0001443984-23-000306.txt : 20231106
0001443984-23-000306.hdr.sgml : 20231106
20231106125243
ACCESSION NUMBER: 0001443984-23-000306
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231102
FILED AS OF DATE: 20231106
DATE AS OF CHANGE: 20231106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAGEDORN JAMES
CENTRAL INDEX KEY: 0001180171
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11593
FILM NUMBER: 231379236
MAIL ADDRESS:
STREET 1: C/O SCOTTS CO
STREET 2: 14111 SCOTTSLAWN ROAD
CITY: MARYSVILLE
STATE: OH
ZIP: 43041
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCOTTS MIRACLE-GRO CO
CENTRAL INDEX KEY: 0000825542
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870]
IRS NUMBER: 311414921
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 14111 SCOTTSLAWN ROAD
CITY: MARYSVILLE
STATE: OH
ZIP: 43041
BUSINESS PHONE: 9376440011
MAIL ADDRESS:
STREET 1: 14111 SCOTTSLAWN ROAD
STREET 2: N/A
CITY: MARYSVILLE
STATE: OH
ZIP: 43041
FORMER COMPANY:
FORMER CONFORMED NAME: SCOTTS COMPANY
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: CDS HOLDING CORP
DATE OF NAME CHANGE: 19900104
4
1
wk-form4_1699293154.xml
FORM 4
X0508
4
2023-11-02
0
0000825542
SCOTTS MIRACLE-GRO CO
SMG
0001180171
HAGEDORN JAMES
C/O THE SCOTTS MIRACLE-GRO COMPANY
14111 SCOTTSLAWN ROAD
MARYSVILLE
OH
43041
1
1
1
0
Chairman, CEO and President
0
Common Shares
2023-10-25
5
J
0
E
52.9942
37.74
A
125347.9705
D
Common Shares
2023-11-02
4
S
0
63021
52.6811
D
62326.9705
D
Common Shares
2023-11-02
4
S
0
1239
53.039
D
61087.9705
D
Common Shares
2023-11-03
4
S
0
6648
53.8663
D
54439.9705
D
Common Shares
2023-11-03
4
S
0
9784
54.6326
D
44655.9705
D
Common Shares
27384.292
I
By 401(K) Plan
Common Shares
1475074
I
HPLP
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.0300 to $53.0200, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.0300 to $53.0500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.200 to $54.1900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.2000 to $55.0300, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.
/s/ Kathy L. Uttley as attorney-in-fact for James Hagedorn
2023-11-06