0001443984-23-000306.txt : 20231106 0001443984-23-000306.hdr.sgml : 20231106 20231106125243 ACCESSION NUMBER: 0001443984-23-000306 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231102 FILED AS OF DATE: 20231106 DATE AS OF CHANGE: 20231106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAGEDORN JAMES CENTRAL INDEX KEY: 0001180171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11593 FILM NUMBER: 231379236 MAIL ADDRESS: STREET 1: C/O SCOTTS CO STREET 2: 14111 SCOTTSLAWN ROAD CITY: MARYSVILLE STATE: OH ZIP: 43041 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCOTTS MIRACLE-GRO CO CENTRAL INDEX KEY: 0000825542 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 311414921 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 14111 SCOTTSLAWN ROAD CITY: MARYSVILLE STATE: OH ZIP: 43041 BUSINESS PHONE: 9376440011 MAIL ADDRESS: STREET 1: 14111 SCOTTSLAWN ROAD STREET 2: N/A CITY: MARYSVILLE STATE: OH ZIP: 43041 FORMER COMPANY: FORMER CONFORMED NAME: SCOTTS COMPANY DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CDS HOLDING CORP DATE OF NAME CHANGE: 19900104 4 1 wk-form4_1699293154.xml FORM 4 X0508 4 2023-11-02 0 0000825542 SCOTTS MIRACLE-GRO CO SMG 0001180171 HAGEDORN JAMES C/O THE SCOTTS MIRACLE-GRO COMPANY 14111 SCOTTSLAWN ROAD MARYSVILLE OH 43041 1 1 1 0 Chairman, CEO and President 0 Common Shares 2023-10-25 5 J 0 E 52.9942 37.74 A 125347.9705 D Common Shares 2023-11-02 4 S 0 63021 52.6811 D 62326.9705 D Common Shares 2023-11-02 4 S 0 1239 53.039 D 61087.9705 D Common Shares 2023-11-03 4 S 0 6648 53.8663 D 54439.9705 D Common Shares 2023-11-03 4 S 0 9784 54.6326 D 44655.9705 D Common Shares 27384.292 I By 401(K) Plan Common Shares 1475074 I HPLP The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.0300 to $53.0200, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.0300 to $53.0500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.200 to $54.1900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.2000 to $55.0300, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4). Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership. /s/ Kathy L. Uttley as attorney-in-fact for James Hagedorn 2023-11-06