT OF THE BOARD BY APPOINTING A CHAIRMAN, TWO TELLERS AND A SECRETARY, IN ACCORDANCE WITH ARTICLE 18.5 OF THE COMPANY'S BYLAWS 'HOLDING OF MEETING' CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE DEE TECH FR0014003G01 03/26/2024 READING AND APPROVAL OF THE LIQUIDATOR'S REPORT ON LIQUIDATION OPERATIONS, PRESENTATION AND APPROVAL OF THE FINAL ACCOUNTS FOR THE CLOSURE OF LIQUIDATION OPERATIONS AS OF 26 MARCH 2024 EXTRAORDINARY TRANSACTIONS ISSUER 0 0 No Vote 0 NONE DEE TECH FR0014003G01 03/26/2024 DISTRIBUTION OF THE LIQUIDATION BALANCE EXTRAORDINARY TRANSACTIONS ISSUER 0 0 No Vote 0 NONE DEE TECH FR0014003G01 03/26/2024 DEREGISTRATION OF THE COMPANY'S SECURITIES WITH EUROCLEAR FRANCE CENTRAL SECURITIES DEPOSITORY CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE DEE TECH FR0014003G01 03/26/2024 DETERMINATION OF THE FINAL CLOSURE OF THE LIQUIDATION - VALIDATION OF THE LIQUIDATOR'S TERMS OF OPERATION - DISCHARGE OF THE LIQUIDATOR'S MANDATE EXTRAORDINARY TRANSACTIONS ISSUER 0 0 No Vote 0 NONE DEE TECH FR0014003G01 03/26/2024 POWERS TO ACCOMPLISH FORMALITIES CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC US01864U1060 03/26/2024 Election of Director: Garry L. Moody DIRECTOR ELECTIONS ISSUER 396 0 Split 298 FOR ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC US01864U1060 03/26/2024 Election of Director: Garry L. Moody DIRECTOR ELECTIONS ISSUER 396 0 Split 94 AGAINST ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC US01864U1060 03/26/2024 Election of Director: Garry L. Moody DIRECTOR ELECTIONS ISSUER 396 0 Split 4 NONE ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC US01864U1060 03/26/2024 Election of Director: Jeanette W. Loeb DIRECTOR ELECTIONS ISSUER 396 0 Split 287 FOR ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC US01864U1060 03/26/2024 Election of Director: Jeanette W. Loeb DIRECTOR ELECTIONS ISSUER 396 0 Split 104 AGAINST ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC US01864U1060 03/26/2024 Election of Director: Jeanette W. Loeb DIRECTOR ELECTIONS ISSUER 396 0 Split 4 NONE ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC US01864U1060 03/26/2024 Election of Director: Marshall C. Turner, Jr. DIRECTOR ELECTIONS ISSUER 396 0 Split 296 FOR ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC US01864U1060 03/26/2024 Election of Director: Marshall C. Turner, Jr. DIRECTOR ELECTIONS ISSUER 396 0 Split 96 AGAINST ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC US01864U1060 03/26/2024 Election of Director: Marshall C. Turner, Jr. DIRECTOR ELECTIONS ISSUER 396 0 Split 4 NONE ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC US01864U1060 03/26/2024 To ratify the appointment of Ernst & Young LLP as the Fund's independent registered public accounting firm for the fiscal year ending October 31, 2024. AUDIT-RELATED ISSUER 396 0 Split 273 FOR ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC US01864U1060 03/26/2024 To ratify the appointment of Ernst & Young LLP as the Fund's independent registered public accounting firm for the fiscal year ending October 31, 2024. AUDIT-RELATED ISSUER 396 0 Split 121 AGAINST ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC US01864U1060 03/26/2024 To ratify the appointment of Ernst & Young LLP as the Fund's independent registered public accounting firm for the fiscal year ending October 31, 2024. AUDIT-RELATED ISSUER 396 0 Split 2 NONE PRINCIPAL FUNDS, INC. US74255X1046 04/12/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 51780 0 Split 50060 FOR PRINCIPAL FUNDS, INC. US74255X1046 04/12/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 51780 0 Split 1720 NONE PRINCIPAL FUNDS, INC. US74255X1046 04/12/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 51780 0 Split 50060 FOR PRINCIPAL FUNDS, INC. US74255X1046 04/12/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 51780 0 Split 1720 NONE PRINCIPAL FUNDS, INC. US74255X1046 04/12/2024 Election at the Annual Meeting of the individuals nominated by Saba Capital: Stephen G. Flanagan DIRECTOR ELECTIONS SECURITY HOLDER 51780 0 Split 34580 FOR PRINCIPAL FUNDS, INC. US74255X1046 04/12/2024 Election at the Annual Meeting of the individuals nominated by Saba Capital: Stephen G. Flanagan DIRECTOR ELECTIONS SECURITY HOLDER 51780 0 Split 17200 NONE PRINCIPAL FUNDS, INC. US74255X1046 04/12/2024 Election at the Annual Meeting of the individuals nominated by Saba Capital: Jassen Trenkow DIRECTOR ELECTIONS SECURITY HOLDER 51780 0 Split 50532 FOR PRINCIPAL FUNDS, INC. US74255X1046 04/12/2024 Election at the Annual Meeting of the individuals nominated by Saba Capital: Jassen Trenkow DIRECTOR ELECTIONS SECURITY HOLDER 51780 0 Split 1248 NONE CLEARBRIDGE MLP AND MIDSTREAM FUND INC. US1846922003 04/12/2024 Election of Class II Director to Serve Until the 2027 Annual Meeting: Nisha Kumar DIRECTOR ELECTIONS ISSUER 83316 0 Split 80659 FOR CLEARBRIDGE MLP AND MIDSTREAM FUND INC. US1846922003 04/12/2024 Election of Class II Director to Serve Until the 2027 Annual Meeting: Nisha Kumar DIRECTOR ELECTIONS ISSUER 83316 0 Split 2230 AGAINST CLEARBRIDGE MLP AND MIDSTREAM FUND INC. US1846922003 04/12/2024 Election of Class II Director to Serve Until the 2027 Annual Meeting: Nisha Kumar DIRECTOR ELECTIONS ISSUER 83316 0 Split 427 NONE CLEARBRIDGE MLP AND MIDSTREAM FUND INC. US1846922003 04/12/2024 To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending November 30, 2024. AUDIT-RELATED ISSUER 83316 0 Split 82051 FOR CLEARBRIDGE MLP AND MIDSTREAM FUND INC. US1846922003 04/12/2024 To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending November 30, 2024. AUDIT-RELATED ISSUER 83316 0 Split 1109 AGAINST CLEARBRIDGE MLP AND MIDSTREAM FUND INC. US1846922003 04/12/2024 To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending November 30, 2024. AUDIT-RELATED ISSUER 83316 0 Split 156 NONE CLEARBRIDGE ENERGY MIDSTREAM OPP FD INC US18469P2092 04/12/2024 Election of Class III Director to serve until the 2026 Annual Meeting: Robert D. Agdern DIRECTOR ELECTIONS ISSUER 136303 0 Split 130312 FOR CLEARBRIDGE ENERGY MIDSTREAM OPP FD INC US18469P2092 04/12/2024 Election of Class III Director to serve until the 2026 Annual Meeting: Robert D. Agdern DIRECTOR ELECTIONS ISSUER 136303 0 Split 4735 AGAINST CLEARBRIDGE ENERGY MIDSTREAM OPP FD INC US18469P2092 04/12/2024 Election of Class III Director to serve until the 2026 Annual Meeting: Robert D. Agdern DIRECTOR ELECTIONS ISSUER 136303 0 Split 1255 NONE CLEARBRIDGE ENERGY MIDSTREAM OPP FD INC US18469P2092 04/12/2024 Election of Class I Director to serve until the 2027 Annual Meeting: Carol L. Colman DIRECTOR ELECTIONS ISSUER 136303 0 Split 130194 FOR CLEARBRIDGE ENERGY MIDSTREAM OPP FD INC US18469P2092 04/12/2024 Election of Class I Director to serve until the 2027 Annual Meeting: Carol L. Colman DIRECTOR ELECTIONS ISSUER 136303 0 Split 4881 AGAINST CLEARBRIDGE ENERGY MIDSTREAM OPP FD INC US18469P2092 04/12/2024 Election of Class I Director to serve until the 2027 Annual Meeting: Carol L. Colman DIRECTOR ELECTIONS ISSUER 136303 0 Split 1228 NONE CLEARBRIDGE ENERGY MIDSTREAM OPP FD INC US18469P2092 04/12/2024 Election of Class I Director to serve until the 2027 Annual Meeting: Paolo M. Cucchi DIRECTOR ELECTIONS ISSUER 136303 0 Split 130081 FOR CLEARBRIDGE ENERGY MIDSTREAM OPP FD INC US18469P2092 04/12/2024 Election of Class I Director to serve until the 2027 Annual Meeting: Paolo M. Cucchi DIRECTOR ELECTIONS ISSUER 136303 0 Split 4961 AGAINST CLEARBRIDGE ENERGY MIDSTREAM OPP FD INC US18469P2092 04/12/2024 Election of Class I Director to serve until the 2027 Annual Meeting: Paolo M. Cucchi DIRECTOR ELECTIONS ISSUER 136303 0 Split 1261 NONE CLEARBRIDGE ENERGY MIDSTREAM OPP FD INC US18469P2092 04/12/2024 To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending November 30, 2024. AUDIT-RELATED ISSUER 136303 0 Split 130593 FOR CLEARBRIDGE ENERGY MIDSTREAM OPP FD INC US18469P2092 04/12/2024 To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending November 30, 2024. AUDIT-RELATED ISSUER 136303 0 Split 5083 AGAINST CLEARBRIDGE ENERGY MIDSTREAM OPP FD INC US18469P2092 04/12/2024 To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending November 30, 2024. AUDIT-RELATED ISSUER 136303 0 Split 627 NONE LEGG MASON US18469Q2075 04/12/2024 Election of Class III Director to serve the term until 2027 Annual Meeting: Robert D. Agdern DIRECTOR ELECTIONS ISSUER 69138 0 Split 66109 FOR LEGG MASON US18469Q2075 04/12/2024 Election of Class III Director to serve the term until 2027 Annual Meeting: Robert D. Agdern DIRECTOR ELECTIONS ISSUER 69138 0 Split 2618 AGAINST LEGG MASON US18469Q2075 04/12/2024 Election of Class III Director to serve the term until 2027 Annual Meeting: Robert D. Agdern DIRECTOR ELECTIONS ISSUER 69138 0 Split 411 NONE LEGG MASON US18469Q2075 04/12/2024 To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending November 30, 2024. AUDIT-RELATED ISSUER 69138 0 Split 65302 FOR LEGG MASON US18469Q2075 04/12/2024 To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending November 30, 2024. AUDIT-RELATED ISSUER 69138 0 Split 3597 AGAINST LEGG MASON US18469Q2075 04/12/2024 To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending November 30, 2024. AUDIT-RELATED ISSUER 69138 0 Split 239 NONE WESTERN ASSET INTERMEDIATE MUNI FUND US9584351095 04/12/2024 Election of Class I Director to serve until the 2027 Annual Meeting of Stockholders: Eileen A. Kamerick DIRECTOR ELECTIONS ISSUER 18474 0 Split 14881 FOR WESTERN ASSET INTERMEDIATE MUNI FUND US9584351095 04/12/2024 Election of Class I Director to serve until the 2027 Annual Meeting of Stockholders: Eileen A. Kamerick DIRECTOR ELECTIONS ISSUER 18474 0 Split 3408 AGAINST WESTERN ASSET INTERMEDIATE MUNI FUND US9584351095 04/12/2024 Election of Class I Director to serve until the 2027 Annual Meeting of Stockholders: Eileen A. Kamerick DIRECTOR ELECTIONS ISSUER 18474 0 Split 185 NONE WESTERN ASSET INTERMEDIATE MUNI FUND US9584351095 04/12/2024 To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending November 30, 2024. AUDIT-RELATED ISSUER 18474 0 Split 18328 FOR WESTERN ASSET INTERMEDIATE MUNI FUND US9584351095 04/12/2024 To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending November 30, 2024. AUDIT-RELATED ISSUER 18474 0 Split 79 AGAINST WESTERN ASSET INTERMEDIATE MUNI FUND US9584351095 04/12/2024 To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending November 30, 2024. AUDIT-RELATED ISSUER 18474 0 Split 67 NONE THE TAIWAN FUND INC US8740361063 04/16/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 3223 0 Split 2913 FOR THE TAIWAN FUND INC US8740361063 04/16/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 3223 0 Split 310 NONE THE TAIWAN FUND INC US8740361063 04/16/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 3223 0 Split 2991 FOR THE TAIWAN FUND INC US8740361063 04/16/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 3223 0 Split 232 NONE THE TAIWAN FUND INC US8740361063 04/16/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 3223 0 Split 2997 FOR THE TAIWAN FUND INC US8740361063 04/16/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 3223 0 Split 226 NONE THE TAIWAN FUND INC US8740361063 04/16/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 3223 0 Split 2997 FOR THE TAIWAN FUND INC US8740361063 04/16/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 3223 0 Split 226 NONE THE TAIWAN FUND INC US8740361063 04/16/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 3223 0 Split 2996 FOR THE TAIWAN FUND INC US8740361063 04/16/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 3223 0 Split 227 NONE HERALD INVESTMENT TRUST PLC GB0004228648 04/23/2024 ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE HERALD INVESTMENT TRUST PLC GB0004228648 04/23/2024 APPROVE REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE HERALD INVESTMENT TRUST PLC GB0004228648 04/23/2024 RE-ELECT ANDREW JOY AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE HERALD INVESTMENT TRUST PLC GB0004228648 04/23/2024 RE-ELECT STEPHANIE EASTMENT AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE HERALD INVESTMENT TRUST PLC GB0004228648 04/23/2024 RE-ELECT HENRIETTA MARSH AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE HERALD INVESTMENT TRUST PLC GB0004228648 04/23/2024 RE-ELECT JAMES WILL AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE HERALD INVESTMENT TRUST PLC GB0004228648 04/23/2024 ELECT PRIYA GUHA AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE HERALD INVESTMENT TRUST PLC GB0004228648 04/23/2024 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE HERALD INVESTMENT TRUST PLC GB0004228648 04/23/2024 AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE HERALD INVESTMENT TRUST PLC GB0004228648 04/23/2024 AUTHORISE MARKET PURCHASE OF ORDINARY SHARES CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE HERALD INVESTMENT TRUST PLC GB0004228648 04/23/2024 AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: William Donovan DIRECTOR ELECTIONS ISSUER 163658 0 Split 147676 FOR ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: William Donovan DIRECTOR ELECTIONS ISSUER 163658 0 Split 13787 AGAINST ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: William Donovan DIRECTOR ELECTIONS ISSUER 163658 0 Split 2195 NONE ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Bruce Hansen DIRECTOR ELECTIONS ISSUER 163658 0 Split 144293 FOR ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Bruce Hansen DIRECTOR ELECTIONS ISSUER 163658 0 Split 13879 AGAINST ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Bruce Hansen DIRECTOR ELECTIONS ISSUER 163658 0 Split 2195 NONE ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Mary Joan Hoene DIRECTOR ELECTIONS ISSUER 163658 0 Split 147383 FOR ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Mary Joan Hoene DIRECTOR ELECTIONS ISSUER 163658 0 Split 14050 AGAINST ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Mary Joan Hoene DIRECTOR ELECTIONS ISSUER 163658 0 Split 2225 NONE ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Alexander Merk DIRECTOR ELECTIONS ISSUER 163658 0 Split 133900 FOR ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Alexander Merk DIRECTOR ELECTIONS ISSUER 163658 0 Split 21170 AGAINST ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Alexander Merk DIRECTOR ELECTIONS ISSUER 163658 0 Split 8589 NONE ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 To ratify and approve the appointment of Tait, Weller & Baker LLP, an independent registered public accounting firm, as the Company's independent auditors for the fiscal year ending November 30, 2024, and to authorize the Nominating, Audit and Ethics Committee of the Board of Directors to set the independent auditors' remuneration. AUDIT-RELATED ISSUER 163658 0 Split 158059 FOR ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 To ratify and approve the appointment of Tait, Weller & Baker LLP, an independent registered public accounting firm, as the Company's independent auditors for the fiscal year ending November 30, 2024, and to authorize the Nominating, Audit and Ethics Committee of the Board of Directors to set the independent auditors' remuneration. AUDIT-RELATED ISSUER 163658 0 Split 3258 AGAINST ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 To ratify and approve the appointment of Tait, Weller & Baker LLP, an independent registered public accounting firm, as the Company's independent auditors for the fiscal year ending November 30, 2024, and to authorize the Nominating, Audit and Ethics Committee of the Board of Directors to set the independent auditors' remuneration. AUDIT-RELATED ISSUER 163658 0 Split 2341 NONE ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 To approve an increase to the shareholder vote required to change the Company's fundamental investment policies. SHAREHOLDER RIGHTS AND DEFENSES ISSUER 163658 0 Split 76621 FOR ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 To approve an increase to the shareholder vote required to change the Company's fundamental investment policies. SHAREHOLDER RIGHTS AND DEFENSES ISSUER 163658 0 Split 85467 AGAINST ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 To approve an increase to the shareholder vote required to change the Company's fundamental investment policies. SHAREHOLDER RIGHTS AND DEFENSES ISSUER 163658 0 Split 1569 NONE ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 To approve an increase to the Company's authorized share capital. CAPITAL STRUCTURE ISSUER 163658 0 Split 75927 FOR ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 To approve an increase to the Company's authorized share capital. CAPITAL STRUCTURE ISSUER 163658 0 Split 85561 AGAINST ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 To approve an increase to the Company's authorized share capital. CAPITAL STRUCTURE ISSUER 163658 0 Split 2170 NONE ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Ketu Desai DIRECTOR ELECTIONS SECURITY HOLDER 163658 0 Split 162293 FOR ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Ketu Desai DIRECTOR ELECTIONS SECURITY HOLDER 163658 0 Split 1004 AGAINST ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Ketu Desai DIRECTOR ELECTIONS SECURITY HOLDER 163658 0 Split 361 NONE ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Frederic Gabriel DIRECTOR ELECTIONS SECURITY HOLDER 163658 0 Split 117854 FOR ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Frederic Gabriel DIRECTOR ELECTIONS SECURITY HOLDER 163658 0 Split 45304 AGAINST ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Frederic Gabriel DIRECTOR ELECTIONS SECURITY HOLDER 163658 0 Split 501 NONE ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Paul Kazarian DIRECTOR ELECTIONS SECURITY HOLDER 163658 0 Split 161862 FOR ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Paul Kazarian DIRECTOR ELECTIONS SECURITY HOLDER 163658 0 Split 1275 AGAINST ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Paul Kazarian DIRECTOR ELECTIONS SECURITY HOLDER 163658 0 Split 521 NONE ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Garry Khasidy DIRECTOR ELECTIONS SECURITY HOLDER 163658 0 Split 117745 FOR ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Garry Khasidy DIRECTOR ELECTIONS SECURITY HOLDER 163658 0 Split 45323 AGAINST ASA GOLD AND PRECIOUS METALS LIMITED BMG3156P1032 04/26/2024 Election of Director: Garry Khasidy DIRECTOR ELECTIONS SECURITY HOLDER 163658 0 Split 589 NONE THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Thomas C. Bartzokis DIRECTOR ELECTIONS ISSUER 200119 0 Split 198130 FOR THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Thomas C. Bartzokis DIRECTOR ELECTIONS ISSUER 200119 0 Split 1427 AGAINST THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Thomas C. Bartzokis DIRECTOR ELECTIONS ISSUER 200119 0 Split 562 NONE THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Jack Brewer DIRECTOR ELECTIONS ISSUER 200119 0 Split 198158 FOR THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Jack Brewer DIRECTOR ELECTIONS ISSUER 200119 0 Split 1397 AGAINST THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Jack Brewer DIRECTOR ELECTIONS ISSUER 200119 0 Split 564 NONE THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Scott M. Kernan DIRECTOR ELECTIONS ISSUER 200119 0 Split 196043 FOR THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Scott M. Kernan DIRECTOR ELECTIONS ISSUER 200119 0 Split 3510 AGAINST THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Scott M. Kernan DIRECTOR ELECTIONS ISSUER 200119 0 Split 566 NONE THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Lindsay L. Koren DIRECTOR ELECTIONS ISSUER 200119 0 Split 196127 FOR THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Lindsay L. Koren DIRECTOR ELECTIONS ISSUER 200119 0 Split 3278 AGAINST THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Lindsay L. Koren DIRECTOR ELECTIONS ISSUER 200119 0 Split 714 NONE THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Terry Mayotte DIRECTOR ELECTIONS ISSUER 200119 0 Split 183919 FOR THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Terry Mayotte DIRECTOR ELECTIONS ISSUER 200119 0 Split 15629 AGAINST THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Terry Mayotte DIRECTOR ELECTIONS ISSUER 200119 0 Split 570 NONE THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Andrew N. Shapiro DIRECTOR ELECTIONS ISSUER 200119 0 Split 195358 FOR THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Andrew N. Shapiro DIRECTOR ELECTIONS ISSUER 200119 0 Split 4018 AGAINST THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Andrew N. Shapiro DIRECTOR ELECTIONS ISSUER 200119 0 Split 742 NONE THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Julie Myers Wood DIRECTOR ELECTIONS ISSUER 200119 0 Split 191704 FOR THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Julie Myers Wood DIRECTOR ELECTIONS ISSUER 200119 0 Split 7857 AGAINST THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: Julie Myers Wood DIRECTOR ELECTIONS ISSUER 200119 0 Split 558 NONE THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: George C. Zoley DIRECTOR ELECTIONS ISSUER 200119 0 Split 197391 FOR THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: George C. Zoley DIRECTOR ELECTIONS ISSUER 200119 0 Split 2373 AGAINST THE GEO GROUP, INC. US36162J1060 05/03/2024 Election of Director: George C. Zoley DIRECTOR ELECTIONS ISSUER 200119 0 Split 354 NONE THE GEO GROUP, INC. US36162J1060 05/03/2024 To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accountants for the 2024 fiscal year. AUDIT-RELATED ISSUER 200119 0 Split 197231 FOR THE GEO GROUP, INC. US36162J1060 05/03/2024 To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accountants for the 2024 fiscal year. AUDIT-RELATED ISSUER 200119 0 Split 2417 AGAINST THE GEO GROUP, INC. US36162J1060 05/03/2024 To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accountants for the 2024 fiscal year. AUDIT-RELATED ISSUER 200119 0 Split 470 NONE THE GEO GROUP, INC. US36162J1060 05/03/2024 To hold an advisory vote to approve named executive officer compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 200119 0 Split 172132 FOR THE GEO GROUP, INC. US36162J1060 05/03/2024 To hold an advisory vote to approve named executive officer compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 200119 0 Split 8711 AGAINST THE GEO GROUP, INC. US36162J1060 05/03/2024 To hold an advisory vote to approve named executive officer compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 200119 0 Split 19275 NONE THE GEO GROUP, INC. US36162J1060 05/03/2024 To approve the Second Amended and Restated 2018 Stock Incentive Plan. CORPORATE GOVERNANCE ISSUER 200119 0 Split 172036 FOR THE GEO GROUP, INC. US36162J1060 05/03/2024 To approve the Second Amended and Restated 2018 Stock Incentive Plan. CORPORATE GOVERNANCE ISSUER 200119 0 Split 8731 AGAINST THE GEO GROUP, INC. US36162J1060 05/03/2024 To approve the Second Amended and Restated 2018 Stock Incentive Plan. CORPORATE GOVERNANCE ISSUER 200119 0 Split 19352 NONE THE GEO GROUP, INC. US36162J1060 05/03/2024 To approve the Amended and Restated Articles of Incorporation to increase the number of authorized shares of common stock from 187,500,000 to 225,000,000 shares. CAPITAL STRUCTURE ISSUER 200119 0 Split 176469 FOR THE GEO GROUP, INC. US36162J1060 05/03/2024 To approve the Amended and Restated Articles of Incorporation to increase the number of authorized shares of common stock from 187,500,000 to 225,000,000 shares. CAPITAL STRUCTURE ISSUER 200119 0 Split 23346 AGAINST THE GEO GROUP, INC. US36162J1060 05/03/2024 To approve the Amended and Restated Articles of Incorporation to increase the number of authorized shares of common stock from 187,500,000 to 225,000,000 shares. CAPITAL STRUCTURE ISSUER 200119 0 Split 304 NONE THE GEO GROUP, INC. US36162J1060 05/03/2024 To vote on a shareholder proposal regarding a third-party racial equity audit and report, if properly presented before the meeting. DIVERSITY, EQUITY, AND INCLUSION ISSUER 200119 0 Split 13814 FOR THE GEO GROUP, INC. US36162J1060 05/03/2024 To vote on a shareholder proposal regarding a third-party racial equity audit and report, if properly presented before the meeting. DIVERSITY, EQUITY, AND INCLUSION ISSUER 200119 0 Split 184866 AGAINST THE GEO GROUP, INC. US36162J1060 05/03/2024 To vote on a shareholder proposal regarding a third-party racial equity audit and report, if properly presented before the meeting. DIVERSITY, EQUITY, AND INCLUSION ISSUER 200119 0 Split 1439 NONE SCREAMING EAGLE ACQUISITION CORP. KYG794071210 05/07/2024 Warrant Agreement Amendment Proposal - A proposal to approve and adopt an amendment to the terms of the warrant agreement that governs all of SEAC's warrants (the "SEAC Warrant Agreement") to provide that, before the SEAC Merger, each of the then outstanding whole public warrants of SEAC (such warrants being the warrants of SEAC issued in SEAC's initial public offering that was consummated on January 10, 2022, which entitle the holder thereof to purchase one Class A ordinary shares, par ...(due to space limits, see proxy material for full proposal). EXTRAORDINARY TRANSACTIONS ISSUER 22674 0 Split 21151 FOR SCREAMING EAGLE ACQUISITION CORP. KYG794071210 05/07/2024 Warrant Agreement Amendment Proposal - A proposal to approve and adopt an amendment to the terms of the warrant agreement that governs all of SEAC's warrants (the "SEAC Warrant Agreement") to provide that, before the SEAC Merger, each of the then outstanding whole public warrants of SEAC (such warrants being the warrants of SEAC issued in SEAC's initial public offering that was consummated on January 10, 2022, which entitle the holder thereof to purchase one Class A ordinary shares, par ...(due to space limits, see proxy material for full proposal). EXTRAORDINARY TRANSACTIONS ISSUER 22674 0 Split 981 AGAINST SCREAMING EAGLE ACQUISITION CORP. KYG794071210 05/07/2024 Warrant Agreement Amendment Proposal - A proposal to approve and adopt an amendment to the terms of the warrant agreement that governs all of SEAC's warrants (the "SEAC Warrant Agreement") to provide that, before the SEAC Merger, each of the then outstanding whole public warrants of SEAC (such warrants being the warrants of SEAC issued in SEAC's initial public offering that was consummated on January 10, 2022, which entitle the holder thereof to purchase one Class A ordinary shares, par ...(due to space limits, see proxy material for full proposal). EXTRAORDINARY TRANSACTIONS ISSUER 22674 0 Split 542 NONE SCREAMING EAGLE ACQUISITION CORP. KYG794071210 05/07/2024 Warrantholder Adjournment Proposal - If put to SEAC Public Warrantholders for a vote, a proposal to approve, by Ordinary Resolution, the adjournment of the SEAC Public Warrantholders' Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Warrant Agreement Amendment Proposal or SEAC determines that one or more of the Closing ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 22674 0 Split 20353 FOR SCREAMING EAGLE ACQUISITION CORP. KYG794071210 05/07/2024 Warrantholder Adjournment Proposal - If put to SEAC Public Warrantholders for a vote, a proposal to approve, by Ordinary Resolution, the adjournment of the SEAC Public Warrantholders' Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Warrant Agreement Amendment Proposal or SEAC determines that one or more of the Closing ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 22674 0 Split 1779 AGAINST SCREAMING EAGLE ACQUISITION CORP. KYG794071210 05/07/2024 Warrantholder Adjournment Proposal - If put to SEAC Public Warrantholders for a vote, a proposal to approve, by Ordinary Resolution, the adjournment of the SEAC Public Warrantholders' Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Warrant Agreement Amendment Proposal or SEAC determines that one or more of the Closing ...(due to space limits, see proxy material for full proposal). CORPORATE GOVERNANCE ISSUER 22674 0 Split 542 NONE PERSHING SQUARE HOLDINGS LTD GG00BPFJTF46 05/08/2024 TO RECEIVE THE AUDITED ACCOUNTS, THE DIRECTORS REPORT AND THE AUDITORS REPORT FOR THE YEAR ENDED 31 DECEMBER 2023 AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE PERSHING SQUARE HOLDINGS LTD GG00BPFJTF46 05/08/2024 TO RE-APPOINT ERNST AND YOUNG LLP AS AUDITOR OF THE COMPANY AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE PERSHING SQUARE HOLDINGS LTD GG00BPFJTF46 05/08/2024 TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE PERSHING SQUARE HOLDINGS LTD GG00BPFJTF46 05/08/2024 TO RE-ELECT NICHOLAS BOTTA AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE PERSHING SQUARE HOLDINGS LTD GG00BPFJTF46 05/08/2024 TO RE-ELECT BRONWYN CURTIS AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE PERSHING SQUARE HOLDINGS LTD GG00BPFJTF46 05/08/2024 TO RE-ELECT ANDREW HENTON AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE PERSHING SQUARE HOLDINGS LTD GG00BPFJTF46 05/08/2024 TO RE-ELECT TOPE LAWANI AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE PERSHING SQUARE HOLDINGS LTD GG00BPFJTF46 05/08/2024 TO RE-ELECT RUPERT MORLEY AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE PERSHING SQUARE HOLDINGS LTD GG00BPFJTF46 05/08/2024 TO ELECT CHARLOTTE DENTON AS A DIRECTOR OF THE COMPANY DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE PERSHING SQUARE HOLDINGS LTD GG00BPFJTF46 05/08/2024 THAT THE COMPANY BE AUTHORISED TO MAKE MARKET ACQUISITIONS OF ITS PUBLIC SHARES IN ISSUE CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE PERSHING SQUARE HOLDINGS LTD GG00BPFJTF46 05/08/2024 THAT, THE DIRECTORS BE AUTHORISED TO ALLOT AND ISSUE UP TO 18,400,236 PUBLIC SHARES CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To re-elect as a director David Norton, who retires by rotation in accordance with the Company's Articles of Association. DIRECTOR ELECTIONS ISSUER 61188 0 Split 60907 FOR COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To re-elect as a director David Norton, who retires by rotation in accordance with the Company's Articles of Association. DIRECTOR ELECTIONS ISSUER 61188 0 Split 165 AGAINST COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To re-elect as a director David Norton, who retires by rotation in accordance with the Company's Articles of Association. DIRECTOR ELECTIONS ISSUER 61188 0 Split 116 NONE COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To re-elect as a director Wayne J. Riley, who retires by rotation in accordance with the Company's Articles of Association. DIRECTOR ELECTIONS ISSUER 61188 0 Split 48794 FOR COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To re-elect as a director Wayne J. Riley, who retires by rotation in accordance with the Company's Articles of Association. DIRECTOR ELECTIONS ISSUER 61188 0 Split 12279 AGAINST COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To re-elect as a director Wayne J. Riley, who retires by rotation in accordance with the Company's Articles of Association. DIRECTOR ELECTIONS ISSUER 61188 0 Split 115 NONE COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To re-elect as a director Daphne Karydas, who retires by rotation in accordance with the Company's Articles of Association. DIRECTOR ELECTIONS ISSUER 61188 0 Split 60902 FOR COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To re-elect as a director Daphne Karydas, who retires by rotation in accordance with the Company's Articles of Association. DIRECTOR ELECTIONS ISSUER 61188 0 Split 171 AGAINST COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To re-elect as a director Daphne Karydas, who retires by rotation in accordance with the Company's Articles of Association. DIRECTOR ELECTIONS ISSUER 61188 0 Split 115 NONE COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To re-appoint PricewaterhouseCoopers LLP, an English registered limited liability partnership, as U.K. statutory auditors of the Company, to hold office until the conclusion of the next annual general meeting of shareholders. AUDIT-RELATED ISSUER 61188 0 Split 60839 FOR COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To re-appoint PricewaterhouseCoopers LLP, an English registered limited liability partnership, as U.K. statutory auditors of the Company, to hold office until the conclusion of the next annual general meeting of shareholders. AUDIT-RELATED ISSUER 61188 0 Split 272 AGAINST COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To re-appoint PricewaterhouseCoopers LLP, an English registered limited liability partnership, as U.K. statutory auditors of the Company, to hold office until the conclusion of the next annual general meeting of shareholders. AUDIT-RELATED ISSUER 61188 0 Split 77 NONE COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 61188 0 Split 60838 FOR COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 61188 0 Split 270 AGAINST COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 61188 0 Split 80 NONE COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To authorize the Audit and Risk Committee to determine the Company's auditors' remuneration for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 61188 0 Split 61004 FOR COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To authorize the Audit and Risk Committee to determine the Company's auditors' remuneration for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 61188 0 Split 89 AGAINST COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To authorize the Audit and Risk Committee to determine the Company's auditors' remuneration for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 61188 0 Split 94 NONE COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To receive the U.K. statutory annual accounts and reports for the fiscal year ended December 31, 2023 and to note that the Directors do not recommend the payment of any dividend for the year ended December 31, 2023. CORPORATE GOVERNANCE ISSUER 61188 0 Split 60952 FOR COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To receive the U.K. statutory annual accounts and reports for the fiscal year ended December 31, 2023 and to note that the Directors do not recommend the payment of any dividend for the year ended December 31, 2023. CORPORATE GOVERNANCE ISSUER 61188 0 Split 154 AGAINST COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To receive the U.K. statutory annual accounts and reports for the fiscal year ended December 31, 2023 and to note that the Directors do not recommend the payment of any dividend for the year ended December 31, 2023. CORPORATE GOVERNANCE ISSUER 61188 0 Split 82 NONE COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To receive and approve on an advisory basis the Company's U.K. statutory directors' remuneration report for the year ended December 31, 2023, which is set forth as Annex A to the attached proxy statement. CORPORATE GOVERNANCE ISSUER 61188 0 Split 59515 FOR COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To receive and approve on an advisory basis the Company's U.K. statutory directors' remuneration report for the year ended December 31, 2023, which is set forth as Annex A to the attached proxy statement. CORPORATE GOVERNANCE ISSUER 61188 0 Split 195 AGAINST COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To receive and approve on an advisory basis the Company's U.K. statutory directors' remuneration report for the year ended December 31, 2023, which is set forth as Annex A to the attached proxy statement. CORPORATE GOVERNANCE ISSUER 61188 0 Split 1478 NONE COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To approve the Company's U.K. directors' remuneration policy, which is set forth in Annex A to the attached proxy statement and which, if approved, will take effect upon the conclusion of the Annual General Meeting. CORPORATE GOVERNANCE ISSUER 61188 0 Split 59462 FOR COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To approve the Company's U.K. directors' remuneration policy, which is set forth in Annex A to the attached proxy statement and which, if approved, will take effect upon the conclusion of the Annual General Meeting. CORPORATE GOVERNANCE ISSUER 61188 0 Split 264 AGAINST COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To approve the Company's U.K. directors' remuneration policy, which is set forth in Annex A to the attached proxy statement and which, if approved, will take effect upon the conclusion of the Annual General Meeting. CORPORATE GOVERNANCE ISSUER 61188 0 Split 1462 NONE COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers for the year ended December 31, 2023. SECTION 14A SAY-ON-PAY VOTES ISSUER 61188 0 Split 59209 FOR COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers for the year ended December 31, 2023. SECTION 14A SAY-ON-PAY VOTES ISSUER 61188 0 Split 486 AGAINST COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers for the year ended December 31, 2023. SECTION 14A SAY-ON-PAY VOTES ISSUER 61188 0 Split 1494 NONE COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To authorize the directors to allot shares in the Company. CAPITAL STRUCTURE ISSUER 61188 0 Split 48331 FOR COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To authorize the directors to allot shares in the Company. CAPITAL STRUCTURE ISSUER 61188 0 Split 12706 AGAINST COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To authorize the directors to allot shares in the Company. CAPITAL STRUCTURE ISSUER 61188 0 Split 152 NONE COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To approve the disapplication of pre-emption rights. CORPORATE GOVERNANCE ISSUER 61188 0 Split 48344 FOR COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To approve the disapplication of pre-emption rights. CORPORATE GOVERNANCE ISSUER 61188 0 Split 12586 AGAINST COMPASS PATHWAYS PLC US20451W1018 05/09/2024 To approve the disapplication of pre-emption rights. CORPORATE GOVERNANCE ISSUER 61188 0 Split 258 NONE ELLSWORTH GROWTH AND INCOME FUND LTD US2890741067 05/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 85672 0 Split 35750 FOR ELLSWORTH GROWTH AND INCOME FUND LTD US2890741067 05/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 85672 0 Split 49922 NONE ELLSWORTH GROWTH AND INCOME FUND LTD US2890741067 05/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 85672 0 Split 70545 FOR ELLSWORTH GROWTH AND INCOME FUND LTD US2890741067 05/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 85672 0 Split 15127 NONE GAMCO NATURAL RESOURCES GOLD US36465E1010 05/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 17606 0 Split 10162 FOR GAMCO NATURAL RESOURCES GOLD US36465E1010 05/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 17606 0 Split 7444 NONE GAMCO NATURAL RESOURCES GOLD US36465E1010 05/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 17606 0 Split 10166 FOR GAMCO NATURAL RESOURCES GOLD US36465E1010 05/13/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 17606 0 Split 7440 NONE DRILLING TOOLS INTERNATIONAL CORP. US26205E1073 05/14/2024 Election of Director: Curtis L. Crofford DIRECTOR ELECTIONS ISSUER 1996 0 Split 1996 FOR DRILLING TOOLS INTERNATIONAL CORP. US26205E1073 05/14/2024 Election of Director: John D. "Jack" Furst DIRECTOR ELECTIONS ISSUER 1996 0 Split 1956 FOR DRILLING TOOLS INTERNATIONAL CORP. US26205E1073 05/14/2024 Election of Director: John D. "Jack" Furst DIRECTOR ELECTIONS ISSUER 1996 0 Split 40 NONE DRILLING TOOLS INTERNATIONAL CORP. US26205E1073 05/14/2024 Election of Director: Thomas O. Hicks DIRECTOR ELECTIONS ISSUER 1996 0 Split 1957 FOR DRILLING TOOLS INTERNATIONAL CORP. US26205E1073 05/14/2024 Election of Director: Thomas O. Hicks DIRECTOR ELECTIONS ISSUER 1996 0 Split 39 NONE DRILLING TOOLS INTERNATIONAL CORP. US26205E1073 05/14/2024 Election of Director: Eric C. Neuman DIRECTOR ELECTIONS ISSUER 1996 0 Split 1996 FOR DRILLING TOOLS INTERNATIONAL CORP. US26205E1073 05/14/2024 Election of Director: Thomas M. "Roe" Patterson DIRECTOR ELECTIONS ISSUER 1996 0 Split 1996 FOR DRILLING TOOLS INTERNATIONAL CORP. US26205E1073 05/14/2024 Election of Director: R. Wayne Prejean DIRECTOR ELECTIONS ISSUER 1996 0 Split 1996 FOR DRILLING TOOLS INTERNATIONAL CORP. US26205E1073 05/14/2024 Election of Director: C. Richard Vermillion DIRECTOR ELECTIONS ISSUER 1996 0 Split 1996 FOR DRILLING TOOLS INTERNATIONAL CORP. US26205E1073 05/14/2024 Election of Director: C. Richard Vermillion DIRECTOR ELECTIONS ISSUER 1996 0 Split 1996 NONE DRILLING TOOLS INTERNATIONAL CORP. US26205E1073 05/14/2024 To ratify the appointment, by the Audit Committee of the Board, of Weaver & Tidwell, L.L.P. as the Company's independent registered public accounting firm for fiscal year 2024. AUDIT-RELATED ISSUER 1996 0 Split 1996 FOR ABERDEEN FUNDS US00302M1062 05/16/2024 Election of Class I Trustee for a three-year term until the 2027 Annual Meeting of Shareholders: John Sievwright DIRECTOR ELECTIONS ISSUER 634 0 Split 501 FOR ABERDEEN FUNDS US00302M1062 05/16/2024 Election of Class I Trustee for a three-year term until the 2027 Annual Meeting of Shareholders: John Sievwright DIRECTOR ELECTIONS ISSUER 634 0 Split 133 NONE THE ABERDEEN JAPAN EQUITY FUND US00306J1097 05/16/2024 Election of Class I Director to serve until the 2027 Annual Meeting of Stockholders, or until such Director's successor is duly elected and qualified: Radhika Ajmera DIRECTOR ELECTIONS ISSUER 46838 0 Split 22445 FOR THE ABERDEEN JAPAN EQUITY FUND US00306J1097 05/16/2024 Election of Class I Director to serve until the 2027 Annual Meeting of Stockholders, or until such Director's successor is duly elected and qualified: Radhika Ajmera DIRECTOR ELECTIONS ISSUER 46838 0 Split 24233 AGAINST THE ABERDEEN JAPAN EQUITY FUND US00306J1097 05/16/2024 Election of Class I Director to serve until the 2027 Annual Meeting of Stockholders, or until such Director's successor is duly elected and qualified: Radhika Ajmera DIRECTOR ELECTIONS ISSUER 46838 0 Split 160 NONE THE ABERDEEN JAPAN EQUITY FUND US00306J1097 05/16/2024 Election of Class II Director to serve until the 2025 Annual Meeting of Stockholders, or until such Director's successor is duly elected and qualified: Rose DiMartino DIRECTOR ELECTIONS ISSUER 46838 0 Split 42057 FOR THE ABERDEEN JAPAN EQUITY FUND US00306J1097 05/16/2024 Election of Class II Director to serve until the 2025 Annual Meeting of Stockholders, or until such Director's successor is duly elected and qualified: Rose DiMartino DIRECTOR ELECTIONS ISSUER 46838 0 Split 4619 AGAINST THE ABERDEEN JAPAN EQUITY FUND US00306J1097 05/16/2024 Election of Class II Director to serve until the 2025 Annual Meeting of Stockholders, or until such Director's successor is duly elected and qualified: Rose DiMartino DIRECTOR ELECTIONS ISSUER 46838 0 Split 162 NONE THE ABERDEEN JAPAN EQUITY FUND US00306J1097 05/16/2024 Election of Class III Director to serve until the 2026 Annual Meeting of Stockholders, or until such Director's successor is duly elected and qualified: C. William Maher DIRECTOR ELECTIONS ISSUER 46838 0 Split 41991 FOR THE ABERDEEN JAPAN EQUITY FUND US00306J1097 05/16/2024 Election of Class III Director to serve until the 2026 Annual Meeting of Stockholders, or until such Director's successor is duly elected and qualified: C. William Maher DIRECTOR ELECTIONS ISSUER 46838 0 Split 4676 AGAINST THE ABERDEEN JAPAN EQUITY FUND US00306J1097 05/16/2024 Election of Class III Director to serve until the 2026 Annual Meeting of Stockholders, or until such Director's successor is duly elected and qualified: C. William Maher DIRECTOR ELECTIONS ISSUER 46838 0 Split 170 NONE ABRDN EMERGING MARKETS EQTY INCOME, INC. US00301W1053 05/16/2024 Election of Class I Director for a three-year term until the 2027 Annual Meeting of Shareholders: Nancy Yao DIRECTOR ELECTIONS ISSUER 1818 0 Split 687 FOR ABRDN EMERGING MARKETS EQTY INCOME, INC. US00301W1053 05/16/2024 Election of Class I Director for a three-year term until the 2027 Annual Meeting of Shareholders: Nancy Yao DIRECTOR ELECTIONS ISSUER 1818 0 Split 1127 AGAINST ABRDN EMERGING MARKETS EQTY INCOME, INC. US00301W1053 05/16/2024 Election of Class I Director for a three-year term until the 2027 Annual Meeting of Shareholders: Nancy Yao DIRECTOR ELECTIONS ISSUER 1818 0 Split 4 NONE ABRDN EMERGING MARKETS EQTY INCOME, INC. US00301W1053 05/16/2024 Election of Class I Director for a three-year term until the 2027 Annual Meeting of Shareholders: Rahn K. Porter DIRECTOR ELECTIONS ISSUER 1818 0 Split 687 FOR ABRDN EMERGING MARKETS EQTY INCOME, INC. US00301W1053 05/16/2024 Election of Class I Director for a three-year term until the 2027 Annual Meeting of Shareholders: Rahn K. Porter DIRECTOR ELECTIONS ISSUER 1818 0 Split 1126 AGAINST ABRDN EMERGING MARKETS EQTY INCOME, INC. US00301W1053 05/16/2024 Election of Class I Director for a three-year term until the 2027 Annual Meeting of Shareholders: Rahn K. Porter DIRECTOR ELECTIONS ISSUER 1818 0 Split 5 NONE ABRDN EMERGING MARKETS EQTY INCOME, INC. US00301W1053 05/16/2024 To consider the continuation of the term of one Director under the Fund's Corporate Governance Policies: Steven N. Rappaport DIRECTOR ELECTIONS ISSUER 1818 0 Split 685 FOR ABRDN EMERGING MARKETS EQTY INCOME, INC. US00301W1053 05/16/2024 To consider the continuation of the term of one Director under the Fund's Corporate Governance Policies: Steven N. Rappaport DIRECTOR ELECTIONS ISSUER 1818 0 Split 1127 AGAINST ABRDN EMERGING MARKETS EQTY INCOME, INC. US00301W1053 05/16/2024 To consider the continuation of the term of one Director under the Fund's Corporate Governance Policies: Steven N. Rappaport DIRECTOR ELECTIONS ISSUER 1818 0 Split 6 NONE CLEARBRIDGE MLP AND MIDSTREAM FUND INC. US1846922003 05/17/2024 For stockholders of CEM, the approval of the merger of CEM with and into EMO in accordance with the Maryland General Corporation Law and pursuant to an Agreement and Plan of Merger between CEM and EMO. EXTRAORDINARY TRANSACTIONS ISSUER 83316 0 Split 81096 FOR CLEARBRIDGE MLP AND MIDSTREAM FUND INC. US1846922003 05/17/2024 For stockholders of CEM, the approval of the merger of CEM with and into EMO in accordance with the Maryland General Corporation Law and pursuant to an Agreement and Plan of Merger between CEM and EMO. EXTRAORDINARY TRANSACTIONS ISSUER 83316 0 Split 1678 AGAINST CLEARBRIDGE MLP AND MIDSTREAM FUND INC. US1846922003 05/17/2024 For stockholders of CEM, the approval of the merger of CEM with and into EMO in accordance with the Maryland General Corporation Law and pursuant to an Agreement and Plan of Merger between CEM and EMO. EXTRAORDINARY TRANSACTIONS ISSUER 83316 0 Split 542 NONE CLEARBRIDGE ENERGY MIDSTREAM OPP FD INC US18469P2092 05/17/2024 For stockholders of EMO, the approval of the merger of CTR with and into EMO in accordance with the Maryland General Corporation Law and pursuant to an Agreement and Plan of Merger between CTR and EMO. EXTRAORDINARY TRANSACTIONS ISSUER 136303 0 Split 132346 FOR CLEARBRIDGE ENERGY MIDSTREAM OPP FD INC US18469P2092 05/17/2024 For stockholders of EMO, the approval of the merger of CTR with and into EMO in accordance with the Maryland General Corporation Law and pursuant to an Agreement and Plan of Merger between CTR and EMO. EXTRAORDINARY TRANSACTIONS ISSUER 136303 0 Split 2676 AGAINST CLEARBRIDGE ENERGY MIDSTREAM OPP FD INC US18469P2092 05/17/2024 For stockholders of EMO, the approval of the merger of CTR with and into EMO in accordance with the Maryland General Corporation Law and pursuant to an Agreement and Plan of Merger between CTR and EMO. EXTRAORDINARY TRANSACTIONS ISSUER 136303 0 Split 1281 NONE CLEARBRIDGE ENERGY MIDSTREAM OPP FD INC US18469P2092 05/17/2024 For stockholders of EMO, the approval of the merger of CEM with and into EMO in accordance with the Maryland General Corporation Law and pursuant to an Agreement and Plan of Merger between CEM and EMO. EXTRAORDINARY TRANSACTIONS ISSUER 136303 0 Split 132353 FOR CLEARBRIDGE ENERGY MIDSTREAM OPP FD INC US18469P2092 05/17/2024 For stockholders of EMO, the approval of the merger of CEM with and into EMO in accordance with the Maryland General Corporation Law and pursuant to an Agreement and Plan of Merger between CEM and EMO. EXTRAORDINARY TRANSACTIONS ISSUER 136303 0 Split 2674 AGAINST CLEARBRIDGE ENERGY MIDSTREAM OPP FD INC US18469P2092 05/17/2024 For stockholders of EMO, the approval of the merger of CEM with and into EMO in accordance with the Maryland General Corporation Law and pursuant to an Agreement and Plan of Merger between CEM and EMO. EXTRAORDINARY TRANSACTIONS ISSUER 136303 0 Split 1276 NONE LEGG MASON US18469Q2075 05/17/2024 For stockholders of CTR, the approval of the merger of CTR with and into EMO in accordance with the Maryland General Corporation Law and pursuant to an Agreement and Plan of Merger between CTR and EMO in accordance with the Maryland General Corporation Law. EXTRAORDINARY TRANSACTIONS ISSUER 69138 0 Split 67110 FOR LEGG MASON US18469Q2075 05/17/2024 For stockholders of CTR, the approval of the merger of CTR with and into EMO in accordance with the Maryland General Corporation Law and pursuant to an Agreement and Plan of Merger between CTR and EMO in accordance with the Maryland General Corporation Law. EXTRAORDINARY TRANSACTIONS ISSUER 69138 0 Split 1668 AGAINST LEGG MASON US18469Q2075 05/17/2024 For stockholders of CTR, the approval of the merger of CTR with and into EMO in accordance with the Maryland General Corporation Law and pursuant to an Agreement and Plan of Merger between CTR and EMO in accordance with the Maryland General Corporation Law. EXTRAORDINARY TRANSACTIONS ISSUER 69138 0 Split 360 NONE STAR HOLDINGS US85512G1067 05/21/2024 Election of Trustee: Clifford De Souza DIRECTOR ELECTIONS ISSUER 175561 0 Split 122880 FOR STAR HOLDINGS US85512G1067 05/21/2024 Election of Trustee: Clifford De Souza DIRECTOR ELECTIONS ISSUER 175561 0 Split 52681 NONE STAR HOLDINGS US85512G1067 05/21/2024 Election of Trustee: Nina Matis DIRECTOR ELECTIONS ISSUER 175561 0 Split 122861 FOR STAR HOLDINGS US85512G1067 05/21/2024 Election of Trustee: Nina Matis DIRECTOR ELECTIONS ISSUER 175561 0 Split 52700 NONE STAR HOLDINGS US85512G1067 05/21/2024 Election of Trustee: Richard Lieb DIRECTOR ELECTIONS ISSUER 175561 0 Split 100714 FOR STAR HOLDINGS US85512G1067 05/21/2024 Election of Trustee: Richard Lieb DIRECTOR ELECTIONS ISSUER 175561 0 Split 74847 NONE STAR HOLDINGS US85512G1067 05/21/2024 Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 175561 0 Split 175412 FOR STAR HOLDINGS US85512G1067 05/21/2024 Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 175561 0 Split 93 AGAINST STAR HOLDINGS US85512G1067 05/21/2024 Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 175561 0 Split 56 NONE ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 64726 0 Split 60542 FOR ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 64726 0 Split 4184 NONE ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 64726 0 Split 60044 FOR ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 64726 0 Split 4682 NONE ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 64726 0 Split 50584 FOR ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 64726 0 Split 14142 NONE ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 64726 0 Split 60799 FOR ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 64726 0 Split 3927 NONE ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 64726 0 Split 60540 FOR ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 64726 0 Split 4186 NONE ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 64726 0 Split 61346 FOR ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 64726 0 Split 3380 NONE ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 64726 0 Split 59480 FOR ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 64726 0 Split 5246 NONE ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 To approve an amendment to the Arbutus Biopharma Corporation 2016 Omnibus Share and Incentive Plan, as supplemented and amended, to (a) increase the aggregate number of common shares authorized for issuance thereunder by 9,500,000 common shares and (b) increase the aggregate number of common shares that may be issued pursuant to incentive stock options granted thereunder by 9,500,000 common shares. CAPITAL STRUCTURE ISSUER 64726 0 Split 40601 FOR ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 To approve an amendment to the Arbutus Biopharma Corporation 2016 Omnibus Share and Incentive Plan, as supplemented and amended, to (a) increase the aggregate number of common shares authorized for issuance thereunder by 9,500,000 common shares and (b) increase the aggregate number of common shares that may be issued pursuant to incentive stock options granted thereunder by 9,500,000 common shares. CAPITAL STRUCTURE ISSUER 64726 0 Split 23988 AGAINST ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 To approve an amendment to the Arbutus Biopharma Corporation 2016 Omnibus Share and Incentive Plan, as supplemented and amended, to (a) increase the aggregate number of common shares authorized for issuance thereunder by 9,500,000 common shares and (b) increase the aggregate number of common shares that may be issued pursuant to incentive stock options granted thereunder by 9,500,000 common shares. CAPITAL STRUCTURE ISSUER 64726 0 Split 137 NONE ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 To approve, on a non-binding advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement/Circular. SECTION 14A SAY-ON-PAY VOTES ISSUER 64726 0 Split 51886 FOR ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 To approve, on a non-binding advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement/Circular. SECTION 14A SAY-ON-PAY VOTES ISSUER 64726 0 Split 4897 AGAINST ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 To approve, on a non-binding advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement/Circular. SECTION 14A SAY-ON-PAY VOTES ISSUER 64726 0 Split 7943 NONE ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 To approve the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 64726 0 Split 64277 FOR ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 To approve the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 64726 0 Split 199 AGAINST ARBUTUS BIOPHARMA CORPORATION CA03879J1003 05/22/2024 To approve the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 64726 0 Split 250 NONE NUVEEN MULTI-ASSET INCOME US6707501085 05/31/2024 Election of Class III Board Member: Joanne T. Medero DIRECTOR ELECTIONS ISSUER 404273 0 Split 265699 FOR NUVEEN MULTI-ASSET INCOME US6707501085 05/31/2024 Election of Class III Board Member: Joanne T. Medero DIRECTOR ELECTIONS ISSUER 404273 0 Split 116704 AGAINST NUVEEN MULTI-ASSET INCOME US6707501085 05/31/2024 Election of Class III Board Member: Joanne T. Medero DIRECTOR ELECTIONS ISSUER 404273 0 Split 21870 NONE NUVEEN MULTI-ASSET INCOME US6707501085 05/31/2024 Election of Class III Board Member: Albin F. Moschner DIRECTOR ELECTIONS ISSUER 404273 0 Split 272332 FOR NUVEEN MULTI-ASSET INCOME US6707501085 05/31/2024 Election of Class III Board Member: Albin F. Moschner DIRECTOR ELECTIONS ISSUER 404273 0 Split 119527 AGAINST NUVEEN MULTI-ASSET INCOME US6707501085 05/31/2024 Election of Class III Board Member: Albin F. Moschner DIRECTOR ELECTIONS ISSUER 404273 0 Split 12413 NONE NUVEEN MULTI-ASSET INCOME US6707501085 05/31/2024 Election of Class III Board Member: Loren M. Starr DIRECTOR ELECTIONS ISSUER 404273 0 Split 372327 FOR NUVEEN MULTI-ASSET INCOME US6707501085 05/31/2024 Election of Class III Board Member: Loren M. Starr DIRECTOR ELECTIONS ISSUER 404273 0 Split 19583 AGAINST NUVEEN MULTI-ASSET INCOME US6707501085 05/31/2024 Election of Class III Board Member: Loren M. Starr DIRECTOR ELECTIONS ISSUER 404273 0 Split 12362 NONE NUVEEN MULTI-ASSET INCOME US6707501085 05/31/2024 Election of Class III Board Member: Matthew Thornton III DIRECTOR ELECTIONS ISSUER 404273 0 Split 272274 FOR NUVEEN MULTI-ASSET INCOME US6707501085 05/31/2024 Election of Class III Board Member: Matthew Thornton III DIRECTOR ELECTIONS ISSUER 404273 0 Split 119575 AGAINST NUVEEN MULTI-ASSET INCOME US6707501085 05/31/2024 Election of Class III Board Member: Matthew Thornton III DIRECTOR ELECTIONS ISSUER 404273 0 Split 12423 NONE NUVEEN MULTI-ASSET INCOME US6707501085 05/31/2024 To ratify the selection of KPMG LLP ("KPMG") as the Fund's independent registered public accounting firm for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 404273 0 Split 260366 FOR NUVEEN MULTI-ASSET INCOME US6707501085 05/31/2024 To ratify the selection of KPMG LLP ("KPMG") as the Fund's independent registered public accounting firm for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 404273 0 Split 3932 AGAINST NUVEEN MULTI-ASSET INCOME US6707501085 05/31/2024 To ratify the selection of KPMG LLP ("KPMG") as the Fund's independent registered public accounting firm for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 404273 0 Split 5434 NONE NUVEEN MULTI-ASSET INCOME US6707501085 05/31/2024 Election at the Annual Meeting of the individuals nominated by Saba Capital: Jason Chen DIRECTOR ELECTIONS SECURITY HOLDER 404273 0 Split 386558 FOR NUVEEN MULTI-ASSET INCOME US6707501085 05/31/2024 Election at the Annual Meeting of the individuals nominated by Saba Capital: Jason Chen DIRECTOR ELECTIONS SECURITY HOLDER 404273 0 Split 12935 AGAINST NUVEEN MULTI-ASSET INCOME US6707501085 05/31/2024 Election at the Annual Meeting of the individuals nominated by Saba Capital: Jason Chen DIRECTOR ELECTIONS SECURITY HOLDER 404273 0 Split 4779 NONE NUVEEN VARIABLE RATE PREFERRED & INCOME US67080R1023 05/31/2024 Election of Class III Board Member: Joanne T. Medero DIRECTOR ELECTIONS ISSUER 20 0 Split 20 FOR NUVEEN VARIABLE RATE PREFERRED & INCOME US67080R1023 05/31/2024 Election of Class III Board Member: Loren M. Starr DIRECTOR ELECTIONS ISSUER 20 0 Split 20 FOR NUVEEN VARIABLE RATE PREFERRED & INCOME US67080R1023 05/31/2024 Election of Class III Board Member: Matthew Thornton III DIRECTOR ELECTIONS ISSUER 20 0 Split 20 FOR NUVEEN VARIABLE RATE PREFERRED & INCOME US67080R1023 05/31/2024 To ratify the selection of KPMG LLP ("KPMG") as the Fund's independent registered public accounting firm for the fiscal year ending July 31, 2024. AUDIT-RELATED ISSUER 20 0 Split 20 FOR NUVEEN VARIABLE RATE PREFERRED & INCOME US67080R1023 05/31/2024 Election at the Annual Meeting of the individual nominated by Saba Capital: Jason Chen DIRECTOR ELECTIONS SECURITY HOLDER 20 0 Split 20 FOR NUVEEN REAL ASSET INCOME AND GROWTH FUND US67074Y1055 05/31/2024 Election of Class III Board Member: Joanne T. Medero DIRECTOR ELECTIONS ISSUER 25 0 Split 25 FOR NUVEEN REAL ASSET INCOME AND GROWTH FUND US67074Y1055 05/31/2024 Election of Class III Board Member: Albin F. Moschner DIRECTOR ELECTIONS ISSUER 25 0 Split 25 FOR NUVEEN REAL ASSET INCOME AND GROWTH FUND US67074Y1055 05/31/2024 Election of Class III Board Member: Loren M. Starr DIRECTOR ELECTIONS ISSUER 25 0 Split 25 FOR NUVEEN REAL ASSET INCOME AND GROWTH FUND US67074Y1055 05/31/2024 Election of Class III Board Member: Matthew Thornton III DIRECTOR ELECTIONS ISSUER 25 0 Split 25 FOR NUVEEN REAL ASSET INCOME AND GROWTH FUND US67074Y1055 05/31/2024 To ratify the selection of KPMG LLP ("KPMG") as the Fund's independent registered public accounting firm for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 25 0 Split 25 FOR NUVEEN REAL ASSET INCOME AND GROWTH FUND US67074Y1055 05/31/2024 Election of nominee at the Annual Meeting of the individual nominated by Saba Capital: Jason Chen DIRECTOR ELECTIONS SECURITY HOLDER 25 0 Split 25 FOR NUVEEN CORE PLUS IMPACT FUND US67080D1037 05/31/2024 Election of Class III Board Member: Joanne T. Medero DIRECTOR ELECTIONS ISSUER 196587 0 Split 177819 FOR NUVEEN CORE PLUS IMPACT FUND US67080D1037 05/31/2024 Election of Class III Board Member: Joanne T. Medero DIRECTOR ELECTIONS ISSUER 196587 0 Split 12097 AGAINST NUVEEN CORE PLUS IMPACT FUND US67080D1037 05/31/2024 Election of Class III Board Member: Joanne T. Medero DIRECTOR ELECTIONS ISSUER 196587 0 Split 6671 NONE NUVEEN CORE PLUS IMPACT FUND US67080D1037 05/31/2024 Election of Class III Board Member: Loren M. Starr DIRECTOR ELECTIONS ISSUER 196587 0 Split 176608 FOR NUVEEN CORE PLUS IMPACT FUND US67080D1037 05/31/2024 Election of Class III Board Member: Loren M. Starr DIRECTOR ELECTIONS ISSUER 196587 0 Split 12226 AGAINST NUVEEN CORE PLUS IMPACT FUND US67080D1037 05/31/2024 Election of Class III Board Member: Loren M. Starr DIRECTOR ELECTIONS ISSUER 196587 0 Split 7753 NONE NUVEEN CORE PLUS IMPACT FUND US67080D1037 05/31/2024 Election of Class III Board Member: Matthew Thornton III DIRECTOR ELECTIONS ISSUER 196587 0 Split 177385 FOR NUVEEN CORE PLUS IMPACT FUND US67080D1037 05/31/2024 Election of Class III Board Member: Matthew Thornton III DIRECTOR ELECTIONS ISSUER 196587 0 Split 11905 AGAINST NUVEEN CORE PLUS IMPACT FUND US67080D1037 05/31/2024 Election of Class III Board Member: Matthew Thornton III DIRECTOR ELECTIONS ISSUER 196587 0 Split 7297 NONE NUVEEN CORE PLUS IMPACT FUND US67080D1037 05/31/2024 To ratify the selection of PricewaterhouseCoopers LLP ("PwC") as the Fund's independent registered public accounting firm for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 196587 0 Split 189290 FOR NUVEEN CORE PLUS IMPACT FUND US67080D1037 05/31/2024 To ratify the selection of PricewaterhouseCoopers LLP ("PwC") as the Fund's independent registered public accounting firm for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 196587 0 Split 3040 AGAINST NUVEEN CORE PLUS IMPACT FUND US67080D1037 05/31/2024 To ratify the selection of PricewaterhouseCoopers LLP ("PwC") as the Fund's independent registered public accounting firm for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 196587 0 Split 4257 NONE NUVEEN CORE PLUS IMPACT FUND US67080D1037 05/31/2024 Election at the Annual Meeting of the individual nominated by Saba Capital: Jason Chen DIRECTOR ELECTIONS SECURITY HOLDER 196587 0 Split 195578 FOR NUVEEN CORE PLUS IMPACT FUND US67080D1037 05/31/2024 Election at the Annual Meeting of the individual nominated by Saba Capital: Jason Chen DIRECTOR ELECTIONS SECURITY HOLDER 196587 0 Split 508 AGAINST NUVEEN CORE PLUS IMPACT FUND US67080D1037 05/31/2024 Election at the Annual Meeting of the individual nominated by Saba Capital: Jason Chen DIRECTOR ELECTIONS SECURITY HOLDER 196587 0 Split 501 NONE BNY MELLON STRATEGIC MUNICIPAL BD FD INC US09662E1091 06/12/2024 Converting the Fund from a closed-end management investment company to an open-end management investment company. EXTRAORDINARY TRANSACTIONS ISSUER 200 0 Split 41 FOR BNY MELLON STRATEGIC MUNICIPAL BD FD INC US09662E1091 06/12/2024 Converting the Fund from a closed-end management investment company to an open-end management investment company. EXTRAORDINARY TRANSACTIONS ISSUER 200 0 Split 153 AGAINST BNY MELLON STRATEGIC MUNICIPAL BD FD INC US09662E1091 06/12/2024 Converting the Fund from a closed-end management investment company to an open-end management investment company. EXTRAORDINARY TRANSACTIONS ISSUER 200 0 Split 6 NONE BNY MELLON STRATEGIC MUNICIPAL BD FD INC US09662E1091 06/12/2024 Election of Class I Director: Joseph S. DiMartino (if Proposal 1 is NOT approved) DIRECTOR ELECTIONS ISSUER 200 0 Split 166 FOR BNY MELLON STRATEGIC MUNICIPAL BD FD INC US09662E1091 06/12/2024 Election of Class I Director: Joseph S. DiMartino (if Proposal 1 is NOT approved) DIRECTOR ELECTIONS ISSUER 200 0 Split 34 NONE BNY MELLON STRATEGIC MUNICIPAL BD FD INC US09662E1091 06/12/2024 Election of Director: Joseph S. DiMartino (if Proposal 1 is approved) DIRECTOR ELECTIONS ISSUER 200 0 Split 165 FOR BNY MELLON STRATEGIC MUNICIPAL BD FD INC US09662E1091 06/12/2024 Election of Director: Joseph S. DiMartino (if Proposal 1 is approved) DIRECTOR ELECTIONS ISSUER 200 0 Split 35 NONE BNY MELLON STRATEGIC MUNICIPAL BD FD INC US09662E1091 06/12/2024 Election of Director: Joan L. Gulley (if Proposal 1 is approved) DIRECTOR ELECTIONS ISSUER 200 0 Split 164 FOR BNY MELLON STRATEGIC MUNICIPAL BD FD INC US09662E1091 06/12/2024 Election of Director: Joan L. Gulley (if Proposal 1 is approved) DIRECTOR ELECTIONS ISSUER 200 0 Split 36 NONE BNY MELLON STRATEGIC MUNICIPAL BD FD INC US09662E1091 06/12/2024 Election of Director: Alan H. Howard (if Proposal 1 is approved) DIRECTOR ELECTIONS ISSUER 200 0 Split 166 FOR BNY MELLON STRATEGIC MUNICIPAL BD FD INC US09662E1091 06/12/2024 Election of Director: Alan H. Howard (if Proposal 1 is approved) DIRECTOR ELECTIONS ISSUER 200 0 Split 34 NONE BNY MELLON STRATEGIC MUNICIPAL BD FD INC US09662E1091 06/12/2024 Election of Director: Robin A. Melvin (if Proposal 1 is approved) DIRECTOR ELECTIONS ISSUER 200 0 Split 166 FOR BNY MELLON STRATEGIC MUNICIPAL BD FD INC US09662E1091 06/12/2024 Election of Director: Robin A. Melvin (if Proposal 1 is approved) DIRECTOR ELECTIONS ISSUER 200 0 Split 34 NONE BNY MELLON STRATEGIC MUNICIPAL BD FD INC US09662E1091 06/12/2024 Election of Director: Burton N. Wallack (if Proposal 1 is approved) DIRECTOR ELECTIONS ISSUER 200 0 Split 159 FOR BNY MELLON STRATEGIC MUNICIPAL BD FD INC US09662E1091 06/12/2024 Election of Director: Burton N. Wallack (if Proposal 1 is approved) DIRECTOR ELECTIONS ISSUER 200 0 Split 41 NONE BNY MELLON STRATEGIC MUNICIPAL BD FD INC US09662E1091 06/12/2024 Election of Director: Benaree Pratt Wiley (if Proposal 1 is approved) DIRECTOR ELECTIONS ISSUER 200 0 Split 165 FOR BNY MELLON STRATEGIC MUNICIPAL BD FD INC US09662E1091 06/12/2024 Election of Director: Benaree Pratt Wiley (if Proposal 1 is approved) DIRECTOR ELECTIONS ISSUER 200 0 Split 35 NONE DEEZER SA FR001400AYG6 06/13/2024 APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2023 CORPORATE GOVERNANCE ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2023 CORPORATE GOVERNANCE ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 ALLOCATION OF THE RESULTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2023 CORPORATE GOVERNANCE ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 APPROVAL OF THE COORDINATED SALE AGREEMENT ENTERED INTO BETWEEN THE COMPANY AND CERTAIN OF ITS PRINCIPAL SHAREHOLDERS ON MARCH 31, 2023 AND OF THE ENGAGEMENT LETTER RELATING TO THE COORDINATED SALE AGREEMENT ENTERED INTO BETWEEN THE COMPANY AND SOCIETE GENERALE ON AUGUST 1, 2023 (AGREEMENTS REFERRED TO IN ART. L. 225-38 OF FRENCH COMMERCIAL CODE) SHAREHOLDER RIGHTS AND DEFENSES ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 APPROVAL OF THE MANAGEMENT AGREEMENT ENTERED INTO BETWEEN THE COMPANY AND MR. STUART BERGEN ON MARCH 28, 2024 (AGREEMENT REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE) INVESTMENT COMPANY MATTERS ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 RENEWAL OF MRS. IRIS KNOBLOCHS TERM OF OFFICE AS MEMBER OF THE BOARD OF DIRECTORS FOR A THREE-YEAR TERM DIRECTOR ELECTIONS ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 RENEWAL OF COMBAT HOLDINGS TERM OF OFFICE AS MEMBER OF THE BOARD OF DIRECTORS FOR A THREE-YEAR TERM DIRECTOR ELECTIONS ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 RENEWAL OF MR. MARK SIMONIANS TERM OF OFFICE AS MEMBER OF THE BOARD OF DIRECTORS FOR A THREE-YEAR TERM DIRECTOR ELECTIONS ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 APPOINTMENT OF ERNST AND YOUNG AUDIT AS EXPERT IN CHARGE OF CERTIFYING THE SUSTAINABILITY INFORMATION AUDIT-RELATED ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 APPROVAL OF THE INFORMATION ON THE 2023 COMPENSATION OF EACH OF THE CORPORATE OFFICERS REQUIRED BY ARTICLE L. 22-10-9 (I) OF THE FRENCH COMMERCIAL CODE (EX-POST VOTE) COMPENSATION ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 APPROVAL OF THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING, OR AWARDED IN RESPECT OF, THE FISCAL YEAR ENDED DECEMBER 31, 2023, TO MRS. IRIS KNOBLOCH AS CHAIR OF THE BOARD OF THE DIRECTORS (EX-POST VOTE) COMPENSATION ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 APPROVAL OF THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING, OR AWARDED IN RESPECT OF, THE FISCAL YEAR ENDED DECEMBER 31, 2023, TO MR. JERONIMO FOLGUEIRA AS CHIEF EXECUTIVE OFFICER (EX-POST VOTE) COMPENSATION ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 APPROVAL OF THE 2024 COMPENSATION POLICY FOR CORPORATE OFFICERS (EXCLUDING EXECUTIVE CORPORATE OFFICERS) (EX-ANTE VOTE) CORPORATE GOVERNANCE ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 APPROVAL OF THE 2024 COMPENSATION POLICY FOR THE CHAIR OF THE BOARD OF DIRECTORS (EX-ANTE VOTE) CORPORATE GOVERNANCE ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 APPROVAL OF THE 2024 COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER (EX-ANTE VOTE) CORPORATE GOVERNANCE ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO PURCHASE THE COMPANY'S SHARES CAPITAL STRUCTURE ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELING SHARES THAT WERE PREVIOUSLY ACQUIRED AS PART OF A SHARE BUYBACK PROGRAM CAPITAL STRUCTURE ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUANCE OF ORDINARY SHARES AND/OR ANY SECURITIES, WITH CANCELLATION OF SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT FOR THE BENEFIT OF A CATEGORY OF PERSONS MEETING SPECIFIC CHARACTERISTICS (INVESTORS HAVING MUSIC, CONTENT, ENTERTAINMENT, OR DIGITAL EXPERIENCE) CORPORATE GOVERNANCE ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUANCE OF ORDINARY SHARES AND/OR ANY SECURITIES, WITH CANCELLATION OF SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT FOR THE BENEFIT OF A CATEGORY OF PERSONS MEETING SPECIFIC CHARACTERISTICS (STRATEGIC, COMMERCIAL, OR FINANCIAL PARTNERS) CORPORATE GOVERNANCE ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A SHARE CAPITAL INCREASE WITH CANCELLATION OF SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT CORPORATE GOVERNANCE ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE EQUITY WARRANTS WITH CANCELLATION OF SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT FOR THE BENEFIT OF A CATEGORY OF PERSONS MEETING SPECIFIC CHARACTERISTICS (MEMBERS AND OBSERVERS OF THE BOARD OF DIRECTORS AND CONSULTANTS) CORPORATE GOVERNANCE ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT SHARE CAPITAL INCREASES BY ISSUANCE OF ORDINARY SHARES OR OTHER SECURITIES GIVING IMMEDIATE, OR FUTURE, ACCESS TO THE COMPANY'S SHARE CAPITAL, RESERVED FOR MEMBERS OF A COMPANY'S SAVINGS PLAN CORPORATE GOVERNANCE ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 AMENDMENT TO ARTICLE 13.1 OF THE ARTICLES OF ASSOCIATION TO FACILITATE THE STAGGERED RENEWAL OF THE TERMS OF OFFICE OF THE MEMBERS OF THE BOARD OF DIRECTORS CORPORATE GOVERNANCE ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 AMENDMENT OF ARTICLE 13.3 OF THE ARTICLES OF ASSOCIATION TO MAKE THE METHODS OF PARTICIPATION IN BOARD OF DIRECTORS MEETINGS MORE FLEXIBLE CORPORATE GOVERNANCE ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 AMENDMENT TO THE ARTICLES OF ASSOCIATION TO SET OUT THE REQUIREMENTS REGARDING THE DISCLOSURE OF STATUTORY THRESHOLD CROSSINGS CORPORATE GOVERNANCE ISSUER 8179 0 FOR 8179 FOR DEEZER SA FR001400AYG6 06/13/2024 POWERS FOR LEGAL FORMALITIES CORPORATE GOVERNANCE ISSUER 8179 0 FOR 8179 FOR BLACKROCK MUNIYIELD NY QUALITY FD INC US09255E1029 06/17/2024 To Elect the Class II Board Member Nominee: J. Phillip Holloman DIRECTOR ELECTIONS ISSUER 401 0 Split 258 FOR BLACKROCK MUNIYIELD NY QUALITY FD INC US09255E1029 06/17/2024 To Elect the Class II Board Member Nominee: J. Phillip Holloman DIRECTOR ELECTIONS ISSUER 401 0 Split 133 AGAINST BLACKROCK MUNIYIELD NY QUALITY FD INC US09255E1029 06/17/2024 To Elect the Class II Board Member Nominee: J. Phillip Holloman DIRECTOR ELECTIONS ISSUER 401 0 Split 9 NONE BLACKROCK MUNIYIELD NY QUALITY FD INC US09255E1029 06/17/2024 To Elect the Class II Board Member Nominee: Arthur P. Steinmetz DIRECTOR ELECTIONS ISSUER 401 0 Split 355 FOR BLACKROCK MUNIYIELD NY QUALITY FD INC US09255E1029 06/17/2024 To Elect the Class II Board Member Nominee: Arthur P. Steinmetz DIRECTOR ELECTIONS ISSUER 401 0 Split 42 AGAINST BLACKROCK MUNIYIELD NY QUALITY FD INC US09255E1029 06/17/2024 To Elect the Class II Board Member Nominee: Arthur P. Steinmetz DIRECTOR ELECTIONS ISSUER 401 0 Split 4 NONE BLACKROCK MUNIYIELD NY QUALITY FD INC US09255E1029 06/17/2024 Election of individual nominated by Saba: Jennifer Raab DIRECTOR ELECTIONS SECURITY HOLDER 401 0 Split 378 FOR BLACKROCK MUNIYIELD NY QUALITY FD INC US09255E1029 06/17/2024 Election of individual nominated by Saba: Jennifer Raab DIRECTOR ELECTIONS SECURITY HOLDER 401 0 Split 19 AGAINST BLACKROCK MUNIYIELD NY QUALITY FD INC US09255E1029 06/17/2024 Election of individual nominated by Saba: Jennifer Raab DIRECTOR ELECTIONS SECURITY HOLDER 401 0 Split 4 NONE BLACKROCK MUNIYIELD NY QUALITY FD INC US09255E1029 06/17/2024 Election of individual nominated by Saba: Alexander Vindman DIRECTOR ELECTIONS SECURITY HOLDER 401 0 Split 375 FOR BLACKROCK MUNIYIELD NY QUALITY FD INC US09255E1029 06/17/2024 Election of individual nominated by Saba: Alexander Vindman DIRECTOR ELECTIONS SECURITY HOLDER 401 0 Split 22 AGAINST BLACKROCK MUNIYIELD NY QUALITY FD INC US09255E1029 06/17/2024 Election of individual nominated by Saba: Alexander Vindman DIRECTOR ELECTIONS SECURITY HOLDER 401 0 Split 3 NONE BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 06/17/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 162025 FOR BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 06/17/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 11964 NONE BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 06/17/2024 If properly presented at the meeting, a proposal submitted by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 173989 0 Split 63871 FOR BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 06/17/2024 If properly presented at the meeting, a proposal submitted by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 173989 0 Split 82306 AGAINST BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 06/17/2024 If properly presented at the meeting, a proposal submitted by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 173989 0 Split 82306 NONE BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 06/17/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 161871 FOR BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 06/17/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 12119 NONE BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 06/17/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 170218 FOR BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 06/17/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 3772 NONE BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 06/17/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 170218 FOR BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 06/17/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 173989 0 Split 3772 NONE BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 06/17/2024 Termination of the investment management agreement between the Fund and BlackRock Advisors, LLC (the "Manager"), dated September 29, 2006, as since amended or novated, and all other advisory and management agreements between the Fund and the Manager, including the sub-investment advisory agreement among the Fund, the Manager and BlackRock Financial Management, Inc., dated September 29, 2006, as since amended or novated. INVESTMENT COMPANY MATTERS SECURITY HOLDER 173989 0 Split 63871 FOR BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 06/17/2024 Termination of the investment management agreement between the Fund and BlackRock Advisors, LLC (the "Manager"), dated September 29, 2006, as since amended or novated, and all other advisory and management agreements between the Fund and the Manager, including the sub-investment advisory agreement among the Fund, the Manager and BlackRock Financial Management, Inc., dated September 29, 2006, as since amended or novated. INVESTMENT COMPANY MATTERS SECURITY HOLDER 173989 0 Split 82306 AGAINST BLACKROCK CALIFORNIA MUNICIPAL INCOME TR US09248E1029 06/17/2024 Termination of the investment management agreement between the Fund and BlackRock Advisors, LLC (the "Manager"), dated September 29, 2006, as since amended or novated, and all other advisory and management agreements between the Fund and the Manager, including the sub-investment advisory agreement among the Fund, the Manager and BlackRock Financial Management, Inc., dated September 29, 2006, as since amended or novated. INVESTMENT COMPANY MATTERS SECURITY HOLDER 173989 0 Split 82306 NONE VOLATO GROUP INC. US74349W1128 06/20/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 20757 0 Split 8244 FOR VOLATO GROUP INC. US74349W1128 06/20/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 20757 0 Split 12513 NONE VOLATO GROUP INC. US74349W1128 06/20/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 20757 0 Split 8749 FOR VOLATO GROUP INC. US74349W1128 06/20/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 20757 0 Split 12008 NONE VOLATO GROUP INC. US74349W1128 06/20/2024 Approve the Employee Stock Purchase Plan. CORPORATE GOVERNANCE ISSUER 20757 0 Split 20753 FOR VOLATO GROUP INC. US74349W1128 06/20/2024 Approve the Employee Stock Purchase Plan. CORPORATE GOVERNANCE ISSUER 20757 0 Split 4 AGAINST VOLATO GROUP INC. US74349W1128 06/20/2024 Ratify the appointment of Rose, Snyder & Jacobs LLP as an independent registered public accounting firm for fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 20757 0 Split 20757 FOR BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 APPROVE REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 APPROVE FINAL DIVIDEND CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 RE-ELECT RONALD GOULD AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 RE-ELECT SUSAN PLATTS-MARTIN AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 RE-ELECT MARK LITTLE AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 RE-ELECT JAMES BARNES AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 RE-ELECT HELEN SINCLAIR AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 ELECT DUNKE AFE AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 AUTHORISE ISSUE OF EQUITY CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 AUTHORISE MARKET PURCHASE OF ORDINARY SHARES CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 APPROVE REMUNERATION REPORT CORPORATE GOVERNANCE ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 APPROVE FINAL DIVIDEND CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 RE-ELECT RONALD GOULD AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 RE-ELECT SUSAN PLATTS-MARTIN AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 RE-ELECT MARK LITTLE AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 RE-ELECT JAMES BARNES AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 RE-ELECT HELEN SINCLAIR AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 ELECT DUNKE AFE AS DIRECTOR DIRECTOR ELECTIONS ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS AUDIT-RELATED ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 AUTHORISE ISSUE OF EQUITY CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE BLACKROCK SMALLER COMPANIES TRUST PLC GB0006436108 06/20/2024 AUTHORISE MARKET PURCHASE OF ORDINARY SHARES CAPITAL STRUCTURE ISSUER 0 0 No Vote 0 NONE ABRDN HEALTHCARE INVESTORS US87911J1034 06/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 22254 0 Split 18051 FOR ABRDN HEALTHCARE INVESTORS US87911J1034 06/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 22254 0 Split 4203 NONE ABRDN HEALTHCARE INVESTORS US87911J1034 06/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 22254 0 Split 18085 FOR ABRDN HEALTHCARE INVESTORS US87911J1034 06/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 22254 0 Split 4169 NONE BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: Cynthia L. Egan (Class I) DIRECTOR ELECTIONS ISSUER 330506 0 Split 294714 FOR BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: Cynthia L. Egan (Class I) DIRECTOR ELECTIONS ISSUER 330506 0 Split 29464 AGAINST BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: Cynthia L. Egan (Class I) DIRECTOR ELECTIONS ISSUER 330506 0 Split 6328 NONE BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: Lorenzo A. Flores (Class I) DIRECTOR ELECTIONS ISSUER 330506 0 Split 292380 FOR BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: Lorenzo A. Flores (Class I) DIRECTOR ELECTIONS ISSUER 330506 0 Split 30022 AGAINST BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: Lorenzo A. Flores (Class I) DIRECTOR ELECTIONS ISSUER 330506 0 Split 8104 NONE BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: Stayce D. Harris (Class I) DIRECTOR ELECTIONS ISSUER 330506 0 Split 293955 FOR BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: Stayce D. Harris (Class I) DIRECTOR ELECTIONS ISSUER 330506 0 Split 29912 AGAINST BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: Stayce D. Harris (Class I) DIRECTOR ELECTIONS ISSUER 330506 0 Split 6639 NONE BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: R. Glenn Hubbard (Class II) DIRECTOR ELECTIONS ISSUER 330506 0 Split 292791 FOR BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: R. Glenn Hubbard (Class II) DIRECTOR ELECTIONS ISSUER 330506 0 Split 29662 AGAINST BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: R. Glenn Hubbard (Class II) DIRECTOR ELECTIONS ISSUER 330506 0 Split 8053 NONE BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: W. Carl Kester (Class II) DIRECTOR ELECTIONS ISSUER 330506 0 Split 292128 FOR BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: W. Carl Kester (Class II) DIRECTOR ELECTIONS ISSUER 330506 0 Split 29913 AGAINST BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: W. Carl Kester (Class II) DIRECTOR ELECTIONS ISSUER 330506 0 Split 8464 NONE BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: Catherine A. Lynch (Class I) DIRECTOR ELECTIONS ISSUER 330506 0 Split 294480 FOR BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: Catherine A. Lynch (Class I) DIRECTOR ELECTIONS ISSUER 330506 0 Split 29175 AGAINST BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: Catherine A. Lynch (Class I) DIRECTOR ELECTIONS ISSUER 330506 0 Split 6851 NONE BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: John M. Perlowski (Class II) DIRECTOR ELECTIONS ISSUER 330506 0 Split 292629 FOR BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: John M. Perlowski (Class II) DIRECTOR ELECTIONS ISSUER 330506 0 Split 29532 AGAINST BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 To Elect Board Member Nominee: John M. Perlowski (Class II) DIRECTOR ELECTIONS ISSUER 330506 0 Split 8345 NONE BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 If properly presented at the meeting, a proposal submitted by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 330506 0 Split 176210 FOR BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 If properly presented at the meeting, a proposal submitted by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 330506 0 Split 150948 AGAINST BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 If properly presented at the meeting, a proposal submitted by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 330506 0 Split 3348 NONE BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class II Trustee: Ilya Gurevich DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 325930 FOR BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class II Trustee: Ilya Gurevich DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 3725 AGAINST BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class II Trustee: Ilya Gurevich DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 852 NONE BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class II Trustee: Shavar Jeffries DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 325997 FOR BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class II Trustee: Shavar Jeffries DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 3662 AGAINST BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class II Trustee: Shavar Jeffries DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 847 NONE BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class II Trustee: Jennifer Raab DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 256222 FOR BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class II Trustee: Jennifer Raab DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 73432 AGAINST BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class II Trustee: Jennifer Raab DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 852 NONE BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class I Trustee: David Littlewood DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 256265 FOR BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class I Trustee: David Littlewood DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 73391 AGAINST BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class I Trustee: David Littlewood DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 850 NONE BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class I Trustee: David Locala DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 326063 FOR BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class I Trustee: David Locala DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 3605 AGAINST BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class I Trustee: David Locala DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 839 NONE BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class I Trustee: Athanassios Diplas DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 325878 FOR BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class I Trustee: Athanassios Diplas DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 3786 AGAINST BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class I Trustee: Athanassios Diplas DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 842 NONE BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class I Trustee: Alexander Vindman DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 256024 FOR BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class I Trustee: Alexander Vindman DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 73646 AGAINST BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Election of the individual nominated by Saba to serve as Class I Trustee: Alexander Vindman DIRECTOR ELECTIONS SECURITY HOLDER 330506 0 Split 836 NONE BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Termination of the investment management agreement between the Fund and BlackRock Advisors, LLC, the Fund's investment manager, the form of which is attached to the Fund's Form N-2 filed with the Securities and Exchange Commission on February 18, 2021, as since amended or novated. INVESTMENT COMPANY MATTERS SECURITY HOLDER 330506 0 Split 176210 FOR BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Termination of the investment management agreement between the Fund and BlackRock Advisors, LLC, the Fund's investment manager, the form of which is attached to the Fund's Form N-2 filed with the Securities and Exchange Commission on February 18, 2021, as since amended or novated. INVESTMENT COMPANY MATTERS SECURITY HOLDER 330506 0 Split 150948 AGAINST BLACKROCK INNOVATION AND GROWTH TRUST US09260Q1085 06/25/2024 Termination of the investment management agreement between the Fund and BlackRock Advisors, LLC, the Fund's investment manager, the form of which is attached to the Fund's Form N-2 filed with the Securities and Exchange Commission on February 18, 2021, as since amended or novated. INVESTMENT COMPANY MATTERS SECURITY HOLDER 330506 0 Split 3348 NONE ABRDN LIFE SCIENCES INVESTORS US87911K1007 06/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 37835 0 Split 29611 FOR ABRDN LIFE SCIENCES INVESTORS US87911K1007 06/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 37835 0 Split 8224 NONE ABRDN LIFE SCIENCES INVESTORS US87911K1007 06/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 37835 0 Split 28243 FOR ABRDN LIFE SCIENCES INVESTORS US87911K1007 06/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 37835 0 Split 9592 NONE ABRDN LIFE SCIENCES INVESTORS US87911K1007 06/25/2024 Take action on a shareholder proposal requesting that the Fund take the steps necessary to reorganize the Board of Trustees into one class with each Trustee subject to election each year, if properly presented at the meeting. SHAREHOLDER RIGHTS AND DEFENSES SECURITY HOLDER 37835 0 Split 15947 FOR ABRDN LIFE SCIENCES INVESTORS US87911K1007 06/25/2024 Take action on a shareholder proposal requesting that the Fund take the steps necessary to reorganize the Board of Trustees into one class with each Trustee subject to election each year, if properly presented at the meeting. SHAREHOLDER RIGHTS AND DEFENSES SECURITY HOLDER 37835 0 Split 20633 AGAINST ABRDN LIFE SCIENCES INVESTORS US87911K1007 06/25/2024 Take action on a shareholder proposal requesting that the Fund take the steps necessary to reorganize the Board of Trustees into one class with each Trustee subject to election each year, if properly presented at the meeting. SHAREHOLDER RIGHTS AND DEFENSES SECURITY HOLDER 37835 0 Split 1254 NONE MORGAN STANLEY EMERGING MKTS US6174771047 06/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 393607 0 Split 322463 FOR MORGAN STANLEY EMERGING MKTS US6174771047 06/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 393607 0 Split 71144 NONE MORGAN STANLEY EMERGING MKTS US6174771047 06/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 393607 0 Split 324786 FOR MORGAN STANLEY EMERGING MKTS US6174771047 06/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 393607 0 Split 68821 NONE MORGAN STANLEY EMERGING MKTS US6174771047 06/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 393607 0 Split 325478 FOR MORGAN STANLEY EMERGING MKTS US6174771047 06/25/2024 DIRECTOR DIRECTOR ELECTIONS ISSUER 393607 0 Split 68129 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Cynthia L. Egan (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 386726 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Cynthia L. Egan (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 17175 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Cynthia L. Egan (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 6366 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Lorenzo A. Flores (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 386574 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Lorenzo A. Flores (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 17253 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Lorenzo A. Flores (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 6440 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Stayce D. Harris (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 387149 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Stayce D. Harris (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 16902 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Stayce D. Harris (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 6216 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: R. Glenn Hubbard (Class II) DIRECTOR ELECTIONS ISSUER 410267 0 Split 385842 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: R. Glenn Hubbard (Class II) DIRECTOR ELECTIONS ISSUER 410267 0 Split 17648 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: R. Glenn Hubbard (Class II) DIRECTOR ELECTIONS ISSUER 410267 0 Split 6777 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: W. Carl Kester (Class II) DIRECTOR ELECTIONS ISSUER 410267 0 Split 385969 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: W. Carl Kester (Class II) DIRECTOR ELECTIONS ISSUER 410267 0 Split 17415 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: W. Carl Kester (Class II) DIRECTOR ELECTIONS ISSUER 410267 0 Split 6883 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Catherine A. Lynch (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 387610 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Catherine A. Lynch (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 16702 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Catherine A. Lynch (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 5955 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: John M. Perlowski (Class II) DIRECTOR ELECTIONS ISSUER 410267 0 Split 385996 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: John M. Perlowski (Class II) DIRECTOR ELECTIONS ISSUER 410267 0 Split 17672 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: John M. Perlowski (Class II) DIRECTOR ELECTIONS ISSUER 410267 0 Split 6598 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 If properly presented at the meeting, a proposal submitted by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 410267 0 Split 220806 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 If properly presented at the meeting, a proposal submitted by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 410267 0 Split 185319 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 If properly presented at the meeting, a proposal submitted by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 410267 0 Split 4142 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Cynthia L. Egan (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 386726 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Cynthia L. Egan (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 17175 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Cynthia L. Egan (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 6366 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Lorenzo A. Flores (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 386574 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Lorenzo A. Flores (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 17253 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Lorenzo A. Flores (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 6440 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Stayce D. Harris (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 387149 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Stayce D. Harris (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 16902 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Stayce D. Harris (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 6216 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: R. Glenn Hubbard (Class II) DIRECTOR ELECTIONS ISSUER 410267 0 Split 385842 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: R. Glenn Hubbard (Class II) DIRECTOR ELECTIONS ISSUER 410267 0 Split 17648 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: R. Glenn Hubbard (Class II) DIRECTOR ELECTIONS ISSUER 410267 0 Split 6777 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: W. Carl Kester (Class II) DIRECTOR ELECTIONS ISSUER 410267 0 Split 385969 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: W. Carl Kester (Class II) DIRECTOR ELECTIONS ISSUER 410267 0 Split 17415 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: W. Carl Kester (Class II) DIRECTOR ELECTIONS ISSUER 410267 0 Split 6883 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Catherine A. Lynch (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 387610 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Catherine A. Lynch (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 16702 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: Catherine A. Lynch (Class I) DIRECTOR ELECTIONS ISSUER 410267 0 Split 5955 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: John M. Perlowski (Class II) DIRECTOR ELECTIONS ISSUER 410267 0 Split 385996 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: John M. Perlowski (Class II) DIRECTOR ELECTIONS ISSUER 410267 0 Split 17672 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 To Elect Board Member Nominee: John M. Perlowski (Class II) DIRECTOR ELECTIONS ISSUER 410267 0 Split 6598 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 If properly presented at the meeting, a proposal submitted by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 410267 0 Split 220806 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 If properly presented at the meeting, a proposal submitted by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 410267 0 Split 185319 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 If properly presented at the meeting, a proposal submitted by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 410267 0 Split 4142 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Ilya Gurevich (Class II) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 403585 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Ilya Gurevich (Class II) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 4067 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Ilya Gurevich (Class II) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 2615 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Shavar Jeffries (Class II) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 326288 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Shavar Jeffries (Class II) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 81361 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Shavar Jeffries (Class II) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 2618 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Jennifer Raab (Class II) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 327959 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Jennifer Raab (Class II) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 81379 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Jennifer Raab (Class II) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 929 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: David Littlewood (Class I) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 326245 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: David Littlewood (Class I) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 81355 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: David Littlewood (Class I) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 2667 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: David Locala (Class I) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 326245 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: David Locala (Class I) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 81347 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: David Locala (Class I) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 2675 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Athanassios Diplas (Class I) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 405254 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Athanassios Diplas (Class I) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 4048 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Athanassios Diplas (Class I) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 964 NONE BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Alexander Vindman (Class I) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 326120 FOR BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Alexander Vindman (Class I) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 81531 AGAINST BLACKROCK ESG CAPITAL ALLOCATION US09262F1003 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Alexander Vindman (Class I) DIRECTOR ELECTIONS SECURITY HOLDER 410267 0 Split 2617 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 To Elect the Class II Board Member Nominee: R. Glenn Hubbard DIRECTOR ELECTIONS ISSUER 67260 0 Split 64373 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 To Elect the Class II Board Member Nominee: R. Glenn Hubbard DIRECTOR ELECTIONS ISSUER 67260 0 Split 2159 AGAINST BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 To Elect the Class II Board Member Nominee: R. Glenn Hubbard DIRECTOR ELECTIONS ISSUER 67260 0 Split 728 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 To Elect the Class II Board Member Nominee: W. Carl Kester DIRECTOR ELECTIONS ISSUER 67260 0 Split 64322 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 To Elect the Class II Board Member Nominee: W. Carl Kester DIRECTOR ELECTIONS ISSUER 67260 0 Split 2199 AGAINST BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 To Elect the Class II Board Member Nominee: W. Carl Kester DIRECTOR ELECTIONS ISSUER 67260 0 Split 739 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 To Elect the Class II Board Member Nominee: John M. Perlowski DIRECTOR ELECTIONS ISSUER 67260 0 Split 64390 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 To Elect the Class II Board Member Nominee: John M. Perlowski DIRECTOR ELECTIONS ISSUER 67260 0 Split 2103 AGAINST BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 To Elect the Class II Board Member Nominee: John M. Perlowski DIRECTOR ELECTIONS ISSUER 67260 0 Split 767 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 If properly presented at the meeting, a proposal by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 67260 0 Split 65478 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 If properly presented at the meeting, a proposal by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 67260 0 Split 1749 AGAINST BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 If properly presented at the meeting, a proposal by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 67260 0 Split 34 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 To Elect the Class II Board Member Nominee: R. Glenn Hubbard DIRECTOR ELECTIONS ISSUER 67260 0 Split 64373 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 To Elect the Class II Board Member Nominee: R. Glenn Hubbard DIRECTOR ELECTIONS ISSUER 67260 0 Split 2159 AGAINST BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 To Elect the Class II Board Member Nominee: R. Glenn Hubbard DIRECTOR ELECTIONS ISSUER 67260 0 Split 728 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 To Elect the Class II Board Member Nominee: W. Carl Kester DIRECTOR ELECTIONS ISSUER 67260 0 Split 64322 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 To Elect the Class II Board Member Nominee: W. Carl Kester DIRECTOR ELECTIONS ISSUER 67260 0 Split 2199 AGAINST BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 To Elect the Class II Board Member Nominee: W. Carl Kester DIRECTOR ELECTIONS ISSUER 67260 0 Split 739 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 To Elect the Class II Board Member Nominee: John M. Perlowski DIRECTOR ELECTIONS ISSUER 67260 0 Split 64390 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 To Elect the Class II Board Member Nominee: John M. Perlowski DIRECTOR ELECTIONS ISSUER 67260 0 Split 2103 AGAINST BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 To Elect the Class II Board Member Nominee: John M. Perlowski DIRECTOR ELECTIONS ISSUER 67260 0 Split 767 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 If properly presented at the meeting, a proposal by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 67260 0 Split 65478 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 If properly presented at the meeting, a proposal by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 67260 0 Split 1749 AGAINST BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 If properly presented at the meeting, a proposal by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 67260 0 Split 34 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Shavar Jeffries DIRECTOR ELECTIONS SECURITY HOLDER 67260 0 Split 64446 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Shavar Jeffries DIRECTOR ELECTIONS SECURITY HOLDER 67260 0 Split 2258 AGAINST BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Shavar Jeffries DIRECTOR ELECTIONS SECURITY HOLDER 67260 0 Split 556 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Jennifer Raab DIRECTOR ELECTIONS SECURITY HOLDER 67260 0 Split 64451 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Jennifer Raab DIRECTOR ELECTIONS SECURITY HOLDER 67260 0 Split 2256 AGAINST BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Jennifer Raab DIRECTOR ELECTIONS SECURITY HOLDER 67260 0 Split 553 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Alexander Vindman DIRECTOR ELECTIONS SECURITY HOLDER 67260 0 Split 64437 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Alexander Vindman DIRECTOR ELECTIONS SECURITY HOLDER 67260 0 Split 2261 AGAINST BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Alexander Vindman DIRECTOR ELECTIONS SECURITY HOLDER 67260 0 Split 562 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Termination of the investment management agreement between the Fund and BlackRock Advisors, LLC, the Fund's investment manager, dated September 18, 2020, as since amended or novated. INVESTMENT COMPANY MATTERS SECURITY HOLDER 67260 0 Split 65478 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Termination of the investment management agreement between the Fund and BlackRock Advisors, LLC, the Fund's investment manager, dated September 18, 2020, as since amended or novated. INVESTMENT COMPANY MATTERS SECURITY HOLDER 67260 0 Split 1749 AGAINST BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Termination of the investment management agreement between the Fund and BlackRock Advisors, LLC, the Fund's investment manager, dated September 18, 2020, as since amended or novated. INVESTMENT COMPANY MATTERS SECURITY HOLDER 67260 0 Split 34 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Shavar Jeffries DIRECTOR ELECTIONS SECURITY HOLDER 67260 0 Split 64446 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Shavar Jeffries DIRECTOR ELECTIONS SECURITY HOLDER 67260 0 Split 2258 AGAINST BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Shavar Jeffries DIRECTOR ELECTIONS SECURITY HOLDER 67260 0 Split 556 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Jennifer Raab DIRECTOR ELECTIONS SECURITY HOLDER 67260 0 Split 64451 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Jennifer Raab DIRECTOR ELECTIONS SECURITY HOLDER 67260 0 Split 2256 AGAINST BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Jennifer Raab DIRECTOR ELECTIONS SECURITY HOLDER 67260 0 Split 553 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Alexander Vindman DIRECTOR ELECTIONS SECURITY HOLDER 67260 0 Split 64437 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Alexander Vindman DIRECTOR ELECTIONS SECURITY HOLDER 67260 0 Split 2261 AGAINST BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Election of the individual nominated by Saba to serve as trustee: Alexander Vindman DIRECTOR ELECTIONS SECURITY HOLDER 67260 0 Split 562 NONE BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Termination of the investment management agreement between the Fund and BlackRock Advisors, LLC, the Fund's investment manager, dated September 18, 2020, as since amended or novated. INVESTMENT COMPANY MATTERS SECURITY HOLDER 67260 0 Split 65478 FOR BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Termination of the investment management agreement between the Fund and BlackRock Advisors, LLC, the Fund's investment manager, dated September 18, 2020, as since amended or novated. INVESTMENT COMPANY MATTERS SECURITY HOLDER 67260 0 Split 1749 AGAINST BLACKROCK CAPITAL ALLOCATION TRUST US09260U1097 06/26/2024 Termination of the investment management agreement between the Fund and BlackRock Advisors, LLC, the Fund's investment manager, dated September 18, 2020, as since amended or novated. INVESTMENT COMPANY MATTERS SECURITY HOLDER 67260 0 Split 34 NONE BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 To Elect the Class II Board Member Nominee: R. Glenn Hubbard DIRECTOR ELECTIONS ISSUER 19805 0 Split 18647 FOR BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 To Elect the Class II Board Member Nominee: R. Glenn Hubbard DIRECTOR ELECTIONS ISSUER 19805 0 Split 959 AGAINST BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 To Elect the Class II Board Member Nominee: R. Glenn Hubbard DIRECTOR ELECTIONS ISSUER 19805 0 Split 199 NONE BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 To Elect the Class II Board Member Nominee: W. Carl Kester DIRECTOR ELECTIONS ISSUER 19805 0 Split 18636 FOR BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 To Elect the Class II Board Member Nominee: W. Carl Kester DIRECTOR ELECTIONS ISSUER 19805 0 Split 967 AGAINST BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 To Elect the Class II Board Member Nominee: W. Carl Kester DIRECTOR ELECTIONS ISSUER 19805 0 Split 202 NONE BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 To Elect the Class II Board Member Nominee: John M. Perlowski DIRECTOR ELECTIONS ISSUER 19805 0 Split 18638 FOR BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 To Elect the Class II Board Member Nominee: John M. Perlowski DIRECTOR ELECTIONS ISSUER 19805 0 Split 961 AGAINST BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 To Elect the Class II Board Member Nominee: John M. Perlowski DIRECTOR ELECTIONS ISSUER 19805 0 Split 207 NONE BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 If properly presented at the meeting, a proposal submitted by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 19805 0 Split 8987 FOR BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 If properly presented at the meeting, a proposal submitted by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 19805 0 Split 10609 AGAINST BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 If properly presented at the meeting, a proposal submitted by a hedge fund managed by Saba Capital Management, L.P. to terminate the investment management agreement between the Trust and BlackRock Advisors, LLC. INVESTMENT COMPANY MATTERS SECURITY HOLDER 19805 0 Split 209 NONE BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 Election of the individual nominated by Saba to serve as trustee: Ilya Gurevich DIRECTOR ELECTIONS SECURITY HOLDER 19805 0 Split 18399 FOR BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 Election of the individual nominated by Saba to serve as trustee: Ilya Gurevich DIRECTOR ELECTIONS SECURITY HOLDER 19805 0 Split 1288 AGAINST BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 Election of the individual nominated by Saba to serve as trustee: Ilya Gurevich DIRECTOR ELECTIONS SECURITY HOLDER 19805 0 Split 118 NONE BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 Election of the individual nominated by Saba to serve as trustee: Shavar Jeffries DIRECTOR ELECTIONS SECURITY HOLDER 19805 0 Split 18398 FOR BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 Election of the individual nominated by Saba to serve as trustee: Shavar Jeffries DIRECTOR ELECTIONS SECURITY HOLDER 19805 0 Split 1290 AGAINST BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 Election of the individual nominated by Saba to serve as trustee: Shavar Jeffries DIRECTOR ELECTIONS SECURITY HOLDER 19805 0 Split 118 NONE BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 Election of the individual nominated by Saba to serve as trustee: David Locala DIRECTOR ELECTIONS SECURITY HOLDER 19805 0 Split 19334 FOR BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 Election of the individual nominated by Saba to serve as trustee: David Locala DIRECTOR ELECTIONS SECURITY HOLDER 19805 0 Split 354 AGAINST BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 Election of the individual nominated by Saba to serve as trustee: David Locala DIRECTOR ELECTIONS SECURITY HOLDER 19805 0 Split 118 NONE BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 Termination of the investment management agreement between the Fund and BlackRock Advisors, LLC, the Fund's investment manager, the form of which is attached to the Fund's Form N-2 filed with the Securities and Exchange Commission on December 9, 2019, as since amended or novated. INVESTMENT COMPANY MATTERS SECURITY HOLDER 19805 0 Split 8987 FOR BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 Termination of the investment management agreement between the Fund and BlackRock Advisors, LLC, the Fund's investment manager, the form of which is attached to the Fund's Form N-2 filed with the Securities and Exchange Commission on December 9, 2019, as since amended or novated. INVESTMENT COMPANY MATTERS SECURITY HOLDER 19805 0 Split 10609 AGAINST BLACKROCK HEALTH SCIENCES US09260E1055 06/25/2024 Termination of the investment management agreement between the Fund and BlackRock Advisors, LLC, the Fund's investment manager, the form of which is attached to the Fund's Form N-2 filed with the Securities and Exchange Commission on December 9, 2019, as since amended or novated. INVESTMENT COMPANY MATTERS SECURITY HOLDER 19805 0 Split 209 NONE BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: Cynthia L. Egan DIRECTOR ELECTIONS ISSUER 4708 0 Split 4543 FOR BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: Cynthia L. Egan DIRECTOR ELECTIONS ISSUER 4708 0 Split 140 AGAINST BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: Cynthia L. Egan DIRECTOR ELECTIONS ISSUER 4708 0 Split 25 NONE BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: Robert Fairbairn DIRECTOR ELECTIONS ISSUER 4708 0 Split 4573 FOR BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: Robert Fairbairn DIRECTOR ELECTIONS ISSUER 4708 0 Split 105 AGAINST BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: Robert Fairbairn DIRECTOR ELECTIONS ISSUER 4708 0 Split 29 NONE BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: Lorenzo A. Flores DIRECTOR ELECTIONS ISSUER 4708 0 Split 4573 FOR BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: Lorenzo A. Flores DIRECTOR ELECTIONS ISSUER 4708 0 Split 106 AGAINST BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: Lorenzo A. Flores DIRECTOR ELECTIONS ISSUER 4708 0 Split 28 NONE BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: Stayce D. Harris DIRECTOR ELECTIONS ISSUER 4708 0 Split 4564 FOR BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: Stayce D. Harris DIRECTOR ELECTIONS ISSUER 4708 0 Split 105 AGAINST BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: Stayce D. Harris DIRECTOR ELECTIONS ISSUER 4708 0 Split 40 NONE BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: J. Phillip Holloman DIRECTOR ELECTIONS ISSUER 4708 0 Split 4541 FOR BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: J. Phillip Holloman DIRECTOR ELECTIONS ISSUER 4708 0 Split 140 AGAINST BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: J. Phillip Holloman DIRECTOR ELECTIONS ISSUER 4708 0 Split 27 NONE BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: R. Glenn Hubbard DIRECTOR ELECTIONS ISSUER 4708 0 Split 4550 FOR BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: R. Glenn Hubbard DIRECTOR ELECTIONS ISSUER 4708 0 Split 128 AGAINST BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: R. Glenn Hubbard DIRECTOR ELECTIONS ISSUER 4708 0 Split 30 NONE BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: John M. Perlowski DIRECTOR ELECTIONS ISSUER 4708 0 Split 4582 FOR BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: John M. Perlowski DIRECTOR ELECTIONS ISSUER 4708 0 Split 101 AGAINST BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: John M. Perlowski DIRECTOR ELECTIONS ISSUER 4708 0 Split 25 NONE BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: Arthur P. Steinmetz DIRECTOR ELECTIONS ISSUER 4708 0 Split 4547 FOR BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: Arthur P. Steinmetz DIRECTOR ELECTIONS ISSUER 4708 0 Split 131 AGAINST BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 To Elect the Board Member Nominee: Arthur P. Steinmetz DIRECTOR ELECTIONS ISSUER 4708 0 Split 30 NONE BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: Ilya Gurevich DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 4451 FOR BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: Ilya Gurevich DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 236 AGAINST BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: Ilya Gurevich DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 22 NONE BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: Shavar Jeffries DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 4452 FOR BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: Shavar Jeffries DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 235 AGAINST BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: Shavar Jeffries DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 21 NONE BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: Jennifer Raab DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 4454 FOR BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: Jennifer Raab DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 233 AGAINST BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: Jennifer Raab DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 21 NONE BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: David Littlewood DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 4457 FOR BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: David Littlewood DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 230 AGAINST BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: David Littlewood DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 21 NONE BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: David Locala DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 4465 FOR BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: David Locala DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 222 AGAINST BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: David Locala DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 21 NONE BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: Athanassios Diplas DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 4457 FOR BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: Athanassios Diplas DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 230 AGAINST BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: Athanassios Diplas DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 21 NONE BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: Alexander Vindman DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 4451 FOR BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: Alexander Vindman DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 232 AGAINST BR MUNIYIELD PENNSYLVANIA INSURED FD US09255G1076 06/18/2024 Election of individual nominated by Saba: Alexander Vindman DIRECTOR ELECTIONS SECURITY HOLDER 4708 0 Split 26 NONE BNY MUNICIPAL INCOME, INC US05589T1043 06/12/2024 DIRECTOR DIRECTOR ELECTIONS SECURITY HOLDER 0 0 No Vote 0 NONE BNY MUNICIPAL INCOME, INC US05589T1043 06/12/2024 DIRECTOR DIRECTOR ELECTIONS SECURITY HOLDER 0 0 No Vote 0 NONE BNY MUNICIPAL INCOME, INC US05589T1043 06/12/2024 DIRECTOR DIRECTOR ELECTIONS SECURITY HOLDER 0 0 No Vote 0 NONE BNY MUNICIPAL INCOME, INC US05589T1043 06/12/2024 Board De-Classification Proposal. SHAREHOLDER RIGHTS AND DEFENSES SECURITY HOLDER 0 0 No Vote 0 NONE BNY MUNICIPAL INCOME, INC US05589T1043 06/12/2024 DIRECTOR DIRECTOR ELECTIONS SECURITY HOLDER 0 0 No Vote 0 NONE BNY MUNICIPAL INCOME, INC US05589T1043 06/12/2024 DIRECTOR DIRECTOR ELECTIONS SECURITY HOLDER 0 0 No Vote 0 NONE BNY MUNICIPAL INCOME, INC US05589T1043 06/12/2024 DIRECTOR DIRECTOR ELECTIONS SECURITY HOLDER 0 0 No Vote 0 NONE BNY MUNICIPAL INCOME, INC US05589T1043 06/12/2024 Board De-Classification Proposal. SHAREHOLDER RIGHTS AND DEFENSES SECURITY HOLDER 0 0 No Vote 0 NONE BNY MUNICIPAL INCOME, INC US05589T1043 06/12/2024 ELECTION OF DIRECTOR: PHILLIP GOLDSTEIN DIRECTOR ELECTIONS SECURITY HOLDER 0 0 No Vote 0 NONE BNY MUNICIPAL INCOME, INC US05589T1043 06/12/2024 ELECTION OF DIRECTOR: ANDREW DAKOS DIRECTOR ELECTIONS SECURITY HOLDER 0 0 No Vote 0 NONE BNY MUNICIPAL INCOME, INC US05589T1043 06/12/2024 ELECTION OF DIRECTOR: MORITZ SELL DIRECTOR ELECTIONS SECURITY HOLDER 0 0 No Vote 0 NONE BNY MUNICIPAL INCOME, INC US05589T1043 06/12/2024 PROPOSAL TO DE-CLASSIFY THE FUND'S BOARD OF DIRECTORS. SHAREHOLDER RIGHTS AND DEFENSES SECURITY HOLDER 0 0 No Vote 0 NONE BNY MUNICIPAL INCOME, INC US05589T1043 06/12/2024 PROPOSAL TO ALLOW SHAREHOLDERS TO MONETIZE THEIR SHARES OF THE FUND AT A PRICE AT OR CLOSE TO NET ASSET VALUE. CAPITAL STRUCTURE SECURITY HOLDER 0 0 No Vote 0 NONE