0001182489-14-000532.txt : 20140424
0001182489-14-000532.hdr.sgml : 20140424
20140424191437
ACCESSION NUMBER: 0001182489-14-000532
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140415
FILED AS OF DATE: 20140424
DATE AS OF CHANGE: 20140424
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCOTTS MIRACLE-GRO CO
CENTRAL INDEX KEY: 0000825542
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870]
IRS NUMBER: 311414921
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 14111 SCOTTSLAWN ROAD
CITY: MARYSVILLE
STATE: OH
ZIP: 43041
BUSINESS PHONE: 9376440011
MAIL ADDRESS:
STREET 1: 14111 SCOTTSLAWN ROAD
STREET 2: N/A
CITY: MARYSVILLE
STATE: OH
ZIP: 43041
FORMER COMPANY:
FORMER CONFORMED NAME: SCOTTS COMPANY
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: CDS HOLDING CORP
DATE OF NAME CHANGE: 19900104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Coleman Thomas Randal
CENTRAL INDEX KEY: 0001569711
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11593
FILM NUMBER: 14782764
MAIL ADDRESS:
STREET 1: 14111 SCOTTSLAWN ROAD
CITY: MARYSVILLE
STATE: OH
ZIP: 43041
3
1
edgar.xml
FORM 3 -
X0206
3
2014-04-15
0
0000825542
SCOTTS MIRACLE-GRO CO
SMG
0001569711
Coleman Thomas Randal
C/O THE SCOTTS MIRACLE-GRO COMPANY
14111 SCOTTSLAWN ROAD
MARYSVILLE
OH
43041
0
1
0
0
EVP and CFO
No securities owned
0
D
Stock Option (right to buy)
51.73
2014-01-21
2021-01-20
Common Shares
7700
D
Stock Option (right to buy)
47.66
2015-01-20
2022-01-19
Common Shares
11155
D
Restricted Stock Units
Common Shares
2568
D
Restricted Stock Units
Common Shares
8323
D
Restricted Stock Units
Common Shares
9333
D
The restricted stock units are scheduled to vest on January 20, 2015. Subject to the terms of The Scotts Miracle-Gro Company Long-Term Incentive Plan, vested restricted stock units will be settled in common shares of The Scotts Miracle-Gro Company as soon as administratively practicable, but no later than 90 days, following: (i) the reporting person's death; (ii) the date the reporting person becomes totally disabled; or (iii) the third anniversary of the grant date, January 20, 2015.
The restricted stock units are scheduled to vest on January 18, 2016. Subject to the terms of The Scotts Miracle-Gro Company Long-Term Incentive Plan, vested restricted stock units will be settled in common shares of The Scotts Miracle-Gro Company as soon as administratively practicable, but no later than 90 days, following: (i) the reporting person's death; (ii) the date the reporting person becomes totally disabled; or (iii) the third anniversary of the grant date, January 18, 2016.
50% of the restricted stock units are scheduled to vest on September 30, 2015 and 25% of the restricted stock units are scheduled to vest on each of September 30, 2016 and September 30, 2017. Subject to the terms of The Scotts Miracle-Gro Company Long-Term Incentive Plan, vested restricted stock units will be settled in common shares of The Scotts Miracle-Gro Company as soon as administratively practicable, but no later than 90 days after vesting.
The restricted stock units were granted, together with an equal number of related dividend equivalents, under The Scotts Miracle-Gro Company Long-Term Incentive Plan, and subject to the terms and conditions of an individual award agreement. Each whole restricted stock unit represents a contingent right to receive one common share of The Scotts Miracle-Gro Company. Each dividend equivalent represents a contingent right to receive cash in respect of dividends that are declared and paid during the period beginning on the grant date and ending on the settlement date with respect to the common share of The Scotts Miracle-Gro Company represented by the related restricted stock unit.
Kathy L. Uttley as attorney-in-fact for Thomas Randal Coleman
2014-04-24
EX-24
2
colemanr.txt
POWER OF ATTORNEY
The undersigned officer and/or director of The Scotts Miracle-Gro Company
(the "Company"), hereby constitutes and appoints each of Tara Charnes
and Kathy L. Uttley, signing singly, the undersigned's true and
lawful attorney-in-fact and agent to:
1) execute for, in the name of and on behalf of the undersigned Forms 3, 4 and
5 with respect to the securities of the Company beneficially owned by the
undersigned in accordance with Section 16(a) of the Securities Exchange
Act of 1934, as amended (the "1934 Act") and the rules and regulations
thereunder and Form 144 with respect to the securities of the Company
beneficially owned by the undersigned in accordance with Rule 144 under the
Securities Act of 1933, as amended (the "Securities Act");
2) do and perform any and all acts for, in the name of and on behalf of the
undersigned which may be necessary or desirable to complete and execute any
such Form 3, 4 or 5 or such Form 144, complete and execute any amendment or
amendments thereto, and timely file any such form (and any such amendment or
amendments) with the United States Securities and Exchange Commission and any
stock exchange or similar authority; and
3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit
to, in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf
of the undersigned pursuant to this Power of Attorney shall be in such form
and shall contain such terms and conditions as such attorney-in-fact may
approve in such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full
power and authority to do and perform each and every act and thing
whatsoever requisite, necessary or proper to be done in the exercise of
any of the rights and powers herein granted, as fully to all intents and
purposes as the undersigned might or could do if personally present, with
full power of substitution and resubstitution, hereby ratifying and confirming
all that such attorney-in-fact, or such attorney-in-fact's substitute or
substitutes, shall lawfully do or cause to be done by virtue of this Power
of Attorney and the rights and powers herein granted. The undersigned
acknowledges that the above-named attorneys-in-fact, in serving in such
capacity at the request of the undersigned, are not assuming, nor is the
Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the 1934 Act and/or Rule 144 under the Securities Act.
This Power of Attorney shall remain in full force and effect until
the undersigned is no longer required to file Forms 3, 4 and 5 or Form 144
with respect to the undersigned's holdings of and transactions in securities
issued by the Company, unless earlier revoked by the undersigned in a signed
writing delivered to the above-named attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power
of Attorney to be executed as of this 8th day of February, 2013.
/s/ Thomas Randal Coleman
Signature
Thomas Randal Coleman
Print Name